Hyatt v. People Ex Rel. Corkran, 188 U.S. 691 (1903)
Hyatt v. People Ex Rel. Corkran, 188 U.S. 691 (1903)
Hyatt v. People Ex Rel. Corkran, 188 U.S. 691 (1903)
691
23 S.Ct. 456
47 L.Ed. 657
thereto.
Given under my seal and the privy seal of the state, at the capitol in the
city of Albany, this 13th day of March, in the year of our Lord one
thousand nine hundred and two.
[L. S.] B. B. Odell, Jr.
By the Governor: James G. Graham,
Secretary to the Governor.
No other paper was returned by the chief of police bearing upon his right
to detain the relator. Upon the filing of the return the relator traversed it in
an affidavit, in which he denied that he had committed either the crime of
larceny or false pretenses, or any other crime, in the state of Tennessee. He
denied that he was within the state of Tennessee at the times mentioned in
the indictment upon which the requisition of the governor was issued; he
alleged that he had read the indictments before the governor of the state of
New York, upon which the warrant of arrest was issued, and that they
charged him with the commission of the crime of larceny and false
pretenses on the 20th and 30th days of April, the 8th day of May, and the
17th and the 24th days of June, 1901. The relator in his affidavit also
asserted that he was not in the state of Tennessee at any time in the months
of March, April, May, or June, 1901, or at any time for more than a year
prior to the month of March, 1901, and he denied that he had fled from the
state of Tennessee, or that he was a fugitive from the justice of that state.
He further therein stated that he had heard read the papers accompanying
the requisition of the governor of Tennessee to the governor of New York,
and that those papers did not contain any evidence or proof that he had
been in the state of Tennessee at any stated time since the 26th and 27th
days of May, 1899, and they contained no evidence or proof that he was in
the state of Tennessee on any day in any of the months set forth in the
indictments when the crime or crimes were alleged to have been
committed.
Upon the hearing the following paper, signed by the respective attorneys
for the parties, was filed:
'It is conceded that the relator was not within the state of Tennessee
between the 1st day of May, 1899, and the 1st day of July, 1901. It is also
conceded that the relator was in the state of Tennessee on the 2d day of
July, 1901.'
'A person charged in any state with treason, felony, or other crime, who shall
flee from justice, and be found in another state, shall, on demand of the
executive authority of the state from which he fled, be delivered up, to be
removed to the state having jurisdiction of the crime.'
It was held in Kentucky v. Dennison, 24 How. 66, 104, 16 L. ed. 717, 728, that
this provision of the Constitution was not self-executing, and that it required the
action of Congress in that regard. Congress did act by passing the statute
approved February 12, 1793 (1 Stat. at L. 302, chap. 7). The substance of that
act is reproduced in 5278 of the Revised Statutes (U. S. Comp. Stat. 1901, p.
3597), as follows:
'Sec. 5278. Whenever the executive authority of any state or territory demands
any person as a fugitive from justice, of the executive authority of any state or
territory to which such person has fled, and produces a copy of an indictment
found, or an affidavit made before a magistrate of any state or territory,
charging the person demanded with having committed treason, felony, or other
crime, certified as authentic by the governor or chief magistrate of the state or
territory from whence the person so charged has fled, it shall be the duty of the
executive authority of the state or territory to which such person has fled to
cause him to be arrested and secured, and to cause notice of the arrest to be
given to the executive authority making such demand, or to the agent of such
authority appointed to receive the fugitive, and to cause the fugitive to be
delivered to such agent when he shall appear. If no such agent appears within
six months from the time of the arrest, the prisoner may be discharged. All
costs or expenses incurred in the apprehending, securing, and transmitting such
fugitive to the state or territory making such demand shall be paid by such state
or territory.'
5
The proceedings in this case were under this section, and the warrant issued by
the governor was sufficient prima facie to justify the arrest of the relator and
his delivery to the agent of the state of Tennessee. Certain facts, however, must
appear before the governor has the right to issue his warrant. As was said in
Roberts v. Reilly, 116 U. S. 80, 95, 29 L. ed. 544, 549, 6 Sup. Ct. Rep. 291,
300, it must appear to the governor, before he can lawfully comply with the
demand for extradition, that the person demanded is substantially charged with
a crime against the laws of the state from whose justice he is alleged to have
fled, by an indictment or an affidavit, etc., and that the person demanded is a
fugitive from the justice of the state the executive authority of which makes the
demand. It was also stated in the same case that the question whether the
person demanded was substantially charged with a crime or not was a question
of law and open upon the face of the papers to judicial inquiry upon application
for a discharge under the writ of habeas corpus; that the question whether the
person demanded was a fugitive from the justice of the state was a question of
fact which the governor upon whom the demand was made must decide upon
such evidence as he might deem satisfactory. How far his decision might be
reviewed judicially in proceedings in habeas corpus, or whether it was
conclusive or not, were, as stated, questions not settled by harmonious judicial
decisions nor by any authoritative judgment of this court, and the opinion
continues as follows:
'It is conceded that the determination of the fact by the executive of the state in
issuing his warrant of arrest, upon a demand made on that ground, whether the
writ contains a recital of an express finding to that effect or not, must be
regarded as sufficient to justify the removal until the presumption in its favor is
overthrown by contrary proof'
In People ex rel. Lawrence v. Brady, 56 N. Y. 182, it was held that the courts
have jurisdiction to interfere by writ of habeas corpus, and to examine the
grounds upon which an executive warrant for the apprehension of an alleged
fugitive from justice from another state is issued, and, in case the papers are
defective and insufficient, to discharge the prisoner.
In the case before us the New York court of appeals held that if upon the return
to the writ of habeas corpus it is clearly shown that the relator is not a fugitive
from justice, and there is no evidence from which a contrary view can be
entertained, the court will discharge the person from imprisonment, but that
mere evidence of an alibi, or evidence that the person demanded was not in the
state as alleged, would not justify his discharge, where there was some evidence
on the other side, as habeas corpus was not the proper proceeding to try the
question of the guilt or innocence of the accused. And the court also held that
the conceded facts showed the absence of the accused at the time when the
crimes, if ever, were committed, and that the demand was in truth based upon
the doctrine that a constructive presence of the accused in the demanding state
at the time of the alleged commission of the crime was sufficient to authorize
the demand for his surrender.
9
We are of opinion that the warrant of the governor is but prima facie sufficient
to hold the accused, and that it is open to him to show by admissions, such as
are herein produced, or by other conclusive evidence, that the charge upon
which extradition is demanded assumes the absence of the accused person from
the state at the time the crime was, if ever, committed. This is in accordance
with the authorities in the states cited in the opinion of Judge Cullen in the New
York court of appeals, and is, as we think, founded upon correct principles.
Robb v. Connolly, 111 U. S. 624, 28 L. ed. 542, 4 Sup. Ct. Rep. 544,
recognizing authority of states to act by habeas corpus in extradition
proceedings.
10
If upon a question of fact, made before the governor, which he ought to decide,
there were evidence pro and con, the courts might not be justified in reviewing
the decision of the governor upon such question. In a case like that, where there
was some evidence sustaining the finding, the courts might regard the decision
of the governor as conclusive. But here, as we have the testimony of the relator
(uncontradicted) and the stipulation of counsel as to what the facts were, we
have the right, and it is our duty on such proof and concession, to say whether a
case was made out within the Federal statute, justifying the action of the
governor. It is upon the statute that the inquiry must rest.
11
In the case before us it is conceded that the relator was not in the state at the
various times when it is alleged in the indictments the crimes were committed,
nor until eight days after the time when the last one is alleged to have been
committed. That the prosecution on the trial of such an indictment need not
prove with exactness the commission of the crime at the very time alleged in
the indictment is immaterial. The indictments in this case named certain dates
as the times when the crimes were committed, and where in a proceeding like
this there is no proof, or offer of proof, to show that the crimes were in truth
committed on some other day than those named in the indictments, and that the
dates therein named were erroneously stated, it is sufficient for the party
charged to show that he was not in the state at the times named in the
indictments; and when those facts are proved so that there is no dispute in
regard to them, and there is no claim of any error in the dates named in the
indictments, the facts so proved are sufficient to show that the person was not
in the state when the crimes were, if ever, committed.
12
The New York court of appeals has construed the stipulation as conceding
these facts, and we think that its construction of the stipulation is the correct
one.
13
14
15
The language of 5278, Rev. Stat. (U. S. Comp. Stat. 1901, p. 3597), provides,
as we think, that the act shall have been committed by an individual who was at
the time of its commission personally present within the state which demands
his surrender. It speaks of a demand by the executive authority of a state for the
surrender of a person as a fugitive from justice, by the executive authority of a
state to which such person has fled, and it provides that a copy of the indictment
found, or affidavit made before a magistrate of any state, charging the person
demanded with having committed treason, etc., certified as authentic by the
governor or chief magistrate of the state or territory from whence the person so
charged has fled, shall be produced, and it makes it the duty of the executive
authority of the state to which such person has fled to cause him to be arrested
and secured. Thus, the person who is sought must be one who has fled from the
demanding state, and he must have fled (not necessarily directly) to the state
where he is found. It is difficult to see how a person can be said to have fled
from the state in which he is charged to have committed some act amounting to
a crime against that state, when in fact he was not within the state at the time
the act is said to have been committed. How can a person flee from a place that
he was not in? He could avoid a place that he had not been in; he could omit to
go to it; but how can it be said with accuracy that he has fled from a place in
which he had not been present? This is neither a narrow, nor, as we think, an
incorrect, interpretation of the statute. It has been in existence since 1793, and
we have found no case decided by this court wherein it has been held that the
statute covered a case where the party was not in the state at the time when the
act is alleged to have been committed. We think the plain meaning of the act
requires such presence, and that it was not intended to include, as a fugitive
from the justice of a state, one who had not been in the state at the time when, if
ever, the offense was committed, and who had not, therefore, in fact, fled
therefrom.
16
In Ex parte Reggel, 114 U. S. 642, 651, 29 L. ed. 250, 253, 5 Sup. Ct. Rep.
1148, 1153, it was stated by Mr. Justice Harlan, in speaking for the court:
17
18
To the same effect is Roberts v. Reilly, 116 U. S. 80, 29 L. ed. 544, 6 Sup. Ct.
Rep. 291. In that case the issue was made about the presence of the party in the
demanding state at the time the act was alleged to have been committed, and
there was direct and positive proof before the governor of Georgia, upon whom
the demand had been made, and there was no other evidence in the record
which contradicted it. It was said (p. 97, L. ed. p. 549, Sup. Ct. Rep. p. 300):
19
'The appellant, in his affidavit, does not deny that he was in the state of New
York about the date of the day laid in the indictment, when the offense is
alleged to have been committed, and states, by way of inference only, that he
was not in that state on that very day; and the fact that he has not been within
the state since the finding of the indictment is irrelevant and immaterial.'
20
It is clear that it was regarded by the court as essential that the person should
have been in the state which demanded his surrender at the time of the
commission of the offense alleged in the affidavit or indictment, and that it was
a fact jurisdictional in its nature, without which he could not be proceeded
against under the Federal statute.
21
Cook v. Hart, 146 U. S. 183, 36 L. ed. 934, 13 Sup. Ct. Rep. 40, decides
nothing to the contrary. In that case the party was arrested in Illinois on account
of a crime which, it was alleged, had been committed by him in Wisconsin. He
sued out a writ of habeas corpus in Illinois to test the legality of his arrest under
the circumstances appearing in the case. Upon the hearing the court decided
the arrest to be legal, and the party arrested acquiesced in this disposition of the
case, and made no attempt to obtain a review of the judgment in a superior
court. It was not until after his arrival in Wisconsin, whither he was taken by
virtue of the warrant issued by the governor of Illinois, and after his trial had
begun in Wisconsin, that he made application to the circuit court of the United
States in Wisconsin to be released upon habeas corpus, upon the ground he had
originally urged, that he was not a fugitive from justice within the meaning of
the Constitution and laws of the United States. The court decided against him,
holding that he had been properly surrendered. This court said that, assuming
that the question might be jurisdictional when raised before the executive or the
courts of the surrendering state, that it was presented in a somewhat different
aspect after the person had been delivered to the agent of the demanding state,
and had actually entered the territory of that state and was held under the
process of its courts. And it was said that the authorities tended to support the
theory that the executive warrant has spent its force when the accused has been
delivered to the demanding state; that it is too late for him to object even to
jurisdictional defects in his surrender, and that he was rightfully held under the
process of the demanding state. Whether the claim made by the party brought
to Wisconsin that he was illegally arrested in Illinois was well founded or not,
this court did not feel called upon to consider, or to review the propriety of the
dicision of the court below, and this on the ground that it was proper to wait
until the state court had finally acted upon the case, and then to require the
accused to sue out his writ of error from this court to the highest state court
where a decision could be had, instead of determining the question summarily
on habeas corpus.
22
It is contended, however, that there are cases in this court which sustain the
proposition maintained by the plaintiff in error herein, and Kentucky v.
Dennison, 24 How. 66, 16 L. ed. 717, is referred to as authority. It is therein
held that the words 'treason, felony, or other crime,' spoken of in the
Constitution, included every offense forbidden and made punishable by the
laws of the state where the offense is committed, and it is therefore argued that
as an act committed outside its borders may, under certain circumstances,
become a crime against the state, a person thus committing such an act comes
within the meaning of the Constitution, and should be surrendered upon
demand of the governor of the state whose law he is alleged to have violated.
23
On looking at that case it is seen that the facts were wholly different, and the
court had no such case as the one before us in mind. The party against whom
the demand was made had committed the crime, as alleged, within the state of
Kentucky, and no question arose as to his liability to be returned to Kentucky
for any act done by him outside its borders. The governor of Ohio, upon whom
the demand was made, acting under the advice of his attorney general, refused
to surrender the fugitive because the crime alleged was neither treason nor
felony at common law, nor was it one which was regarded as a crime by the
usages and laws of civilized nations, and the governor was advised that
obviously a line must be somewhere where drawn distinguishing offenses
which did, from offenses which did not, fall within the scope of the power
granted by the Constitution. It was in regard to this contention that this court
held as stated. Mr. Chief Justice Taney, delivering the opinion of the court, said
(p. 99, L. ed. p. 726):
24
'The words 'treason, felony, or other crime,' in their plain and obvious import,
as well as in their legal and technical sense, embrace every act forbidden and
made punishable by a law of the state. The word 'crime' of itself includes every
offense, from the highest to the lowest in the grade of offenses, and includes
what are called 'misdemeanors,' as well as treason and felony. 4 Bl. Com. 5, 6,
and note 3, Wendell's ed. But as the word 'crime' would have included treason
and felony, without specially mentioning those offenses, it seems to be
supposed that the natural and legal import of the word, by associating it with
those offenses, must be restricted and confined to offenses already known to the
common law and to the usage of nations, and regarded as offenses in every
civilized community, and that they do not extend to acts made offenses by local
statute, growing out of local circumstances, nor to offenses against ordinary
police regulations. This is one of the grounds upon which the governor of Ohio
refused to deliver Lago, under the advice of the attorney general of that state.
25
'But this inference is founded upon an obvious mistake as to the purposes for
which the words 'treason and felony' were introduced. They were introduced for
the purpose of guarding against any restriction of the word 'crime,' and to
prevent this provision from being construed by the rules and usages of
independent nations in compacts for delivering up fugitives from justice.
26
*****
27
28
The court, however, held that while it was the duty of the executive authority of
Ohio under the circumstances to deliver the person demanded, and that such
duty was merely ministerial and the governor had no right to exercise any
discretionary power as to the nature or character of the crime charged in the
indictment, yet it was also held that the Federal courts had no means to compel
the governor to perform the moral obligation of the state under the compact in
the Constitution, and that the courts could not coerce the state executive or
other state officer as such to perform any duty by act of Congress. On that
ground the motion for a mandamus to compel the governor of Ohio to issue his
warrant was refused. Nothing in that case can be regarded as any authority for
the proposition contended for here. The case assumed the presence of the party
in the state at the time of the alleged commission of the crime. The question
was whether upon such assumption the executive of the state upon whom the
demand was made could examine as to the character of the crime and refuse to
deliver up, in his discretion.
29
To the same effect is Ex parte Reggel, 114 U. S. 642, 29 L. ed 250, 5 Sup. St.
Rep. 1148. In that case the objection was made in the court of original
Many state courts before whom the question has come have held that a merely
constructive presence in the demanding state at the time of the alleged
commission of the offense was not sufficient to render the person a fugitive
from justice; that he must have been personally present within the state at the
time of the alleged commission of the act, or else he could not be regarded as a
fugitive from justice. Spear and also Moore on Extradition are to the same
effect. Those authorities and text writers are referred to in the margin.1
31
In the case of Re White, 5 C. C. A. 29, 14 U. S. App. 84, 55 Fed. 54, 58, in the
United States circuit court of appeals for the second circuit, it was said by
Lacombe, circuit judge, that it was proper to inquire upon habeas corpus
whether the prisoner was in fact within the demanding state when the alleged
crime was committed, for if he were not it could not be properly held that he
had fled from it.
32
The subsequent presence for one day (under the circumstances stated above) of
the relator in the state of Tennessee, eight days after the alleged commission of
the act, did not, when he left the state, render him a fugitive from justice within
the meaning of the statute. There is no evidence or claim that he then
committed any act which brought him within the criminal law of the state of
Tennessee, or that he was indicted for any act then committed. The proof is
uncontradicted that he went there on business, transacted it, and came away.
The complaint was not made, nor the indictments found, until months after that
time. His departure from the state after the conclusion of his business cannot be
regarded as a fleeing from justice within the meaning of the statute. He must
have been there when the crime was committed, as alleged, and if not, a
subsequent going there and coming away is not a flight.
33
We are of opinion that, as the relator showed without contradiction and upon
conceded facts that he was not within the state of Tennessee at the times stated
in the indictments found in the Tennessee court, nor at any time when the acts
were, if ever, committed, he was not a fugitive from justice within the meaning
of the Federal statute upon that subject, and upon these facts the warrant of the
governor of the state of New York was improperly issued, and the judgment of
the Court of Appeals of the state of New York discharging the relator from
imprisonment by reason of such warrant must be affirmed.
Wilcox v. Nolze (1878) 34 Ohio St. 520, 324; Jones v. Leonard (1878) 50
Iowa, 106, 32 Am. Rep. 116; Re Mohr (1883) 73 Ala. 503, 514; Re Fetter
(1852) 23 N. J. L. 311, 57 Am. Dec. 382; Hartman v. Aveline (1878) 63 Ind.
345, 30 Am. Rep. 217; Ex parte Knowles (1894) 16 Ky. L. Rep. 263;
Kingsbury's Case (1870) 106 Mass. 223, 227; State v. Hall (1894) 115 N. C.
811, 28 L. R. A. 289, 20 S. E. 729; 2 Moore, Extradition, 579, 581, 584;
Spear, Extradition, 310 et seq.; Cooley, Const. Lim. 4th ed. 21, note 1; 3 Crim.
Law Mag. 806 et seq., published 1882.