Stakeholder group calls for temporary suspension of penalties for failed trades when EU moves to one-day trade settlement
The number of low-price, highly speculative stocks on exchanges has exploded, harming investors
Offices targeted in two countries as Brussels scrutinises derivatives market for potential anti-competitive practices
Bank of England’s credibility under fire from Chicago in battle with New York
No trading suspensions, no drama
Derivatives regulator sets basic standards amid concerns about greenwashing and ineffective offsets
Exemption from cost disclosures to make the products more attractive to both institutions and customers
FCA’s Nikhil Rathi says insurance sector should still ‘experiment’ with the technology
Regulator’s case against Prager Metis details alleged failures in examining the exchange before its collapse
Banks have played silly endgames on capital. They win silly prizes as a result
Court ruling reveals that money laundering probe began in 2021
Bourses hope to draw listings with pitches that draw on corporate aspirations, strategy or identity
Raphael Bostic also created ‘appearance’ of benefiting from inside information, report concludes
Wall Street cop channels Plato in fresh stay-safe ad blitz
Senior government official says new law is ‘an opportunity we cannot miss’ to fix issues in capital markets bill
Regulator says loss-absorbing instrument does not fulfil purpose
Format has been a hit in the US, while European regulators have approved no new CLO mutual funds since 2020
Former prime minister of Italy advocates biggest overhaul of competition enforcement since creation of single market
Policymakers and police must work together on prevention while individuals should take more responsibility
David Burt says island has ‘very strong and robust regulatory system’ following issues at private equity-linked reinsurer
Massachusetts regulator says Wall Street firm failed to police stock sales in run-up to failure of California regional bank
As investors take a harder look at the razzle dazzle of tech shares, there is more of a case to buy British
UK financial regulator also takes tough approach on crypto asset registrations
Changes to disclosure rules on share buybacks would make a big difference to returns
Regulators have angered consumer groups by slashing the compensation limit on scams to £85,000