Unit 3 and 4 Assignment Answers
Unit 3 and 4 Assignment Answers
Student:
- student_id → name, major, advisor
- advisor → advisor_id
Course:
- course_id → tle, credits
Enrollment:
- student_id, course_id → semester
Advisor:
- advisor_id → name, department
Justification:
- In the Student table, the functional dependencies are based on the assumption that
each student has a unique ID, and that ID determines the student's name, major, and
advisor.
- In the Course table, the functional dependencies are based on the assumption that
each course has a unique ID, and that ID determines the course's title and credits.
- In the Enrollment table, the combination of student_id and course_id uniquely
determines the semester in which a student is enrolled in a course.
- In the Advisor table, the functional dependencies are based on the assumption that
each advisor has a unique ID, and that ID determines the advisor's name and
department.
It's important to note that these functional dependencies are based on the given
schema and assumptions made. If there are additional constraints or relationships
not mentioned, the functional dependencies may change accordingly.
Strengths:
- Eliminates repeating groups and arrays, ensuring each attribute contains a single
value.
- Reduces data redundancy by eliminating duplicated information.
Weaknesses:
- Does not address dependencies between attributes or functional dependencies,
which can lead to data integrity issues.
The relations are already in 2NF since all non-key attributes depend on the whole key
(employee_id, project_id, task_id).
Strengths:
- Eliminates partial dependencies and ensures that every non-key attribute depends
on the entire key.
- Reduces redundancy by eliminating duplicated information.
Weaknesses:
- Does not handle transitive dependencies, which can still lead to data anomalies and
update anomalies.
The relations are already in 3NF since there are no transitive dependencies.
Strengths:
- Eliminates transitive dependencies, ensuring that each attribute depends only on
the key it is directly related to.
- Reduces data redundancy and improves data integrity.
Weaknesses:
- Does not handle other dependencies like multi-valued dependencies or join
dependencies.
Overall, the normalization process applied to the given set of relations has
successfully reduced data redundancy and improved data integrity. The
normalization forms (1NF, 2NF, and 3NF) have their strengths in eliminating different
types of dependencies, but they also have limitations in handling more complex
dependencies. Higher normal forms like Boyce-Codd Normal Form (BCNF) or Fourth
Normal Form (4NF) can further reduce redundancy and improve integrity by
addressing additional types of dependencies, but their applicability depends on the
specific requirements and complexity of the data model.
Normalization Steps:
To resolve the functional dependency violations and achieve a normalized schema,
we can apply the following normalization techniques:
By decomposing the relations, we have achieved 3NF, ensuring that each attribute
depends only on the key it is directly related to, and no transitive dependencies exist.
Overall, the normalization steps involved breaking down the relations to eliminate
the functional dependency violations. The process started by identifying the
functional dependencies and then decomposing the relations to satisfy the
requirements of each normalization form (1NF, 2NF, and 3NF). This ensures a more
efficient and reliable database schema with reduced redundancy and improved data
integrity.
Schedule 1:
1. T1: Read(A)
2. T2: Write(A)
3. T1: Read(B)
4. T2: Commit
5. T1: Write(B)
6. T1: Commit
Schedule 2:
1. T1: Read(A)
2. T2: Read(A)
3. T1: Write(A)
4. T2: Write(A)
5. T1: Commit
6. T2: Commit
Let's analyze each schedule and identify potential issues related to conflicts,
anomalies, or violations of isolation levels:
Schedule 1 Analysis:
1. T1 reads the value of A.
2. T2 writes a new value to A without T1's knowledge.
3. T1 reads the value of B.
4. T2 commits the changes, making the new value of A visible to all transactions.
5. T1 writes a new value to B, based on the outdated value of A that it read in step 1.
6. T1 commits the changes.
Issues:
1. Dirty Read: T1 reads the value of A in step 1, but T2 modifies and commits a new
value to A in step 2. This allows T1 to read an uncommitted, potentially inconsistent
value of A.
2. Lost Update: T1 writes a new value to B based on the outdated value of A it read in
step 1. This can lead to a lost update scenario where the new value of B may not be
consistent with the new value of A.
Solution:
To maintain data consistency and prevent dirty reads and lost updates, we can use
concurrency control techniques such as locking or isolation levels. For example, using
a higher isolation level like serializable can prevent dirty reads and lost updates by
ensuring strict transaction serialization. Alternatively, we can use locks to prevent
concurrent access to shared data.
Schedule 2 Analysis:
1. T1: Read(A)
2. T2: Read(A)
3. T1: Write(A)
4. T2: Write(A)
5. T1: Commit
6. T2: Commit
Issues:
1. Write Skew: Both T1 and T2 read the same value of A in steps 1 and 2, but they
both write conflicting values to A in steps 3 and 4. This can lead to an inconsistent
state of the data.
Solution:
To prevent write skew and maintain data consistency, we can use concurrency
control techniques like optimistic concurrency control (OCC) or multi-version
concurrency control (MVCC). These techniques allow concurrent reads but detect
conflicts during the commit phase, ensuring that only consistent updates are
committed.
To analyze whether the given schedule is serializable or not, we will use the
precedence graph technique. This technique helps identify potential conflicts
between transactions and determine if there is any cycle in the graph, which would
indicate a non-serializable schedule. Let's go through the analysis step-by-step:
Schedule:
Transaction 1: Read(A), Write(B), Commit
Transaction 2: Read(B), Write(A), Commit
Transaction 3: Read(C), Write(A), Commit
Transaction 4: Read(A), Write(C), Commit
Precedence graph:
T1 → T2 (Read(A) → Write(A))
T2 → T1 (Read(B) → Write(B))
T2 → T3 (Write(A) → Read(C))
T3 → T4 (Read(C) → Write(C))
T4 → T2 (Read(A) → Write(A))
2. Check for cycles: Analyze the precedence graph to determine if there are any
cycles. If there are no cycles, the schedule is serializable. If there is at least one cycle,
the schedule is not serializable.
Conclusion:
Based on the analysis of the precedence graph, the given schedule is not serializable
due to the presence of a cycle.
Implications of Serializability:
Serializability is crucial for ensuring data integrity and concurrency control in a
database system. A serializable schedule guarantees that the final state of the
database after executing concurrent transactions is equivalent to the execution of
those transactions in a serial order. This means that the concurrent execution of
transactions should provide the same result as executing them one after the other in
some order.
1. 1. Compare and contrast two-phase locking (2PL) and strict two-phase locking
(Strict 2PL) as lock-based concurrency control mechanisms.
Two-Phase Locking (2PL) and Strict Two-Phase Locking (Strict 2PL) are two popular
lock-based concurrency control mechanisms used to ensure serializability and
prevent data inconsistencies in concurrent transaction execution. Here's a
comparison and contrast between the two:
1. Definition:
- Two-Phase Locking (2PL): In 2PL, a transaction is divided into two phases: the
growing phase and the shrinking phase. During the growing phase, a transaction can
acquire locks on data items but cannot release any locks. In the shrinking phase, a
transaction can release locks but cannot acquire any new locks.
- Strict Two-Phase Locking (Strict 2PL): Strict 2PL is an extension of 2PL where a
transaction holds all its locks until it commits or aborts. Locks are released only after
the transaction completes.
2. Lock Acquisition:
- 2PL: In 2PL, locks can be acquired and released dynamically during the growing
phase of the transaction. Once a lock is released, it cannot be reacquired.
- Strict 2PL: In Strict 2PL, a transaction acquires all the required locks upfront during
the growing phase and holds them until the end of the transaction. Locks are
released only when the transaction commits or aborts.
3. Deadlock Prevention:
- 2PL: 2PL uses conservative (or strict) locking to prevent deadlocks. It ensures that
all the locks required by a transaction are acquired before it begins executing. This
prevents deadlock scenarios where transactions wait indefinitely for locks to be
released.
- Strict 2PL: Strict 2PL does not provide deadlock prevention mechanisms inherently.
It relies on external deadlock prevention techniques like deadlock detection
algorithms or timeout mechanisms.
4. Lock Duration:
- 2PL: In 2PL, locks can be released during the shrinking phase of the transaction,
allowing other transactions to access the locked data items while the transaction is
still in progress.
- Strict 2PL: Strict 2PL holds locks until the end of the transaction, maintaining data
integrity and preventing concurrent access to locked data items.
1. Initialize the log file: Create a log file that will store the log records. The log file
should be stored on a stable storage medium to ensure durability.
2. Start a transaction:
- When a transaction starts, generate a unique transaction identifier (TID).
- Write a "Begin" log record to the log file, containing the TID and any necessary
metadata.
3. Execute operations:
- For each operation within the transaction, perform the following steps:
a. Write a "Start" log record to the log file, containing the TID and the operation
details.
b. Apply the operation to the database, updating the actual data.
6. Rollback:
- If a transaction needs to be rolled back, perform the following steps:
a. Write a "Rollback" log record to the log file, containing the TID.
b. Undo all the operations of the transaction by applying the inverse operations to
the database.
By following the above steps, the Write-Ahead Log protocol ensures durability and
atomicity in the database system. Durability is achieved by flushing log records to
stable storage before committing the transaction, ensuring that the changes are
persistent even in the event of a failure. Atomicity is maintained by recording the
"Begin," "Commit," and "Rollback" log records, which allow for the recovery and
undoing of incomplete transactions.
It's important to note that the implementation of the Write-Ahead Log protocol may
vary depending on the specific database system and its underlying storage
mechanisms. However, the fundamental principles of recording log records before
applying changes and ensuring recovery and durability remain consistent across
implementations.
3. Describe the Optimistic Concurrency Control (OCC) approach and its role in
managing concurrency in database systems.
1. Read Phase:
- When a transaction wants to read a data item, it simply reads the current
committed value of the item without acquiring any locks.
- The transaction records the version of the data item it read, typically in the form of
a timestamp or a version number.
2. Validation Phase:
- Before a transaction commits, it performs a validation step to ensure that no
conflicts have occurred.
- The transaction checks if any other transaction has modified the data items it read
or if there are conflicting updates that would violate the desired isolation level (e.g.,
serializability).
- If no conflicts are detected, the transaction can proceed to the commit phase.
Otherwise, it needs to be rolled back and restarted.
3. Update Phase:
- During the update phase, the transaction applies its changes to the data items it
wants to modify.
- The updated values are stored in a separate location (e.g., a write buffer) without
modifying the actual data items in the database.
4. Commit Phase:
- If the validation phase is successful and no conflicts are detected, the transaction
can commit.
- The updated values are atomically written to the database, making the changes
visible to other transactions.
5. Conflict Resolution:
- If conflicts are detected during the validation phase, the transaction needs to be
rolled back and restarted.
- Conflict resolution techniques can be employed, such as aborting one of the
conflicting transactions or merging the changes from multiple transactions in a
controlled manner.
However, OCC also introduces the possibility of transaction rollbacks and restarts,
which can incur additional overhead. The effectiveness of OCC depends on the
characteristics of the workload and the likelihood of conflicts. It is typically more
suitable for scenarios with low conflict rates and a large number of read-intensive
transactions.
2. Transaction Logging:
- ARIES maintains a log sequence number (LSN) for each log record to uniquely
identify it.
- Every transaction is assigned a unique transaction ID (XID) when it begins.
- The log records for a transaction contain its XID, the operation (update, commit,
abort, etc.), and the affected data items.
3. Checkpointing:
- ARIES periodically performs checkpointing to minimize the recovery time after a
crash.
- During a checkpoint, a "checkpoint" record is written to the log file, indicating the
current state of the database.
- All data pages modified by committed transactions up to that point are flushed to
disk.
4. Analysis Phase:
- After a crash, the recovery process begins with the analysis phase.
- ARIES scans the log file backward from the end, identifying the most recent
checkpoint and transaction information.
- It determines which transactions were active at the time of the crash and need to
be undone or redone.
5. Redo Phase:
- In the redo phase, ARIES applies the changes recorded in the log to the database.
- It starts from the log record with the smallest recLSN (LSN of the most recent
checkpoint) and applies redo operations for all committed transactions.
- Redo operations reapply the changes made by the transactions since the last
checkpoint.
6. Undo Phase:
- In the undo phase, ARIES performs the necessary undo operations to rollback the
changes made by uncommitted transactions.
- It starts from the earliest incomplete transaction and applies undo operations in
reverse chronological order.
- Undo operations restore the database to its previous state before the
uncommitted transaction started.
8. Steal/No-Force Policies:
- ARIES uses a combination of steal and no-force policies to manage buffer pool and
disk writes.
- The steal policy allows dirty pages (modified but not yet written to disk) to be
replaced and written to disk even if the transaction that made the modifications has
not committed.
- The no-force policy ensures that the changes made by a committed transaction
are not forced to be written to disk immediately.
1. B-trees:
- B-trees are balanced tree structures widely used for indexing in databases.
- B-trees are efficient for both point queries and range queries.
- The structure of a B-tree allows for efficient insertion, deletion, and search
operations.
- B-trees maintain a sorted order of keys, making them suitable for range-based
queries.
- B-trees have a dynamic structure that adapts well to insertions and deletions,
requiring minimal maintenance.
- B-trees have a higher storage overhead compared to other index types due to
their tree structure and additional pointers.
2. Hash Indexes:
- Hash indexes use a hash function to map keys directly to specific locations in the
index.
- Hash indexes are highly efficient for point queries, providing constant-time access
to data.
- Hash indexes do not support range queries efficiently since the keys are not
sorted.
- Hash indexes have a smaller storage overhead compared to B-trees since they do
not require additional pointers for the tree structure.
- Hash indexes can suffer from collisions, where multiple keys map to the same
location, requiring additional handling mechanisms like chaining or open addressing.
- Hash indexes are less suitable for dynamic data with frequent insertions and
deletions as they may require frequent rehashing.
3. Bitmap Indexes:
- Bitmap indexes represent a set of values for each distinct key in the index.
- Each value in the bitmap corresponds to a record or a data item in the database.
- Bitmap indexes are efficient for queries that involve multiple conditions or
combinations of attributes.
- Bitmap indexes work well for low cardinality attributes (attributes with a small
number of distinct values).
- Bitmap indexes can quickly perform logical operations like AND, OR, and NOT
between bitmaps for complex queries.
- Bitmap indexes have a high storage overhead, especially for high cardinality
attributes, as they require a bitmap for each distinct value.
In summary, B-trees are versatile and suitable for both point and range queries,
while hash indexes excel at point queries but do not support range queries
efficiently. Bitmap indexes are beneficial for complex queries involving multiple
attributes but have high storage overhead and are more suitable for low cardinality
attributes. The choice of index type depends on the specific requirements of the
database, the type of queries performed, and the characteristics of the data being
indexed.