Unit 1 - RESEARCH PROBLEM FORMULATION
Unit 1 - RESEARCH PROBLEM FORMULATION
FORMULATION
What is Research ?
Passion for a Subject: Individuals who have a deep passion for a particular subject or
field are often drawn to research within that area. Their enthusiasm fuels their dedication
to advancing knowledge in that domain.
Academic and Career Goals: For academics and professionals, conducting research is
often a necessary component for achieving certain career milestones, such as obtaining
advanced degrees, securing tenure, or advancing in specific industries.
Motivation in Research
Legacy and Impact: Some researchers are driven by the desire to leave a lasting
impact on their field, even beyond their own lifetime. They strive to create a legacy by
making groundbreaking discoveries or establishing new theories.
Objectives of Research
● The main aim of research is to find out the truth which is hidden and which
has not been discovered as yet.
● To gain familiarity with a phenomenon or to achieve new insights into it
(exploratory or formulative research)
● To portray accurately the characteristics of a particular individual, situation or
a group (descriptive research)
● To determine the frequency with which something occurs or with which it is
associated with something else (diagnostic research)
● To test a hypothesis of a causal relationship between variables (hypothesis-
testing research)
Exploratory Research
● Exploratory research is conducted when the researcher aims to gain a better
understanding of a problem, situation, or concept that is not well-defined or
understood.
● It's often used as a preliminary step before more focused research is
conducted.
● The primary goal of exploratory research is to explore and gather insights into
the topic, identify potential variables, generate hypotheses, and uncover
possible research questions.
● Exploratory research methods can include literature reviews, interviews, focus
groups, observations, and even preliminary surveys.
● The findings from Exploratory Research help researchers refine their research
questions, develop hypotheses and design more targeted research studies.
● This type of research is especially useful when there’s limited existing
knowledge about the topic.
Formative Research
● Formative research, on the other hand, is conducted during the early stages
of a project or program development.
● Formative research helps in identifying potential barriers, understanding
audience preferences, and refining strategies to achieve desired outcomes.
● Formative research methods often involve surveys, interviews, focus groups,
and observational studies.
● The data collected during formative research informs the creation of
materials, messages, and approaches that are more likely to resonate with
the intended audience.
Difference between exploratory and formative research
while formative research aims to shape the design and strategies of interventions
or projects before they are fully implemented.
Both types of research are valuable tools for gaining a deeper understanding of
complex issues and for creating effective solutions or research designs.
Descriptive Research
● This type of research is focused on answering the “why” and “how” questions
behind a phenomenon.
4. Expert input and discussions with colleagues help refine the problem's scope. In
academic settings, guides propose general problems, and researchers narrow
them down to operational terms. In business or governmental contexts,
administrative agencies often earmark problems, allowing discussions on their
origins and solutions.
5. The formulation's significance lies in defining the problem unambiguously,
distinguishing relevant from irrelevant data. Objectivity and validity in background
facts are crucial. The statement of objectives shapes data collection, relevant
data characteristics, relationships exploration, technique choice, and the final
report structure.
6. Pertinent terms should be clearly defined, and the process often follows a
sequence of refining formulations, progressing from broad to specific, based on
available resources.
2. Extensive literature survey
Problem Synopsis and Approval:
● Abstracting and indexing journals are initial sources for literature review.
● Published or unpublished bibliographies provide valuable references.
● Academic journals, conference proceedings, government reports, and books should
be consulted based on the problem's nature.
2. Extensive literature survey
Utilizing a Library:
● Simple random sampling: This is the simplest type of probability sampling. Each
member of the population has an equal chance of being selected.
● Systematic sampling: This is a type of probability sampling in which every kth
member of the population is selected.
● Stratified sampling: This is a type of probability sampling in which the population
is divided into strata (subgroups) and then random samples are selected from each
stratum.
● Cluster sampling: This is a type of probability sampling in which groups of
individuals (clusters) are randomly selected and then all members of the selected
clusters are included in the sample.
Different types of Sampling
● Multi-stage sampling: This is a type of probability sampling that is used when the population is
very large or spread out. It involves multiple stages of sampling, with smaller and smaller
groups being selected at each stage.
● Convenience sampling: This is a type of non-probability sampling in which the researcher
selects individuals who are convenient to sample.
● Judgment sampling: This is a type of non-probability sampling in which the researcher selects
individuals who they believe are representative of the population.
● Quota sampling: This is a type of non-probability sampling in which the researcher sets quotas
for different subgroups of the population and then selects individuals to fill those quotas.
● Snowball sampling: This is a type of non-probability sampling in which the researcher starts
with a small group of individuals and then asks them to refer other individuals who meet the
study criteria
6. Collecting the data
● Execution of the project is the process of carrying out the research plan. It is
important to execute the project in a systematic and timely manner to ensure
that the data collected is accurate and reliable.
● If the survey is to be conducted by means of structured questionnaires, the
questions and possible answers should be coded so that the data can be
easily processed.
● If the data are to be collected through interviewers, the interviewers should be
properly selected and trained. The researcher should also make occasional
field checks to ensure that the interviewers are doing their job properly.
● The researcher should carefully monitor the survey to identify and address
any unanticipated factors that could affect the accuracy of the data.
7. Execution of the project
● The process of interpretation can often lead to new questions, which can then
be the basis for further research.
● It is important to note that generalizations should be made with caution. The
findings of a study may not be applicable to all members of the population.
● The interpretation of the findings of a study should be based on sound
reasoning and evidence.
● The researcher should be aware of the limitations of their study and should
not make any claims that go beyond the data.
11. Preparation of the report or the thesis
● The preparation of the report or thesis is the final step in the research process. It is
important to write the report carefully and concisely, avoiding vague expressions.
● The report should be structured in a logical way, with an introduction, a summary of
findings, the main report, and a conclusion.
● The report should be written in simple language, avoiding jargon.
● Charts and illustrations can be used to present information more clearly and forcibly.
● The report should also include a bibliography of the sources that were consulted.
● The report should be written in a concise and objective style. This means that the
researcher should avoid using personal opinions or beliefs in the report.
● The report should be written in simple language that is easy to understand. This means
avoiding jargon and technical terms.
● Charts and illustrations can be used to present information more clearly and forcibly.
However, they should only be used if they add value to the report.
● The report should include a bibliography of the sources that were consulted. This allows
the reader to verify the information in the report.
Approaches to Research
There are three main approaches to research: quantitative, qualitative, and mixed
methods.
Quantitative research
Quantitative Numerical Facts and objective reality Can be used to test hypotheses and make Can be reductionist, can
predictions, and can be generalizable to a larger oversimplify complex problems
population
Qualitative Non-numerical People's experiences and Can provide rich insights into people's lives and Can be subjective, can be
understandings experiences, and can be used to explore difficult to generalize findings
complex problems
Mixed Both numerical Can combine the strengths of Can provide a more comprehensive Can be more complex and time-
methods and non-numerical quantitative and qualitative understanding of a research problem consuming than other
research approaches
Literature Review
What is Literature Review ?
A literature review is a critical analysis of previously published research on a
particular topic. It is an essential part of the research process, as it helps the
researcher to:
The literature review should be structured in a logical way, and it should be written in
a clear and concise style. It should be objective and unbiased, and it should avoid
making any personal opinions or beliefs.
Key elements of a literature review
● Introduction: The introduction should provide a brief overview of the topic and
the purpose of the literature review.
● Literature search: The literature search should identify all of the relevant
research that has been published on the topic.
● Review of the literature: The review of the literature should critically analyze
the research that has been identified. This includes evaluating the quality of the
research, identifying the strengths and weaknesses of the research, and
summarizing the findings of the research.
● Discussion: The discussion should discuss the implications of the literature
review for the researcher's own research. This includes identifying the gaps in
the knowledge, developing a research question, and formulating a research
hypothesis.
The literature review is an important part of the research process, and it is essential
for conducting high-quality research.
Information Sources
Citation Indexing: Tools like Google Scholar and Web of Science allow you to trace
backward (cited by) and forward (citing) citations from a specific paper, helping you
find related and influential works.
Reference Lists: Review the reference lists of articles, books, and reports to
identify sources cited by the authors. This can lead to additional relevant literature.
Subject-Specific Repositories: Some fields have repositories that host preprints,
working papers, and other academic documents. Examples include arXiv (for
physics, mathematics, computer science) and SocArXiv (for social sciences).
Tools and methods for identifying literature
Indexing and abstracting services are tools or systems that help researchers
locate, access, and navigate the vast amount of information available in academic
literature. They play a crucial role in organizing and summarizing scholarly
publications, making it easier for researchers to find relevant articles, papers, and
research in their field of interest.
Both indexing and abstracting services serve as essential tools for researchers,
helping them efficiently identify and access relevant literature for their studies.
They are commonly used in online academic databases and search engines,
making scholarly research more accessible and manageable.
Benefits of using indexing and abstracting services
● They can help you find relevant information quickly and easily.
● They can help you save time by eliminating the need to read through
irrelevant documents.
● They can help you stay up-to-date on the latest research in your field.
● They can help you identify gaps in the literature.
● They can help you find information that is not easily accessible, such as
patents and grey literature
Indexing Services
PubMed: Indexes biomedical literature, including articles from medical journals, life
sciences, and healthcare literature.
IEEE Xplore: Indexes articles, conference papers, and standards in the fields of
engineering, electronics, and computer science.
ERIC (Education Resources Information Center): Indexes education-related
literature, including journal articles, research reports, and conference papers.
sycINFOP: Indexes literature in psychology and related fields, including journals,
books, and dissertations.
Scopus: Multidisciplinary abstract and citation database covering a wide range of
subject areas.
Web of Science: Provides citation indexing for scholarly articles in various
disciplines.
MEDLINE: Focuses on medical literature, including clinical research, biochemistry,
and related fields.
Abstracting Services
ScienceDirect: Offers abstracts and full-text access to scientific articles from
various disciplines.
MathSciNet: Abstracts and reviews mathematical literature.
Social Science Research Network (SSRN): Provides abstracts and working
papers in the social sciences.
INSPEC: Covers abstracts and literature in physics, engineering, and
technology.
Anthropological Index Online: Abstracts and indexes anthropology-related
literature.
Business Source Complete: Abstracts and full-text access to business-related
literature.
PsycINFO: Alongside indexing, it also provides abstracts of psychology-related
articles.
Citation Indexes
● Citation indexes are specialized databases that track and catalog citations
found within scholarly articles, conference papers, books, and other
academic publications.
● These indexes provide information about which articles cite a particular
work and which works a particular article has cited.
● In essence, citation indexes create networks of citations, allowing
researchers to explore the relationships between different research papers
and authors.
Citation Indexes
Features :
Forward Citation Searching: This involves looking at which later publications have cited
a specific earlier work. It helps researchers understand the impact and influence of a
particular paper over time.
Backward Citation Searching: This involves examining the references cited within a
specific paper. Researchers can trace the sources that contributed to the development
of that paper.
Mapping Relationships: Citation indexes create visualizations that show the
connections and relationships between different papers, authors, and fields of study.
These visualizations help researchers identify key contributors and influential papers.
Impact Assessment: Researchers can gauge the impact of a particular article by seeing
how many times it has been cited by other researchers. This is often used to evaluate
the significance of academic contributions.
Identifying Trends and Emerging Topics: By analyzing patterns of citations,
researchers can identify trends, emerging topics, and areas of active research.
Citation Indexes Examples
Web of Science: Web of Science is a subscription-based service that provides citation data for
scholarly publications. It covers a wide range of disciplines and is one of the most
comprehensive citation indexes available.
Scopus: Scopus is another subscription-based service that provides citation data for scholarly
publications. It covers a wider range of disciplines than Web of Science and also includes
information on conference proceedings and patents.
Google Scholar: Google Scholar is a free service that provides citation data for scholarly
publications. It does not cover as many disciplines as Web of Science or Scopus, but it is a
good option for researchers who are looking for free access to information.
Dimensions: Dimensions is a free service that provides citation data for scholarly publications.
It is a good option for researchers who are looking for a free and comprehensive citation index.
Critical Review
A critical review, within the context of literature review, involves analyzing and evaluating
the quality, relevance, and significance of the existing academic literature related to a
specific research topic.
It goes beyond simply summarizing and describing the content of various sources;
instead, it involves a thoughtful assessment of the strengths, weaknesses, and
contributions of those sources to the research being conducted.
A critical review in the literature review section of a research paper demonstrates your
ability to engage critically with existing research, assess the scholarly landscape, and
position your own research within that context.
It also helps establish the rationale for your research questions, hypotheses, and the
overall research design.
Key aspects of critical review
Evaluation of Source Credibility: Assess the credibility of the sources, considering
factors like the author's expertise, the reputation of the journal or publisher, and the
methodology used in the study.
Identification of Key Themes and Findings: Identify common themes, trends, and
findings across the reviewed sources. This helps in synthesizing information and
understanding the broader context of the topic.
Comparison and Contrast: Compare and contrast different sources, noting areas of
agreement and disagreement. This can highlight areas where further research is
needed or where the field is divided.
Key aspects of critical review
Identification of Gaps: Identify gaps or limitations in the existing literature. These gaps
can point toward opportunities for new research questions or directions.
Critical Reflection: Offer your own insights and reflections on the sources. Discuss how
the reviewed literature informs your research objectives and hypotheses.
Synthesis and Integration: Synthesize the information from various sources to create a
cohesive narrative that highlights the evolution of the topic and the current state of
knowledge.
Identifying research gaps
A research gap is an area where there is a lack of knowledge or understanding. It can be
identified by conducting a literature review, which is a systematic study of the research that
has been done on a particular topic.
Understand the Gap: Review the literature to thoroughly understand the research gap you've
identified. Clarify what specific aspect of knowledge is missing or underexplored.
Identify the Context: Determine the context and scope of the research gap. Consider whether
the gap is limited to a certain demographic, geographical area, time period, or industry.
Define the Scope: Clearly define the boundaries of your study. What are the specific variables,
concepts, or factors that your research will focus on in relation to the gap?
Explore the Implications: Reflect on the potential implications of addressing the research gap.
How might closing this gap contribute to theoretical understanding, practical applications, or
policy recommendations?
Consider Interdisciplinary Connections: Examine whether the research gap connects with
other disciplines. Interdisciplinary perspectives can enrich your study and provide unique
insights.
Review Theoretical Frameworks: If applicable, revisit the theoretical frameworks relevant to
the gap. Are there existing theories that can be extended or modified to address the gap?
Hypothesizing the research gap
Process of proposing a possible explanation for the research gap. This can be done by
identifying the factors that may be contributing to the gap and by proposing a way to address
these factors.
Ensure Feasibility: Ensure that your research question and hypotheses are
feasible within the constraints of time, resources, and available data.
Review Existing Evidence: Before finalizing hypotheses, review existing evidence
in the literature. Are there any studies that provide insights into potential
outcomes or relationships?
Seek Feedback: Share your research question and hypotheses with colleagues,
mentors, or advisors. Their input can help refine your formulation.
Alignment with Gap: Ensure that your research question and hypotheses directly
address the identified gap and contribute to filling that gap.