Data Mining

Concepts and Techniques

February 15, 2024 Data Mining: Concepts and Techniques 1

 Introduction

 Motivation: Why data mining?

 What is data mining?
 Data Mining: Classification Schemes
 Data Mining: On what kind of data?
 Data mining functionality
 Major issues in data mining

February 15, 2024 Data Mining: Concepts and Techniques 2

 Why Data Mining?

 The Explosive Growth of Data: from terabytes to petabytes

 Data collection and data availability
 Automated data collection tools, database systems, Web,
computerized society
 Major sources of abundant data
 Business: Web, e-commerce, transactions, stocks, …
 Science: Remote sensing, bioinformatics, scientific simulation, …
 Society and everyone: news, digital cameras, YouTube
 We are drowning in data, but starving for knowledge!
 “Necessity is the mother of invention”—Data mining—Automated
analysis of massive data sets

February 15, 2024 Data Mining: Concepts and Techniques 3

 Evolution of Database Technology
 1960s:
 Data collection, database creation, IMS and network DBMS
 1970s:
 Relational data model, relational DBMS implementation
 1980s:
 RDBMS, advanced data models (extended-relational, OO, deductive, etc.)
 Application-oriented DBMS (spatial, scientific, engineering, etc.)
 1990s:
 Data mining, data warehousing, multimedia databases, and Web
databases
 2000s
 Stream data management and mining
 Data mining and its applications
 Web technology (XML, data integration) and global information systems

February 15, 2024 Data Mining: Concepts and Techniques 4

 What Is Data Mining?

 Data mining (knowledge discovery from data)

 Extraction of interesting (non-trivial, implicit, previously
unknown and potentially useful) patterns or knowledge from
huge amount of data
 Alternative names
 Knowledge discovery (mining) in databases (KDD), knowledge
extraction, data/pattern analysis, data archeology, data
dredging, information harvesting, business intelligence, etc.
 Watch out: Is everything “data mining”?
 Simple search and query processing
 (Deductive) expert systems

February 15, 2024 Data Mining: Concepts and Techniques 5

 Knowledge Discovery (KDD) Process

 Data mining—core of Pattern Evaluation

knowledge discovery
process
Data Mining

Task-relevant Data

Data Warehouse Selection

Data Cleaning

Data Integration

Databases
February 15, 2024 Data Mining: Concepts and Techniques 6
 Data Mining and Business Intelligence

Increasing potential
to support
business decisions End User
Decision
Making

Data Presentation Business

Analyst
Visualization Techniques
Data Mining Data
Information Discovery Analyst

Data Exploration
Statistical Summary, Querying, and Reporting

Data Preprocessing/Integration, Data Warehouses

DBA
Data Sources
Paper, Files, Web documents, Scientific experiments, Database Systems
February 15, 2024 Data Mining: Concepts and Techniques 7
 Data Mining: Confluence of Multiple Disciplines

Database
Technology Statistics

Machine Visualization
Learning Data Mining

Pattern
Recognition Other
Algorithm Disciplines

February 15, 2024 Data Mining: Concepts and Techniques 8

 Why Not Traditional Data Analysis?
 Tremendous amount of data
 Algorithms must be highly scalable to handle such as tera-bytes of
data
 High-dimensionality of data
 Micro-array may have tens of thousands of dimensions
 High complexity of data
 Data streams and sensor data
 Time-series data, temporal data, sequence data
 Structure data, graphs, social networks and multi-linked data
 Heterogeneous databases and legacy databases
 Spatial, spatiotemporal, multimedia, text and Web data
 Software programs, scientific simulations
 New and sophisticated applications

February 15, 2024 Data Mining: Concepts and Techniques 9

 Multi-Dimensional View of Data Mining
 Data to be mined
 Relational, data warehouse, transactional, stream,
object-oriented/relational, active, spatial, time-series, text, multi-media,
heterogeneous, legacy, WWW
 Knowledge to be mined
 Characterization, discrimination, association, classification, clustering,
trend/deviation, outlier analysis, etc.
 Multiple/integrated functions and mining at multiple levels
 Techniques utilized
 Database-oriented, data warehouse (OLAP), machine learning, statistics,
visualization, etc.
 Applications adapted
 Retail, telecommunication, banking, fraud analysis, bio-data mining, stock
market analysis, text mining, Web mining, etc.

February 15, 2024 Data Mining: Concepts and Techniques 10

 Data Mining: Classification Schemes

 General functionality
 Descriptive data mining
 Predictive data mining
 Different views lead to different classifications
 Data view: Kinds of data to be mined
 Knowledge view: Kinds of knowledge to be discovered
 Method view: Kinds of techniques utilized
 Application view: Kinds of applications adapted

February 15, 2024 Data Mining: Concepts and Techniques 11

 Data Mining: On What Kinds of Data?
 Database-oriented data sets and applications
 Relational database, data warehouse, transactional database
 Advanced data sets and advanced applications
 Data streams and sensor data
 Time-series data, temporal data, sequence data (incl. bio-sequences)
 Structure data, graphs, social networks and multi-linked data
 Object-relational databases
 Heterogeneous databases and legacy databases
 Spatial data and spatiotemporal data
 Multimedia database
 Text databases
 The World-Wide Web

February 15, 2024 Data Mining: Concepts and Techniques 12

 Data Mining Functionalities
 Multidimensional concept description: Characterization and
discrimination
 Generalize, summarize, and contrast data characteristics, e.g.,
dry vs. wet regions
 Frequent patterns, association, correlation vs. causality
 Diaper  Beer [0.5%, 75%] (Correlation or causality?)
 Classification and prediction
 Construct models (functions) that describe and distinguish
classes or concepts for future prediction
 E.g., classify countries based on (climate), or classify cars
based on (gas mileage)
 Predict some unknown or missing numerical values

February 15, 2024 Data Mining: Concepts and Techniques 13

 Data Mining Functionalities (2)
 Cluster analysis
 Class label is unknown: Group data to form new classes, e.g.,

cluster houses to find distribution patterns

 Maximizing intra-class similarity & minimizing interclass similarity

 Outlier analysis
 Outlier: Data object that does not comply with the general behavior

of the data
 Noise or exception? Useful in fraud detection, rare events analysis

 Trend and evolution analysis

 Trend and deviation: e.g., regression analysis

 Sequential pattern mining: e.g., digital camera  large SD memory

 Periodicity analysis

 Similarity-based analysis

 Other pattern-directed or statistical analyses

February 15, 2024 Data Mining: Concepts and Techniques 14

 Major Issues in Data Mining
 Mining methodology
 Mining different kinds of knowledge from diverse data types, e.g., bio, stream,
Web
 Performance: efficiency, effectiveness, and scalability
 Pattern evaluation: the interestingness problem
 Incorporation of background knowledge
 Handling noise and incomplete data
 Parallel, distributed and incremental mining methods
 Integration of the discovered knowledge with existing one: knowledge fusion
 User interaction
 Data mining query languages and ad-hoc mining
 Expression and visualization of data mining results
 Interactive mining of knowledge at multiple levels of abstraction
 Applications and social impacts
 Domain-specific data mining & invisible data mining
 Protection of data security, integrity, and privacy

February 15, 2024 Data Mining: Concepts and Techniques 15

 Architecture: Typical Data Mining System

Graphical User Interface

Pattern Evaluation
Knowl
Data Mining Engine edge-
Base
Database or Data
Warehouse Server

data cleaning, integration, and selection

Data World-Wide Other Info

Database Repositories
Warehouse Web

February 15, 2024 Data Mining: Concepts and Techniques 16

 Conferences and Journals on Data Mining

 KDD Conferences  Other related conferences

 ACM SIGKDD Int. Conf. on  ACM SIGMOD
Knowledge Discovery in  VLDB
Databases and Data Mining
(KDD)
 (IEEE) ICDE
 SIAM Data Mining Conf. (SDM)  WWW, SIGIR
 (IEEE) Int. Conf. on Data  ICML, CVPR, NIPS
Mining (ICDM)  Journals
 Conf. on Principles and
 Data Mining and Knowledge
practices of Knowledge
Discovery and Data Mining Discovery (DAMI or DMKD)
(PKDD)  IEEE Trans. On Knowledge
 Pacific-Asia Conf. on and Data Eng. (TKDE)
Knowledge Discovery and Data  KDD Explorations
Mining (PAKDD)  ACM Trans. on KDD

February 15, 2024 Data Mining: Concepts and Techniques 17

 Summary

 Data mining: Discovering interesting patterns from large amounts of

data
 A natural evolution of database technology, in great demand, with
wide applications
 A KDD process includes data cleaning, data integration, data
selection, transformation, data mining, pattern evaluation, and
knowledge presentation
 Mining can be performed in a variety of information repositories
 Data mining functionalities: characterization, discrimination,
association, classification, clustering, outlier and trend analysis, etc.
 Data mining systems and architectures
 Major issues in data mining

February 15, 2024 Data Mining: Concepts and Techniques 18

 Why Data Mining?—Potential Applications

 Data analysis and decision support

 Market analysis and management
 Target marketing, customer relationship management (CRM),
market basket analysis, cross selling, market segmentation
 Risk analysis and management
 Forecasting, customer retention, improved underwriting,
quality control, competitive analysis
 Fraud detection and detection of unusual patterns (outliers)
 Other Applications
 Text mining (news group, email, documents) and Web mining
 Stream data mining
 Bioinformatics and bio-data analysis

February 15, 2024 Data Mining: Concepts and Techniques 19

 Ex. 1: Market Analysis and Management
 Where does the data come from?—Credit card transactions, loyalty cards,
discount coupons, customer complaint calls, plus (public) lifestyle studies
 Target marketing
 Find clusters of “model” customers who share the same characteristics: interest,
income level, spending habits, etc.
 Determine customer purchasing patterns over time
 Cross-market analysis—Find associations/co-relations between product sales,
& predict based on such association
 Customer profiling—What types of customers buy what products (clustering
or classification)
 Customer requirement analysis
 Identify the best products for different groups of customers
 Predict what factors will attract new customers
 Provision of summary information
 Multidimensional summary reports
 Statistical summary information (data central tendency and variation)

February 15, 2024 Data Mining: Concepts and Techniques 20

 Ex. 2: Corporate Analysis & Risk Management

 Finance planning and asset evaluation

 cash flow analysis and prediction
 contingent claim analysis to evaluate assets
 cross-sectional and time series analysis (financial-ratio, trend
analysis, etc.)
 Resource planning
 summarize and compare the resources and spending
 Competition
 monitor competitors and market directions
 group customers into classes and a class-based pricing procedure
 set pricing strategy in a highly competitive market

February 15, 2024 Data Mining: Concepts and Techniques 21

Ex. 3: Fraud Detection & Mining Unusual Patterns

 Approaches: Clustering & model construction for frauds, outlier analysis

 Applications: Health care, retail, credit card service, telecomm.
 Auto insurance: ring of collisions
 Money laundering: suspicious monetary transactions
 Medical insurance
 Professional patients, ring of doctors, and ring of references
 Unnecessary or correlated screening tests
 Telecommunications: phone-call fraud
 Phone call model: destination of the call, duration, time of day or
week. Analyze patterns that deviate from an expected norm
 Retail industry
 Analysts estimate that 38% of retail shrink is due to dishonest
employees
 Anti-terrorism

February 15, 2024 Data Mining: Concepts and Techniques 22

 KDD Process: Several Key Steps
 Learning the application domain
 relevant prior knowledge and goals of application
 Creating a target data set: data selection
 Data cleaning and preprocessing: (may take 60% of effort!)
 Data reduction and transformation
 Find useful features, dimensionality/variable reduction, invariant
representation
 Choosing functions of data mining
 summarization, classification, regression, association, clustering
 Choosing the mining algorithm(s)
 Data mining: search for patterns of interest
 Pattern evaluation and knowledge presentation
 visualization, transformation, removing redundant patterns, etc.
 Use of discovered knowledge

February 15, 2024 Data Mining: Concepts and Techniques 23

 Are All the “Discovered” Patterns Interesting?

 Data mining may generate thousands of patterns: Not all of them

are interesting
 Suggested approach: Human-centered, query-based, focused mining
 Interestingness measures
 A pattern is interesting if it is easily understood by humans, valid on new
or test data with some degree of certainty, potentially useful, novel, or
validates some hypothesis that a user seeks to confirm
 Objective vs. subjective interestingness measures
 Objective: based on statistics and structures of patterns, e.g., support,
confidence, etc.
 Subjective: based on user’s belief in the data, e.g., unexpectedness,
novelty, actionability, etc.

February 15, 2024 Data Mining: Concepts and Techniques 24

 Find All and Only Interesting Patterns?

 Find all the interesting patterns: Completeness

 Can a data mining system find all the interesting patterns? Do we
need to find all of the interesting patterns?
 Heuristic vs. exhaustive search
 Association vs. classification vs. clustering
 Search for only interesting patterns: An optimization problem
 Can a data mining system find only the interesting patterns?
 Approaches
 First general all the patterns and then filter out the uninteresting
ones
 Generate only the interesting patterns—mining query
optimization

February 15, 2024 Data Mining: Concepts and Techniques 25

 Other Pattern Mining Issues
 Precise patterns vs. approximate patterns
 Association and correlation mining: possible find sets of precise
patterns
 But approximate patterns can be more compact and sufficient
 How to find high quality approximate patterns??
 Gene sequence mining: approximate patterns are inherent
 How to derive efficient approximate pattern mining
algorithms??
 Constrained vs. non-constrained patterns
 Why constraint-based mining?
 What are the possible kinds of constraints? How to push
constraints into the mining process?

February 15, 2024 Data Mining: Concepts and Techniques 26

 Assignment

 High quality implementation of one selected data

mining algorithm in the textbook
 A research report if you plan to devote your future
research thesis on data mining

February 15, 2024 Data Mining: Concepts and Techniques 27

 Why Data Mining Query Language?

 Automated vs. query-driven?

 Finding all the patterns autonomously in a database?—unrealistic
because the patterns could be too many but uninteresting
 Data mining should be an interactive process
 User directs what to be mined
 Users must be provided with a set of primitives to be used to
communicate with the data mining system
 Incorporating these primitives in a data mining query language
 More flexible user interaction
 Foundation for design of graphical user interface
 Standardization of data mining industry and practice

February 15, 2024 Data Mining: Concepts and Techniques 28

 Primitives that Define a Data Mining Task

 Task-relevant data
 Database or data warehouse name
 Database tables or data warehouse cubes
 Condition for data selection
 Relevant attributes or dimensions
 Data grouping criteria
 Type of knowledge to be mined
 Characterization, discrimination, association, classification,
prediction, clustering, outlier analysis, other data mining tasks
 Background knowledge
 Pattern interestingness measurements
 Visualization/presentation of discovered patterns
February 15, 2024 Data Mining: Concepts and Techniques 29
 Primitive 3: Background Knowledge

 A typical kind of background knowledge: Concept hierarchies

 Schema hierarchy
 E.g., street < city < province_or_state < country
 Set-grouping hierarchy
 E.g., {20-39} = young, {40-59} = middle_aged
 Operation-derived hierarchy
 email address: [email protected]
login-name < department < university < country
 Rule-based hierarchy
 low_profit_margin (X) <= price(X, P1) and cost (X, P2) and (P1 -
P2) < $50

February 15, 2024 Data Mining: Concepts and Techniques 30

 Primitive 4: Pattern Interestingness Measure

 Simplicity
e.g., (association) rule length, (decision) tree size
 Certainty
e.g., confidence, P(A|B) = #(A and B)/ #(B), classification
reliability or accuracy, certainty factor, rule strength, rule quality,
discriminating weight, etc.
 Utility
potential usefulness, e.g., support (association), noise threshold
(description)
 Novelty
not previously known, surprising (used to remove redundant
rules, e.g., Illinois vs. Champaign rule implication support ratio)

February 15, 2024 Data Mining: Concepts and Techniques 31

 Primitive 5: Presentation of Discovered Patterns

 Different backgrounds/usages may require different forms of

representation
 E.g., rules, tables, crosstabs, pie/bar chart, etc.
 Concept hierarchy is also important
 Discovered knowledge might be more understandable when
represented at high level of abstraction
 Interactive drill up/down, pivoting, slicing and dicing provide
different perspectives to data
 Different kinds of knowledge require different representation:
association, classification, clustering, etc.

February 15, 2024 Data Mining: Concepts and Techniques 32

Integration of Data Mining and Data Warehousing

 Data mining systems, DBMS, Data warehouse systems

coupling
 No coupling, loose-coupling, semi-tight-coupling, tight-coupling
 On-line analytical mining data
 integration of mining and OLAP technologies
 Interactive mining multi-level knowledge
 Necessity of mining knowledge and patterns at different levels of
abstraction by drilling/rolling, pivoting, slicing/dicing, etc.
 Integration of multiple mining functions
 Characterized classification, first clustering and then association

February 15, 2024 Data Mining: Concepts and Techniques 33

Coupling Data Mining with DB/DW Systems

 No coupling—flat file processing, not recommended

 Loose coupling
 Fetching data from DB/DW
 Semi-tight coupling—enhanced DM performance
 Provide efficient implement a few data mining primitives in a
DB/DW system, e.g., sorting, indexing, aggregation, histogram
analysis, multiway join, precomputation of some stat functions
 Tight coupling—A uniform information processing
environment
 DM is smoothly integrated into a DB/DW system, mining query
is optimized based on mining query, indexing, query processing
methods, etc.
February 15, 2024 Data Mining: Concepts and Techniques 34