Unit 1
Unit 1
The Patents Act, 1970 is the main law that governs patents in India. It was enacted to:
It came into force in 1972 and has been amended several times—especially in 2002 and 2005—to
align with international standards like the TRIPS Agreement under the WTO.
II. Inventions Not Lists what cannot be patented (e.g., abstract ideas, natural
Patentable laws)
III. Applications for Who can apply and how to file a patent
Patents
V. Opposition to Grant How others can oppose a patent before it’s granted
VIII. Grant of Patents How patents are granted and what rights are given
XVI. Compulsory Allows others to use a patent in public interest (e.g., for
Licensing affordable medicines)
● New (Novel)
● Non-obvious (Inventive Step)
● Industrially applicable (Useful)
3. Patent Term
4. Rights of Patentee
5. Compulsory Licensing
⚖️ Administration
● Managed by the Office of the Controller General of Patents, Designs & Trade Marks
(CGPDTM)
● Patent Office branches are located in Delhi, Mumbai, Chennai, and Kolkata
🧠 Summary Table
Feature Description
Rights of Patentee Exclusive rights to make, use, sell, or license the invention
📌 This amendment made the system more transparent and globally aligned.
🔹 3. Patent (Amendment) Act, 2005
● Why? To fully comply with TRIPS (final phase)
● Key Changes:
● Allowed product patents for pharmaceuticals and agrochemicals
● Removed EMRs (no longer needed)
● Strengthened compulsory licensing provisions
● Introduced Section 3(d) to prevent "evergreening" of patents (minor changes to old drugs
can’t be patented)
💊 This was a major shift—India now allowed product patents but added safeguards to protect
public health.
🚀 These changes make the patent process more user-friendly and tech-savvy.
🧠 Summary Table
Amendment Purpose Key Highlights
Year
2005 TRIPS Final Phase Product patents for drugs, Section 3(d),
compulsory licensing
Category Examples
🧠 Even if something is new and useful, it won’t be patentable if it falls into these excluded
categories.
● New
● Non-obvious
● Useful
● Not excluded under Sections 3 or 4
🧠 Summary Table
(Sessional 25)
Criteria Explanation
● Write down your invention in detail: what it is, how it works, and what makes it new.
● Include drawings, diagrams, or flowcharts if needed.
🔍 This helps avoid wasting time and money on something that’s already known.
3. Draft the Patent Application
📄 Provisional Application:
● Gives you a priority date (early protection)
● You must file the complete application within 12 months
📄 Complete Specification:
● Includes title, abstract, background, detailed description, claims, and drawings
● The application is published in the official patent journal after 18 months from the filing
date.
● You can request early publication using Form 9.
● If the examiner raises objections, you’ll receive a First Examination Report (FER).
● You must respond within 6 months (extendable by 3 months).
● Before the patent is granted, others can oppose it if they believe it shouldn’t be approved.
● This is rare but possible.
9. Grant of Patent
● If everything is in order, the patent is granted and published in the Patent Journal.
● You receive a certificate of patent.
🎉 You now have exclusive rights for 20 years from the filing date!
10. Post-Grant Maintenance
● Pay annual renewal fees starting from the 3rd year to keep the patent active.
● If you miss payments, the patent may lapse.
📄 Forms used: Form 1 (application), Form 2 (specification), Form 3 (undertaking), and optionally
Form 5 (declaration of inventorship).
● Your application is automatically published after 18 months from the filing date.
● You can request early publication using Form 9.
● You must file Form 18 to request the patent office to examine your application.
● This must be done within 48 months of the filing date.
🎉 You now have exclusive rights for 20 years from the filing date!
8. Post-Grant Maintenance
● You must pay annual renewal fees starting from the 3rd year to keep the patent active.
● If you miss payments, the patent may lapse.
🧠 It’s a legal process to protect the public and ensure only valid patents stay in force.
📜 Legal Basis: Section 64 of the Patents Act, 1970
This section lists who can file for revocation and on what grounds.
Wrong applicant The person who got the patent wasn’t legally entitled to it
Not new The invention was already known or used before the
patent was filed
Poor disclosure The patent doesn’t clearly explain how to use the
invention
Secret use The invention was secretly used in India before the filing
date
Biological source not The origin of biological material wasn’t mentioned or was
disclosed properly misrepresented
🧠 Summary
● Revocation = cancellation of a granted patent
● Can be filed by interested parties or the government
● Based on legal flaws like lack of novelty, usefulness, or false claims
● Ensures that only valid patents remain in force
🧠 It’s like someone copying your invention and making money from it without your approval.
⚖️ Legal Basis: Section 48 of the Patents Act, 1970
This section gives the patent holder exclusive rights to:
Doctrine of The copy isn’t exact, but it does the same thing in the same
Equivalents way
1. Injunction
● A court order to stop the infringer from using or selling your invention
● Can be temporary (during the case) or permanent
2. Damages or Compensation
3. Seizure or Destruction
4. Legal Costs
🧠 Summary Table
Topic Explanation
It aligns with India’s commitment to the Convention on Biological Diversity (CBD), 1992.
● Foreigners or foreign companies must get approval from the National Biodiversity
Authority (NBA) before:
● Accessing Indian biological resources
● Using traditional knowledge
● Applying for patents based on Indian biodiversity
Authority Role
National Biodiversity Authority Grants approvals, regulates access, ensures
(NBA) benefit sharing
State Biodiversity Boards (SBBs) Handle access requests from Indian citizens or
companies
● If someone uses Indian biological resources for commercial gain (like making a medicine),
they must share the benefits with:
● Local communities
● Traditional knowledge holders
● Biodiversity funds
💰 This ensures that those who protect biodiversity also benefit from it.
4. Protection of Traditional Knowledge (Section 36)
● The government must respect and protect traditional knowledge related to biodiversity.
● Encourages documentation through People’s Biodiversity Registers (PBRs).
● State governments can declare special areas as Biodiversity Heritage Sites to protect
rare ecosystems and species.
● No one can apply for a patent based on Indian biological resources or knowledge without
NBA approval.
📌 This prevents foreign companies from patenting Indian herbs or seeds unfairly.
7. Penalties and Enforcement (Sections 55–58)
● Access: Using India’s biological resources (like medicinal plants, seeds, microbes, etc.)
● Benefit Sharing: Giving a fair share of profits or benefits to the local communities or
knowledge holders who conserve and use these resources
🧠 Example: If a company uses neem leaves to make a pesticide, it must share profits with the
communities that traditionally used neem.
● No one can apply for a patent involving Indian biological resources without prior approval
from the NBA
● NBA decides how benefits (money, tech transfer, royalties) are shared with:
● Local communities
● Biodiversity Management Committees (BMCs)
🧠 Real-World Example
In the Divya Pharmacy case, the company used Indian herbs to make Ayurvedic medicines but
didn’t share benefits with local communities. The court ruled that even Indian companies must
comply with ABS rules.
✅ Summary Table
Topic What It Means
It aligns with India’s commitment to the Convention on Biological Diversity (CBD), 1992.
🧠 Why it matters: India is one of the world’s 17 “mega-diverse” countries, home to over 7% of
global species.
● If someone uses Indian biological resources (like herbs or microbes) for profit, they must
share the benefits with:
● Local communities
● Indigenous people
● Biodiversity Management Committees (BMCs)
💰 Example: If a company patents a medicine using turmeric, they must share profits with the
communities that traditionally used it.
🧠 Summary Table
Objective What It Means
Sustainable Use Using resources wisely so they last for future generations
Benefit Sharing Ensuring profits from biodiversity are shared fairly with local
(ABS) communities
🧠 It’s not enough to just own a patent—you’re expected to actually use it to benefit society.
📜 Legal Basis: Sections 83 & 146 of the Patents Act, 1970
🔹 Section 83 – General Principles
This section explains why patents are granted:
● To encourage inventions
● To ensure inventions are worked in India on a commercial scale
● To make patented products available at reasonable prices
● To prevent abuse of patent rights (like hoarding or blocking innovation)
🔹 Section 146 – Reporting Requirement
This section requires every patentee and licensee to submit a statement showing how the
patent is being worked in India.
📄 What It Includes:
1. Whether the invention has been worked in India
○ If yes: Provide quantity and value of the product made or imported
○ If no: Give reasons and steps being taken to work it
2. Licenses or sub-licenses granted
3. Whether public demand has been met at a reasonable price
📅 When to File:
● Every financial year
● Must be submitted within 6 months after the end of the year (i.e., by September 30)
Transparency Helps the government and public know how patents are being
used
Public Interest Ensures patented products are accessible and not just locked
away
Compulsory If a patent is not worked, others can apply to use it under public
Licensing interest
Avoiding Penalties Not filing Form 27 can lead to fines or legal action
🧠 Summary Table
Topic Explanation
Would you like a sample filled Form 27 or a visual flowchart showing how the working requirement
fits into the patent lifecycle? I’d love to help you build that next!