Discrete Struc

ture

Counting, Peigonhole

1
The Basics of counting
 A counting problem:
Each user on a computer system has a password
, which is six to eight characters long, where each c
haracters is an uppercase letter or a digit. Each pas
sword must contain at least one digit. How many po
ssible passwords are there?

 This section introduces

a variety of other counting problems
the basic techniques of counting.

2
Basic counting principles
 The sum rule:
If a first task can be done in n1 ways and
a second task in n2 ways, and if these tasks n1 n2

cannot be done at the same time. then there

are n1+n2 ways to do either task. n1 + n2 ways

Example 1
 Suppose that either a member of the mathematics facul
ty or a student who is a mathematics major is chosen a
s a representative to a university committee. How man
y different choices are there for this representative if the
re are 37 members of the mathematics faculty and 83
mathematics majors and no one is both a faculty memb
er and a student? 3
Sol: There are 37 ways to choose a member of the mathematic
s faculty and there are 83 ways to choose a student who is a m
athematics major. Choosing a member of the mathematics facu
lty is never the same as choosing a student who is a mathemati
cs major because no one is both a faculty member and a stude
nt.

By the sum rule it follows that there are 37 + 83 = 120

possible ways to pick this representative.

4
Example 2 A student can choose a computer
project from one of three lists. The three lists contain
23, 15 and 19 possible projects respectively.
How many possible projects are there to choose
from?

Sol: 23+15+19=57 projects.

 The product rule: n1

Suppose that a procedure can be broken down n1 × n2
ways
into two tasks. If there are n1 ways to do the n2
first task and n2 ways to do the second task after
the first task has been done, then there are
n1 n2 ways to do the procedure.
5
Example 3 The chair of an auditorium (The great Hall) is
　 to be labeled with a letter and a positive integer
　 not exceeding 100. What is the largest number of
　 chairs that can be labeled differently?

Sol: 26 × 100 = 2600 ways to label chairs.

letter 1  x  100
x Ν

Example 4 How many different bit strings are

there of length seven?
Sol: 　 1 　 2 　 3 　 4 　 5 　 6 　 7
□ □ □ □ □ □ □ → 27 ways
↑ ↑ ↑ ↑ ↑ ↑ ↑
0,1 0,1 0,1 . . . . . . 0,1

6
Example 4
How many different license plates are available if each
plate contains a sequence of 3 letters followed by 3 digits ?

a1 b1
a2 f b2
． ．

． ．

． ．
am bn

7
 

8
Example 6 Each user on a computer system has a
password which is 6 to 8 characters long, where each
character is an uppercase letter or a digit. Each
password must contain at least one digit.
How many possible passwords are there?

Sol: Pi : # of possible passwords of length i , i=6,7,8

P6 = 366 - 266
P7 = 367 - 267
P8 = 368 - 268

∴ P6 + P7 + P8 = 366 + 367 + 368 - 266 - 267 - 268

possible passwords

9
Example 7
In a version of Basic, the name of a variable
is a string of one or two alphanumeric characters, where
uppercase and lowercase letters are not distinguished.
Moreover, a variable name must begin with a letter and
must be different from the five strings of two characters
that are reserved for programming use. How many
different variable names are there in this version of
Basic?

Sol:
Let Vi be the number of variable names of length i.
V1 =26
V2 =26 ． 36 – 5
∴26 + 26 ． 36 – 5 different names.
10
※ The Inclusion-Exclusion Principle

A B  A  B  A B
A B

Example 8 How many bit strings of length eight either

start with a 1 bit or end with the two bits 00 ?
Sol:
１２３４５６７８
□□□□□□□□
↑ ↑ ......
① 1 0,1 0,1 → A total of 27 bit strings
② 　 . . . . . . . . . . . . 0 0 → A total of 26 bit strings
③ 1 . . . . . . . . . . . 0 0 → A total of 25 bit strings
 27 +26 -25 bit strings 11
Example 9 A computer company receives 350
applications from computer graduates for a job planning
a line of new Web servers. Suppose that 220 of these
applicants majored in computer science, 147 majored in
business, and 51 majored both in computer science and
in business. How many of these applicants majored
neither in computer science nor in business?

Sol:

34 of the applicants majored neither in computer science nor in business

12
 The subtraction rule, or the principle of
inclusion–exclusion, can be generalized to find
the number of ways to do one of n different tasks
or, equivalently, to find the number of elements
in the union of n sets, whenever n is a positive
integer.
 For 3 sets
|A ∪ B ∪ C| = |A| + |B| + |C| − |A ∩ B| − |A ∩ C| − |B ∩ C| + |A ∩ B ∩ C|
Example 10
A total of 1232 students have taken a course in Spanish, 879 have taken a
course in French, and 114 have taken a course in Russian. Further, 103 have
taken courses in both Spanish and French, 23 have taken courses in both
Spanish and Russian, and 14 have taken courses in both French and
Russian. If 2092 students have taken at least one of Spanish, French, and
Russian, how many students have taken a course in all three languages?
Sol:
|S ∩ F ∩ R| = 7.
13
 The Principle of Inclusion–Exclusion
 Let A1,A2, . . . , An be finite sets. Then

 The inclusion–exclusion principle gives a formula for the

number of elements in the union of n sets for every positi
ve integer n. There are terms in this formula for the num
ber of elements in the intersection of every nonempty su
bset of the collection
2 n of1the n sets is. Hence, there are
terms in this formula.
Example 11
Give a formula for the number of elements in the union of
four sets.
14
※ Tree Diagrams
Example10 How many bit strings of length four do
not have two consecutive 1s ?
Sol:
0 (0000)
0
0 1 (0001)
0 0 (0010) ∴ 8 bit strings
1
0 (0100)
1 0 1 (0101)
0 0 0 (1000)
1
1 (1001)
1 0 (1010)

bit 1 bit 3

15
 Exercise
 How many bit strings of length ten both begin and end with a 1?
 How many strings of five ASCII characters contain the character @ (“at” sign) at
least once? [Note: There are 128 different ASCII characters.
 How many strings of three decimal digits
a) do not contain the same digit three times?
b) begin with an odd digit?
c) have exactly two digits that are 4s?
 How many license plates can be made using either two uppercase English letter
s followed by four digits or two digits followed by four uppercase English letters?
 How many subsets of a set with 100 elements have more than one element?
 A palindrome is a string whose reversal is identical to the string. How many bit
strings of length n are palindromes?
 How many positive integers not exceeding 100 are divisible either by 4 or by 6?
 How many ways are there to arrange the letters a, b, c, and d such that a is not
followed immediately by b?

16
Ex 40. How many subsets of a set with 100 elements
have more than one element ?
Sol: ?

Ex 41. A palindrome is a string whose reversal

is identical to the string. How many bit strings
of length n are palindromes ?
( abcdcba is a palindrome, abcd is not )

Sol: ?

17
The Pigeonhole Principle

Theorem 1 (The Pigeonhole Principle)

If k+1 or more objects are placed into k boxes, then
there is at least one box containing two or more of the
objects.

Proof
Suppose that none of the k boxes contains more than
one object. Then the total number of objects would
be at most k. This is a contradiction.

Example 1. Among any 367 people, there must be

at least two with the same birthday, because there
are only 366 possible birthdays.
18
Example 2 In any group of 27 English words, there must
be at least two that begin with the same letter.

Example 3 How many students must be in a class to

guarantee that at least two students receive the
same score on the final exam ? (0~100 points)

Sol: 102. (101+1)

Theorem 2. (The generalized pigeon hole principle)

If N objects are placed into k boxes, then
N
there is at least one box containing at least  k 
objects.

e.g. 21 objects, 10 boxes  there must be one box

containing at least  21  3 objects.
10  19
 100 
Example 4 Among 100 people there are at least  12   9
 
who were born in the same month. ( 100 objects, 12
boxes)

20
Example 5: During a month with 30 days a baseball
team plays at least 1 game a day, but no more
than 45 games. Show that there must be a period
of some number of consecutive days during which the
team must play exactly 14 games.

day 1 2 3 4 5 ... 15 30
# of game 3 2 1 2 sum  45

Number of games for some time =14

Sol: ?

21
Def. Suppose that a1 , a2 ,..., a N is a sequence of numbers.
A subsequence of this sequence is a sequence of
the form ai1 , ai2 ,..., aim where 1  i1  i2  ...  im  N
(i.e., A subsequence is a sequence obtained from the original sequence)

e.g. sequence: 8, 11, 9, 1, 4, 6, 12, 10, 5, 7

subsequence: 8, 9, 12 ()
9, 11, 4, 6 ()

Def. A sequence is called increasing if ai  ai 1

A sequence is called decreasing if ai  ai 1
A sequence is called strictly increasing if ai  ai 1
A sequence is called strictly decreasing if ai  ai 1

22
Theorem 3. Every sequence of n2+1 distinct real
numbers contains a subsequence of length n+1 that is
either strictly increasing or strictly decreasing.

Example 6. The sequence 8, 11, 9, 1, 4, 6, 12, 10, 5,

7 contains 10=32+1 terms (i.e., n=3).
There is a strictly increasing subsequence of length
four, namely, 1, 4, 5, 7. There is also a decreasing
subsequence of length 4, namely, 11, 9, 6, 5.

Exercise 7 Construct a sequence of 16 positive

integers that has no increasing or decreasing
subsequence of 5 terms.
Sol: 4,3,2,1 8,7,6,5 12,11,10,9 16,15,14,13

23
 Exercise
 Show that among any group of five (not necessarily consecutive) i
ntegers, there are two with the same remainder when divided by
4.


a) Show that if five integers are selected from the first eight positi
ve integers, there must be a pair of these integers with a
sum equal to 9.
b) Is the conclusion in part (a) true if four integers are selected ra
ther than five?
 How many numbers must be selected from the set { I , 2, 3, 4, 5,
6} to guarantee that at least one pair of these numbers add up to
7?
 There are 38 different time periods during which classes at a unive
rsity can be scheduled. If there are 677 different classes, how man
y different rooms will be needed?
24
 Permutations and Combinations
Example 1. In how many ways can we select three students from a group of
five students to stand in line for a picture? In how many ways can we arrange all
five of these students in a line for a picture?

Sol: There are five ways to select the first student to stand at the start of the
line. Once this student has been selected, there are four ways to select the
second student in the line. After the first and second students have been
selected, there are three ways to select the third student in the line. By the
product rule, there are 5 × 4 × 3 = 60 ways to select three students from a group
of five students to stand in line for a picture.

To arrange all five students in a line for a picture, we select the first student in
five ways, the second in four ways, the third in three ways, the fourth in two
ways, and the fifth in one way. Consequently, there are 5 × 4 × 3 × 2 × 1 = 120
ways to arrange all five students in a line for a picture.

This example illustrates how ordered arrangements of distinct objects can be

counted. This leads to some terminology.

25
Permutations and Combinations

Def. A permutation of a set of distinct objects is an ordered

arrangement of these objects. An ordered arrangement of r
elements of a set is called an r-permutation.

Example 1. Let S = {1, 2, 3}.

The arrangement 3,1,2 is a permutation of S.
The arrangement 3,2 is a 2-permutation of S.

Theorem 1. The number of r-permutation of a set with n

n!
distinct elements is P ( n, r )  n  ( n  1)  ( n  2)...( n  r  1) 
position ： 1 2 3 … r ( n  r )!
　　　 □ □ □ … □
　　　
insert ： n n  1 n  2 … n  r  1 26
Example 2. How many different ways are there to select
a first-prize winner, a second-prize winner, and a
third-prize winner from 100 different people who have
entered a contest ?
Sol:
P(100,3)  100  99  98

Example 3. Suppose that a saleswoman has to visit

8 different cities. She must begin her trip in a specified
city, but she can visit the other cities in any order she
wishes. How many possible orders can the saleswoman
use when visiting these cities ?
Sol:

27
Def. An r-combination of elements of a set is an
unordered selection of r elements from the set.

Example 4: Let S be the set {1, 2, 3, 4}.

Then {1, 3, 4} is a 3-combination from S.

Theorem 2 The number of r-combinations of a set

with n elements, where n is a positive integer and r is
an integer with 0  r  n, equals
p ( n ,r ) n!
C  C (n, r ) 
n
r ( nr )  r!
 r !( n  r )!
Known as the binomial coefficient
pf :
P(n, r )  C (n, r )  r!

28
Example 10. We see that C(4,2)=6, since the
2-combinations of {a,b,c,d} are the six subsets
{a,b}, {a,c}, {a,d}, {b,c}, {b,d} and {c,d}

Corollary 2. Let n and r be nonnegative integers with r  n.

Then C(n,r) = C(n,n-r)

pf : From Thm 2.
n! n!
C (n, r )    C ( n, n  r )
r!(n  r )! (n  r )! (n  ( n  r ))!

Meaning: Selecting r elements from n elements, is

equivalent to taking out r elements leaving n-r elements
remaining

29
Example 6. How many ways are there to select 5
players from a 10-member tennis team to make a trip to
a match at another school ?
Sol: C(10,5)=252

Example 7. Suppose there are 9 faculty members in

the math department and 11 in the computer science
department. How many ways are there to select a
committee if the committee is to consist of 3 faculty
members from the math department and 4 from the
computer science department?

Sol: C (9,3)  C (11,4)

30
 Exercise
 How many permutations of {a , b, e, d, e , t, g} end with a?
 How many bit strings of length 10 contain
a) exactly four 1s?
b) at most four 1s?
c) at least four 1s?
d) an equal number of 0s and 1s?
 A group contains n men and n women. How many ways are there to arrange
these people in a row if the men and women alternate?
 How many permutations of the letters ABCDEFG contain
a) the string BCD? b) the string CFGA?
c) the strings BA and GF? d) the strings ABC and DE?
e) the strings ABC and CDE? f) the strings CBA and BED?
 Suppose that a department contains 1 0 men and 1 5 women. How many w
ays are there to form a committee with six members if it must have the sam
e number of men and women?
 Suppose that a department contains 1 0 men and 1 5 women. How many w
ays are there to form a committee with six members if it must have more wo
men than men?
31
 Binomial Coefficients
Example 1.
( x  y ) 3  ( x  y )( x  y )( x  y )  ? x 3  ? x 2 y  ? x y 2  y 3
To obtain a term of the form xy2 ，
a y must be chosen from two of the brackets, and an x
must be chosen from one of the
brackets
3

(Note ： x and y in the same bracket cannot be multiplied) 2 )xy 2
The coefficient = (
( x  yare
∴There ) 3 different
( 30 ) x 3  (ways
3
1 ) x y 
2 to get
( 3 xy22
2 ) x y  ( 3
3 ) y 3

∴
Theorem 1. (The Binomial Theorem)
Let x,y be variables, and let n be a positive integer, then
n
( x  y ) n  ( 0n ) x n  (1n ) x n 1 y  ...  ( nn 1 ) xy n 1  ( nn ) y n   ( nj ) x n  j y j
j 0

32
Example 2. What is the coefficient of x12y13 in
the expansion of (2 x  3 y ) ?
25

Sol:  

 
∴

Cor 1. Let n be a positive integer. Then

n

k 0 1
( n

k 0
)  ( n
)  ( n
)  ...  ( n
n )  2 n

pf : By Thm 1, let x = y = 1
(1  1) n  ( 0n )  (1n )  ( n2 )  ...  ( nn )
n

Let n be a positive integer. Then   (k )  0

k n
Cor 2. ( 1)
k 0

pf : by Thm 1. (1-1)n = 0
33
Theorem 2. (Pascal’s identity)
Let n and k be positive integers with n  k
Then

PASCAL’s triangle
( 00 ) 1
(10 ) (11 ) 1 1
2 2 2
1 2 1
( ) ( ) ( )
0 1 2 1 3 3 1
( 30 ) (13 ) ( 32 ) ( 33 ) 1 4 6 4 1

…
…

( 34 )

34
  n  1  n   n 
       
pf : ①(algebraic proof)  k   k  1  k 

 n  1  (n  1)!
 k 
  k!(n  1  k )!
 n   n  n! n!
 k  1  k  
    (k  1)!(n  k  1)! k!(n  k )!
k  n! (n  k  1)  n! (n  1)  n!
  
k!(n  k  1)! k!(n  k  1)! k!(n  k  1)!

②(combinatorial proof):
n 1 n 1 n 1
‧ = ‧ + ‧  n  1   n  1    n 1
  k   k  1 0   k 1
       
k k 0 k- 1
1 35
 Theorem 3. (Vandermode’s Identity)
m, n, r    , 0  r  m, n
r
C (m  n, r )   C (m, r  k )  C (n, k )
k 0

pf :
m n
mn mn mn
C(m+n, r) = = ↓ ↓ + ↓ ↓ +...+ ↓ ↓
r, 0 r-1, 0 0, r
r
  m  n    m  n   ...   m  n 
 r  0   r  1 1   0  r 
r
  C (m, r  k )  C (n, k )
k 0
36
  

37
Generalized Permutations and Combinations
Permutations with Repetition
Example 1 How many strings of length r can be formed
from the English alphabet?
Sol. 26r

Thm 1. The number of r-permutations of a set of n objects

with repetition allowed is n r.

38
Thm 2. There are C(r+n-1, r) r-combinations from
a set with n elements when repetition of elements is
allowed.
pf : (Each r-combination of a set with n elements when
repetition is allowed can be represented by a list of n − 1 bars
and r stars. The n − 1 bars are used to mark off n different
cells, with the ith cell containing a star for each time the ith
element of the set occurs in the combination)

Example ： n = 4, set is {a1, a2, a3, a4}, r = 6

A2 appear 1 time a3 does not appear

＊＊｜＊｜｜＊＊＊ {a1 , a1 , a2 , a4 , a4 , a4 }
a1 appears 2 a4 appears 3 times ∴  r  n  1 combinations #
times  r 
39
Example 3. Suppose that a cookie shop has 4 different
kinds of cookies. How many different ways can
6 cookies be chosen?

Sol: The number of ways to choose six cookies is the number

of 6-combinations of a set with four elements. From Theorem 2
this equals C(4 + 6 − 1, 6) = C(9, 6) ways

Example 4. How many solutions does the equation

x1 + x2 + x3 = 11
have, where x1, x2, x3 are nonnegative integers?’

Sol: 11 stars to be inserted between 2 bars

11  2 
By theorem 2  11  solutions
 
40
※ since x1, x2, x3 are nonnegative integers, x1  1, x2  2, x3  3,
Original equation is x1 + x2 + x3 = 11
can be changed to (x1 -1) + (x2 -2) + (x3 -3) = 11 - 1 - 2 - 3 = 5
At this point y1 + y2 + y3 = 5
Where y1 = x1 -1, y2 = x2 -2, y3 = x3 -3 and y1, y2,5y32N
∴5 stars to be inserted between 2 bars   5  solutions
 
(Note ： case y1 = 1, y2 = 3, y3 = 1 is equal to x1 =2, x2 =5, x3 =4)

※if the problem is 1 x1  3, x2  2, x3  3 ， you need to exclude

x1 > 3 case
(i.e x1  4 case)
because (x1 -4) + (x2 -2) + (x3 -3) = 11 - 9 = 2

∴ A total of  5 5 2    2 2 2  combinations
    41
  

42
 ※ Permutations with indistinguishable objects
Example 5. How many different strings can be made
by reordering the letters of the word SUCCESS ?
Sol:
There are 3 Ss, 2 Cs, 1 U and 1 E,
The three Ss can be placed among the seven positions in C(7,3)
different ways leaving four positions free.
Then the two Cs can be placed in C(4, 2) ways, leaving two free
positions.
Then the two Cs can be placed in C(2, 1) ways, leaving two free
positions.
Hence E can be placed in C(1, 1) way
Consequently, from the product rule, the number of different strings
that can be made is
C(7, 3)C(4, 2)C(2, 1)C(1, 1) = 420 43
Thm 3. The number of different permutations of n objects,
where type 1 ： n1 ways
n!
type 2 ： n2 ways is
n1!n2 ! nk !

type k ： nk ways
pf :
 n  n  n1  n  n1  n2   n  n1  n2  　　  nk 1  n!
      
n n
 1  2  n3   nk  n1!n2 ! 　 nk !

44
 Exercise
 Solve the following
a) How many ways are there to deal hands of five cards to six playe
rs from a standard 52-card deck?
b) How many ways are there to distribute n distinguishable objects
into k distinguishable boxes so that ni objects are placed in box
i?
 How many ways are there to choose a dozen apples from a bushel c
ontaining 20 indistinguishable Delicious apples, 20 indistinguishable
Macintosh apples, and 20 indistinguishable Granny Smith apples, if
at least three of each kind must be chosen?
 How many ways are there to pack eight identical DVDs into five indis
tinguishable boxes so that each box contains at least one DVD?
 How many ways are there to distribute six indistinguishable objects i
nto four indistinguishable boxes so that each of the boxes contains a
t least one object?

45
Distributing objects into Boxes
Distinguishable Objects and distinguishable boxes
Example 8. How many ways are there to distribute
hands of 5 cards to each of four players from the
standard deck of 52 cards?
 52 
Sol: player 1 ：  5 
ways
 47 
player 2 ： from the remaining 5  5 
52! 47! 42! 37! 52!
  52  47  42  37      
 5  5  5  5  5! 47! 5! 42! 5! 37! 5! 32! 5! 5! 5! 5! 32!
Note: the above question is equivalent to 52 cards in 5 different box
method,
that is box 1 for player 1,
　　　　 box 2 for player 2
　　　　 box 3 for player 3
　　　　 box 4 for player 4 46
　 while box 5 is for the cards left.
 Exercise
 How many ways can n books be placed on k dis
tinguishable shelves
a) if the books are indistinguishable copies of th
e same title?
b) if no two books are the same, and the positio
ns of the books on the shelves matter?

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Thm 4. The number of ways to distribute n distinguishable
objects into k distinguishable boxes so that ni
objects are placed into box i, i=1, 2, …, k, equals
n!
n1! n2 ! nk ! (the same as Thm 3)

Indistinguishable Objects and distinguishable boxes

Example 9. How many ways are there to place 10

indistinguishable balls into eight distinguishable bins?
Sol: C(8+10-1, 10)
There are C(n+r-1, n-1) ways to place r indistinguishable
objects into n distinguishable boxes.
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Distinguishable Objects and indistinguishable boxes
Example 6. How many ways are there to put four different
employees into three indistinguishable offices, when each
office can contain any number of employees?
Sol: employees: A, B, C, D
4 people in the same office: {{A, B, C, D}}  1 way
3 people in the same office, 1 person in another office
: {{A, B, C}, {D}}, {{A, B, D}, {C}},… 4 ways
2 people in the same office, 2 people in another office
: {{A, B}, {C, D}}, {{A, D}, {B, C}},… 3 ways
2 people in the same office, The other 2 people in the remaining two Office:
{{A, B}, {C}, {D}}, {{A, D}, {B}, {C}}, …  6 ways
Total: 14 ways
Note. There is no simple closed formula. You may refer to
Stirling numbers of the second kind. (p. 378)
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Indistinguishable Objects and indistinguishable boxes
Example 7. How many ways are there to pack six copies of
the same book into four identical boxes, where a box can
obtain as many as six books?
Sol: 3, 3 2, 2, 1, 1
6
5, 1 3, 2, 1
Total 9
4, 2 3, 1, 1, 1
4, 1, 1 2, 2, 2

Note. This problem is the same as writing n as the sum of at

most k positive integers in nonincreasing order.
That is, a1+a2+…+aj = n, where a1, a2, …, aj are positive
integers with a1  a2  …  aj and j  k.
No simple closed formula exists.
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