New Ready Ready Running Running Waiting Waiting Ready Running Ready Running Terminated
New Ready Ready Running Running Waiting Waiting Ready Running Ready Running Terminated
Ans-A Process State Diagram visually represents the different states a process goes through during its
lifecycle in an operating system, as well as the transitions between those states.
State Transitions-1.New → Ready: After process creation and necessary initialization.2.Ready → Running:
When the scheduler picks the process.3.Running → Waiting: When the process requests I/O or some
event.4.Waiting → Ready: When the event the process was waiting for occurs.5.Running → Ready:
Preemption (e.g., time slice expired).6.Running → Terminated: Process completes or is terminated.
Process-1.Definition: A program in execution. It includes the program code, its current activity, and
system resources.2.Nature: Active — it performs tasks, consumes CPU and memory.3.Lifespan: Starts
when the program is run and ends when execution finishes.4.Example: When you open the text editor app,
the OS creates a process for it.
3.PCB-PCB stands for Process Control Block, which is a data structure used by operating systems to
store all the information about a process. The PCB is essential for process management and helps the
operating system keep track of the various attributes of a process during its lifecycle.
Components of a PCB:
1.Process State: The current state of the process (e.g., new, ready, running, waiting, terminated).
3.Program Counter: The address of the next instruction to be executed for the process.
4.CPU Registers: The contents of the CPU registers when the process is not executing. This includes
general-purpose registers, stack pointers, and index registers.
5.Memory Management Information: Information about the process's memory allocation, such as
page tables, segment tables, or base and limit registers.
2. I/O Status Information: Information about the I/O devices allocated to the process, including a
list of open files and I/O requests.
3. Accounting Information: Information for accounting purposes, such as CPU usage, process
creation time, and execution time.
Ans-An Operating System (OS) is system software that acts as an intermediary between users and
computer hardware. It manages hardware resources and provides essential services for application
programs.
Functions of an Operating System
Function Description
1. Process Management Manages processes: creation, scheduling, and termination.
2. Memory Management Allocates and deallocates memory to processes.
3. File System Management Organizes and controls access to data on storage devices.
4. Device Management Manages I/O devices using device drivers.
5. Security & Access
Protects data and resources from unauthorized access.
Control
Provides UI — Command Line Interface (CLI) or Graphical User Interface
6. User Interface
(GUI).
7. Job Scheduling Decides which process runs at what time (based on priority, etc.).
8. Error Detection Detects and handles errors in hardware and software.
9. Resource Allocation Distributes CPU, memory, disk, and I/O resources to tasks efficiently.
5. what is long term,short term,middle term scheduling?
Ans-1. Long-Term Scheduling- Definition: Long-term scheduling, also known as job scheduling,
determines which processes are admitted to the system for processing. It controls the degree of
multiprogramming, which is the number of processes in memory.
Frequency: This type of scheduling occurs less frequently, typically when a new process is
created or when a process is terminated.
Goal: The main goal is to maintain a balance between I/O-bound and CPU-bound processes,
ensuring that the system is efficiently utilized.
2. Short-Term Scheduling
Definition: Short-term scheduling, also known as CPU scheduling, decides which of the ready,
in-memory processes are to be executed (allocated CPU time) next. It is responsible for selecting
a process from the ready queue and allocating CPU time to it.
Frequency: This scheduling occurs very frequently, often multiple times per second, as
processes are switched in and out of the CPU.
Goal: The primary goal is to maximize CPU utilization and ensure that all processes get a fair
share of CPU time, minimizing response time and turnaround time.
3. Medium-Term Scheduling
Frequency: This type of scheduling occurs less frequently than short-term scheduling but more
frequently than long-term scheduling.
Goal: The main goal is to improve the overall system performance by managing the degree of
multiprogramming and ensuring that the system does not become overloaded with processes.
6. Scheduling criteria-1. CPU Utilization-Definition: The percentage of time the CPU is actively
working on processes. Goal: Maximize CPU utilization to ensure that the CPU is busy as much as
possible.
2. Throughput-Definition: The number of processes that complete their execution per time unit.
*Goal: Maximize throughput to ensure that more processes are completed in a given time frame.
3. Turnaround Time-Definition: The total time taken from the submission of a process to its
completion. It includes waiting time, execution time, and any other delays.
Goal: Minimize turnaround time to ensure that processes are completed quickly.
4. Waiting Time-Definition: The total time a process spends waiting in the ready queue before it gets
CPU time. Goal: Minimize waiting time to reduce delays for processes.
5. Response Time-Definition: The time from when a request is submitted until the first response is
produced (not necessarily the output). This is particularly important for interactive systems.
Goal: Minimize response time to enhance user experience, especially in interactive applications.
6. Fairness-Definition: Ensuring that all processes get a fair share of the CPU and that no process is
starved of resources. Goal: Achieve fairness to prevent any process from being indefinitely delayed.
Goal: Avoid starvation to ensure that all processes eventually get executed.
8. Predictability-Definition: The ability to predict the behavior of the scheduling algorithm in terms
of response time and resource allocation.
9. Priority- Priority scheduling is a scheduling algorithm used in operating systems where each
process is assigned a priority. The process with the highest priority is selected for execution first. If two
processes have the same priority, they can be scheduled using a secondary criterion, such as First-
Come, First-Served (FCFS).
7.FCFS-FCFS stands for First-Come, First-Served, which is a scheduling algorithm used in various fields,
including operating systems and process scheduling. In FCFS, the process that arrives first is the one that
gets executed first. This method is straightforward and easy to implement, but it can lead to inefficiencies,
particularly in terms of waiting time and turnaround time.
Characteristics of FCFS:
8.SJF-SJF stands for Shortest Job First, which is a scheduling algorithm used in operating systems and
process scheduling. In SJF, the process with the smallest execution time (or burst time) is selected for
execution next. This algorithm can be either preemptive or non-preemptive.
Characteristics of SJF:
2. Preemptive: If a new process arrives with a shorter burst time than the currently running
process, the current process is preempted and the new process is executed.
3. Optimal for Minimizing Average Waiting Time: SJF is known to minimize the average
waiting time for a set of processes.
10.Demand Paging-Demand paging is a memory management scheme that loads pages into memory
only when they are needed, rather than loading all pages of a process at once. This approach is a key
component of virtual memory systems and helps optimize memory usage by reducing the amount of
physical memory required at any given time.
9. Context Switch-A context switch involves saving the state of the currently running process (or
thread) and loading the state of the next process (or thread) to be executed. This process allows the
operating system to manage multiple processes efficiently.
1. Save the State of the Current Process:The operating system saves the current process's
context, which includes the values of CPU registers, program counter, and other relevant
information, into the Process Control Block (PCB) of that process.
2. Update the Process State:The state of the current process is updated to reflect that it is no
longer running (e.g., it may be marked as "waiting" or "ready").
3. Select the Next Process:The operating system selects the next process to run based on the
scheduling algorithm in use (e.g., FCFS, SJF, Priority).
4. Load the State of the Next Process:The operating system retrieves the context of the
selected process from its PCB and loads it into the CPU registers.
5. Update the Process State:The state of the next process is updated to reflect that it is now
running.
10. System calls-System calls are the programming interface between an application and the
operating system. They provide a way for user-level applications to request services from the operating
system's kernel. System calls are essential for performing various operations that require higher
privileges than those available to user applications, such as accessing hardware, managing processes,
and handling files.
1.Process Control:These system calls manage processes, including creating, terminating, and
synchronizing processes.2.File Management:These system calls handle file operations, such as
creating, deleting, reading, and writing files.3.Device Management:These system calls manage
device operations, allowing applications to interact with hardware devices.4.Information
Maintenance:These system calls provide information about the system and
processes.5.Communication:These system calls facilitate communication between processes, either
on the same machine or over a network.
11. Multilevel queue scheduling-Multilevel queue scheduling is a CPU scheduling algorithm that
partitions the ready queue into several separate queues, each with its own scheduling algorithm and
priority level. This approach allows the operating system to manage processes more effectively by
categorizing them based on their characteristics, such as priority, type, or resource requirements.
13.File Directories -The collection of files is a file directory. The directory contains information about
the files, including attributes, location, and ownership. Much of this information, especially that is
concerned with storage, is managed by the operating system. The directory is itself a file, accessible by
various file management routines.
1. Process means a program in execution. Thread means a segment of a process. 2. A process takes
more time to terminate. A thread takes less time to terminate.3.Process takes more time for creation.
Thread takes less time for creation.4.Process also takes more time for context switching.Thread
takes less time for context switching.5. A process does not share data with each other. Threads share
data with each other.
Conditions for Deadlock-1.Mutual Exclusion: At least one resource must be held in a non-
shareable mode. That is, only one process can use the resource at any given time. If another process
requests that resource, the requesting process must be delayed until the resource is released.
2.Hold and Wait: A process holding at least one resource is waiting to acquire additional resources
that are currently being held by other processes. This means that processes can hold resources while
waiting for others.
3.No Preemption: Resources cannot be forcibly taken from a process holding them. A resource can
only be released voluntarily by the process holding it after it has completed its task.
4.Circular Wait: There exists a set of processes P1,P2,…,Pn such that P1 is waiting for a resource held
by P2, P2 is waiting for a resource held by P3, and so on, with Pn waiting for a resource held by P1,
forming a circular chain.
16.Banker Algorithm: The Banker’s Algorithm is a resource allocation and deadlock avoidance
algorithm used in operating systems. It helps to determine whether a system is in a safe state or not,
ensuring that resources are allocated in a way that avoids deadlock.
Key Concepts
2. Resources: The finite number of resources available in the system, which can be of different
types.
3. Allocation Matrix: A matrix that represents the current allocation of resources to processes.
4. Max Matrix: A matrix that represents the maximum resources each process may need.
5. Available Vector: A vector that represents the number of available resources of each type.
6. Need Matrix: A matrix that represents the remaining resources needed by each process
1. Eliminate Mutual Exclusion:This strategy is not always feasible, as some resources (like
printers) cannot be shared. However, for resources that can be shared, allowing multiple
processes to access them can help prevent deadlocks.
2. Eliminate Hold and Wait:Require processes to request all the resources they will need at once
before execution begins. This can lead to inefficient resource utilization, as processes may hold
resources they do not need immediately.
3. Eliminate No Preemption:Allow preemption of resources. If a process holding some resources
requests additional resources and cannot be granted them, it must release its currently held
resources. This can lead to increased overhead and complexity in resource management.
4. Eliminate Circular Wait:Impose a strict ordering of resource types. Each process must request
resources in a predefined order. This prevents circular wait conditions by ensuring that once a
process holds a resource, it can only request resources that come later in the order.
1. Process Termination:
A.Kill Processes: Terminate one or more processes involved in the deadlock. This can be done in
several ways:
B.Kill All: Terminate all processes in the deadlock. This is the simplest but can lead to loss of work.
C.Kill One at a Time: Terminate processes one by one until the deadlock is resolved. The choice of
which process to terminate can be based on various criteria, such as:
E.Age: Terminate the youngest process (the one that has been running the least time).
F.Resource Usage: Terminate the process that has used the least resources.
2. Resource Preemption:
Temporarily take resources away from one or more processes to break the deadlock. This can involve:
Rolling back the preempted process to a safe state (if checkpoints are maintained) to allow it to restart
and try again later.
3. Process Rollback:
If the system supports checkpoints, a process can be rolled back to a previously saved state. This
allows the process to release its resources and attempt to execute again without being deadlocked.
28.
19. Requirements for a Solution to the Critical Section Problem
Ans-To effectively manage access to the critical section, any solution must satisfy the following four
requirements:
1. Mutual Exclusion:Only one process can be in the critical section at any given time. If one
process is executing in its critical section, all other processes must be excluded from entering
their critical sections.
2. Progress:If no process is currently in the critical section, and one or more processes wish to
enter their critical sections, then the selection of the next process that will enter the critical
section cannot be postponed indefinitely. This means that if a process is waiting to enter the
critical section, it should eventually be able to do so.
3. Bounded Waiting:There must be a limit on the number of times that other processes can enter
their critical sections after a process has made a request to enter its critical section and before
that request is granted. This prevents starvation, ensuring that every process gets a chance to
enter its critical section within a reasonable time.
4. No Assumptions About Process Speed:The solution should not assume that any process will
execute at a particular speed. This means that the algorithm must work regardless of the
relative speeds of the processes involved.
Types of Semaphores
A binary semaphore can take only two values: 0 and 1. It is often used as a mutex
(mutual exclusion) to protect critical sections. When a process wants to enter the critical
section, it attempts to acquire the semaphore:
If the semaphore value is 0 (locked), the process is blocked until the semaphore is
released.
2. Counting Semaphore:
A counting semaphore can take non-negative integer values and is used to control access
to a resource pool with a limited number of instances. For example, if a resource pool has
5 identical resources, the counting semaphore can be initialized to 5. Processes can
acquire and release the semaphore as they use the resources:
Ans-Monolithic OS Architecture
In a monolithic operating system architecture, the entire operating system runs as a single program in
kernel mode. This means that all the core services, such as process management, memory
management, file systems, and device drivers, are included in one large block of code.
Characteristics:
Single Address Space: All components of the OS share the same address space, which allows
for fast communication between components.
Performance: Because everything runs in kernel mode, system calls and inter-process
communication (IPC) can be faster.
Complexity: The large codebase can lead to increased complexity, making it harder to maintain
and debug.
Advantages:
Disadvantages:
Stability: A bug in any part of the kernel can crash the entire system.
Security: A larger attack surface due to the inclusion of many services in the kernel.
Microkernel Architecture
In contrast, a microkernel architecture aims to minimize the amount of code running in kernel mode.
Only the most essential services, such as low-level address space management, thread management,
and inter-process communication, are included in the kernel. Other services, like device drivers and file
systems, run in user mode.
Characteristics:
Minimal Kernel: The kernel is kept small and only includes essential services.
User Mode Services: Most operating system services run in user mode, which can improve
stability and security.
Advantages:
Stability: A failure in a user-mode service does not crash the entire system; only that service is
affected.
Security: Smaller kernel reduces the attack surface, making it more secure.
Disadvantages:
Performance Overhead: More context switches and IPC can lead to performance overhead.
Characteristics:1.Buffer: A finite-size storage area where produced items are stored until
consumed.
Challenges:1.Deadlock: If each philosopher picks up one fork and waits for the second, they
can end up in a deadlock.2.Starvation: A philosopher may never get both forks if the others
are always eating.
Solutions:1.Resource Hierarchy: Number the forks and require philosophers to pick them up
in a specific order.2.Chandy/Misra Solution: Allow philosophers to pick up forks only if both
are available, using a waiter to manage access.
1. Non-Deterministic Behavior: The outcome of the program can vary depending on the
timing of the execution of the threads, leading to inconsistent results.
2. Critical Sections: Race conditions typically arise in critical sections of code where
shared resources are modified.
1. Ans-Definition:
Logical Address: This is the address generated by the CPU during a program's
execution. It is also known as a virtual address. The logical address space is the set of all
logical addresses that a program can use.
Physical Address: This is the actual address in the computer's memory (RAM). It refers
to a location in the physical memory unit.
2. Usage:
Logical Address: Used by the CPU to access memory. It is part of the virtual memory
system, allowing programs to use more memory than is physically available.
Physical Address: Used by the memory unit to access data. It is the actual location
where data is stored in RAM.
3. Translation:
Logical Address: Needs to be translated into a physical address by the Memory
Management Unit (MMU) using a mapping process, often involving page tables.
Physical Address: Does not require translation; it directly points to a location in the
physical memory.
4. Isolation:
Physical Address: Represents the actual memory layout and is not isolated; it can lead
to conflicts if multiple processes try to access the same physical address.
Ans-1. Basic Concept: A. Paging:Divides the logical address space into fixed-size blocks called pages
and the physical memory into fixed-size blocks called frames.
B. Segmentation:Divides the logical address space into variable-sized segments based on the logical
structure of a program (e.g., functions, arrays, data structures).
2.Address Structure: A. Paging:A logical address is represented as a pair (page number, offset).
3. Memory Allocation: A. Paging:Uses fixed-size pages, which can lead to internal fragmentation if a
process does not fully utilize the last page.
ANS-1.Static Memory Allocation: Memory is allocated at compile time before the program is
executed.
2.Dynamic Memory Allocation: Memory is allocated at runtime as needed using specific functions.
Functions: In C/C++, functions like malloc(), calloc(), realloc(), and free() are used for dynamic
memory allocation.
Characteristics:1.Typically used for local variables within functions.2.Memory is allocated on the stack
and automatically freed when the function exits.Example: Local variables in a function.
Characteristics:1.Provides more control over memory usage.2.Increases the risk of memory leaks if
not managed properly.Example: Using malloc() and free() in C/C++.
5.Paged Memory Allocation: Memory is divided into fixed-size pages, and processes are allocated
memory in these pages.
Characteristics:1.Helps in managing memory more efficiently and reduces fragmentation.2.Allows for
virtual memory implementation.Example: Operating systems like Windows and Linux use paging.
6.Segmented Memory Allocation:Memory is divided into segments of varying sizes based on the
logical divisions of a program.
7.Buddy Memory Allocation:Memory is allocated in blocks of sizes that are powers of two, and
adjacent free blocks can be merged.
24. Types of File Systems-There are several types of file systems, each with its own features and use
cases:
1.FAT (File Allocation Table): An older file system used by older versions of Windows and other
operating systems.2.NTFS (New Technology File System): A modern file system used by Windows,
supporting features such as file and folder permissions, compression, and encryption.3.ext (Extended
File System): Commonly used on Linux and Unix-based operating systems.4.HFS (Hierarchical File
System): Used by macOS.5.APFS (Apple File System): Introduced by Apple for their Macs and iOS
devices.
25.Paging-Paging is a memory management scheme that eliminates the need for contiguous
allocation of physical memory and thus helps to avoid fragmentation. It allows the operating system to
retrieve processes from the secondary storage in a non-contiguous manner, which can improve the
efficiency of memory usage. Here’s a detailed overview of paging:
Page: A fixed-size block of virtual memory. The size of a page is typically a power of two (e.g., 4 KB, 8
KB).
Frame: A fixed-size block of physical memory (RAM) that corresponds to a page. The size of a frame is
the same as that of a page.
2.Logical Address Space:The logical address space of a process is divided into pages. Each page is
mapped to a frame in physical memory.
3.Page Table:
The operating system maintains a page table for each process, which keeps track of the
mapping between the logical pages and the physical frames.
Each entry in the page table contains the frame number corresponding to a page, along
with additional information such as access permissions and status bits (e.g., whether the
page is in memory or on disk).
3.Address Translation:When a process accesses a memory address, the logical address is divided
into two parts:
Page Number (p): Identifies the page in the logical address space.
4.Page Fault:A page fault occurs when a process tries to access a page that is not currently in physical
memory. The operating system must then load the required page from disk into a free frame in
memory, which may involve swapping out another page if memory is full.
5.Advantages of Paging:
Efficient Memory Use: Allows for better utilization of memory by loading only the
necessary pages.
Simplified Memory Management: The fixed-size pages simplify the allocation and
deallocation of memory.
6.Disadvantages of Paging:1.Internal Fragmentation: If a process does not fully utilize the last
page, the unused space within that page is wasted.2.Overhead: Maintaining page tables and handling
page faults can introduce overhead.3.Complexity: The address translation process adds complexity to
the memory management system.
Key Concepts
1. Page Fault:A page fault occurs when a program tries to access a page that is not currently in
physical memory. The operating system must then load the required page from disk into
memory, which can be time-consuming.
FIFO (First-In-First-Out)
3. Belady's Anomaly:Belady's anomaly occurs when, under certain conditions, increasing the
number of page frames results in more page faults. This is contrary to the expectation that more
frames should lead to fewer page faults.
Example of Belady's Anomaly-Consider a scenario with a reference string of page requests and two
different numbers of page frames:
Reference String: 1, 2, 3, 4, 1, 2, 3, 4
4.Request page 2 → Page Fault (Replace page 3) → Pages in memory: [4, 1, 2].5.Request page 3 →
Page Fault (Replace page 4) → Pages in memory: [1, 2, 3].6.Request page 4 → Page Fault (Replace page
1) → Pages in memory: [2, 3, 4].Total Page Faults with 3 frames: 6
1.Load pages 1, 2, 3, 4 → Page Faults: 4 (Pages in memory: [1, 2, 3, 4]).2.Request page 1 → No Page
Fault
I/O refers to the communication between the CPU and peripheral devices (e.g., keyboard, disk,
printer).
Types of I/O Operations:1.Programmed I/O: CPU waits and checks each time if the device is ready
(busy-waiting).2.Interrupt-driven I/O: Device notifies the CPU via an interrupt when it is
ready.3.Direct Memory Access (DMA): Device transfers data directly to/from memory without
involving the CPU heavily.
2. Interrupts-An interrupt is a signal from hardware or software to the CPU, indicating an event that
needs immediate attention.Example:A keyboard sends an interrupt to the CPU when a key is pressed.
How It Works:1.Device sends an interrupt signal to the CPU.2.CPU stops current execution (after
finishing the current instruction).3.CPU saves the state and jumps to an Interrupt Service Routine
(ISR).4.ISR handles the device request.5.CPU resumes previous tasks.
3. Direct Memory Access (DMA)-DMA allows peripherals to read/write memory without constant
CPU involvement.
2.DMA controller takes over the bus and transfers data.3.Once complete, DMA raises an interrupt to
notify the CPU.