Study Designs in Epidemiologic Research

Study Designs in Epidemiologic
Research
Fundamental Assumption in
Epidemiology
Disease is not randomly distributed

throughout a population
– Epidemiology uses systematic approach to

study the differences in disease
distribution in subgroups
– Allows for study of causal and preventive
factors
Components of Epidemiology
• Measure disease frequency
– Quantify disease
• Assess distribution of disease
– Who is getting disease?
– Where is disease occurring?
– When is disease occurring?
Formulation of hypotheses concerning
causal and preventive factors
• Identify determinants of disease
– Hypotheses are tested using epidemiologic studies
Types of primary studies
• Descriptive studies
– describe occurrence of outcome
• Analytic studies
– describe association between
exposure and outcome
Basic Question in Analytic Epidemiology
• Are exposure and disease linked?
Exposure Disease
Basic Questions in Analytic Epidemiology
• Look to link exposure and disease

– What is the exposure?
– Who are the exposed?
– What are the potential health effects?
– What approach will you take to study
the relationship between exposure and
effect?
Wijngaarden
Basic Research Study
Designs and their
Application to Epidemiology
Big Picture
• To prevent and control disease

• In a coordinated plan, look to
– identify hypotheses on what is related
to disease and may be causing it
– formally test these hypotheses
• Study designs direct how the
investigation is conducted
What designs exist to
identify and investigate
factors in disease?
Descriptive Analytic
Case report Cohort study

RCT
Case series Case-Control

study
Descriptive
Epidemiology Case-Crossover
study
Cross-sectional
study
Before-After
study
Ecologic study
Timeframe of Studies
• Prospective Study - looks forward,
looks to the future, examines future
events, follows a condition, concern or
disease into the future
time
Study begins here

• Retrospective Study - “to look back”,
looks back in time to study events that
have already occurred
time
Study begins here

Study Design Sequence
Hypothesis formation
Descriptive
Case reports Case series
epidemiology
Analytic Animal Lab

epidemiology study study
Clinical
trials Hypothesis testing
Cohort Case- Cross-

control sectional
Descriptive Studies Develop
hypothesis
Increasing Knowledge of
Investigate it’s
Disease/Exposure
Case-control Studies relationship to

outcomes
Define it’s meaning

Cohort Studies with exposures
Test link
Clinical trials experimentally
Descriptive Studies
Case Reports
• Detailed presentation of a single case or
handful of cases
• Generally report a new or unique finding
• e.g. previous undescribed disease
• e.g. unexpected link between diseases
• e.g. unexpected new therapeutic effect
• e.g. adverse events
Case Series
• Experience of a group of patients with a
similar diagnosis
• Assesses prevalent disease
• Cases may be identified from a single or
multiple sources
• Generally report on new/unique
condition
• May be only realistic design for rare
disorders
Case Series
• Advantages
• Useful for hypothesis generation
• Informative for very rare disease with few
established risk factors
• Characterizes averages for disorder
• Disadvantages
• Cannot study cause and effect
relationships
• Cannot assess disease frequency
Case Report One case of unusual
findings
Multiple cases of
Case Series findings
Descriptive Population-based
Epidemiology Study cases with denominator
Analytical Studies
Study Designs -
Analytic Epidemiology
• Experimental Studies
– Randomized controlled clinical trials
– Community trials
• Observational Studies
– Group data
• Ecologic
– Individual data
• Cross-sectional
• Cohort
• Case-control
• Case-crossover
Experimental Studies
• treatment and exposures occur in a

“controlled” environment
• planned research designs
• clinical trials are the most well known
experimental design. Clinical trials use
randomly assigned data.
• Community intervention trials use
clustered data
Observational Studies
• non-experimental
• observational because there is no
individual intervention
• treatment and exposures occur in a
“non-controlled” environment
• individuals can be observed
prospectively, retrospectively, or
currently
ECOLOGICAL STUDY
Cross-sectional studies
• An “observational” design that surveys
exposures and disease status at a single point
in time (a cross-section of the population)
time
Study only exists at this point in time
Cross-sectional Design
factor present
No Disease
factor absent
Study
population
factor present
Disease
factor absent
time
Study only exists at this point in time
Cross-sectional Studies
• Often used to study conditions that are
relatively frequent with long duration of
expression (nonfatal, chronic conditions)
• It measures prevalence, not incidence of
disease
• Example: community surveys
• Not suitable for studying rare or highly fatal
diseases or a disease with short duration of
expression
Cross-sectional studies
• Disadvantages
• Weakest observational design,
(it measures prevalence, not incidence of
disease). Prevalent cases are survivors
• The temporal sequence of exposure and
effect may be difficult or impossible to
determine
• Usually don’t know when disease occurred
• Rare events a problem. Quickly emerging
diseases a problem
Epidemiologic Study Designs
• Case-Control Studies
– an “observational” design comparing
exposures in disease cases vs. healthy
controls from same population
– exposure data collected
retrospectively
– most feasible design where disease
outcomes are rare
Case-Control Studies
Cases: Disease
Controls: No disease
factor present
Cases
factor absent (disease)
Study
population
factor present Controls
(no disease)
factor absent
present
past
time
Study begins here

Case-Control Study
• Strengths
– Less expensive and time consuming
– Efficient for studying rare diseases
• Limitations
– Inappropriate when disease outcome for a specific
exposure is not known at start of study
– Exposure measurements taken after disease
occurrence
– Disease status can influence selection of subjects
Hypothesis Testing: Case-Crossover Studies
• Study of “triggers” within an individual
• ”Case" and "control" component, but
information of both components will come
from the same individual
• ”Case component" = hazard period which is
the time period right before the disease or
event onset
• ”Control component" = control period which
is a specified time interval other than the
hazard period
• Cohort Studies
– an “observational” design comparing
individuals with a known risk factor or
exposure with others without the risk
factor or exposure
– looking for a difference in the risk
(incidence) of a disease over time
– best observational design
– data usually collected prospectively (some
retrospective)
disease
Factor
Study present no disease
population
free of
disease Factor disease
absent
no disease
present
future
time
Study begins here
• Prospective Study - looks forward,
looks to the future, examines future
events, follows a condition, concern or
disease into the future
time
Study begins here

Prospective Cohort study
Exposed Outcome
Measure exposure
and confounder
variables
Baseline Non-exposed Outcome
time
Study begins here

• Retrospective Study - “to look back”,
looks back in time to study events that
have already occurred
time
Study begins here
Retrospective Cohort study
Exposed Outcome
Measure exposure
and confounder
variables
Baseline Non-exposed Outcome
time
Study begins here
Cohort Study
• Strengths
– Exposure status determined before disease
detection
– Subjects selected before disease detection
– Can study several outcomes for each exposure
• Limitations
– Expensive and time-consuming
– Inefficient for rare diseases or diseases with
long latency
– Loss to follow-up
• investigator can “control” the exposure
• akin to laboratory experiments except
living populations are the subjects
• generally involves random assignment
to groups
• clinical trials are the most well known
experimental design
• the ultimate step in testing causal
hypotheses
• In an experiment, we are interested in the
consequences of some treatment on some
outcome.
• The subjects in the study who actually
receive the treatment of interest are
called the treatment group.
• The subjects in the study who receive no
treatment or a different treatment are
called the comparison group.
• Randomized Controlled Trials (RCTs)
– a design with subjects randomly assigned to
“treatment” and “comparison” groups
– provides most convincing evidence of

relationship between exposure and effect
– not possible to use RCTs to test effects of

exposures that are expected to be harmful,
for ethical reasons
RANDOMIZATION outcome
Intervention
no outcome
Study
population
outcome
Control
no outcome
baseline
future
time
Study begins here (baseline point)
• Randomized Controlled Trials (RCTs)

– the “gold standard” of research designs
– provides most convincing evidence of
relationship between exposure and effect
• trials of hormone replacement therapy in

menopausal women found no protection
for heart disease, contradicting findings
of prior observational studies
Randomized Controlled Trials
• Disadvantages
– Very expensive
– Not appropriate to answer certain
types of questions
• it may be unethical, for example, to
assign persons to certain treatment
or comparison groups
Community Intervention Trials

Study Designs in Epidemiologic Research

Uploaded by

Copyright:

Available Formats

Study Designs in Epidemiologic Research

Uploaded by

Document Information

Original Description:

Original Title

Copyright

Available Formats

Share this document

Share or Embed Document

Sharing Options

Did you find this document useful?

Is this content inappropriate?

Copyright:

Available Formats

Study Designs in Epidemiologic Research

Uploaded by

Copyright:

Available Formats

Study Designs in Epidemiologic

Disease is not randomly distributed

– Epidemiology uses systematic approach to

• Are exposure and disease linked?

• Look to link exposure and disease

• To prevent and control disease

Case report Cohort study

Case series Case-Control

Study begins here

Study begins here

Analytic Animal Lab

Cohort Case- Cross-

Case-control Studies relationship to

Define it’s meaning

• treatment and exposures occur in a

Study begins here

Study begins here

Baseline Non-exposed Outcome

Study begins here

Baseline Non-exposed Outcome

– provides most convincing evidence of

– not possible to use RCTs to test effects of

• Randomized Controlled Trials (RCTs)

• trials of hormone replacement therapy in

You might also like