Prompt Engineering
Prompt Engineering
==================
The process of crafting prompts to get the right output from a model is called **prompt engineering**.
You can improve output by giving the model precise instructions, examples, and necessary context
information not included in the model's training data. You can also tell the model how to prioritize
different kinds of inputs using message roles and the instruction-following hierarchy.
Create prompts by providing an array of `messages` that contain instructions for the model. Each
message can have a different `role`, which influences how the model might interpret the input.
||
|user|Instructions that request some output from the model. Similar to messages you'd type in ChatGPT
as an end user.|Pass your end-user's message to the model.Write a haiku about programming.|
|developer|Instructions to the model that are prioritized ahead of user messages, following chain of
command. Previously called the system prompt.|Describe how the model should generally behave and
respond.You are a helpful assistant
southeast United States.Now, any response to a user message should have a southern belle personality
and tone.|
|assistant|A message generated by the model, perhaps in a previous generation request (see the
"Conversations" section below).|Provide examples to the model for how it should respond to the current
request.For example, to get a model to respond correctly to knock-knock jokes, you might provide a full
back-and-forth dialogue of a knock-knock joke.|
Message roles may help you get better responses, especially if you want a model to follow hierarchical
instructions. They're not deterministic, so the best way to use them is just trying things and seeing what
gives you good results.
Here's an example of a developer message that modifies the behavior of the model when generating a
response to a `user` message:
```javascript
model: "gpt-4.1",
messages: [
"role": "developer",
"content": [
"type": "text",
"text": `
},
{
"role": "user",
"content": [
"type": "text",
],
store: true,
});
```
```text
Well, sugar, that's a fine question you've got there! Now, in the
on a necklace – you might slip by without 'em, but you sure do look
where it thinks they oughta go. However, it's not always perfect,
bless its heart. Sometimes, it might get a tad confused and cause
```
```javascript
model: "gpt-4.1",
messages: [
"role": "developer",
"content": [
"type": "text",
"text": `
},
"role": "user",
"content": [
"type": "text",
],
store: true,
});
```
```text
Well, sugar, that's a fine question you've got there! Now, in the
on a necklace – you might slip by without 'em, but you sure do look
where it thinks they oughta go. However, it's not always perfect,
bless its heart. Sometimes, it might get a tad confused and cause
You can also use the message types above to provide additional information to the model, outside of its
training data. You might want to include the results of a database query, a text document, or other
resources to help the model generate a relevant response. This technique is often referred to as
**retrieval augmented generation**, or RAG. [Learn more about RAG
techniques](https://help.openai.com/en/articles/8868588-retrieval-augmented-generation-rag-and-
semantic-search-for-gpts).
This guide shares strategies and tactics for getting better results from large language models (sometimes
referred to as GPT models) like GPT-4.1. The methods described here can sometimes be deployed in
combination for greater effect. We encourage experimentation to find the methods that work best for
you.
You can also explore example prompts which showcase what our models are capable of:
Prompt examples
](/examples)
-----------------------------------------
### Write clear instructions
These models can’t read your mind. If outputs are too long, ask for brief replies. If outputs are too
simple, ask for expert-level writing. If you dislike the format, demonstrate the format you’d like to see.
The less the model has to guess at what you want, the more likely you’ll get it.
Tactics:
* [Provide examples](#tactic-provide-examples)
Language models can confidently invent fake answers, especially when asked about esoteric topics or for
citations and URLs. In the same way that a sheet of notes can help a student do better on a test,
providing reference text to these models can help in answering with fewer fabrications.
Tactics:
Just as it is good practice in software engineering to decompose a complex system into a set of modular
components, the same is true of tasks submitted to a language model. Complex tasks tend to have
higher error rates than simpler tasks. Furthermore, complex tasks can often be re-defined as a workflow
of simpler tasks in which the outputs of earlier tasks are used to construct the inputs to later tasks.
Tactics:
* [Use intent classification to identify the most relevant instructions for a user query](#tactic-use-intent-
classification-to-identify-the-most-relevant-instructions-for-a-user-query)
* [For dialogue applications that require very long conversations, summarize or filter previous dialogue]
(#tactic-for-dialogue-applications-that-require-very-long-conversations-summarize-or-filter-previous-
dialogue)
If asked to multiply 17 by 28, you might not know it instantly, but can still work it out with time. Similarly,
models make more reasoning errors when trying to answer right away, rather than taking time to work
out an answer. Asking for a "chain of thought" before an answer can help the model reason its way
toward correct answers more reliably.
Tactics:
* [Instruct the model to work out its own solution before rushing to a conclusion](#tactic-instruct-the-
model-to-work-out-its-own-solution-before-rushing-to-a-conclusion)
* [Use inner monologue or a sequence of queries to hide the model's reasoning process](#tactic-use-
inner-monologue-or-a-sequence-of-queries-to-hide-the-model-s-reasoning-process)
Compensate for the weaknesses of the model by feeding it the outputs of other tools. For example, a
text retrieval system (sometimes called RAG or retrieval augmented generation) can tell the model about
relevant documents. A code execution engine like OpenAI's Code Interpreter can help the model do
math and run code. If a task can be done more reliably or efficiently by a tool rather than by a language
model, offload it to get the best of both.
Tactics:
* [Use code execution to perform more accurate calculations or call external APIs](#tactic-use-code-
execution-to-perform-more-accurate-calculations-or-call-external-apis)
Improving performance is easier if you can measure it. In some cases a modification to a prompt will
achieve better performance on a few isolated examples but lead to worse overall performance on a
more representative set of examples. Therefore to be sure that a change is net positive to performance it
may be necessary to define a comprehensive test suite (also known an as an "eval").
Tactic:
* [Evaluate model outputs with reference to gold-standard answers](#tactic-evaluate-model-outputs-
with-reference-to-gold-standard-answers)
Tactics
-------
Each of the strategies listed above can be instantiated with specific tactics. These tactics are meant to
provide ideas for things to try. They are by no means fully comprehensive, and you should feel free to try
creative ideas not represented here.
#### Tactic: Include details in your query to get more relevant answers
In order to get a highly relevant response, make sure that requests provide any important details or
context. Otherwise you are leaving it up to the model to guess what you mean.
|||
|---|---|
|Worse|Better|
|How do I add numbers in Excel?|How do I add up a row of dollar amounts in Excel? I want to do this
automatically for a whole sheet of rows with all the totals ending up on the right in a column called
"Total".|
|Who’s president?|Who was the president of Mexico in 2021, and how frequently are elections held?|
|Write code to calculate the Fibonacci sequence.|Write a TypeScript function to efficiently calculate the
Fibonacci sequence. Comment the code liberally to explain what each piece does and why it's written
that way.|
|Summarize the meeting notes.|Summarize the meeting notes in a single paragraph. Then write a
markdown list of the speakers and each of their key points. Finally, list the next steps or action items
suggested by the speakers, if any.|
The system message can be used to specify the persona used by the model in its replies.
SYSTEM
When I ask for help to write something, you will reply with a document that contains at least one joke or
playful comment in every paragraph.
USER
Write a thank you note to my steel bolt vendor for getting the delivery in on time and in short notice.
This made it possible for us to deliver an important order.
Based on internal evals, the `gpt-4.5-preview` model has a particular system message that results in
better performance. Add your own system message contents after this:
SYSTEM
You are a highly capable, thoughtful, and precise assistant. Your goal is to deeply understand the user's
intent, ask clarifying questions when needed, think step-by-step through complex problems, provide
clear and accurate answers, and proactively anticipate helpful follow-up information. Always prioritize
being truthful, nuanced, insightful, and efficient, tailoring your responses specifically to the user's needs
and preferences.
#### Tactic: Use delimiters to clearly indicate distinct parts of the input
Delimiters like triple quotation marks, XML tags, section titles, etc. can help demarcate sections of text to
be treated differently.
USER
Summarize the text delimited by triple quotes with a haiku. """insert text here"""
SYSTEM
You will be provided with a pair of articles (delimited with XML tags) about the same topic. First
summarize the arguments of each article. Then indicate which of them makes a better argument and
explain why.
USER
<article> insert first article here </article> <article> insert second article here </article>
SYSTEM
You will be provided with a thesis abstract and a suggested title for it. The thesis title should give the
reader a good idea of the topic of the thesis but should also be eye-catching. If the title does not meet
these criteria, suggest 5 alternatives.
USER
Abstract: insert abstract here Title: insert title here
For straightforward tasks such as these, using delimiters might not make a difference in the output
quality. However, the more complex a task is the more important it is to disambiguate task details. Don’t
make the model work to understand exactly what you are asking of them.
Some tasks are best specified as a sequence of steps. Writing the steps out explicitly can make it easier
for the model to follow them.
SYSTEM
Use the following step-by-step instructions to respond to user inputs. Step 1 - The user will provide you
with text in triple quotes. Summarize this text in one sentence with a prefix that says "Summary: ". Step
2 - Translate the summary from Step 1 into Spanish, with a prefix that says "Translation: ".
USER
Providing general instructions that apply to all examples is generally more efficient than demonstrating
all permutations of a task by example, but in some cases providing examples may be easier. For example,
if you intend for the model to copy a particular style of responding to user queries which is difficult to
describe explicitly. This is known as "few-shot" prompting.
SYSTEM
Answer in a consistent style.
USER
ASSISTANT
The river that carves the deepest valley flows from a modest spring; the grandest symphony originates
from a single note; the most intricate tapestry begins with a solitary thread.
USER
You can ask the model to produce outputs that are of a given target length. The targeted output length
can be specified in terms of the count of words, sentences, paragraphs, bullet points, etc. Note however
that instructing the model to generate a specific number of words does not work with high precision.
The model can more reliably generate outputs with a specific number of paragraphs or bullet points.
USER
Summarize the text delimited by triple quotes in about 50 words. """insert text here"""
USER
Summarize the text delimited by triple quotes in 2 paragraphs. """insert text here"""
USER
Summarize the text delimited by triple quotes in 3 bullet points. """insert text here"""
If we can provide a model with trusted information that is relevant to the current query, then we can
instruct the model to use the provided information to compose its answer.
SYSTEM
Use the provided articles delimited by triple quotes to answer questions. If the answer cannot be found
in the articles, write "I could not find an answer."
USER
<insert articles, each delimited by triple quotes> Question: <insert question here>
Given that all models have limited context windows, we need some way to dynamically lookup
information that is relevant to the question being asked.
[Embeddings](https://platform.openai.com/docs/guides/embeddings#what-are-embeddings) can be
used to implement efficient knowledge retrieval. See the tactic ["Use embeddings-based search to
implement efficient knowledge retrieval"](#tactic-use-embeddings-based-search-to-implement-efficient-
knowledge-retrieval) for more details on how to implement this.
#### Tactic: Instruct the model to answer with citations from a reference text
If the input has been supplemented with relevant knowledge, it's straightforward to request that the
model add citations to its answers by referencing passages from provided documents. Note that citations
in the output can then be verified programmatically by string matching within the provided documents.
SYSTEM
You will be provided with a document delimited by triple quotes and a question. Your task is to answer
the question using only the provided document and to cite the passage(s) of the document used to
answer the question. If the document does not contain the information needed to answer this question
then simply write: "Insufficient information." If an answer to the question is provided, it must be
annotated with a citation. Use the following format for to cite relevant passages ({"citation": …}).
USER
#### Tactic: Use intent classification to identify the most relevant instructions for a user query
For tasks in which lots of independent sets of instructions are needed to handle different cases, it can be
beneficial to first classify the type of query and to use that classification to determine which instructions
are needed. This can be achieved by defining fixed categories and hardcoding instructions that are
relevant for handling tasks in a given category. This process can also be applied recursively to decompose
a task into a sequence of stages. The advantage of this approach is that each query will contain only
those instructions that are required to perform the next stage of a task which can result in lower error
rates compared to using a single query to perform the whole task. This can also result in lower costs
since larger prompts cost more to run ([see pricing information](https://openai.com/api/pricing)).
Suppose for example that for a customer service application, queries could be usefully classified as
follows:
SYSTEM
You will be provided with customer service queries. Classify each query into a primary category and a
secondary category. Provide your output in json format with the keys: primary and secondary. Primary
categories: Billing, Technical Support, Account Management, or General Inquiry. Billing secondary
categories: - Unsubscribe or upgrade - Add a payment method - Explanation for charge - Dispute a
charge Technical Support secondary categories: - Troubleshooting - Device compatibility - Software
updates Account Management secondary categories: - Password reset - Update personal information -
Close account - Account security General Inquiry secondary categories: - Product information - Pricing -
Feedback - Speak to a human
USER
Based on the classification of the customer query, a set of more specific instructions can be provided to a
model for it to handle next steps. For example, suppose the customer requires help with
"troubleshooting".
SYSTEM
You will be provided with customer service inquiries that require troubleshooting in a technical support
context. Help the user by: - Ask them to check that all cables to/from the router are connected. Note
that it is common for cables to come loose over time. - If all cables are connected and the issue persists,
ask them which router model they are using - Now you will advise them how to restart their device: -- If
the model number is MTD-327J, advise them to push the red button and hold it for 5 seconds, then wait
5 minutes before testing the connection. -- If the model number is MTD-327S, advise them to unplug and
replug it, then wait 5 minutes before testing the connection. - If the customer's issue persists after
restarting the device and waiting 5 minutes, connect them to IT support by outputting {"IT support
requested"}. - If the user starts asking questions that are unrelated to this topic then confirm if they
would like to end the current chat about troubleshooting and classify their request according to the
following scheme: <insert primary/secondary classification scheme from above here>
USER
Notice that the model has been instructed to emit special strings to indicate when the state of the
conversation changes. This enables us to turn our system into a state machine where the state
determines which instructions are injected. By keeping track of state, what instructions are relevant at
that state, and also optionally what state transitions are allowed from that state, we can put guardrails
around the user experience that would be hard to achieve with a less structured approach.
#### Tactic: For dialogue applications that require very long conversations, summarize or filter previous
dialogue
Since models have a fixed context length, dialogue between a user and an assistant in which the entire
conversation is included in the context window cannot continue indefinitely.
There are various workarounds to this problem, one of which is to summarize previous turns in the
conversation. Once the size of the input reaches a predetermined threshold length, this could trigger a
query that summarizes part of the conversation and the summary of the prior conversation could be
included as part of the system message. Alternatively, prior conversation could be summarized
asynchronously in the background throughout the entire conversation.
An alternative solution is to dynamically select previous parts of the conversation that are most relevant
to the current query. See the tactic ["Use embeddings-based search to implement efficient knowledge
retrieval"](#tactic-use-embeddings-based-search-to-implement-efficient-knowledge-retrieval).
#### Tactic: Summarize long documents piecewise and construct a full summary recursively
Since models have a fixed context length, they cannot be used to summarize a text longer than the
context length minus the length of the generated summary in a single query.
To summarize a very long document such as a book we can use a sequence of queries to summarize each
section of the document. Section summaries can be concatenated and summarized producing
summaries of summaries. This process can proceed recursively until an entire document is summarized.
If it’s necessary to use information about earlier sections in order to make sense of later sections, then a
further trick that can be useful is to include a running summary of the text that precedes any given point
in the book while summarizing content at that point. The effectiveness of this procedure for summarizing
books has been studied in previous [research](https://openai.com/research/summarizing-books) by
OpenAI using variants of GPT-3.
#### Tactic: Instruct the model to work out its own solution before rushing to a conclusion
Sometimes we get better results when we explicitly instruct the model to reason from first principles
before coming to a conclusion. Suppose for example we want a model to evaluate a student’s solution to
a math problem. The most obvious way to approach this is to simply ask the model if the student's
solution is correct or not.
SYSTEM
Problem Statement: I'm building a solar power installation and I need help working out the financials. -
Land costs $100 / square foot - I can buy solar panels for $250 / square foot - I negotiated a contract for
maintenance that will cost me a flat $100k per year, and an additional $10 / square foot What is the total
cost for the first year of operations as a function of the number of square feet. Student's Solution: Let x
be the size of the installation in square feet. 1. Land cost: 100x 2. Solar panel cost: 250x 3. Maintenance
cost: 100,000 + 100x Total cost: 100x + 250x + 100,000 + 100x = 450x + 100,000
ASSISTANT
But the student's solution is actually not correct! We can get the model to successfully notice this by
prompting the model to generate its own solution first.
SYSTEM
First work out your own solution to the problem. Then compare your solution to the student's solution
and evaluate if the student's solution is correct or not. Don't decide if the student's solution is correct
until you have done the problem yourself.
USER
Problem Statement: I'm building a solar power installation and I need help working out the financials. -
Land costs $100 / square foot - I can buy solar panels for $250 / square foot - I negotiated a contract for
maintenance that will cost me a flat $100k per year, and an additional $10 / square foot What is the total
cost for the first year of operations as a function of the number of square feet. Student's Solution: Let x
be the size of the installation in square feet. 1. Land cost: 100x 2. Solar panel cost: 250x 3. Maintenance
cost: 100,000 + 100x Total cost: 100x + 250x + 100,000 + 100x = 450x + 100,000
ASSISTANT
Let x be the size of the installation in square feet. 1. Land cost: 100x 2. Solar panel cost: 250x 3.
Maintenance cost: 100,000 + 10x Total cost: 100x + 250x + 100,000 + 10x = 360x + 100,000 The student's
solution is incorrect. They made an error in the maintenance cost calculation, using 100x instead of 10x.
The correct total cost for the first year of operations is 360x + 100,000.
#### Tactic: Use inner monologue or a sequence of queries to hide the model's reasoning process
The previous tactic demonstrates that it is sometimes important for the model to reason in detail about
a problem before answering a specific question. For some applications, the reasoning process that a
model uses to arrive at a final answer would be inappropriate to share with the user. For example, in
tutoring applications we may want to encourage students to work out their own answers, but a model’s
reasoning process about the student’s solution could reveal the answer to the student.
Inner monologue is a tactic that can be used to mitigate this. The idea of inner monologue is to instruct
the model to put parts of the output that are meant to be hidden from the user into a structured format
that makes parsing them easy. Then before presenting the output to the user, the output is parsed and
only part of the output is made visible.
SYSTEM
Follow these steps to answer the user queries. Step 1 - First work out your own solution to the problem.
Don't rely on the student's solution since it may be incorrect. Enclose all your work for this step within
triple quotes ("""). Step 2 - Compare your solution to the student's solution and evaluate if the student's
solution is correct or not. Enclose all your work for this step within triple quotes ("""). Step 3 - If the
student made a mistake, determine what hint you could give the student without giving away the
answer. Enclose all your work for this step within triple quotes ("""). Step 4 - If the student made a
mistake, provide the hint from the previous step to the student (outside of triple quotes). Instead of
writing "Step 4 - ..." write "Hint:".
USER
Problem Statement: <insert problem statement> Student Solution: <insert student solution>
Alternatively, this can be achieved with a sequence of queries in which all except the last have their
output hidden from the end user.
First, we can ask the model to solve the problem on its own. Since this initial query doesn't require the
student’s solution, it can be omitted. This provides the additional advantage that there is no chance that
the model’s solution will be biased by the student’s attempted solution.
USER
Next, we can have the model use all available information to assess the correctness of the student’s
solution.
SYSTEM
Compare your solution to the student's solution and evaluate if the student's solution is correct or not.
USER
Problem statement: """<insert problem statement>""" Your solution: """<insert model generated
solution>""" Student’s solution: """<insert student's solution>"""
Finally, we can let the model use its own analysis to construct a reply in the persona of a helpful tutor.
SYSTEM
You are a math tutor. If the student made an error, offer a hint to the student in a way that does not
reveal the answer. If the student did not make an error, simply offer them an encouraging comment.
USER
Problem statement: """<insert problem statement>""" Your solution: """<insert model generated
solution>""" Student’s solution: """<insert student's solution>""" Analysis: """<insert model generated
analysis from previous step>"""
Suppose that we are using a model to list excerpts from a source which are relevant to a particular
question. After listing each excerpt the model needs to determine if it should start writing another or if it
should stop. If the source document is large, it is common for a model to stop too early and fail to list all
relevant excerpts. In that case, better performance can often be obtained by prompting the model with
followup queries to find any excerpts it missed on previous passes.
SYSTEM
You will be provided with a document delimited by triple quotes. Your task is to select excerpts which
pertain to the following question: "What significant paradigm shifts have occurred in the history of
artificial intelligence." Ensure that excerpts contain all relevant context needed to interpret them - in
other words don't extract small snippets that are missing important context. Provide output in JSON
format as follows: \[{"excerpt": "..."}, ... {"excerpt": "..."}\]
USER
"""<insert document here>"""
ASSISTANT
\[{"excerpt": "the model writes an excerpt here"}, ... {"excerpt": "the model writes another excerpt
here"}\]
USER
Are there more relevant excerpts? Take care not to repeat excerpts. Also ensure that excerpts contain all
relevant context needed to interpret them - in other words don't extract small snippets that are missing
important context.
A model can leverage external sources of information if provided as part of its input. This can help the
model to generate more informed and up-to-date responses. For example, if a user asks a question
about a specific movie, it may be useful to add high quality information about the movie (e.g. actors,
director, etc…) to the model’s input. Embeddings can be used to implement efficient knowledge retrieval,
so that relevant information can be added to the model input dynamically at run-time.
A text embedding is a vector that can measure the relatedness between text strings. Similar or relevant
strings will be closer together than unrelated strings. This fact, along with the existence of fast vector
search algorithms means that embeddings can be used to implement efficient knowledge retrieval. In
particular, a text corpus can be split up into chunks, and each chunk can be embedded and stored. Then
a given query can be embedded and vector search can be performed to find the embedded chunks of
text from the corpus that are most related to the query (i.e. closest together in the embedding space).
Example implementations can be found in the [OpenAI
Cookbook](https://cookbook.openai.com/examples/vector_databases/readme). See the tactic [“Instruct
the model to use retrieved knowledge to answer queries”](#tactic-instruct-the-model-to-answer-using-a-
reference-text) for an example of how to use knowledge retrieval to minimize the likelihood that a model
will make up incorrect facts.
#### Tactic: Use code execution to perform more accurate calculations or call external APIs
Language models cannot be relied upon to perform arithmetic or long calculations accurately on their
own. In cases where this is needed, a model can be instructed to write and run code instead of making
its own calculations. In particular, a model can be instructed to put code that is meant to be run into a
designated format such as triple backtick. After an output is produced, the code can be extracted and
run. Finally, if necessary, the output from the code execution engine (i.e. Python interpreter) can be
provided as an input to the model for the next query.
SYSTEM
You can write and execute Python code by enclosing it in triple backticks, e.g. \`\`\`code goes here\`\`\`.
Use this to perform calculations.
USER
Find all real-valued roots of the following polynomial: 3\*x\*\*5 - 5\*x\*\*4 - 3\*x\*\*3 - 7\*x - 10.
Another good use case for code execution is calling external APIs. If a model is instructed in the proper
use of an API, it can write code that makes use of it. A model can be instructed in how to use an API by
providing it with documentation and/or code samples showing how to use the API.
SYSTEM
You can write and execute Python code by enclosing it in triple backticks. Also note that you have access
to the following module to help users send messages to their friends: \`\`\`python import message
message.write(to="John", message="Hey, want to meetup after work?")\`\`\`
**WARNING: Executing code produced by a model is not inherently safe and precautions should be
taken in any application that seeks to do this. In particular, a sandboxed code execution environment is
needed to limit the harm that untrusted code could cause.**
The Chat Completions API allows passing a list of function descriptions in requests. This enables models
to generate function arguments according to the provided schemas. Generated function arguments are
returned by the API in JSON format and can be used to execute function calls. Output provided by
function calls can then be fed back into a model in the following request to close the loop. This is the
recommended way of using OpenAI models to call external functions. To learn more see the [function
calling section](/docs/guides/function-calling) in our introductory text generation guide and more
[function calling
examples](https://cookbook.openai.com/examples/how_to_call_functions_with_chat_models) in the
OpenAI Cookbook.
Sometimes it can be hard to tell whether a change — e.g., a new instruction or a new design — makes
your system better or worse. Looking at a few examples may hint at which is better, but with small
sample sizes it can be hard to distinguish between a true improvement or random luck. Maybe the
change helps performance on some inputs, but hurts performance on others.
Evaluation procedures (or "evals") are useful for optimizing system designs. Good evals are:
* Contain many test cases for greater statistical power (see table below for guidelines)
* Easy to automate or repeat
|---|---|
|30%|~10|
|10%|~100|
|3%|~1,000|
|1%|~10,000|
Evaluation of outputs can be done by computers, humans, or a mix. Computers can automate evals with
objective criteria (e.g., questions with single correct answers) as well as some subjective or fuzzy criteria,
in which model outputs are evaluated by other model queries. [OpenAI
Evals](https://github.com/openai/evals) is an open-source software framework that provides tools for
creating automated evals.
Model-based evals can be useful when there exists a range of possible outputs that would be considered
equally high in quality (e.g. for questions with long answers). The boundary between what can be
realistically evaluated with a model-based eval and what requires a human to evaluate is fuzzy and is
constantly shifting as models become more capable. We encourage experimentation to figure out how
well model-based evals can work for your use case.
Suppose it is known that the correct answer to a question should make reference to a specific set of
known facts. Then we can use a model query to count how many of the required facts are included in
the answer.
You will be provided with text delimited by triple quotes that is supposed to be the answer to a question.
Check if the following pieces of information are directly contained in the answer: - Neil Armstrong was
the first person to walk on the moon. - The date Neil Armstrong first walked on the moon was July 21,
1969. For each of these points perform the following steps: 1 - Restate the point. 2 - Provide a citation
from the answer which is closest to this point. 3 - Consider if someone reading the citation who doesn't
know the topic could directly infer the point. Explain why or why not before making up your mind. 4 -
Write "yes" if the answer to 3 was yes, otherwise write "no". Finally, provide a count of how many "yes"
answers there are. Provide this count as {"count": <insert count here>}.
SYSTEM
USER
"""Neil Armstrong is famous for being the first human to set foot on the Moon. This historic event took
place on July 21, 1969, during the Apollo 11 mission."""
SYSTEM
USER
"""Neil Armstrong made history when he stepped off the lunar module, becoming the first person to
walk on the moon."""
SYSTEM
USER
"""In the summer of '69, a voyage grand, Apollo 11, bold as legend's hand. Armstrong took a step,
history unfurled, "One small step," he said, for a new world."""
There are many possible variants on this type of model-based eval. Consider the following variation
which tracks the kind of overlap between the candidate answer and the gold-standard answer, and also
tracks whether the candidate answer contradicts any part of the gold-standard answer.
SYSTEM
Use the following steps to respond to user inputs. Fully restate each step before proceeding. i.e. "Step 1:
Reason...". Step 1: Reason step-by-step about whether the information in the submitted answer
compared to the expert answer is either: disjoint, equal, a subset, a superset, or overlapping (i.e. some
intersection but not subset/superset). Step 2: Reason step-by-step about whether the submitted answer
contradicts any aspect of the expert answer. Step 3: Output a JSON object structured like: {"type\_of\
_overlap": "disjoint" or "equal" or "subset" or "superset" or "overlapping", "contradiction": true or false}
Here's an example input with a substandard answer which nonetheless does not contradict the expert
answer:
SYSTEM
USER
Question: """What event is Neil Armstrong most famous for and on what date did it occur? Assume UTC
time.""" Submitted Answer: """Didn't he walk on the moon or something?""" Expert Answer: """Neil
Armstrong is most famous for being the first person to walk on the moon. This historic event occurred on
July 21, 1969."""
Here's an example input with answer that directly contradicts the expert answer:
SYSTEM
USER
Question: """What event is Neil Armstrong most famous for and on what date did it occur? Assume UTC
time.""" Submitted Answer: """On the 21st of July 1969, Neil Armstrong became the second person to
walk on the moon, following after Buzz Aldrin.""" Expert Answer: """Neil Armstrong is most famous for
being the first person to walk on the moon. This historic event occurred on July 21, 1969."""
Here's an example input with a correct answer that also provides a bit more detail than is necessary:
SYSTEM
USER
Question: """What event is Neil Armstrong most famous for and on what date did it occur? Assume UTC
time.""" Submitted Answer: """At approximately 02:56 UTC on July 21st 1969, Neil Armstrong became
the first human to set foot on the lunar surface, marking a monumental achievement in human
history.""" Expert Answer: """Neil Armstrong is most famous for being the first person to walk on the
moon. This historic event occurred on July 21, 1969."""
------------------------
As you iterate on your prompts, you'll continually aim to improve **accuracy**, **cost**, and
**latency**. Below, find techniques that optimize for each goal.
||
|Accuracy|Ensure the model produces accurate and useful responses to your prompts.|Accurate
responses require that the model has all the information it needs to generate a response, and knows
how to go about creating a response (from interpreting input to formatting and styling). Often, this will
require a mix of prompt engineering, RAG, and model fine-tuning.Learn more about optimizing for
accuracy.|
|Cost|Drive down total cost of using models by reducing token usage and using cheaper models when
possible.|To control costs, you can try to use fewer tokens or smaller, cheaper models. Learn more about
optimizing for cost.|
|Latency|Decrease the time it takes to generate responses to your prompts.|Optimizing for low latency
is a multifaceted process including prompt engineering and parallelism in your own code. Learn more
about optimizing for latency.|