Lecture 3: Process Management/ Operating-System Structures

System Components Operating System Services System Calls System Programs System Structure Virtual Memory Virtual Machines System Design and Implementation System Generation

Common System Components

Process Management Main Memory Management Secondary-Storage Management I/O System Management File Management Protection System Networking Command-Interpreter System

Process Management
A process is a program in execution. A process needs certain resources, including CPU time, memory, files, and I/O devices, to accomplish its task. The operating system is responsible for the following activities in connection with process management.
Process creation and deletion. process suspension and resumption. Provision of mechanisms for:
process synchronization process communication

Main-Memory Management
Memory is a large array of words or bytes, each with its own address. It is a repository of quickly accessible data shared by the CPU and I/O devices. Main memory is a volatile storage device. It loses its contents in the case of system failure. The operating system is responsible for the following activities in connections with memory management:
Keep track of which parts of memory are currently being used and by whom. Decide which processes to load when memory space becomes available. Allocate and deallocate memory space as needed.

Secondary-Storage Management
Since main memory (primary storage) is volatile and too small to accommodate all data and programs permanently, the computer system must provide secondary storage to back up main memory. Most modern computer systems use disks as the principle on-line storage medium, for both programs and data. The operating system is responsible for the following activities in connection with disk management:
Free space management Storage allocation Disk scheduling

I/O System Management

The I/O system consists of:
A buffer-caching system A general device-driver interface Drivers for specific hardware devices

File Management
A file is a collection of related information defined by its creator. Commonly, files represent programs (both source and object forms) and data. The operating system is responsible for the following activities in connections with file management:
File creation and deletion. Directory creation and deletion. Support of primitives for manipulating files and directories. Mapping files onto secondary storage. File backup on stable (nonvolatile) storage media.

Protection System
Protection refers to a mechanism for controlling access by programs, processes, or users to both system and user resources. The protection mechanism must:
distinguish between authorized and unauthorized usage. specify the controls to be imposed. provide a means of enforcement.

Networking (Distributed Systems)

A distributed system is a collection processors that do not share memory or a clock. Each processor has its own local memory. The processors in the system are connected through a communication network. A distributed system provides user access to various system resources. Access to a shared resource allows:
Computation speed-up Increased data availability Enhanced reliability

Command-Interpreter System
Many commands are given to the operating system by control statements which deal with:
process creation and management I/O handling secondary-storage management main-memory management file-system access protection networking

Command-Interpreter System (Cont.)

The program that reads and interprets control statements is called variously:
control-card interpreter command-line interpreter shell (in UNIX)

Its function is to get and execute the next command statement.

Operating System Services

Program execution system capability to load a program into memory and to run it. I/O operations since user programs cannot execute I/O operations directly, the operating system must provide some means to perform I/O. File-system manipulation program capability to read, write, create, and delete files. Communications exchange of information between processes executing either on the same computer or on different systems tied together by a network. Implemented via shared memory or message passing. Error detection ensure correct computing by detecting errors in the CPU and memory hardware, in I/O devices, or in user programs.

Additional Operating System Functions

Additional functions exist not for helping the user, but rather for ensuring efficient system operations.

Resource allocation allocating resources to multiple

users or multiple jobs running at the same time. Accounting keep track of and record which users use how much and what kinds of computer resources for account billing or for accumulating usage statistics. Protection ensuring that all access to system resources is controlled.

System Calls
System calls provide the interface between a running program and the operating system.
Generally available as assembly-language instructions. Languages defined to replace assembly language for systems programming allow system calls to be made directly (e.g., C. Bliss, PL/360)

Three general methods are used to pass parameters between a running program and the operating system.
Pass parameters in registers. Store the parameters in a table in memory, and the table address is passed as a parameter in a register. Push (store) the parameters onto the stack by the program, and pop off the stack by operating system.

Passing of Parameters As A Table

MS-DOS Execution
At System Start-up Running a Program

UNIX Running Multiple Programs

Communication Models
Msg Passing Shared Memory

System Programs
System programs provide a convenient environment for program development and execution. The can be divided into:
File manipulation Status information File modification Programming language support Program loading and execution Communications Application programs

Most users view of the operation system is defined by system programs, not the actual system calls.

System Structure Simple Approach

MS-DOS written to provide the most functionality in the least space
not divided into modules Although MS-DOS has some structure, its interfaces and levels of functionality are not well separated

MS-DOS Layer Structure

System Structure Simple Approach (Cont.)

UNIX limited by hardware functionality, the original UNIX operating system had limited structuring. The UNIX OS consists of two separable parts.
Systems programs The kernel
Consists of everything below the system-call interface and above the physical hardware Provides the file system, CPU scheduling, memory management, and other operating-system functions; a large number of functions for one level.

UNIX System Structure

System Structure Layered Approach

The operating system is divided into a number of layers (levels), each built on top of lower layers. The bottom layer (layer 0), is the hardware; the highest (layer N) is the user interface. With modularity, layers are selected such that each uses functions (operations) and services of only lower-level layers.

An Operating System Layer

Layered Structure of the THE OS

A layered design was first used in THE operating system. Its six layers are as follows:

layer 5: user programs layer 4: buffering for input and output layer 3: operator-console device driver layer 2: memory management layer 1: CPU scheduling layer 0: hardware

OS/2 Layer Structure

Virtual Memory
Virtual memory is a memory management technique that is implemented using both hardware and software. It maps memory addresses used by a program, called virtual addresses, into physical addresses in computer memory. Main storage as seen by a process or task appears as a contiguous address space or collection of contiguous segments. The operating system manages virtual address spaces and the assignment of real memory to virtual memory. Address translation hardware in the CPU, often referred to as a memory management unit or MMU, automatically translates virtual addresses to physical addresses.

Virtual Machines
A virtual machine takes the layered approach to its logical conclusion. It treats hardware and the operating system kernel as though they were all hardware. A virtual machine provides an interface identical to the underlying bare hardware. The operating system creates the illusion of multiple processes, each executing on its own processor with its own (virtual) memory.

Virtual Machines (Cont.)

The resources of the physical computer are shared to create the virtual machines.
CPU scheduling can create the appearance that users have their own processor. Spooling and a file system can provide virtual card readers and virtual line printers. A normal user time-sharing terminal serves as the virtual machine operators console.

System Models
Non-virtual Machine Virtual Machine

Advantages/Disadvantages of Virtual Machines

The virtual-machine concept provides complete protection of system resources since each virtual machine is isolated from all other virtual machines. This isolation, however, permits no direct sharing of resources. A virtual-machine system is a perfect vehicle for operatingsystems research and development. System development is done on the virtual machine, instead of on a physical machine and so does not disrupt normal system operation. The virtual machine concept is difficult to implement due to the effort required to provide an exact duplicate to the underlying machine.

System Design Goals

User goals operating system should be convenient to use, easy to learn, reliable, safe, and fast. System goals operating system should be easy to design, implement, and maintain, as well as flexible, reliable, error-free, and efficient.

Mechanisms and Policies

Mechanisms determine how to do something, policies decide what will be done. The separation of policy from mechanism is a very important principle, it allows maximum flexibility if policy decisions are to be changed later.

System Implementation
Traditionally written in assembly language, operating systems can now be written in higherlevel languages. Code written in a high-level language:
can be written faster. is more compact. is easier to understand and debug.

An operating system is far easier to port (move to some other hardware) if it is written in a highlevel language.

System Generation (SYSGEN)

Operating systems are designed to run on any of a class of machines; the system must be configured for each specific computer site. SYSGEN program obtains information concering the specific configuration of the hardware system. Booting starting a computer by loading the kernel. Bootstrap program code stored in ROM that is able to locate the kernel, load it into memory, and start its execution.