Introduction to

Information Theory
Hsiao-feng Francis Lu

Dept. of Comm Eng.

National Chung-Cheng
Univ.
Father of Digital Communication

The roots of modern digital communication

stem from the ground-breaking paper “A
Mathematical Theory of Communication” by
Claude Elwood Shannon in 1948.
 Model of a Digital
Communication System

Message Encoder
e.g. English symbols e.g. English to 0,1 sequence

Information
Coding
Source

Communication
Channel

Destination Decoding

Can have noise

or distortion
Decoder
e.g. 0,1 sequence to English
Communication Channel
Includes
And even this…
 Shannon’s Definition
of Communication

“The fundamental problem of

communication is that of reproducing at
one point either exactly or approximately
a message selected at another point.”

“Frequently the messages have meaning”

“... [which is] irrelevant to the engineering problem.”

Shannon Wants to…
• Shannon wants to find a way for “reliably”
transmitting data throughout the channel at
“maximal” possible rate.

Information
Coding
Source

Communication
Channel

Destination Decoding

For example, maximizing the

speed of ADSL @ your home
And he thought about this
problem for a while…

He later on found a solution and

published in this 1948 paper.
In his 1948 paper he build a rich theory to
the problem of reliable communication,
now called “Information Theory” or “The
Shannon Theory” in honor of him.
 Shannon’s Vision

Source Channel
Data
Encoding Encoding
Channel
Source Channel
User
Decoding Decoding
 Example: Disk Storage

Data Zip Add CRC

Channel
Verify
User Unzip
CRC
In terms of Information Theory
Terminology

Source
Zip = Encoding Data Compression

= Source
Unzip Data Decompression
Decoding

Channel Error Protection

Add CRC = Encoding

Verify Channel
CRC = Decoding Error Correction
 Example: VCD and DVD

MPEG RS
Moive
Encoder Encoding
CD/DVD
MPEG RS
TV
Decoder Decoding

RS stands for Reed-Solomon Code.

Example: Cellular Phone

Speech CC
Encoding Encoding
Channel
Speech CC
Decoding Decoding

GSM/CDMA
CC stands for Convolutional Code.
 Example: WLAN IEEE 802.11b

CC
Data Zip
Encoding
Channel
CC
User Unzip
Decoding

IEEE 802.11b
CC stands for Convolutional Code.
Shannon Theory

• The original 1948 Shannon

Theory contains:

1. Measurement of Information
2. Source Coding Theory
3. Channel Coding Theory
Measurement of Information

• Shannon’s first question is

“How to measure information
in terms of bits?”

= ? bits

= ? bits
Or Lottery!?

= ? bits
Or this…

= ? bits

= ? bits
All events are probabilistic!
• Using Probability Theory, Shannon
showed that there is only one way to
measure information in terms of
number of bits:

H ( X )    p( x ) log2 p( x )
x

called the entropy function

For example
• Tossing a dice:
– Outcomes are 1,2,3,4,5,6
– Each occurs at probability 1/6
– Information provided by tossing a dice is

6 6
H    p(i ) log2 p(i )    p(i ) log2 p(i )
i 1 i 1
6
1 1
   log2  log2 6  2.585 bits
i 1 6 6
 Wait!
It is
nonsense!

The number 2.585-bits is not an integer!!

What does you mean?
Shannon’s First
Source Coding
Theorem
• Shannon showed:
“To reliably store the
information generated by some
random source X, you need no
more/less than, on the average,
H(X) bits for each outcome.”
Meaning:
• If I toss a dice 1,000,000 times and
record values from each trial
1,3,4,6,2,5,2,4,5,2,4,5,6,1,….
• In principle, I need 3 bits for storing each
outcome as 3 bits covers 1-8. So I need
3,000,000 bits for storing the information.
• Using ASCII representation, computer
needs 8 bits=1 byte for storing each
outcome
• The resulting file has size 8,000,000 bits
But Shannon said:
• You only need 2.585 bits for storing each
outcome.
• So, the file can be compressed to yield
size
2.585x1,000,000=2,585,000 bits
• Optimal Compression Ratio is:

2,585,000
 0.3231  32.31%
8,000,000
Let’s Do Some Test!
File Size Compression
Ratio
No 8,000,000 100%
Compression bits
Shannon 2,585,000 bit 32.31%
s
Winzip 2,930,736 bit 36.63%
s
WinRAR 2,859,336 bit 35.74%
s
 The Winner is

I had mathematically claimed my victory

50 years ago!
Follow-up Story
Later in 1952, David Huffman,
while was a graduate student in
MIT, presented a systematic
method to achieve the optimal
(1925-1999)
compression ratio guaranteed by
Shannon. The coding technique is therefore called
“Huffman code” in honor of his achievement. Huffm
an codes are used in nearly every application that i
nvolves the compression and transmission of digita
l data, such as fax machines, modems, computer n
etworks, and high-definition television (HDTV), to n
ame a few.
 So far… but how about?

Source Channel
Data
Encoding Encoding
Channel
Source Channel
User
Decoding Decoding
The Simplest Case:
Computer Network
Communications over computer network,
ex. Internet

The major channel impairment herein is

Packet Loss
Binary Erasure Channel
Impairment like “packet loss” can be
viewed as Erasures. Data that are er
ased mean they are lost during trans
mission…
1-p
0 0
p
Erasure
p
1 1
1-p
p is the packet loss rate in this network
• Once a binary symbol is erased,
it can not be recovered…
Ex:

Say, Alice sends 0,1,0,1,0,0 to Bob

But the network was so poor that Bob only
received 0,?,0,?,0,0
So, Bob asked Alice to send again
Only this time he received 0,?,?,1,0,0
and Bob goes CRAZY!
What can Alice do?
What if Alice sends
0000,1111,0000,1111,0000,0000
Repeating each transmission four times!
What Good Can This Serve?

• Now Alice sends

0000,1111,0000,1111,0000,0000
• The only cases Bob can not read
Alice are for example
????,1111,0000,1111,0000,0000
all the four symbols are erased.
• But this happens at probability p4
• Thus if the original network has packet
loss rate p=0.25, by repeating each
symbol 4 times, the resulting system has
packet loss rate p4=0.00390625
• But if the data rate in the original network
is 8M bits per second
8Mbps
Alice
p=0.25
Bob
With repetition, Alice can only transmit at 2 M bps

8Mbps
2 Mbps
X4

Alice Bob
p=0.00390625
Shannon challenged:

Is repetition the best Alice can do?

And he thinks again…
Shannon’s
Channel Coding
Theorem
• Shannon answered:
“Give me a channel and I can
compute a quantity called
capacity, C for that channel.
Then reliable communication is
possible only if your data rate
stays below C.”
? ?

? ?

What does Shannon

mean?
 Shannon means
In this example:
8Mbps

p=0.25
Alice Bob

He calculated the channel capacity

C=1-p=0.75
And there exists coding scheme such that:
8Mbps

?
Alice 8 x (1-p)
=6 Mbps p=0 Bob
Unfortunately…

I do not know exactly HOW?

Neither do we… 
But With 50 Years of Hard Work
• We have discovered a lot of good codes:
– Hamming codes
– Convolutional codes,
– Concatenated codes,
– Low density parity check (LDPC) codes
– Reed-Muller codes
– Reed-Solomon codes,
– BCH codes,
– Finite Geometry codes,
– Cyclic codes,
– Golay codes,
– Goppa codes
– Algebraic Geometry codes,
– Turbo codes
– Zig-Zag codes,
– Accumulate codes and Product-accumulate codes,
– …
We now come very close to the dream Shann
on had 50 years ago! 
Nowadays…
Source Coding Theorem has applied to
Image Audio/Video
MPEG Compression
Compression

Data Audio
Compression MP3 Compression

Channel Coding Theorem has applied to

•VCD/DVD – Reed-Solomon Codes
•Wireless Communication – Convolutional Codes
•Optical Communication – Reed-Solomon Codes
•Computer Network – LT codes, Raptor Codes
•Space Communication
Shannon Theory also Enables
Space Communication
In 1965, Mariner 4:
Frequency =2.3GHz (S Band)
Data Rate= 8.33 bps
No Source Coding
Repetition code (2 x)

In 2004, Mars Exploration Rovers:

Frequency =8.4 GHz (X Band)
Data Rate= 168K bps
12:1 lossy ICER compression
Concatenated Code
In 2006, Mars Reconnaissance
Orbiter

Communicates
Faster than

Frequency =8.4 GHz (X Band)

Data Rate= 12 M bps
2:1 lossless FELICS compression
(8920,1/6) Turbo Code
At Distance 2.15 x 108 Km
And Information Theory has
Applied to
• All kinds of Communications,
• Stock Market, Economics
• Game Theory and Gambling,
• Quantum Physics,
• Cryptography,
• Biology and Genetics,
• and many more…