Database Systems:

Design, Implementation, and

Management
Ninth Edition

Chapter 2
Data Models

Database Systems, 9th Edition 1

 Objectives

In this chapter, you will learn:

• About data modeling and why data models are
important
• About the basic data-modeling building blocks
• What business rules are and how they influence
database design
• How the major data models evolved
• How data models can be classified by level of
abstraction

Database Systems, 9th Edition 2

 Introduction

• Designers, programmers, and end users see

data in different ways
• Different views of same data lead to designs
that do not reflect organization’s operation
• Data modeling reduces complexities of
database design
• Various degrees of data abstraction help
reconcile varying views of same data

Database Systems, 9th Edition 3

 Data Modeling and Data Models

• Data models
– Relatively simple representations of complex
real-world data structures
• Often graphical
• Model: an abstraction of a real-world object or
event
– Useful in understanding complexities of the
real-world environment
• Data modeling is iterative and progressive

Database Systems, 9th Edition 4

 The Importance of Data Models

• Facilitate interaction among the designer, the

applications programmer, and the end user
• End users have different views and needs for
data
• Data model organizes data for various users
• Data model is an abstraction
– Cannot draw required data out of the data
model

Database Systems, 9th Edition 5

 Data Model Basic Building Blocks
• Entity: anything about which data are to be
collected and stored
• Attribute: a characteristic of an entity
• Relationship: describes an association among
entities
– One-to-many (1:M) relationship
– Many-to-many (M:N or M:M) relationship
– One-to-one (1:1) relationship
• Constraint: a restriction placed on the data

Database Systems, 9th Edition 6

 Business Rules
• Descriptions of policies, procedures, or principles
within a specific organization
– Apply to any organization that stores and uses data to
generate information
• Description of operations to create/enforce actions
within an organization’s environment
– Must be in writing and kept up to date
– Must be easy to understand and widely disseminated
• Describe characteristics of data as viewed by the
company

Database Systems, 9th Edition 7

 Discovering Business Rules
• Sources of business rules:
– Company managers
– Policy makers
– Department managers
– Written documentation
• Procedures
• Standards
• Operations manuals
– Direct interviews with end users

Database Systems, 9th Edition 8

Discovering Business Rules (cont’d.)
• Standardize company’s view of data
• Communications tool between users and
designers
• Allow designer to understand the nature, role,
and scope of data
• Allow designer to understand business
processes
• Allow designer to develop appropriate
relationship participation rules and constraints

Database Systems, 9th Edition 9

 Translating Business Rules into
Data Model Components
• Generally, nouns translate into entities
• Verbs translate into relationships among entities
• Relationships are bidirectional
• Two questions to identify the relationship type:
– How many instances of B are related to one
instance of A?
– How many instances of A are related to one
instance of B?

Database Systems, 9th Edition 10

 Naming Conventions
• Naming occurs during translation of business
rules to data model components
• Names should make the object unique and
distinguishable from other objects
• Names should also be descriptive of objects in
the environment and be familiar to users
• Proper naming:
– Facilitates communication between parties
– Promotes self-documentation

Database Systems, 9th Edition 11

 The Evolution of Data Models

Database Systems, 9th Edition 12

 The Hierarchical Model
• The hierarchical model was developed in the
1960s to manage large amounts of data for
manufacturing projects
• Basic logical structure is represented by an
upside-down “tree”
• Hierarchical structure contains levels or segments
– Segment analogous to a record type
– Set of one-to-many relationships between
segments

Database Systems, 9th Edition 13

 The Network Model

• The network model was created to represent

complex data relationships more effectively
than the hierarchical model
– Improves database performance
– Imposes a database standard
• Resembles hierarchical model
– However, record may have more than one
parent

Database Systems, 9th Edition 14

 The Network Model (cont’d.)

• Collection of records in 1:M relationships

• Set composed of two record types:
– Owner
• Equivalent to the hierarchical model’s parent
– Member
• Equivalent to the hierarchical model’s child

Database Systems, 9th Edition 15

 The Network Model (cont’d.)

• Concepts still used today:

– Schema
• Conceptual organization of entire database as
viewed by the database administrator
– Subschema
• Database portion “seen” by the application
programs

Database Systems, 9th Edition 16

 The Network Model (cont’d.)

• Concepts still used today: (cont’d.)

– Data management language (DML)
• Defines the environment in which data can be
managed
– Data definition language (DDL)
• Enables the administrator to define the schema
components

Database Systems, 9th Edition 17

 The Network Model (cont’d.)

• Disadvantages of the network model:

– Cumbersome
– Lack of ad hoc query capability placed burden
on programmers to generate code for reports
– Structural change in the database could
produce havoc in all application programs

Database Systems, 9th Edition 18

 The Relational Model

• Developed by E.F. Codd (IBM) in 1970

• Table (relations)
– Matrix consisting of row/column intersections
– Each row in a relation is called a tuple
• Relational models were considered
impractical in 1970
• Model was conceptually simple at expense of
computer overhead

Database Systems, 9th Edition 19

 The Relational Model (cont’d.)
• Relational data management system (RDBMS)
– Performs same functions provided by
hierarchical model
– Hides complexity from the user
• Relational diagram
– Representation of entities, attributes, and
relationships
• Relational table stores collection of related
entities

Database Systems, 9th Edition 20

Database Systems, 9th Edition 21
Database Systems, 9th Edition 22
 The Relational Model (cont’d.)
• SQL-based relational database application
involves three parts:
– User interface
• Allows end user to interact with the data
– Set of tables stored in the database
• Each table is independent from another
• Rows in different tables are related based on
common values in common attributes
– SQL “engine”
• Executes all queries

Database Systems, 9th Edition 23

 The Entity Relationship Model

• Widely accepted standard for data modeling

• Introduced by Chen in 1976
• Graphical representation of entities and their
relationships in a database structure
• Entity relationship diagram (ERD)
– Uses graphic representations to model
database components
– Entity is mapped to a relational table

Database Systems, 9th Edition 24

 The Entity Relationship Model
(cont’d.)
• Entity instance (or occurrence) is row in table
• Entity set is collection of like entities
• Connectivity labels types of relationships
• Relationships are expressed using Chen notation
– Relationships are represented by a diamond
– Relationship name is written inside the diamond
• Crow’s Foot notation used as design standard in
this book

Database Systems, 9th Edition 25

Database Systems, 9th Edition 26
 The Object-Oriented (OO) Model
• Data and relationships are contained in a single
structure known as an object
• OODM (object-oriented data model) is the basis for
OODBMS
– Semantic data model
• An object:
– Contains operations
– Are self-contained: a basic building-block for
autonomous structures
– Is an abstraction of a real-world entity

Database Systems, 9th Edition 27

 The Object-Oriented (OO) Model
(cont’d.)
• Attributes describe the properties of an object
• Objects that share similar characteristics are
grouped in classes
• Classes are organized in a class hierarchy
• Inheritance: object inherits methods and
attributes of parent class
• UML based on OO concepts that describe
diagrams and symbols
– Used to graphically model a system

Database Systems, 9th Edition 28

Database Systems, 9th Edition 29
 Newer Data Models:
Object/Relational and XML
• Extended relational data model (ERDM)
– Semantic data model developed in response
to increasing complexity of applications
– Includes many of OO model’s best features
– Often described as an object/relational
database management system (O/RDBMS)
– Primarily geared to business applications

Database Systems, 9th Edition 30

 Newer Data Models:
Object/Relational and XML (cont’d.)
• The Internet revolution created the potential
to exchange critical business information
• In this environment, Extensible Markup
Language (XML) emerged as the de facto
standard
• Current databases support XML
– XML: the standard protocol for data exchange
among systems and Internet services

Database Systems, 9th Edition 31

 The Future of Data Models
• Hybrid DBMSs
– Retain advantages of relational model
– Provide object-oriented view of the underlying
data
• SQL data services
– Store data remotely without incurring expensive
hardware, software, and personnel costs
– Companies operate on a “pay-as-you-go” system

Database Systems, 9th Edition 32

Database Systems, 9th Edition 33
 Data Models: A Summary
• Common characteristics:
– Conceptual simplicity with semantic completeness
– Represent the real world as closely as possible
– Real-world transformations must comply with
consistency and integrity characteristics
• Each new data model capitalized on the
shortcomings of previous models
• Some models better suited for some tasks

Database Systems, 9th Edition 34

Database Systems, 9th Edition 35
 Degrees of Data Abstraction

• Database designer starts with abstracted

view, then adds details
• ANSI Standards Planning and Requirements
Committee (SPARC)
– Defined a framework for data modeling based
on degrees of data abstraction (1970s):
• External
• Conceptual
• Internal

Database Systems, 9th Edition 36

 The External Model

• End users’ view of the data environment

• ER diagrams represent external views
• External schema: specific representation of
an external view
– Entities
– Relationships
– Processes
– Constraints

Database Systems, 9th Edition 37

Database Systems, 9th Edition 38
 The External Model (cont’d.)

• Easy to identify specific data required to

support each business unit’s operations
• Facilitates designer’s job by providing
feedback about the model’s adequacy
• Ensures security constraints in database
design
• Simplifies application program development

Database Systems, 9th Edition 39

Database Systems, 9th Edition 40
 The Conceptual Model

• Represents global view of the entire database

• All external views integrated into single global
view: conceptual schema
• ER model most widely used
• ERD graphically represents the conceptual
schema

Database Systems, 9th Edition 41

Database Systems, 9th Edition 42
 The Conceptual Model (cont’d.)

• Provides a relatively easily understood macro

level view of data environment
• Independent of both software and hardware
– Does not depend on the DBMS software used
to implement the model
– Does not depend on the hardware used in the
implementation of the model
– Changes in hardware or software do not affect
database design at the conceptual level

Database Systems, 9th Edition 43

 The Internal Model
• Representation of the database as “seen” by the
DBMS
– Maps the conceptual model to the DBMS
• Internal schema depicts a specific representation of
an internal model
• Depends on specific database software
– Change in DBMS software requires internal model be
changed
• Logical independence: change internal model without
affecting conceptual model

Database Systems, 9th Edition 44

Database Systems, 9th Edition 45
 The Physical Model
• Operates at lowest level of abstraction
– Describes the way data are saved on storage
media such as disks or tapes
• Requires the definition of physical storage and
data access methods
• Relational model aimed at logical level
– Does not require physical-level details
• Physical independence: changes in physical
model do not affect internal model

Database Systems, 9th Edition 46

Database Systems, 9th Edition 47
 Summary
• A data model is an abstraction of a complex
real-world data environment
• Basic data modeling components:
– Entities
– Attributes
– Relationships
– Constraints
• Business rules identify and define basic
modeling components

Database Systems, 9th Edition 48

 Summary (cont’d.)
• Hierarchical model
– Set of one-to-many (1:M) relationships between a
parent and its children segments
• Network data model
– Uses sets to represent 1:M relationships between
record types
• Relational model
– Current database implementation standard
– ER model is a tool for data modeling
• Complements relational model

Database Systems, 9th Edition 49

 Summary (cont’d.)
• Object-oriented data model: object is basic
modeling structure
• Relational model adopted object-oriented
extensions: extended relational data model (ERDM)
• OO data models depicted using UML
• Data-modeling requirements are a function of
different data views and abstraction levels
– Three abstraction levels: external, conceptual,
internal

Database Systems, 9th Edition 50