ch3 Abbrev

Database System Concepts, 6
th
Ed.
Silberschatz, Korth and Sudarshan
See www.db-book.com for conditions on re-use
Chapter 3: Introduction to SQL
Silberschatz, Korth and Sudarshan 3.2 Database System Concepts - 6
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Chapter 3: Introduction to SQL
Overview of the SQL Query Language
Data Definition
Basic Query Structure
Additional Basic Operations
Set Operations
Null Values
Aggregate Functions
Nested Subqueries
Modification of the Database
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History
IBM Sequel language developed as part of System R project at
the IBM San Jose Research Laboratory
Renamed Structured Query Language (SQL)
ANSI and ISO standard SQL:
SQL-86, SQL-89, SQL-92
SQL:1999, SQL:2003, SQL:2008,
Commercial systems offer most, if not all, SQL-92 features,
plus varying feature sets from later standards and special
proprietary features.
Not all examples here may work on your particular system.
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Data Definition Language
The schema for each relation.
The domain of values associated with each attribute.
Integrity constraints
And as we will see later, also other information such as
The set of indices to be maintained for each relations.
Security and authorization information for each relation.
The physical storage structure of each relation on disk.
The SQL data-definition language (DDL) allows the
specification of information about relations, including:
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Domain Types in SQL
char(n). Fixed length character string, with user-specified length n.
varchar(n). Variable length character strings, with user-specified
maximum length n.
int. Integer (a finite subset of the integers that is machine-
dependent).
smallint. Small integer (a machine-dependent subset of the integer
domain type).
numeric(p,d). Fixed point number, with user-specified precision of
p digits, with n digits to the right of decimal point.
real, double precision, float(n)
More are covered in Chapter 4.

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Create Table Construct
An SQL relation is defined using the create table command:
Example:
create table instructor (
ID char(5),
name varchar(20),
dept_name varchar(20),
salary numeric(8,2))
insert into instructor values (10211, Smith, Biology, 66000);
insert into instructor values (10211, null, Biology, 66000);
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Integrity Constraints in Create Table
not null
primary key (A
1
, ..., A
n
)
foreign key (A
m
, ..., A
n
) references r
Example: Declare branch_name as the primary key for branch
.
create table instructor (
ID char(5),
name varchar(20) not null,
salary numeric(8,2),
primary key (ID),
foreign key (dept_name) references department)
primary key declaration on an attribute automatically ensures
not null
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And a Few More Relation Definitions
create table student (
ID varchar(5) primary key,
name varchar(20) not null,
tot_cred numeric(3,0),
foreign key (dept_name) references department) );

create table takes (
ID varchar(5),
course_id varchar(8),
sec_id varchar(8),
semester varchar(6),
year numeric(4,0),
grade varchar(2),
primary key (ID, course_id, semester, year),
foreign key (ID) references student,
foreign key (course_id, sec_id, semester, year) references section );

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And more still
create table course (
course_id varchar(8) primary key,
title varchar(50),
credits numeric(2,0),
foreign key (dept_name) references department) );

Quiz Q1: True or false:
The primary key constraint ensures that primary key values:
(A) are repeated across tuples
(B) are not null
(1) True, True (2) True, False (3) False, True (4) false, false

Quiz Q2: the foreign key constraint on course ensures:
(1) all departments have associated courses
(2) dept_name is not null, i.e. all courses have departments
(3) dept_name occurs in the department relation

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Drop and Alter Table Constructs
drop table student
Deletes the table and its contents
delete from student
Deletes all contents of table, but retains table
alter table
alter table r add A D
where A is the name of the attribute to be added to
relation r and D is the domain of A.
All tuples in the relation are assigned default or null as
the value for the new attribute.
alter table r drop A
where A is the name of an attribute of relation r
Dropping of attributes not supported by many
databases
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Basic Query Structure
A typical SQL query has the form:

select A
1
, A
2
, ..., A
n

from r
1
, r
2
, ..., r
m

where P

A
i
represents an attribute
R
i
represents a relation
P is a predicate.
The result of an SQL query is a relation.
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The select Clause
The select clause list the attributes desired in the result of a query
corresponds to the projection operation of the relational algebra
Example: find the names of all instructors:
select name
from instructor
NOTE: SQL names are case insensitive (i.e., you may use upper- or
lower-case letters.)
E.g. Name NAME name
Some people use upper case wherever we use bold font.
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The select Clause (Cont.)
SQL allows duplicates in relations as well as in query results.
To force the elimination of duplicates, insert the keyword distinct
after select.
Find the names of all departments with instructor, and remove
duplicates
select distinct dept_name
from instructor
The keyword all specifies that duplicates not be removed.

select all dept_name
from instructor
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The select Clause (Cont.)
An asterisk in the select clause denotes all attributes
select *
from instructor
The select clause can contain arithmetic expressions involving
the operation, +, , -, and /, and operating on constants or
attributes of tuples.
The query:
select ID, name, salary/12
from instructor
would return a relation that is the same as the instructor relation,
except that the value of the attribute salary is divided by 12.

Quiz Q3: Which of these clauses is optional in an SQL query:
(1) select (2) from (3) where (4) none of these
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The where Clause
The where clause specifies conditions that the result must
satisfy
Corresponds to the selection predicate of the relational
algebra.
To find all instructors in Comp. Sci. dept with salary > 80000
select name
from instructor
where dept_name = Comp. Sci.' and salary > 80000
Comparison results can be combined using the logical
connectives and, or, and not.
Comparisons can be applied to results of arithmetic expressions.
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The from Clause
The from clause lists the relations involved in the query
Corresponds to the Cartesian product operation of the
relational algebra.
Find the Cartesian product instructor X teaches
select -
from instructor, teaches
generates every possible instructor teaches pair, with all
attributes from both relations
Cartesian product not very useful directly, but useful combined
with where-clause condition (selection operation in relational
algebra)

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Cartesian Product: instructor X teaches

instructor
teaches
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Joins
For all instructors who have taught some course, find their names
and the course ID of the courses they taught.
select name, course_id
where instructor.ID = teaches.ID
Find the course ID, semester, year and title of each course offered
by the Comp. Sci. department
select section.course_id, semester, year, title
from section, course
where section.course_id = course.course_id and
dept_name = Comp. Sci.'
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Lets Try Writing Some Queries in SQL
Some queries to be written..
Find the salary of the instructor with ID 10101
Find titles of all courses in the Comp. Sci. department
Find course ID, year and semester of all courses taken by any
student named Shankar
As above, but additionally show the title of the course also

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Quiz
Quiz Q4: The query select name, course_id
(1) returns all matching instructor/teaches pairs
(2) is a syntax error
(3) returns all pairs of instructor, teaches tuples
(4) none of the above
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Natural Join
Natural join matches tuples with the same values for all
common attributes, and retains only one copy of each common
column
select *
from instructor natural join teaches;

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Natural Join Example

List the names of instructors along with the course ID of the courses that
they taught.

where instructor.ID = teaches.ID;

from instructor natural join teaches;

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Natural Join (Cont.)
Danger in natural join: beware of unrelated attributes with same name
which get equated incorrectly
List the names of instructors along with the the titles of courses that
they teach
Incorrect version (makes course.dept_name = instructor.dept_name)
select name, title
from instructor natural join teaches natural join course;
Correct version
select name, title
from instructor natural join teaches, course
where teaches.course_id= course.course_id;
Another correct version
select name, title
from (instructor natural join teaches)
join course using(course_id);

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The Rename Operation
The SQL allows renaming relations and attributes using the as clause:
old-name as new-name
E.g.
select ID, name, salary/12 as monthly_salary
from instructor

Find the names of all instructors who have a higher salary than
some instructor in Comp. Sci.
select distinct T. name
from instructor as T, instructor as S
where T.salary > S.salary and S.dept_name = Comp. Sci.
Keyword as is optional and may be omitted
instructor as T instructor T
Keyword as must be omitted in Oracle
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String Operations
SQL includes a string-matching operator for comparisons on
character strings. The operator like uses patterns that are
described using two special characters:
percent (%). The % character matches any substring.
underscore (_). The _ character matches any character.
Find the names of all instructors whose name includes the substring
dar.
select name
from instructor
where name like '%dar%'
Match the string 100 %
like 100 \%' escape '\'
SQL supports a variety of string operations such as
concatenation (using ||)
converting from UPPER to lower case (and vice versa)
finding string length, extracting substrings, etc.
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Ordering the Display of Tuples
List in alphabetic order the names of all instructors
select distinct name
from instructor
order by name
We may specify desc for descending order or asc for
ascending order, for each attribute; ascending order is the
default.
Example: order by name desc
Can sort on multiple attributes
Example: order by dept_name, name
Quiz Q5: If you omit the order by clause
(1) there is no default ordering
(2) the results may turn out to be ordered
(3) both the above are true
(4) neither 1 nor 2 is true.
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Duplicates
Multiset: set with duplicates
In relations with duplicates, SQL can define how many copies of
tuples appear in the result.
Multiset versions of some of the relational algebra operators
r
1
r
2
H
B
(r
1
) o
C>2
(r
2
) H
B
(r
1
) x r
2

A B
1 a
2 a
C
2
3
3
B
a
a
B C
a 2
a 2
a 3
a 3
a 3
a 3
C
3
3
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Duplicates
Multiset: set with duplicates
In relations with duplicates, SQL can define how many copies of
tuples appear in the result.
Multiset versions of some of the relational algebra operators
given multiset relations r
1
and r
2
:
1.

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Multisets in Relational Algebra and SQL
Multiset version of relational operations
1. o
u
(r
1
): If there are c
1
copies of tuple t
1
in r
1
, and t
1
satisfies
selections o
u
,
, then there are c
1
copies of t
1
in o
u
(r
1
).
2. H
A
(r ): For each copy of tuple t
1
in r
1
,
there is a copy of tuple H
A
(t
1
) in H
A
(r
1
)
where H
A
(t
1
) denotes the projection of the single tuple t
1
.
3. r
1
x r
2
: If there are c
1
copies of tuple t
1
in r
1
and c
2
copies of
tuple t
2
in r
2
, there are c
1
x c
2
copies of the tuple t
1
. t
2
in r
1
x r
2

SQL duplicate semantics:
select A
1
,
,
A
2
, ..., A
n

from r
1
, r
2
, ..., r
m

where P
is equivalent to the multiset version of the expression:

)) ( (
2 1 , , ,
2 1
m P A A A
r r r
n
[
o
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Set Operations
Find courses that ran in Fall 2009 or in Spring 2010
Find courses that ran in Fall 2009 but not in Spring 2010
(select course_id from section where sem = Fall and year = 2009)
union
(select course_id from section where sem = Spring and year = 2010)
Find courses that ran in Fall 2009 and in Spring 2010
A
intersect
B
A
except
B
A
B
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Set Operations
Set operations union, intersect, and except
Each of the above operations automatically eliminates
duplicates
To retain all duplicates use the corresponding multiset versions
union all, intersect all and except all.

Suppose a tuple occurs m times in r and n times in s, then, it
occurs:
m

+ n times in r union all s
min(m,n) times in r intersect all s
max(0, m n) times in r except all s
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Null Values
It is possible for tuples to have a null value, denoted by null, for
some of their attributes
null signifies an unknown value or that a value does not exist.
The result of any arithmetic expression involving null is null
Example: 5 + null returns null
The predicate is null can be used to check for null values.
Example: Find all instructors whose salary is null.
select name
from instructor
where salary is null
Any comparison with null returns unknown
Returning false could cause problems:
Consider r.A < 10 vs. not (r.A >= 10)
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Null Values and Three Valued Logic
Any comparison with null returns unknown
Example: 5 < null or null <> null or null = null
Three-valued logic using the truth value unknown:
OR: (unknown or true) = true,
(unknown or false) = unknown
(unknown or unknown) = unknown
AND: (true and unknown) = unknown,
(false and unknown) = false,
(unknown and unknown) = unknown
NOT: (not unknown) = unknown
P is unknown evaluates to true if predicate P evaluates
to unknown
Result of where clause predicate is treated as false if it
evaluates to unknown
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Quiz
Quiz Q6: Consider the where clause predicates
where r.A <> 5 and where not (r.A = 5)
(1) the two are equivalent
(2) the two are equivalent only if r.a is declared as not null
(3) the two are equivalent only if r.a is null
(4) the two are never equivalent
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Aggregate Functions
These functions operate on the multiset of values of a
column of a relation, and return a value
avg: average value
min: minimum value
max: maximum value
sum: sum of values
count: number of values
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Aggregate Functions (Cont.)
Find the average salary of instructors in the Computer Science
department
select avg (salary)
from instructor
where dept_name= Comp. Sci.;
Find the total number of instructors who teach a course in the
Spring 2010 semester
select count (distinct ID)
from teaches
where semester = Spring and year = 2010
Find the number of tuples in the course relation
select count (*)
from course;

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Aggregate Functions Group By
Find the average salary of instructors in each department
select dept_name, avg (salary)
from instructor
group by dept_name;
Note: departments with no instructor will not appear in result

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Aggregation (Cont.)
Attributes in select clause outside of aggregate functions must
appear in group by list
/* erroneous query */
select dept_name, ID, avg (salary)
from instructor
group by dept_name;

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Aggregate Functions Having Clause
Find the names and average salaries of all departments whose
average salary is greater than 42000
Note: predicates in the having clause are applied after the
formation of groups whereas predicates in the where
clause are applied before forming groups

select dept_name, avg (salary)
from instructor
group by dept_name
having avg (salary) > 42000;
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Null Values and Aggregates
Total all salaries
select sum (salary )
from instructor
Above statement ignores null amounts
Result is null if there is no non-null amount
All aggregate operations except count(*) ignore tuples with null
values on the aggregated attributes
What if collection has only null values?
count returns 0
all other aggregates return null
Quiz Q7: given a multiset of values {1, 1, 3, 3, null}
the average is
(1) 1 (2) 2 (3) 8/5 (4) null
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Lets Try Writing Some Queries in SQL
Some queries to be written..
Find the total number of courses taken by Shankar
Find first year in which CS 801 ran.
Find IDs and number of courses taken by all students who
have taken more than 20 courses

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Nested Subqueries
SQL provides a mechanism for the nesting of subqueries.
A subquery is a select-from-where expression that is nested
within another query.
A common use of subqueries is to perform tests for set
membership, set comparisons, and set cardinality.
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Example Query
Find courses offered in Fall 2009 and in Spring 2010
Find courses offered in Fall 2009 but not in Spring 2010
select distinct course_id
from section
where semester = Fall and year= 2009 and
course_id in (select course_id
from section
where semester = Spring and year= 2010);
select distinct course_id
from section
course_id not in (select course_id
from section
where semester = Spring and year= 2010);
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Example Query
Find the total number of (distinct) students who have taken
course sections taught by the instructor with ID 10101
Note: Above query can be written in a much simpler manner. The
formulation above is simply to illustrate SQL features.
select count (distinct ID)
from takes
where (course_id, sec_id, semester, year) in
(select course_id, sec_id, semester, year
from teaches
where teaches.ID= 10101);
Quiz Q8: The above query can be rewritten using
(1) natural join (2) aggregation (3) group by (4) order by
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Set Comparison
Find names of instructors with salary greater than that of some
(at least one) instructor in the Biology department.
Same query using > some clause
select name
from instructor
where salary > some (select salary
from instructor
where dept name = Biology);
select distinct T.name
from instructor as T, instructor as S
where T.salary > S.salary and S.dept name = Biology;
Quiz Q9: Are the above equivalent taking into account multiset semantics?
1. Yes 2. No 3. Depends on null values
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Example Query
Find the names of all instructors whose salary is greater than
the salary of all instructors in the Biology department.
select name
from instructor
where salary > all (select salary
from instructor
Can we write this using aggregates?
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Example Query
Find the names of all instructors whose salary is greater than
the salary of all instructors in the Biology department.
select name
from instructor
where salary > all (select salary
from instructor
select name
from instructor
where salary > (select max(salary)
from instructor
Can we write this using aggregates? Yes:
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Test for Empty Relations
The exists construct returns the value true if the argument
subquery is nonempty.
exists r r =
not exists r r =
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Correlation Variables
Yet another way of specifying the query Find all courses
taught in both the Fall 2009 semester and in the Spring 2010
semester
select course_id
from section as S
exists (select *
from section as T
where semester = Spring and year= 2010
and S.course_id= T.course_id);
Correlated subquery
Correlation name or correlation variable

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Not Exists
Find all students who have taken all courses offered in the
Biology department.
select distinct S.ID, S.name
from student as S
where not exists ( (select course_id
from course
where dept_name = Biology)
except
(select T.course_id
from takes as T
where S.ID = T.ID));
Note that X Y = X _ Y
Think of above query as
select distinct S.ID, S.name
from student as S
where SQ
B
contains SQ
A

Note: Cannot write this query using = all and its variants
SQ
A
SQ
B

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Subqueries in From Clause
SQL allows a subquery expression to be used in the from clause
Find the average instructors salaries of those departments where the
average salary is greater than $42,000.
select dept_name, avg_salary
from (select dept_name, avg (salary) as avg_salary
from instructor
group by dept_name)
where avg_salary > 42000;
Note that we do not need to use the having clause
Another way to write above query
select dept_name, avg_salary
from (select dept_name, avg (salary)
from instructor
group by dept_name)
as dept_avg (dept_name, avg_salary)
where avg_salary > 42000;
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Derived Relations (Cont.)
And yet another way to write it: lateral clause
select name, salary, avg_salary
from instructor I1,
lateral (select avg(salary) as avg_salary
from instructor I2
where I2.dept_name= I1.dept_name);
Note: lateral is part of the SQL standard, but is not supported on
some database systems; some databases such as SQL Server
offer alternative syntax
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With Clause
The with clause provides a way of defining a temporary view
whose definition is available only to the query in which the with
clause occurs.
Find all departments with the maximum budeget

with max_budget (value) as
(select max(budget)
from department)
select budget
from department, max_budget
where department.budget = max_budget.value;
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Complex Queries using With Clause
With clause is very useful for writing complex queries,
supported by most database systems
Find all departments where the total salary is greater than the
average of the total salary at all departments
with dept _total (dept_name, value) as
(select dept_name, sum(salary)
from instructor
group by dept_name),
dept_total_avg(value) as
(select avg(value)
from dept_total)
select dept_name
from dept_total, dept_total_avg
where dept_total.value >= dept_total_avg.value;
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Scalar Subquery
Scalar subquery is one which is used where a single value is
expected
select dept_name,
(select count(*)
from instructor
where department.dept_name = instructor.dept_name)
as num_instructors
from department;

Runtime error if subquery returns more than one result tuple
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Modification of the Database Deletion
Delete all instructors
delete from instructor

Delete all instructors from the Finance department
where dept_name= Finance;
Delete all tuples in the instructor relation for those instructors
associated with a department located in the Watson building.
where dept name in (select dept name
from department
where building = Watson);

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Example Query
Delete all instructors whose salary is less than the average
salary of instructors
where salary< (select avg (salary) from instructor);
Problem: as we delete tuples from deposit, the average salary
changes
Solution used in SQL:
1. First, compute avg salary and find all tuples to delete
2. Next, delete all tuples found above (without recomputing avg or
retesting the tuples)
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Modification of the Database Insertion
Add a new tuple to course
insert into course
values (CS-437, Database Systems, Comp. Sci., 4);

or equivalently
insert into course (course_id, title, dept_name, credits)
values (CS-437, Database Systems, Comp. Sci., 4);

Add a new tuple to student with tot_creds set to null
insert into student
values (3003, Green, Finance, null);

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Modification of the Database Insertion
Add all instructors to the student relation with tot_creds set to 0
insert into student
select ID, name, dept_name, 0
from instructor
The select from where statement is evaluated fully before any of
its results are inserted into the relation (otherwise queries like
insert into table1 select * from table1
would cause problems, if table1 did not have any primary key
defined.
Question: What would the problem be?
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Modification of the Database Updates
Increase salaries of instructors whose salary is over $100,000 by
3%, and all others receive a 5% raise

update instructor
set salary = case
when salary <= 100000 then salary * 1.05
else salary * 1.03
end

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Updates with Scalar Subqueries
Recompute and update tot_creds value for all students
update student S
set tot_cred = ( select sum(credits)
from takes natural join course
where S.ID= takes.ID and
takes.grade <> F and
takes.grade is not null);
Sets tot_creds to null for students who have not taken any
course
Instead of sum(credits), use:
case
when sum(credits) is not null then sum(credits)
else 0
end
Or coalesce(sum(credits), 0)

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End of Chapter 3
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Where Clause Predicates
SQL includes a between comparison operator
Example: Find the names of all instructors with salary between
$90,000 and $100,000 (that is, > $90,000 and s $100,000)
select name
from instructor
where salary between 90000 and 100000
Tuple comparison
where (instructor.ID, dept_name) = (teaches.ID, Biology);
Not all databases support this syntax

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Division Operator
Given relations r(R) and s(S), such that S c R, r s is the largest
relation t(R-S) such that
t x s _ r
E.g. let r(ID, course_id) = [
ID, course_id
(takes ) and
s(course_id) = [
course_id
(o
dept_name=Biology
(course )
then r s gives us students who have taken all courses in the Biology
department
Can write r s as
temp1

[
R-S
(r )
temp2 [
R-S
((temp1 x s ) [
R-S,S
(r ))
result = temp1 temp2
The result to the right of the is assigned to the relation variable on
the left of the .
May use variable in subsequent expressions.

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Database System Concepts, 6

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