Recent US Supreme Court decisions have hamstrung regulators but they will also make things much more complex
Penalty stemmed from bank’s inability to correct problems that it had already been cited for in 2020
Implosion in 2021 sent shockwaves through US equity markets and cost Wall Street banks billions of dollars
Elizabeth McCaul says rapid growth of lightly regulated lenders could translate into ‘systemic’ threat
Closing arguments cap eight-week trial in which lawyers for former trader say government failed to prove its case
Involvement by Interactive Brokers and Susquehanna boosts finance-related event contracts
California-based bank had grown as it drew in crypto customers but later failed after billions were withdrawn
Decision in case involving securities regulator is latest to take aim at power of federal agencies
This year’s assessments involved a theoretical scenario of 10% unemployment during a severe recession
Top securities regulator says he is determined to keep advancing agency’s rulemaking despite pushback
Regulators say they found ‘shortcomings’ in how the lenders would handle their own failures
FDIC concludes hypothetical strategy in event of bank’s failure is deficient on data controls
It’s bankers versus regulators in a battle over Basel III Endgame.
Mairead McGuinness says one-year deferral of market risk rules will preserve “level playing field”
Commodities trading house was accused of manipulating a fuel oil benchmark and possessing ‘improperly obtained’ inside information
The funds would offer a solution for investors who risk losing out if they hold existing leveraged funds for more than a day
Crypto company will be put ‘out of business for good,’ agency tells court in proposed resolution
For years, enforcers focused mainly on horizontal deals, but now that is changing
BlackRock and Citadel Securities have backed a bourse hoping to challenge Nasdaq and NYSE for listings
Fifth Circuit’s decision could imperil other wide-ranging reform efforts by US regulator
The rule books that govern the world’s banks, insurers and asset managers have been drawn into ideological splits
Investigation comes as party looks to highlight former US president’s ties to fossil fuel groups ahead of election
Antitrust lawsuit alleges group has used its dominance to exploit fans and artists and ‘suffocate its competition’
Chief of US banking regulator says he will leave post as soon as successor is confirmed
Case had questioned the constitutionality of financing for the Consumer Financial Protection Bureau
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