Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort ascending	Respondents
Sept. 10, 2024	Dishant Gupta Release No. LR-26103 See Also: SEC Complaint
Sept. 10, 2024	James O. Ward, Jr. Release No. LR-26102 See Also: SEC Complaint
Sept. 10, 2024	AmeriStar, LLC, et al. Release No. LR-26101 See Also: SEC Complaint
Sept. 10, 2024	Donald Anthony Wright; Retirement Specialty Group, Inc. Release No. LR-26100 See Also: SEC Complaint
Sept. 9, 2024	Hunter Haithcock a/k/a Hunter Elliott and Hunter Allen Release No. LR-26099 See Also: SEC Complaint
Sept. 6, 2024	Michael Chhabra, Vineet Chhabra, Tort Fund LLC, Tort Fund SPV1, LLC, Tort Fund SPV2, LLC Release No. LR-26098 See Also: SEC Complaint
Sept. 6, 2024	Raskob Kambourian Financial Advisors, Ltd. Release No. LR-26097 See Also: SEC Complaint
Sept. 5, 2024	Theodore Miller, et al. Release No. LR-26096 See Also: SEC Complaint
Sept. 3, 2024	Black Dragon Capital, LLC, et al. Release No. LR-26095 See Also: SEC Complaint
Sept. 3, 2024	Toller Stern Financial LLC, et al. Release No. LR-26094 See Also: SEC Complaint
Aug. 30, 2024	Shaohua (Michael) Yin, et al. Release No. LR-26093 See Also: SEC Complaint , Final Judgment - Benjamin Bin Chow , Final Judgment - Shaohua (Michael) Yin
Aug. 30, 2024	GEL Direct LLC, GEL Direct Trust, Jeffrey K. Galvani, and Stuart A. Jeffery Release No. LR-26092
Aug. 30, 2024	Justin D. Smith and Joshua Constantin Release No. LR-26091 See Also: SEC Complaint
Aug. 30, 2024	Tanner S. Adam, Jonathan L. Adam, Triten Financial Group, LLC and GCZ Global LLC Release No. LR-26090 See Also: SEC Complaint
Aug. 30, 2024	Wisdom Capital Management Group Ltd. Release No. LR-26089 See Also: SEC Complaint
Aug. 30, 2024	Nutra Pharma Corporation, et al. Release No. LR-26088 See Also: Final Judgment
Aug. 30, 2024	Drew Morgan Ciccarelli Release No. LR-26087 See Also: SEC Complaint
Aug. 29, 2024	Mmobuosi Odogwu Banye (a/k/a Dozy Mmobuosi), Tingo Group, Inc., Agri-Fintech Holdings, Inc. (f/k/a Tingo Inc.), and Tingo International Holdings, Inc. Release No. LR-26086 See Also: Final Judgement
Aug. 28, 2024	Bernardo Mendia-Alcaraz and Toltec Capital LLC Release No. LR-26085 See Also: SEC Complaint
Aug. 27, 2024	Austal Limited and Austal USA, LLC Release No. LR-26084 See Also: SEC Complaint
Aug. 27, 2024	QZ Global Ltd., et al. Release No. LR-26083 See Also: SEC Complaint
Aug. 26, 2024	Plutus Lending, LLC d/b/a Abra Release No. LR-26082 See Also: SEC Complaint
Aug. 21, 2024	Wayne H. McLean and Joan E. Powell Release No. LR-26081 See Also: Final Judgment - Wayne H. McLean , Final Judgment - Joan E. Powell
Aug. 21, 2024	FlowPoint Partners, LLC and Peter J. DeCaprio Release No. LR-26080 See Also: SEC Complaint
Aug. 20, 2024	Wells Real Estate Investment, LLC, Janalie C. Joseph a/k/a Janalie C. Bingham, and Jean Joseph, et al. Release No. LR-26079 See Also: SEC Complaint
Aug. 15, 2024	SAExploration Holdings, Inc., et al. Release No. LR-26078, AAER-4513
Aug. 14, 2024	Wilson J. Rondini, III; Falcon Capital Partners Ltd. Release No. LR-26077
Aug. 14, 2024	Drive Planning, LLC and Russell Todd Burkhalter Release No. LR-26076 See Also: SEC Complaint
Aug. 13, 2024	Stephen Durland Release No. LR-26075 See Also: SEC Complaint
Aug. 13, 2024	Rand Heckler and Rand Heckler, Inc. Release No. LR-26074
Aug. 13, 2024	Robert Del Prete Release No. LR-26073
Aug. 12, 2024	NovaTech Ltd., et al. Release No. LR-26072 See Also: SEC Complaint
Aug. 9, 2024	Kevan Casey et al. Release No. LR-26071 See Also: SEC Complaint
Aug. 8, 2024	Steven D. Targum et al. Release No. LR-26070 See Also: SEC Complaint
Aug. 8, 2024	Thompson Hunt and Associates, Ltd., et al. Release No. LR-26069 See Also: SEC Complaint
Aug. 7, 2024	Taylor Woods and Howard Wu Release No. LR-26068 See Also: SEC Complaint
Aug. 6, 2024	Richard Xia, et al. Release No. LR-26067
Aug. 6, 2024	Abraham Shafi and Barbara Woortmann Release No. LR-26066 See Also: SEC Complaint
July 31, 2024	Western International Securities, et al., Release No. LR-26065
July 31, 2024	South Bay Acquisitions, LLC, et al. Release No. LR-26064 See Also: SEC Complaint
July 30, 2024	Nader Al-Naji Release No. LR-26063 See Also: SEC Complaint
July 30, 2024	Charles Baugh Release No. LR-26062 See Also: SEC Complaint
July 29, 2024	Garrett W. Moretz Release No. LR-26061 See Also: SEC Complaint
July 29, 2024	Sivannarayana Barama Release No. LR-26060 See Also: SEC Complaint , Final Judgment , Order Granting Motion for Summary Judgement
July 29, 2024	Thomas San Miguel Release No. LR-26059 See Also: SEC Complaint
July 26, 2024	Juan [a/k/a John] Campo Release No. LR-26058 See Also: SEC Complaint
July 26, 2024	Roosevelt Tobias Bailey, et al. Release No. LR-26057 See Also: SEC Complaint
July 26, 2024	Andrew Left, and Citron Capital, LLC Release No. LR-26056 See Also: SEC Complaint
July 25, 2024	Babu Ramaraj Release No. LR-26055 See Also: SEC Complaint
July 24, 2024	Premium Point Investments LP et al. Release No. LR-26054 See Also: Final Judgment - Frank Dinucci, Jr.
July 23, 2024	Robert Newell and Black Hawk Funding, Inc. Release No. LR-26053 See Also: SEC Complaint
July 19, 2024	Yossi Engel Release No. LR-26052
July 19, 2024	Patrick Orlando Release No. LR-26051 See Also: SEC Complaint
July 19, 2024	Ricardi Celicourt and Brisly Guillaume Release No. LR-26050 See Also: SEC Complaint
July 15, 2024	Eliyahu Weinstein, Aryeh L. Bromberg, Joel L. Wittels, Richard M. Curry, Christopher J. Anderson, Alaa Mohamed Hattab, and Shlomo Erez Release No. LR-26049 See Also: SEC Complaint
July 9, 2024	George Iakovou, et. al Release No. LR-26048 See Also: SEC Complaint
July 8, 2024	Evarist C. Amah Release No. LR-26047 See Also: Final Judgment
July 8, 2024	Neil S. Chandran, et al. Release No. LR-26046 See Also: Judgment - Garry J. Davidson , Judgment - Linda C. Knott
July 8, 2024	Gene Daniel Levoff Release No. LR-26045 See Also: Opinion
July 2, 2024	Silvergate Capital Corporation, Alan J. Lane, Kathleen Fraher, and Antonio Martino Release No. LR-26044 See Also: SEC Complaint
July 2, 2024	John J. Kralik V, JKV Capital, LLC, and JKV LLC Release No. LR-26043 See Also: SEC Complaint
July 2, 2024	George Lewis Parsons II Release No. LR-26042 See Also: SEC Complaint
July 2, 2024	Hedonova Fund LLC Hedonova Advisors LLC Release No. LR-26041 See Also: SEC Complaint
July 1, 2024	Adrian J. Kawuba Release No. LR-26040 See Also: Final Judgment
July 1, 2024	Consensys Software Inc. Release No. LR-26039 See Also: SEC Complaint
June 27, 2024	BorrowMoney.com, Inc. and Aldo Piscitello Release No. LR-26038 See Also: SEC Complaint
June 26, 2024	Mike K. Veldhuis, Paul Sexton, Jackson T. Friesen, Zhiying Yvonne Gasarch, and Courtney Kelln Release No. LR-26037 See Also: Judgment - Jackson T. Friesen , Judgment - Yvonne Gasarch , Judgment - Courtney Kelln , Judgment - Paul Sexton , Judgment - Mike K. Veldhuis
June 25, 2024	Lufkin Advisors, LLC and Chauncey Forbush Lufkin, III Release No. LR-26036
June 25, 2024	John Brda and Georgios Palikaras Release No. LR-26035 See Also: SEC Complaint
June 20, 2024	Ross McLellan Release No. LR-26034 See Also: SEC Complaint
June 18, 2024	Yanni Tassev Release No. LR-26033 See Also: SEC Complaint
June 18, 2024	Western Sierra Resource Corporation, Roger Johnson, and Dennis Atkins Release No. LR-26032 See Also: SEC Complaint
June 17, 2024	Matthew Brown and Matthew Brown Companies, LLC Release No. LR-26031 See Also: SEC Complaint
June 14, 2024	Karen Rosenberger et al. Release No. LR-26030
June 14, 2024	PixarBio Corp. et al. Release No. LR-26029
June 14, 2024	Joshua Charles Avikzer Goltry and JAG Capital Advisors, LLC Release No. LR-26028 See Also: SEC Complaint
June 13, 2024	Bhardwaj et al. Release No. LR-26027
June 13, 2024	Brian C. Jensen Release No. LR-26026
June 13, 2024	Christopher R. Bentley, et al. Release No. LR-26025
June 13, 2024	Giguiere et al. Release No. LR-26024
June 12, 2024	Zhou Min Ni and Jian Ming "Jonathan" Ni, CPA Release No. LR-26023 See Also: Final Judgment - Jian Ming "Jonathan" Ni, CPA , Final Judgment - Zhou Min Ni
June 12, 2024	James L. Koutoulas Release No. LR-26022
June 12, 2024	Mario Gogliormella, Steven Lacaj, and Karim Ibrahim a/k/a/ Chris Hayes Release No. LR-26021 See Also: SEC Complaint
June 11, 2024	Ilit Raz Release No. LR-26020 See Also: SEC Complaint
June 11, 2024	Marc Henry Menard; Laesha Jean-Louis Release No. LR-26019 See Also: SEC Complaint
June 7, 2024	Jared Mitchell Release No. LR26018 See Also: Final Judgment
June 6, 2024	Jordan Qsar, Grant Witherspoon, Austin Bernard, and Chase Lambert Release No. LR-26017
June 4, 2024	Andre Wong Release No. LR-26016 See Also: SEC Complaint
June 4, 2024	Zhou Min Ni and Jian Ming “Jonathan” Ni, CPA Release No. LR-26015 See Also: SEC Complaint
June 3, 2024	Andreas Bechtolsheim Release No. LR-26014 See Also: SEC Complaint , Final Judgment
May 31, 2024	Tyler Loudon Release No. LR-26013
May 30, 2024	Frank Lynold Mercado; Tiger Wolf Capital, LLC Release No. LR-26012 See Also: SEC Complaint
May 23, 2024	Ian Balina Release No. LR-26011 See Also: Judgment
May 23, 2024	John D. Fierro and JDF Capital, Inc. Release No. LR-26010 See Also: Opinion - John D. Fierro , Final Judgment - John D. Fierro
May 22, 2024	Ganesh H. Betanabhatla Release No. LR-26009
May 20, 2024	Pedram Abraham Mehrian, Strategic Legacy Investment Group, Inc., and SLIG High-Interest Liquid Savings Company Release No. LR-26008
May 15, 2024	Nutra Pharma Corp. et al Release No. LR-26007
May 14, 2024	St. Julien et al. Release No. LR-26006
May 14, 2024	Jerry D. Guess Release No. LR-26005 See Also: SEC Complaint
May 13, 2024	Tyrone Johnny Lacy, Jr. Release No. LR-26004 See Also: SEC Complaint

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