Material and Energy Balance: Basic Principles

MATERIAL AND ENERGY BALANCE
Material quantities, as they pass through processing operations, can

be described by material balances.
Energy quantities can be described by energy balances.
Such balances are statements on the conservation of mass.
Basic Principles:
The mass and energy going into the operation must balance with the
mass and energy coming out.
The law of conservation of mass leads to what is called a mass or a
material balance.
Mass In = Mass Out + Mass Stored
Raw Materials = Products + Wastes
+ Stored Materials
ΣmR = ΣmP + ΣmW + ΣmS

But there is one thing missing in the above equation: Unknown
loss, which are needed to be identified.
So the material balance is now:
Raw Materials = Products + Waste Products + Stored Products +
Losses
where Losses are the unidentified materials.
Just as mass is conserved, so is energy.

The energy coming into a unit operation can be balanced with the
energy coming out and the energy stored.
Energy In = Energy Out + Energy Stored
The first material balances are determined in the exploratory

stages of a new process,
improved during pilot plant experiments when the process is
being planned and tested,
checked out when the plant is commissioned and
then refined and maintained as a control instrument as production
continues.
The Sankey Diagram and its Use
The Sankey diagram is very useful tool to represent an entire
input and output energy flow in any energy equipment or
system such as boiler, fired heaters, furnaces after carrying
out energy balance calculation.
This diagram represents visually various outputs and losses

so that energy managers can focus on finding improvements
in a prioritized manner.
Example:
The Figure shows a Sankey diagram for a reheating furnace.
From the Figure 4.2, it is clear that exhaust flue gas losses are
a key area for priority attention.
Since the furnaces operate at high temperatures, the exhaust

gases leave at high temperatures resulting in poor efficiency.
Hence a heat recovery device such as air preheater has to be

necessarily part of the system.
The lower the exhaust temperature, higher is the furnace

efficiency.
Categories :
1.Material In
2.Material Out
3.Materials Stored
Material Treatment in each category:

•a whole
•a gross mass balance
•whether various constituents should be treated separately
Basis and Units for calculations

1.Total Mass and Composition
2.Types of Process Situations
Direct Energy - The energy consumed in food production,
which includes fuel and electricity.
Indirect energy - Energy used to build the machines, to make the
packaging, to produce the electricity and the oil
and so on.
Units of energy
• Joule ( SI System)
• Kilocalories
• British thermal units (Btu)
The two applications of energy balance:

1. Heat balances, which are the basis for heat
transfer,
Heat Balances
•Required in operations such as heating and drying.
•It is assumed that no appreciable heat is converted to other forms of energy such
as work.
•Total heat is conserved - Enthalpy (H), Latent heat, Sensible heat.
Other Forms of Energy

•Mechanical Energy
•Potential Energy
•Chemical Energy
•Kinetic Energy
1. Material and energy balances can be worked out quantitatively knowing the amounts of
materials entering into a process, and the nature of the process.
2. Material and energy balances take the basic form
Content of inputs = content of products
+ wastes/losses
+ changes in stored materials.
3. In continuous processes, a time balance must be established.
4. Energy includes heat energy (enthalpy), potential energy (energy of pressure or position),
kinetic energy, work energy, chemical energy. It is the sum over all of these that is
conserved.
5. Enthalpy balances, considering only heat are useful in many processing situations.
The objective of M&E balance is to assess the input, conversion efficiency, output and losses. A
M&E balance, used in conjunction with diagnosis, is a powerful tool for establishing the
basis for improvements and potential savings.
“Flow charts are schematic representation of the
production process, involving various input resources,
conversion steps and output and recycle streams”
Let’s take up Pulp & Paper Production..?

PLANT ENERGY SYSTEM
 Electrical energy
 Fuels such as furnace oil, coal are purchased
and then converted into steam or electricity.

 Boiler generates steam for heating and drying
demand
 Cooling tower and cooling water supply
system for cooling demand

 Air compressors and compressed air supply
system for compressed air needs

 Raw material and energy – major cost component,
major environmental pollution
 Guidelines for M&E balance
 Draft overall M&E balance
 M&E envelope – no. of streams entering and leaving is
smallest possible
 Recycle streams – within the envelope
 Include start-up and cleaning operations consumption
 Calculate gas volume at standard conditions
 Shutdown losses – Avg. over long period
 Indicate energy quality (pressure, temperature, amp,
volts etc.)
1. overall balance
2. Section wise balance
3. Equipment wise balance
Heat Balance in a Boiler

Material and Energy Balance: Basic Principles

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What are material and energy balances and their basic principles?

What are material and energy balances and their basic principles?

What are the different forms of energy that need to be accounted for in energy balances?

What are the different forms of energy that need to be accounted for in energy balances?

MATERIAL AND ENERGY BALANCE

Material quantities, as they pass through processing operations, can

Energy quantities can be described by energy balances.

Such balances are statements on the conservation of mass.

ΣmR = ΣmP + ΣmW + ΣmS

Just as mass is conserved, so is energy.

The first material balances are determined in the exploratory

This diagram represents visually various outputs and losses

The Figure shows a Sankey diagram for a reheating furnace.

Since the furnaces operate at high temperatures, the exhaust

Hence a heat recovery device such as air preheater has to be

The lower the exhaust temperature, higher is the furnace

Material Treatment in each category:

Basis and Units for calculations

The two applications of energy balance:

Other Forms of Energy

Let’s take up Pulp & Paper Production..?

and then converted into steam or electricity.

system for cooling demand

system for compressed air needs

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