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    Securities and Exchange Board of India - Sebi

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    Nitesh Wadhwa
    The Securities and Exchange Board of India (SEBI) was established in 1992 to protect investors' interests and regulate India's securities market. SEBI was initially a non-statutory body, but was given statutory powers in 1995 to oversee stock exchanges, register and regulate brokers and agents, prohibit unfair trading practices, and protect investors. SEBI must approve all initial public offerings in India by validating offering documents and ensuring adequate disclosure for investors. Under SEBI's oversight, India's capital markets have transformed into a more transparent, paperless system with a shorter settlement cycle.

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    Securities and Exchange Board of India - Sebi

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    Nitesh Wadhwa
    15 views8 pages
    The Securities and Exchange Board of India (SEBI) was established in 1992 to protect investors' interests and regulate India's securities market. SEBI was initially a non-statutory body, but was given statutory powers in 1995 to oversee stock exchanges, register and regulate brokers and agents, prohibit unfair trading practices, and protect investors. SEBI must approve all initial public offerings in India by validating offering documents and ensuring adequate disclosure for investors. Under SEBI's oversight, India's capital markets have transformed into a more transparent, paperless system with a shorter settlement cycle.

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    The Securities and Exchange Board of India (SEBI) was established in 1992 to protect investors' interests and regulate India's securities market. SEBI was initially a non-statutory body, but was given statutory powers in 1995 to oversee stock exchanges, register and regulate brokers and agents, prohibit unfair trading practices, and protect investors. SEBI must approve all initial public offerings in India by validating offering documents and ensuring adequate disclosure for investors. Under SEBI's oversight, India's capital markets have transformed into a more transparent, paperless system with a shorter settlement cycle.

    Copyright:

    © All Rights Reserved
    Download as PPTX, PDF, TXT or read online from Scribd
    Download as pptx, pdf, or txt
    15 views8 pages

    Securities and Exchange Board of India - Sebi

    Uploaded by

    Nitesh Wadhwa
    The Securities and Exchange Board of India (SEBI) was established in 1992 to protect investors' interests and regulate India's securities market. SEBI was initially a non-statutory body, but was given statutory powers in 1995 to oversee stock exchanges, register and regulate brokers and agents, prohibit unfair trading practices, and protect investors. SEBI must approve all initial public offerings in India by validating offering documents and ensuring adequate disclosure for investors. Under SEBI's oversight, India's capital markets have transformed into a more transparent, paperless system with a shorter settlement cycle.

    Copyright:

    © All Rights Reserved
    Download as PPTX, PDF, TXT or read online from Scribd
    Download as pptx, pdf, or txt
    of 8

    SECURITIES AND EXCHANGE BOARD OF

    INDIA - SEBI
    PRESENTED BY - 127–Risha Vanigota
    128-Dhananjay Vazirani
    129-Devansh Vohra
    130-Nitesh Wadhwa
    131-Aman Yadav
    1008-Moksh Jain
    1009-Adil Patel
    INTRODUCTION
    • The Securities Exchange Board of India was established on April 12 , 1992 in accordance with
    the provisions of Securities and Exchange Board of India Act , 1992 .

    • It is an act to provide for the establishment of a board to proctect the interests of investors in
    securities and to promote the development of , and to regulate , the securities market and for
    matters connected therewith or incidental thereto .

    • It comes under the jurisdiction of Government of India and its headquarter is located in
    Mumbai .
    HISTORY OF SEBI
    • Initially SEBI was a non-statutory body without any statutory powers .

    • However in 1995 , the SEBI was given additional statutory power by the Government of India
    through an amendment to the Securities and Exchange Board of India , 1992 .

    • In April ,1998 the SEBI was constituted as the regulator of Capital Market in India under the
    resolution of the Government of India .
    FUNCTIONS OF SEBI
    • Regulating the business in stock exchanges and any other securities market .

    • Registering and regulating the working of stock brokers , sub-brokers, share transfer agents ,
    bankers to an issue , trustees of trust deeds , etc .

    • Prohibiting fraudulent and unfair trade practices relating to securities markets.

    • The duty of the Board is to protect is to protect the interests of investors in securities and to
    regulate the securities market .

    • Board have some powers as issuing commissions for the examination of witnesses or
    documents .
    ROLE OF SEBI IN IPO
    • The rules , regulations and procedures relating to public issues in India are governed by SEBI .

    • Any company going public in India should get approval from SEBI before opening its IPO.
    Issuer company’s lead managers submit the public issue prospectus to SEBI , provide
    clarification , make changes in the prospectus suggested by SEBI and get it approve .

    • SEBI Validate the IPO and make sure that document has enough information to help investors
    to take decisions before applying shares in an IPO .
    CHANGE IN THE MARKET
    • The complete transformation of the trading , clearing and settlement infrastructure .

    • Dramatic transformation to a paperless market and transparent trading system .

    • Cutting the settlement cycle and now going forward towards a T+1 system .

    • SEBI has made the markets much safer for investors .


    SUMMARY
    • For the development of any economy Capital Market , which is one of the main organ to
    mobilize funds of huge order shall evolve all the steps to develop the market .

    • Simultaneously , bringing in the creditability in the financial market , which is watched world
    wide .

    • Through effective and speedy implementable regulations , ultimately , protecting the interests
    of the investors and the country .
    THANK YOU

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