1 Basics of X-Ray Powder Diffraction
1 Basics of X-Ray Powder Diffraction
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Instrument Specific Training
Powder Diffractometers:
PANalytical XPert Pro Multipurpose Powder Diffractometer
Rigaku SmartLab Multipurpose Diffractometer
Rigaku Cr-Source Powder Diffractometer
Bruker D8 with GADDS 2-dimensional detector
Other instruments
Bruker D8 HRXRD
Bruker Handheld XRF
Multiwire Back-Reflection Laue Diffractometer
Data Analysis Workshops
These workshops are optional, but highly recommended, so that users can
perform effective and accurate analysis of their diffraction data
Rietveld Refinement
The Rietveld method is used to refine the crystal structure model of a material. It
can be used for quantitative phase analysis, lattice parameter and crystallite size
calculations, and to refine crystal structure parameters such as atomic positions
and occupancies
High Resolution X-Ray Diffraction (HRXRD) Training
Introduction Lecture
Instrument training on the Bruker HRXRD and/or Rigaku
SmartLab
HRXRD Data Analysis Workshop
Introduction to Crystallography and
X-Ray Diffraction Theory
2000
0
4000 Quartz
3000
2000
1000
0
Cristobalite
4000
2000
0
20 30 40 50
Position [2Theta] (Copper (Cu))
The three X-ray scattering patterns above were produced by three chemically identical
forms SiO2
Crystalline materials like quartz and cristobalite produce X-ray diffraction patterns
Quartz and cristobalite have two different crystal structures
The Si and O atoms are arranged differently, but both have long-range atomic order
The difference in their crystal structure is reflected in their different diffraction patterns
The amorphous glass does not have long-range atomic order and therefore produces
only broad scattering features
Diffraction occurs when light is scattered by a periodic array with
long-range order, producing constructive interference at
specific angles.
Amorphous materials like glass do not have a periodic array with long-range order, so
they do not produce a diffraction pattern. Their X-ray scattering pattern features broad,
poorly defined amorphous humps.
Crystalline materials are characterized by the long-
range orderly periodic arrangements of atoms.
The unit cell is the basic repeating unit that defines the crystal structure.
The unit cell contains the symmetry elements required to uniquely define the
crystal structure.
The unit cell might contain more than one molecule:
for example, the quartz unit cell contains 3 complete molecules of SiO2.
The crystal system describes the shape of the unit cell Crystal System: hexagonal
The lattice parameters describe the size of the unit cell Lattice Parameters:
4.9134 x 4.9134 x 5.4052
(90 x 90 x 120)
The unit cell repeats in all dimensions to fill space and produce the
macroscopic grains or crystals of the material
The diffraction pattern is a product of the unique
crystal structure of a material
Quartz
8000
6000
Quartz
4000
2000
0
Cristobalite
8000
6000
4000
2000 Cristobalite
0
20 30 40 50 60
Position [2Theta] (Copper (Cu))
112
Calculated_Profile_00-005-0490
20
110
102
200
111
201
10
003
0
35 40 45 50
Position [2Theta] (Copper (Cu))
Braggs Law
2d hkl sin q
Fhkl N j f j exp 2ihx j ky j lz j
m
j 1
The structure factor Fhkl sums the result of scattering from all of the
atoms in the unit cell to form a diffraction peak from the (hkl) planes
of atoms
The amplitude of scattered light is determined by:
where the atoms are on the atomic planes
this is expressed by the fractional coordinates xj yj zj
what atoms are on the atomic planes
the scattering factor fj quantifies the efficiency of X-ray scattering at any
angle by the group of electrons in each atom
The scattering factor is equal to the number of electrons around the atom at 0 ,
the drops off as increases
Nj is the fraction of every equivalent position that is occupied by atom j
Braggs law provides a simplistic model to understand
what conditions are required for diffraction.
s
[hkl]
2d hkl sin q q q
dhkl dhkl
For parallel planes of atoms, with a space dhkl between the planes, constructive
interference only occurs when Braggs law is satisfied.
In our diffractometers, the X-ray wavelength is fixed.
A family of planes produces a diffraction peak only at a specific angle 2q.
Additionally, the plane normal [hkl] must be parallel to the diffraction vector s
Plane normal [hkl]: the direction perpendicular to a plane of atoms
Diffraction vector s: the vector that bisects the angle between the incident and
diffracted beam
Many powder diffractometers use the Bragg-Brentano
parafocusing geometry.
Detector
s
X-ray
tube
w
2q
The incident angle, w, is defined between the X-ray source and the sample.
The diffraction angle, 2q, is defined between the incident beam and the detector.
The incident angle w is always of the detector angle 2q .
In a q:2q instrument (e.g. Rigaku H3R), the tube is fixed, the sample rotates at q /min and the
detector rotates at 2q /min.
In a q:q instrument (e.g. PANalytical XPert Pro), the sample is fixed and the tube rotates at a rate -q
/min and the detector rotates at a rate of q /min.
In the Bragg-Brentano geometry, the diffraction vector (s) is always normal to the
surface of the sample.
The diffraction vector is the vector that bisects the angle between the incident and scattered beam
A single crystal specimen in a Bragg-Brentano diffractometer would
produce only one family of peaks in the diffraction pattern.
2q
At 20.6 2q, Braggs law The (110) planes would diffract at 29.3 The (200) planes are parallel to the (100)
fulfilled for the (100) planes, 2q; however, they are not properly planes. Therefore, they also diffract for this
producing a diffraction peak. aligned to produce a diffraction peak crystal. Since d200 is d100, they appear at
(the perpendicular to those planes does 42 2q.
not bisect the incident and diffracted
beams). Only background is observed.
A polycrystalline sample should contain thousands of crystallites.
Therefore, all possible diffraction peaks should be observed.
[110] [200]
[100]
s s
s
2q 2q 2q
For every set of planes, there will be a small percentage of crystallites that are properly
oriented to diffract (the plane perpendicular bisects the incident and diffracted beams).
Basic assumptions of powder diffraction are that for every set of planes there is an equal
number of crystallites that will diffract and that there is a statistically relevant number of
crystallites, not just one or two.
Powder diffraction is more aptly named polycrystalline
diffraction
Samples can be powder, sintered pellets, coatings on substrates, engine blocks...
The ideal powder sample contains tens of thousands of randomly oriented
crystallites
Every diffraction peak is the product of X-rays scattering from an equal
number of crystallites
Only a small fraction of the crystallites in the specimen actually contribute to
the measured diffraction pattern
XRPD is a somewhat inefficient measurement technique
Irradiating a larger volume of material can help ensure that a statistically relevant
number of grains contribute to the diffraction pattern
Small sample quantities pose a problem because the sample size limits the
number of crystallites that can contribute to the measurement
X-rays are scattered in a sphere around the sample
Each diffraction peak is actually a Debye diffraction cone produced by the tens of
thousands of randomly oriented crystallites in an ideal sample.
A cone along the sphere corresponds to a single Bragg angle 2theta
The linear diffraction pattern is formed as the detector scans along an arc that
intersects each Debye cone at a single point
Only a small fraction of scattered X-rays are observed by the detector.
X-Ray Powder Diffraction (XRPD) is a somewhat
inefficient measurement technique
The absolute intensity, i.e. the number of X rays observed in a given peak,
can vary due to instrumental and experimental parameters.
The relative intensities of the diffraction peaks should be instrument
independent.
To calculate relative intensity, divide the absolute intensity of every peak by the
absolute intensity of the most intense peak, and then convert to a percentage. The
most intense peak of a phase is therefore always called the 100% peak.
Peak areas are much more reliable than peak heights as a measure of
intensity.
Powder diffraction data consists of a record of photon
intensity versus detector angle 2q.
Diffraction data can be reduced to a list of peak positions and intensities
Each dhkl corresponds to a family of atomic planes {hkl}
individual planes cannot be resolved- this is a limitation of powder diffraction versus
single crystal diffraction
Raw Data Reduced dI list
Counts
Position Intensity DEMO08
hkl dhkl () Relative
3600
[2q] [cts] Intensity
25.2000 372.0000 (%)
25.2400 460.0000
25.2800 576.0000 1600
{012} 3.4935 49.8
25.3200 752.0000 {104} 2.5583 85.8
25.3600 1088.0000
25.4000 1488.0000
{110} 2.3852 36.1
400
25.4400 1892.0000
{006} 2.1701 1.9
25.4800 2104.0000
25.5200 1720.0000 {113} 2.0903 100.0
25.5600 1216.0000 0
25 30 35 40 45 {202} 1.9680 1.4
25.6000 732.0000 Position [2Theta] (Copper (Cu))
25.6400 456.0000
25.6800 380.0000
25.7200 328.0000
Applications of XRPD
..
must meet the constant volume assumption (see
I(phase a)/I(phase b)
later slides)
50
The ratio of peak intensities varies linearly as a 40
function of weight fractions for any two phases
in a mixture 30
=K* 20
The pattern shown above contains equal amounts of TiO2 and Al2O3
The TiO2 pattern is more intense because TiO2 diffracts X-rays more efficiently
With proper calibration, you can calculate the amount of each phase present in the sample
Unit Cell Lattice Parameter Refinement
K
B2q
Intensity (a.u.)
L cos q
23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41
2q (deg.)
Preferred Orientation (texture)
8.0
(311)
Intensity(Counts)
6.0 (200)
(220)
4.0
2.0
(222)
(400)
3
x10
40 50 60 70 80 90 100
Two-Theta (deg)
Non-ideal samples: Texture (i.e. preferred
crystallographic orientation)
300
250
Intensity(Counts)
200
150
100
50
0 (111)
(221) JCS#98> CaCO3 - Aragonite
(021) (012)
(102) (112) (220) (041) (132) (113)
(002) (121) (211) (040) (212) (222) (042)
25 30 35 40 45 50 55
Two-Theta (deg)
H2O Out
Sealed X-ray tubes tend to operate at 1.8
to 3 kW.
Rotating anode X-ray tubes produce
much more flux because they operate at
9 to 18 kW. Be
Cu ANODE
Be
window
A rotating anode spins the anode at 6000 window
AC CURRENT
The wavelength of X rays is determined by the anode of
the X-ray source.
Electrons from the filament strike the target anode, producing characteristic
radiation via the photoelectric effect.
The anode material determines the wavelengths of characteristic radiation.
While we would prefer a monochromatic source, the X-ray beam actually
consists of several characteristic wavelengths of X rays.
K
L
M
Spectral Contamination in Diffraction Patterns
Ka1 Ka1
Ka2
Ka2 Ka1
Ka2
W La1
Kb
The Ka1 & Ka2 doublet will almost always be present
Very expensive optics can remove the Ka2 line
Ka1 & Ka2 overlap heavily at low angles and are more separated
at high angles
W lines form as the tube ages: the W filament contaminates
the target anode and becomes a new X-ray source
W and Kb lines can be removed with optics
Monochromators remove unwanted wavelengths of radiation
from the incident or diffracted X-ray beam.
Suppression
below the target material on
the periodic table
For example, when using Cu
radiation
Cu K-alpha = 1.541
Cu K-beta= 1.387
The Ni absorption edge= 1.488
The Ni absorption of Cu radiation
is:
Cu Kb
Cu Ka
W La
50% of Cu K-alpha
99% of Cu K-beta Wavelength
H He
Li Be
Fluorescence B C N O F Ne
Na Mg Al Si P S Cl Ar
K Ca Sc Ti V Cr Mn Fe Co Ni Cu Zn Ga Ge As Se Br Kr
Rb Sr Y Zr Nb Mo Tc Ru Rh Pd Ag Cd In Sn Sb Te I Xe
Cs Ba L Hf Ta W Re Os Ir Pt Au Hg Tl Pb Bi Po At Rn
Fr Ra A
Some atoms absorb incident X-rays and fluoresce them as X-rays of a different
wavelength
The absorption of X-rays decreases the diffracted signal
The fluoresced X-rays increase the background noise
The increased background noise from fluoresced X-rays can be removed by using:
a diffracted-beam monochromator
an energy sensitive detector
The diffracted beam signal can only be increased by using a different wavelength of
radiation
The most problematic materials are those two and three below the target material:
For Cu, the elements that fluoresce the most are Fe and Co
The X-ray Shutter is the most important safety device
on a diffractometer
H2O In H2O Out
Cu ANODE
Be
window
SAFETY SHUTTERS
The X-ray beam produced by the X-ray tube is divergent.
Incident-beam optics are used to limit this divergence
2d hkl sin q
X Rays from an X-ray tube are:
divergent
contain multiple characteristic wavelengths as well as Bremmsstrahlung radiation
neither of these conditions suit our ability to use X rays for analysis
the divergence means that instead of a single incident angle q, the sample is actually
illuminated by photons with a range of incident angles.
the spectral contamination means that the smaple does not diffract a single wavelength
of radiation, but rather several wavelengths of radiation.
Consequently, a single set of crystallographic planes will produce several diffraction peaks
instead of one diffraction peak.
Optics are used to:
limit divergence of the X-ray beam
refocus X rays into parallel paths
remove unwanted wavelengths
Most of our powder diffractometers use the Bragg-
Brentano parafocusing geometry.
A point detector and sample are
moved so that the detector is always
at 2q and the sample surface is
always at q to the incident X-ray
beam.
In the parafocusing arrangement, the
incident- and diffracted-beam slits
move on a circle that is centered on
the sample. Divergent X rays from the
source hit the sample at different
points on its surface. During the
diffraction process the X rays are
refocused at the detector slit. F: the X-ray source
This arrangement provides the best DS: the incident-beam divergence-limiting slit
SS: the Soller slit assembly
combination of intensity, peak shape, S: the sample
and angular resolution for the widest RS: the diffracted-beam receiving slit
number of samples. C: the monochromator crystal
AS: the anti-scatter slit
Divergence slits are used to limit the divergence of the
incident X-ray beam.
The slits block X-rays that have too great a
divergence.
The size of the divergence slit influences
peak intensity and peak shapes.
Narrow divergence slits:
reduce the intensity of the X-ray beam
reduce the length of the X-ray beam hitting
the sample
produce sharper peaks
the instrumental resolution is improved so
that closely spaced peaks can be resolved.
One by-product of the beam divergence is that the length of the beam
illuminating the sample becomes smaller as the incident angle
becomes larger.
t
size. e
m
m 10.00
The width of the beam is d 0.5DS
)
s Detector
X-ray
tube
w 2q
Parallel beam optics do NOT require that the incident angle w is always
of the detector angle 2q .
A coupled scan with parallel-beam optics will maintain the diffraction
vector in a constant relationship to the sample.
If w is always of 2q then the diffraction vector (s) is always normal to the surface of
the sample.
If w = 2q + , then s will be always tilted by away from the vertical position.
That direction will not change as long as both omega and 2theta change in a coupled
relationship so that w is always equal to 2q +
Parallel beam optics allow for the possibility of grazing
incidence X-ray diffraction (GIXD)
Detector
s
X-ray
tube
w 2q
The incident angle, w, is set to a very shallow angle (between 0.2 and 5 deg).
This causes the X-rays to be focused in the surface of the sample, limiting the penetration depth of the X-
rays
Only the detector moves during data collection
The value is changing during the scan (where = *2q - w)
As a consequence, the diffraction vector (s) is changing its direction during the scan
Remember the diffraction only comes from crystallites in which dhkl is parallel to s
Therefore, the direction being probed in the sample changes
This is perfectly ok for ideal samples with randomly oriented grains; however, for samples with preferred
orientation this will cause a problem.
Regular GIXD will constrain the X-ray beam in the top few microns of the surface
IP-GIXD can be configued to constrain diffraction to the top 10-20 nm of the surface.
Other optics:
limit divergence of the X-ray beam
Divergence limiting slits Parallel Plate Collimator & Soller
Parallel plate collimators Slits block divergent X-rays, but
do not restrict beam size like a
Soller slits divergent slit
refocus X rays into parallel paths
parallel-beam optics
parabolic mirrors and capillary lenses
focusing mirrors and lenses
remove unwanted wavelengths
monochromators
Kb filters
point detectors
observe one point of space at a time
slow, but compatible with most/all optics
scintillation and gas proportional detectors count all photons, within an
energy window, that hit them
Si(Li) detectors can electronically analyze or filter wavelengths
position sensitive detectors
linear PSDs observe all photons scattered along a line from 2 to 10 long
2D area detectors observe all photons scattered along a conic section
gas proportional (gas on wire; microgap anodes)
limited resolution, issues with deadtime and saturation
CCD
limited in size, expensive
solid state real-time multiple semiconductor strips
high speed with high resolution, robust
Area (2D) Diffraction allows us to image complete or
incomplete (spotty) Debye diffraction rings
the area observed by a linear detector the area observed by a linear detector
N NaAlH 4 N 0 e-k1t
NaAlH 4 Na3AlH6 Al
NaCl
NaAlH4
Rigaku SmartLab Multipurpose Diffractometer
Ideal for texture (pole figure) and stress measurements, as well as traditional XRPD
and limited SCD and GIXD.
Two-dimensional area detector (GADDS) permits simultaneous collection of
diffraction data over a 2theta and chi (tilt) range as large as 30
Eularian cradle facilitates large range of tilts and rotations of the sample
A selectable collimator, which conditions the X-ray beam to a spot 0.5mm to
0.05mm diameter, combined with a motorized xy stage stage, permits
microdiffraction for multiple select areas of a sample or mapping across a samples
surface.
Samples can include thin films on wafers or dense pieces up to 6 in diameter
(maximum thickness of 3 mm), powders in top-loaded sample holders or in
capillaries, dense pieces up to 60mm x 50mm x 15mm (and maybe even larger).
Has an attachment for SAXS measurements.
Bruker D8 Triple Axis Diffractometer
For GIXD and for analysis of rocking curves, lattice mismatch, and
reciprocal space maps of thin films and semiconductors
This instrument is typically used to measure the perfection or imperfection of
the crystal lattice in thin films (i.e. rocking curves), the misalignment between
film and substrate in epitaxial films, and reciprocal space mapping.
High precision Bruker D8 triple axis goniometer
Beam-conditioning analyzer crystals remove Ka2 radiation and provide
extremely high resolution.
Accessories include a furnace for heating a sample up to 900C in air,
vacuum, or inert gas (maximum sample size of 20mm x 20mm x 1mm)
Bruker Small Angle Diffractometer
a flat plate sample for XRPD should have a smooth flat surface
if the surface is not smooth and flat, X-ray absorption may reduce the
intensity of low angle peaks
parallel-beam optics can be used to analyze samples with odd shapes
or rough surfaces
Densely packed
Randomly oriented grains/crystallites
Grain size less than 10 microns
So that there are tens of thousands of grains irradiated by the X-ray
beam
Infinitely thick
homogeneous
Preparing a powder specimen
3600
1600
400
0
20 30 40 50
Position [2Theta] (Copper (Cu))
300
250
Intensity(Counts)
200
150
100
50
0 (111)
(221) JCS#98> CaCO3 - Aragonite
(021) (012)
(102) (112) (220) (041) (132) (113)
(002) (121) (211) (040) (212) (222) (042)
25 30 35 40 45 50 55
Two-Theta (deg)
the area of your sample that is illuminated by the X-ray beam varies
as a function of:
incident angle of X rays
divergence angle of the X rays
at low angles, the beam might be wider than your sample
beam spill-off
This will cause problems if you sample is not homogeneous
185mm Radius Goniometer, XRPD
40.00
35.00
L
I
e 30.00
r
n
r
g 25.00
a 2DS
t
d
h 20.00
i
a
15.00
1DS
(
t
m
e
m 10.00
d 0.5DS
)
5.00
0.15DS
0.00
0 20 40 60 80 100
2Theta (deg)
Penetration Depth of X-Rays
0
5 15 25 35 45 55 65
Many sources of error are associated with the focusing
circle of the Bragg-Brentano parafocusing geometry
sample
Poor counting statistics
The sample is not made up of thousands
of randomly oriented crystallites, as
assumed by most analysis techniques
The sample might have large grain sizes
Produces random peak intensities and/or
spotty diffraction peaks
Axial divergence
Due to divergence of the X-ray beam in plane with the sample
creates asymmetric broadening of the peak toward low 2theta angles
Creates peak shift: negative below 90 2theta and positive above 90
Reduced by Soller slits and/or capillary lenses
Counts
0.04rad Soller Slits
0.04rad incident Soller slit and 0.02rad detector Soller Slit
0.02rad Soller Slits
60000
40000
20000
3 4 5 6
Position [2Theta] (Copper (Cu))
End of presentation: other slides are old or extra
Used to determine:
crystal structure
orientation
degree of crystalline perfection/imperfections (twinning, mosaicity,
etc.)
Sample is illuminated with monochromatic radiation
The sample axis, phi, and the goniometer axes omega and 2theta are
rotated to capture diffraction spots from at least one hemisphere
Easier to index and solve the crystal structure because it diffraction
peak is uniquely resolved
Instruments in the XRD SEF
http://prism.mit.edu/xray
reserving instrument time
instrument status
training schedules
links to resources
SOPs
tutorials
Single Crystal Diffractometers
*Diffraction spots are sometimes called reflections. Three cheers for sloppy terminology!
Equivalent positions are points in the unit cell that are
identical to other points in the unit cell
Quartz
Crystal System: hexagonal
Bravais Lattice: primitive
Space Group: P3221
Atom Positions:
x y z
Si 0.47 0 0.667
O 0.414 0.268 0.786
Wavelengths for X-Radiation are Sometimes Updated
Copper Bearden Holzer et al. Cobalt Bearden Holzer et al.
Anodes (1967) (1997) Anodes (1967) (1997)
Cu Ka1 1.54056 1.540598 Co Ka1 1.788965 1.789010
Cu Ka2 1.54439 1.544426 Co Ka2 1.792850 1.792900
Cu Kb 1.39220 1.392250 Co Kb 1.62079 1.620830
Molybdenum Chromium
Anodes Anodes
Mo Ka1 0.709300 0.709319 Cr Ka1 2.28970 2.289760
Mo Ka2 0.713590 0.713609 Cr Ka2 2.293606 2.293663
Mo Kb 0.632288 0.632305 Cr Kb 2.08487 2.084920
Often quoted values from Cullity (1956) and Bearden, Rev. Mod. Phys. 39 (1967) are
incorrect.
Values from Bearden (1967) are reprinted in international Tables for X-Ray Crystallography and
most XRD textbooks.
Most recent values are from Hlzer et al. Phys. Rev. A 56 (1997)
Has your XRD analysis software been updated?
Crystal structures focus on symmetry elements to
define the atomic arrangement
Quartz
Crystal System: hexagonal
Bravais Lattice: primitive
Space Group: P3221
Lattice Parameters: 4.9134 x 4.9134 x 5.4052
(90 x 90 x 120)
Useful things to remember about Miller indices
101
In a cubic crystal, (100) (010) and (001) are
100
002
110
103
equivalent
112
102
004
202
They are the family of planes {100}
[h00] is parallel to the a-axis, [0k0] // b-axis, 0
[00l] // c-axis 30 40 50
The Miller indices (hkl) define the reciprocal of the axial intercepts
The crystallographic direction, [hkl], is the vector normal to (hkl)
dhkl is the vector extending from the origin to the plane (hkl) and is normal to
(hkl)
The vector dhkl is used in Braggs law to determine where diffraction peaks will
be observed
A given (hkl) refers to a family of atomic planes, not a
single atomic plane
The (100) plane includes two
The Miller indices are determined faces of the cubic unit cell.
by using the plane of atoms that is These are produced by drawing
closest to the origin without the first plane (shaded orange)
at the (1,0,0) intercept, and
passing through it. then translating it by [-100].
The other members of the family
of atoms are determined by The (200) plane also includes
translating the (hkl) plane of two faces of the cubic unit cell.
These are produced by drawing
atoms by [hkl] the first plane (shaded orange)
A family of planes will always have at the (, 0, 0) intercept, and
then translating it by [, 0, 0].
one member that passes through
the origin The (400) plane includes
members of the (100) and (200)
Some planes of atoms may belong families, as well as the planes at
to more than one family (as the (, 0, 0) and (, 0, 0)
intercepts. These are produced
illustrated to the right) by drawing the first plane
(shaded orange) at the (, 0, 0)
intercept, and then translating
it by [n*, 0, 0].