Convexity Properties of The Moment Mapping II
Convexity Properties of The Moment Mapping II
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REYER SJAMAAR
arXiv:dg-ga/9408001v2 5 Aug 1997
Contents
1. Introduction 1
2. Preliminaries 3
3. Semistability and convexity 6
4. Affine varieties 10
5. Stein varieties 20
6. Hamiltonian actions and convexity 24
7. Examples 29
References 35
1. Introduction
Let K be a compact Lie group acting smoothly on a compact symplectic mani-
fold M and suppose there exists a moment(um) map for the action. This map has
a host of interesting properties, one of the most important of which is the fact that
the intersection of its image with any Weyl chamber is a convex polytope, referred
to as the momentum polytope of M . This theorem, which is due to Kirwan, has
a long history, part of which I now summarize. Kostant proved a convexity the-
orem for torus actions on conjugacy classes and flag manifolds in [17]. Atiyah in
[2] and Guillemin and Sternberg in [5] dealt with the case of general Hamiltonian
torus actions. In their paper, Guillemin and Sternberg further proved a convex-
ity theorem for Hamiltonian actions of arbitrary compact Lie groups on integral
Kähler manifolds (or projective manifolds), which was also proved by Mumford in
[27]. Kirwan subsequently extended this result to Hamiltonian actions on arbitrary
2. Preliminaries
In this section I introduce notation and review basic material to be used later.
2.1. Groups, representations. Throughout this paper K will be a compact con-
nected Lie group with a fixed maximal torus T . The complexification of K is
denoted by G and the complexification of T by H. Let us fix a Borel subgroup B
of G containing H. Its unipotent radical (B, B) is denoted by N , and the corre-
sponding positive Weyl chamber in t∗ by t∗+ . The lattice ker(exp |t ) is denoted by
Λ. Its dual lattice
Λ∗ = HomZ (Λ, Z) ⊂ t∗
is the lattice of (real) weights and Λ∗+ = Λ∗ ∩ t∗+ is the monoid of dominant
weights.
√ To a real weight λ corresponds a character ζλ of T defined by ζλ (exp ξ) =
exp(2π −1 hλ, ξi) for ξ ∈ t.
The complex reductive group G = K C has a unique complex affine structure.
Let R = C[G]N be the algebra of polynomial functions on G which are N -invariant
on the right, that is to say, f ∈ R if f (gn) = f (g) for all g ∈ G and n ∈ N . Then G
acts on R by left multiplication and, since H normalizes N , H acts on R by right
multiplication. Under the right H-action, R has a weight space decomposition
M
R= Rλ , (2.1)
λ∈Λ∗
+
Example 2.2 ([13],[27],[1]). Let V , J and h·, ·i be as in the previous example, and
let PV be the space of complex lines in V . The natural K-action on PV leaves the
Fubini-Study symplectic form invariant, and with the volume of PV normalized to
1, a momentum map is given by
√
ΦV (v) −1 hξv, vi
ΦPV ([v]) = = , (2.5)
πkvk2 2π kvk2
where [v] denotes the line through v. Consequently, if K is a torus and v is a weight
vector in V with weight ν, then ΦPV ([v]) = −ν. Hence,
∆(PV ) = − hull{ν1 , . . . , νl }, (2.6)
where ν1 , . . . , νl are the weights of V . See further Section 7.1.
CONVEXITY PROPERTIES OF THE MOMENT MAPPING RE-EXAMINED 5
2.4. Coadjoint orbits. For every µ in t∗+ the coadjoint orbit Kµ with its Kirillov-
Kostant symplectic form ωµ is a Hamiltonian K-manifold. The momentum map is
simply the inclusion ιµ : Kµ → k∗ . (See [16], [7].) Let Pµ be the parabolic subgroup
(Kµ )C N of G. The K-equivariant diffeomorphism G/Pµ → Kµ sending the coset
1Pµ to the vector µ provides Kµ with a complex structure with respect to which
ωµ is Kähler.
Now let µ be a dominant weight. Then the cohomology class of the form ωµ on
Kµ is integral and because Kµ is compact, √ there exists a Hermitian holomorphic
line bundle Oµ on Kµ with curvature −2π −1 ωµ . The pullback of Oµ to G/Pµ is
just the homogeneous line bundle G ×Pµ C, where Pµ acts on C by the character µ.
Let µ1 and µ2 be two points in t∗+ and let µ = µ1 + µ2 . Then Kµ = Kµ1 ∩ Kµ2
and Pµ = Pµ1 ∩ Pµ2 , so we have canonical holomorphically locally trivial fibrations
πi : Kµ → Kµi . It is not hard to see that ωµ = π1∗ ωµ1 + π2∗ ωµ2 . If µ, µ1 and µ2 are
dominant, the holomorphic line bundle Oµ is isomorphic to π1∗ Oµ1 ⊗ π2∗ Oµ2 . Let
me summarize this in a commutative diagram:
π1∗ Oµ1 ⊕ π2∗ Oµ2
NNN
p ppp NNN
ppp ⊗ NNN
p NNN
x pp
p '
Oµ1 Oµ Oµ2
π1 π2
Kµ1 o Kµ / Kµ2 .
in the sense that for every x ∈ X the path of steepest descent F(t, x) is contained in
a compact set. The set S0 is called the set of (analytically) semistable points and
is denoted by X ss (Φ). So X ss (Φ) is nonempty if and only if 0 ∈ Φ(X). Kirwan has
shown in [13] that Sa is a submanifold of even codimension for every critical level
a (and if J is integrable, then
` Sa is a complex submanifold). Now assume that the
Morse decomposition X = a Sa is locally finite. (This is for instance the case if
for every a there are only finitely many critical levels below a). Then, if nonempty,
X ss (Φ) is open, connected and dense.
Proof. Note that Ψ is a momentum map for the K-action on Y with respect to the
symplectic form σ. Also, since Y is compact, Ψ is admissible in the sense of Section
2.5. For clarity I will first handle the case where Y Ti = Y and pi = idY . So we are
given Kähler forms σi on Y and we wish to show i Y ss (Ψi ) ⊂ Y ss (Ψ).
For i = 1, 2, . . . , √
k, let Li be a Hermitian holomorphic line bundle on Y with
curvature form −2π −1 σi . (These exist because Y is compact.) Let ni be a
positive integer and let si ∈ Γ(Y, Lni i )K , where Γ stands for holomorphic sections.
Let hsi , si i denote the length squared of si with respect to the fibre metric on Lni i .
It follows from the invariance of the si that for every ξ ∈ k we have LJξY hsi , si i =
−4πni Ψξi hsi , si i, and hence
LJξY hsi , si iai /ni = −4πai Ψξi hsi , si iai /ni . (3.1)
N
Here L stands for the Lie derivative. Let L be the line bundle i Li with the
product Hermitian metric and let F(t, ·) be the flow of the vector field − grad |Ψ|2 .
From the elementary fact that
JξY = grad Ψξ (3.2)
one easily deduces that
grad |Ψ(y)|2 = 2JΨ(y)♭Y,y , (3.3)
CONVEXITY PROPERTIES OF THE MOMENT MAPPING RE-EXAMINED 7
where ♭ : k∗ → k is the linear isomorphism defined by the inner product, and Ψ(y)♭Y
n/n n/n
is the vector field on Y induced by Ψ(y)♭ . (See [13].) Put s = s1 1 ⊗ s2 2 ⊗
n/nk n K
· · · ⊗ sk , where n = n1 n2 · · · nk . Then s ∈ Γ(Y, L ) . Consider the function
u = hs1 , s1 ia1 /n1 hs2 , s2 ia2 /n2 · · · hsk , sk iak /nk . By (3.1),
LJξY u = −4π(a1 Ψξ1 + a2 Ψξ2 + · · · + ak Ψξk )u = −4πΨξ u.
Using this and (3.3) we find that the derivative of u along a trajectory F(t, y) is
equal to
d ♭
u F(t, y) = −du grad |Ψ(F(t, y))|2 = −2du JΨ F(t, y) Y,F(t,y)
dt
2
= 8π Ψ F(t, y) , Ψ F(t, y) u F(t, y) = 8π Ψ F(t, y) u F(t, y) ≥ 0. (3.4)
Now suppose y ∈ Y is semistable with respect to all σi . Kirwan [13] and Ness
[27] observed that for a projective manifold with the Fubini-Study metric analytic
semistability is equivalent to semistability in Mumford’s sense. This is true in gen-
eral for a compact complex manifold with an integral Kähler metric; see [30]. This
means we can find positive integers ni and invariant global holomorphic sections si
n/n n/n
of Lni i such that si (y) 6= 0. Then s(y) = s1 1(y) ⊗ · · · ⊗ sk k (y) 6= 0, so u(y) > 0.
Put y∞ = limt→∞ F(t, y). By (3.4), u F(t, y)is increasing along the path F(t, y),
so u(y∞ ) > 0. On the other hand, du F(t, y) dt tends to zero as t tends to infin-
ity, so from (3.4) we get |Ψ(y∞ )|2 u(y∞ ) = 0, T and therefore |Ψ(y∞ )|2 = 0. In other
words, y is semistable for σ. We have shown i Y ss (Ψi ) ⊂ Y ss (Ψ).
Suppose now that 0 ∈ Ψi (Yi ) for all i. Then the sets Y ss (Ψi ) are nonempty
for all i, and are T therefore open and dense. It follows that their intersection is
nonempty. If y ∈ i Y ss (Ψi ), then, by the first part of the proof, Ψ(y∞ ) = 0, that
is, 0 ∈ Ψ(Y ).
In the general case the argument is almost N exactly the same. The difference
∗
is that one considers the line bundle L = p
i i iL on Y and the section s =
∗ n/n1 ∗ n/nk n
p 1 s1 ⊗ · · · ⊗ p k sk of L . Further, the assumptions on the pi guarantee that
the pre-image p−1 i (S) of a complex-analytic subset S ⊂ Yi of positive codimension
is a complex-analytic T subset of positive codimension of Y . This implies that if
Yiss 6= ∅ for all i, then i p−1 i Y ss
(Ψ i ) 6= ∅.
For noncompact Y the flow of − grad |Ψ|2 may not be defined for all time or
its trajectories may fail to converge, and the equivalence between analytic and
algebraic semistability can break down. But the following qualified statement is
still true. The proof is almost word for word the same.
Proposition 3.2. Let (Yi , σi , Ψi ) be Hamiltonian K-manifolds endowed with com-
patible complex structures Ji , where i = 1, 2, . . . , k. Assume there exist K-
equivariant
√ Hermitian holomorphic line bundles Li on Yi with curvature forms
−2π −1 σi for all i. Let Y be a complex K-manifold and let pi : Y → Yi be K-
equivariant surjectiveP holomorphic maps. P Let a1 , a2 , . . . , ak be nonnegative num-
bers, and let σ = i ai p∗i σi and Ψ = i ai p∗i Ψi . Assume σ is a Kähler form on
Y and that the momentum map Ψ is admissible in the sense of Section 2.5. If
for every i there exist a positive integer ni and a nonzero K-invariant holomorphic
section of Lni i , then 0 ∈ Ψ(Y ).
8 REYER SJAMAAR
for all i there exist ni > 0 and nonvanishing sections si ∈ Γ(Yi , Lni i )K ; (3.5)
for all ai ≥ 0 the momentum map Ψ is admissible. (3.6)
(Assumption 3.6 holds e.g. when Φ is proper.) Then by Proposition 3.2 there exists
a point (x, kµ∗ ) in Y = X × Kµ∗ with Ψ(x, kµ∗ ) = 0, that is, (a1 + · · · + ak )Φ(x) =
kw0 (a1 µ1 + · · · + ak µk ). This shows that
a1 µ1 + a2 µ2 + · · · + ak µk
∈ Φ(X) ∩ t∗+ = ∆(X)
a1 + a2 + · · · + ak
for all ai > 0. The same is obviously true if some of the ai are 0 (just replace the
λi by the subset consisting of those µi for which ai 6= 0), so we have proved:
Proposition 3.4. Under the assumptions (3.5) and (3.6) the convex hull of µ1 ,
µ2 , . . . , µk is contained in ∆(X).
Remark 3.5. By Remark 3.3, a similar result holds for an irreducible K-stable
locally closed analytic subvariety Z of X. Namely, assume that the gradient flow
of the function −|Ψ|2 preserves the subvariety Z × Kµ∗ ⊂ X × Kµ∗ and that the
forward trajectories converge to points in Z × Kµ∗ . (This assumption is satisfied
e.g. if the K-action on X extends to a holomorphic G-action and if Z has the
property that Gz ⊂ Z whenever z ∈ Z.) Assume further that for all i the sections
si restrict to nonzero sections on Z × Kµi . Then hull{µ1 , µ2 , . . . , µk } ⊂ ∆(Z).
Now consider the graded G-algebra A = n≥0 Γ(X, Ln ).
L
Definition 3.6 (Brion). The highest-weight set of X is the subset C(X) of the Q-
vector space Λ∗ ⊗ Q consisting of all λ/n with the property that λ is a dominant
weight and n a positive integer such that the irreducible representation Rλ occurs
in the degree-n piece An . In other words, λ/n ∈ C(X) if and only if n > 0 and λ
occurs as a weight of the T -action on the degree-n piece of the ring AN .
CONVEXITY PROPERTIES OF THE MOMENT MAPPING RE-EXAMINED 9
Let me recall a few basic facts concerning highest-weight sets. See [3] for details.
Note first that C(X) is contained in t∗+ . The fact that A has no zero divisors
implies that C(X) is a convex subset of the Q-vector space Λ∗ ⊗ Q. Now suppose
X is compact. Then A is of finite type. A result of Luna and Vust says that for
every G-algebra A of finite type (not necessarily graded)
AN ∼= (R ⊗ A)G , (3.7)
where R is as in (2.1). This implies that AN is of finite type. (See e.g. [18].)
It follows from this that C(X) is the convex hull of a finite number of points in
Λ∗ ⊗ Q. Moreover, ∆(X) is closed. It is now easy to deduce the following result
from Proposition 3.4.
Theorem 3.7 ([5],[27],[3]). If X is a compact integral Hamiltonian K-manifold
with a compatible Kähler structure, ∆(X) is equal to the closure of C(X) in t∗+ and
is therefore a rational convex polytope.
By Remark 3.5, Theorem 3.7 also holds if we replace X with a G-stable irre-
ducible closed analytic subvariety.
This result applies in particular to a G-stable irreducible closed subvariety X
of PV , the projective space of a G-module V , equipped with the Fubini-Study
symplectic form. But now consider a subvariety X of PV that is not necessarily
irreducible or even reduced. What is the connection between ∆(X) and C(X)? Let
X red denote the reduced variety associated to X and let X1 , X2 , . . . , Xl be its
irreducible components (each endowed with the reduced induced structure). Let Z
red
and Zi be the affineT cones of X , resp. Xi , and let I, resp. Ii , be their homogeneous
ideals. Then I = i Ii and for each i we have an exact sequence
Ii /I ֒ / C[Z] / / C[Zi ] .
red red
S
S follows easily from this that C(X ) = i C(Xi ). It is evident that ∆(X ) =
It
i ∆(Xi ), so applying Theorem 3.7 to each of the Xi we obtain the following result.
Nevertheless, it is always true that the intersection of C(X) with a rational line
in t∗ is a bounded set which contains both its endpoints.
Addendum 3.10. For every (not necessarily irreducible or reduced) subvariety X
of PV and every ν in C(X), let Iν = { q ∈ Q : qν ∈ C(X) }. Then inf Iν and sup Iν
are in Iν .
Proof. This is similar to the proof of Theorem 3.7. The assertion is trivial for ν = 0,
so let me assume that ν 6= 0. Let t1 be the subalgebra of t annihilated by ν; then
T1 = exp t1 is a subtorus of T of codimension one. Denote the quotient circle T /T1
by T2 and identify t∗2 , the kernel of the canonical projection t∗ → t∗1 , with the line
Rν ⊂ t∗ . Put Cν = C(X) ∩ Rν.
Let Z be the affine cone on X and let A be the graded algebra C[Z]N , which as
noted above is of finite type. Since the maximal torus T normalizes N , it acts in
a natural way on A. The algebra B = AT1 is likewise of finite type and it carries
a representation of T2 . Let λ0 be the (unique) primitive element of Λ∗ such that
λ0 = pν for some positive rational p. Note that f ∈ A is a weight vector of weight
proportional to λ0 if and only if f is in B and is a weight vector for T2 . It follows
that Cν is equal to the set of mλ0 /n such that there exists f ∈ B of weight mλ0
and degree n. Choose (nonzero) generators f1 , f2 , . . . , fl of B with weights m1 λ0 ,
m2 λ0 , . . . , ml λ0 and degrees n1 , n2 , . . . , nl . Then mj λ0 /nj ∈ Cν , so mj /nj ∈ Iν
for 1 ≤ j ≤ l. Q Moreover, qν ∈ Cν if and only if there exist a1 , a2 , . . . , al such that
a
the monomial j fj j is nonzero and
P
j aj mj
qν = P λ0 .
j aj n j
4. Affine varieties
In this section X denotes an affine algebraic variety (not necessarily reduced or
irreducible) on which G acts algebraically. The main results are theorems describing
the momentum map image of X with respect to suitable K-invariant symplectic
forms, Theorems 4.9 and 4.23. My main interest is in smooth varieties, but the
proofs turn out to be no harder for general varieties. There are some examples at
the end of Section 4.1.
4.1. Highest weights and the momentum cone. The natural analogue of Def-
inition 3.6 is the following.
Definition 4.1 (Brion). The set of highest weights of X is the subset C(X) of Λ∗+
consisting of all dominant weights λ such that the irreducible G-representation Rλ
occurs in the coordinate ring C[X]. In other words, λ ∈ C(X) if and only if λ is a
weight of the T -action on the ring C[X]N . If G is a torus, we refer to C(X) as the
weight set of X.
Note that if Y is another affine G-variety, then C(X) = C(Y ) if and only if the
coordinate rings of X and Y contain the same irreducible G-representations (up to
multiplicities). It is easy to see that if X is irreducible, then C(X) is a submonoid
CONVEXITY PROPERTIES OF THE MOMENT MAPPING RE-EXAMINED 11
of Λ∗+ (that is, it contains 0 and is invariant under addition). It follows from (3.7)
that C(X) is finitely generated as a monoid.
Let me first discuss a few simple tricks for computing highest-weight sets. Let
X//G = Spec C[X]G denote the categorical quotient of X, that is, the variety of
closed G-orbits in X, and let π : X → X//G be the quotient mapping. (See [18]
or [24].) A subset U of X is called saturated (with respect to π) if π −1 π(U ) = U ,
that is, Gx ⊂ U whenever x ∈ U . Saturated subsets are evidently G-stable. The
following result says that C(X) is determined locally in the Zariski topology, or,
more precisely, that it does not change when we remove from X a divisor defined
by an invariant polynomial.
Lemma 4.2. Assume X is irreducible. Let Y be any saturated affine Zariski-open
subvariety of X. Then C(X) = C(Y ).
Proof. The coordinate ring of X embeds equivariantly into the coordinate ring of
Y . This implies C(X) ⊂ C(Y ). For the reverse inclusion, note that the assumption
that Y is saturated implies that the quotient Y //G is an affine open subvariety
of X//G. Let D be the complement of Y //G in X//G, let D1 , D2 , . . . , Dk be the
irreducible components of D, and let fi ∈ C[X//G] be the polynomial defining Di
for i = 1, 2, . . . , k. Put f = f1 f2 · · · fk ; then the divisor X − Y = π −1 (D) is the
zero set of f (viewed as an element of C[X]), and the coordinate ring of Y is just
the localization of C[X] at f . Define for every p the linear map ψp : C[X]p → C[Y ]
by ψp (a) = a/f p . Since X is irreducible, ψp is injective. Since f is invariant, ψp
is equivariant. The direct sum of the maps ψp is an equivariant map from C[X] to
C[Y ], which is surjective, because C[Y ] is the localization of C[X] at f . It follows
from this that if an irreducible G-representation occurs in C[Y ], then it occurs in
C[X]. This proves C(Y ) ⊂ C(X).
The problem of computing highest-weight sets can in principle be reduced to
torus actions. The variety Spec C[X]N is a categorical quotient of X by N in the
category of affine varieties, and will be denoted by X//N . (It is not always the
same as the set-theoretical quotient of X by N and the natural map X → X//N is
not always surjective. For instance, the homogeneous space G/N is a quasi-affine
variety and G//N is its affine closure.) Let C(X//N ) be the weight set of the H-
action on X//N . By the theorem of the highest weight, a weight occurs in C[X]N
if and only if it occurs as the highest weight of an irreducible component of C[X].
This proves the following lemma.
Lemma 4.3. C(X) = C(X//N ).
Furthermore, highest-weight sets are invariant up to denominators under finite
morphisms.
Lemma 4.4. Let X and Y be affine G-varieties and let φ : X → Y be a finite
surjective G-morphism. Then C(Y ) is contained in C(X) and n! C(X) is contained
in C(Y ), where n is the cardinality of the generic fibre of φ.
Proof. Let A and B be the coordinate rings of X, resp. Y . Then B can be regarded
as a subring of A via the pull-back map φ∗ . This implies C(Y ) ⊂ C(X). Now for the
second inclusion. By Lemma 4.3, it suffices to show that n! C(X//N ) ⊂ C(Y //N ).
Recall that the finiteness of φ means that A is a B-module of rank n. By Satz 1 on
p. 192 of [18], AN is a BN -module of rank ≤ n. This implies that every element a
12 REYER SJAMAAR
Example 4.5. Let Γ be a finite group acting on X and suppose that the actions of
G and Γ commute. Let Y be the affine G-variety X/Γ. Then the lemma shows
that C(Y ) ⊂ C(X) and n! C(X) ⊂ C(Y ), where n is the cardinality of Γ.
Remark 4.7. Suppose that G is the direct product of two reductive subgroups G1
and G2 . Then the monoid of dominant weights of G is simply the product of the
monoids of dominant weights of G1 and G2 , and the positive Weyl chamber of
G is the product of the positive Weyl chambers of G1 and G2 . Moreover, every
irreducible representation of G is a tensor product of an irreducible representation
of G1 and an irreducible representation of G2 . It follows that for every affine G1 -
variety X1 and for every affine G2 -variety X2 , C(X1 × X2 ) is the product of C(X1 )
and C(X2 ).
Now take any equivariant algebraic closed embedding of X into some representa-
tion space V . Such embeddings always exist; see e.g. [18]. Let h·, ·i be a K-invariant
Hermitian inner product on V and let ωV be the symplectic form − Imh·, ·i. De-
note by k·k the corresponding norm, and by ΦV the momentum map given by (2.2).
Now attach a copy of the one-dimensional trivial representation C to V . Then the
projective space P(V ⊕ C) carries a natural G-action, and the projective space PV
can be identified equivariantly with the hyperplane at infinity in P(V ⊕ C). By
(2.5), the momentum map on P(V ⊕ C) is given by
√
ΦV (v) −1 hξv, vi
ΦP(V ⊕C) ([v, 1]) = 2
= , (4.1)
π(1 + kvk ) 2π 1 + kvk2
where [v, 1] denotes the line through (v, 1). Denote by X̄ the closure of X in
P(V ⊕ C). Let X∞ be the divisor at infinity X̄ ∩ PV in X̄. The highest-weight sets
of X, X̄ and X∞ are closely related. If X is irreducible, then C(X) is a submonoid
of Λ∗+ , so we have the equalities
coneQ C(X) = hullQ C(X) = Q≥0 · C(X).
(See Section 2.2 for the notation.) Also, Q≥0 · C(X̄) = coneQ C(X̄), because C(X̄)
red
is Q-convex. As before, let X∞ denote the reduced variety associated to X∞ . By
red
Addendum 3.8, ∆(X∞ ) is a union of convex polytopes, one for each irreducible
red
component of X∞ .
Theorem 4.8. Let X be an irreducible affine G-variety.
CONVEXITY PROPERTIES OF THE MOMENT MAPPING RE-EXAMINED 13
red
The proof shows that ∆(X̄) is in fact equal to the join of ∆(X∞ ) with the origin
∗ red
in t+ , that is, the union of all intervals joining points in ∆(X∞ ) to the origin.
Here is the main result of this section.
Theorem 4.9. For every G-stable irreducible closed affine subvariety X of V the
set ∆(X) is equal to cone C(X). In particular, it is a rational convex polyhedral
cone.
Proof. Because the monoid C(X) is finitely generated, it spans a rational convex
polyhedral cone in t∗ . To prove that ∆(X) = cone C(X) it suffices to prove that
∆(X) ⊂ cone C(X); (4.4)
hull{λ1 , . . . , λk } ⊂ b ∆(X) for all b > 0 and λ1 , . . . , λk in C(X). (4.5)
Proof of (4.4). By 4.1, ∆(X) is a subset of the cone on ∆(X̄). By Theorem 3.7,
∆(X̄) is equal to the closure of C(X̄) in t∗+ , so by 3 of Theorem 4.8, the cone on
∆(X̄) is equal to the convex hull of C(X). Consequently, ∆(X) is a subset of the
convex hull of C(X).
Proof of (4.5). Let b be any positive number, let µ ∈ t∗+ and let Y be the product
V × Kµ with symplectic form σ = bωV + ωµ and momentum map Ψ = bΦV + ιµ .
I assert that
the momentum map Ψ is admissible for all b > 0 and µ ∈ t∗+ . (4.6)
Assuming this for the moment, let us consider the trivial line bundle OV = V × C
2
on V with the Hermitian metric defined √ by the Gaussian h(v) = exp(−πbkvk ).
The curvature form of (OV , h) is −2π −1 bωV . Lift the K-action on V to OV by
letting K act trivially on the fibre C. Then the fibre metric is K-invariant, the
K-invariant (or G-invariant) holomorphic sections of OV are just the G-invariant
holomorphic functions on V , and the associated
P momentum map is bΦV .
Let us apply this to the special case µ = i ai µi , where the ai are nonnegative
numbers and the µi are in C(X). Consider the varieties Yi = V × Kµ∗i , on which
we have the line bundles Li = OV ⊗ Oµ∗i , symplectic forms σi = bωV + Pωµi and
momentum maps Ψi = bΦV + ιµi . By (4.6), the momentum map Ψ = i ai p∗i Ψi
on Y = V × Kµ∗ is admissible for all b > 0. Moreover, by the definition of C(X),
µi ∈ C(X) ⇐⇒ there exists a G-equivariant linear surjection C[X] → Rµi
⇐⇒ there exists a nonzero G-invariant vector in C[X] ⊗ Rµ∗i
⇐⇒ there exists a nonzero G-invariant algebraic section of OX ⊗ Oµ∗i .
Remark 3.5 now implies that for all b > 0 the polytope hull{µ1 , µ2 , . . . , µk } is
contained in bΨ(X).
Proof of (4.6). After rescaling Ψ we may assume that b = 1. Let F(t, ·) be the
flow of − grad |Ψ|2 . We have to show that for every y in Y the trajectory F(t, y)
is contained in a compact subset of Y = V × Kµ. Since Kµ is compact, we need
only show that the projection of F(t, y) onto V is contained in a compact subset of
V . For any function u on Y , let gradV u denote the component of grad u along V .
Then using (3.2) we find for every pair (v, β) in Y
This implies
♭
hgradV |Ψ(v, β)|2 , vi = 4|ΦV (v)|2 + 2hv, JβV,v
♭
i = 4|ΦV (v)|2 + 2 v, grad ΦβV (v)
2
♭ β
= 4|ΦV (v)|2 + 4ΦβV (v) = 4|ΦV (v)|2 + 4 ΦV (v), β = 4 ΦV (v) + − |µ|2 ,
2
(4.7)
ξ
where I have used the fact that Φ is homogeneous of degree two for all ξ in k,
and that |ΦV |2 is homogeneous of degree four. Now suppose (v, β) is a point where
hgradV |Ψ(v, β)|2 , vi ≤ 0. Then it follows from (4.7) that ΦV (v) is contained in the
ball of radius |µ|/2 about the point −β/2 ∈ k∗ . Therefore, ΦV (v) is contained in
2
the ball of radius |µ| about the point −β. In other words, ΦV (v) + β ≤ |µ|2 , that
is, |Ψ(v, β)|2 ≤ |µ|2 . In short,
hgradV |Ψ(v, β)|2 , vi ≤ 0 =⇒ |Ψ(v, β)|2 ≤ |µ|2 . (4.8)
Now let γ(t) be the projection onto V of the trajectory F t, (v, β) through any point
(v, β) ∈ V ×Kµ. It follows from (4.8) that we have the following two (non-exclusive)
2
possibilities: gradV Ψ F(t, (v, β)) , v > 0 for all t > 0, or |Ψ F(s, (v, β)) |2 ≤
|µ|2 for some s > 0. In the first case, the curve γ(t) is trapped inside 2 the2 ball of
radius kvk about the origin in V . In the second case, |Ψ F(t, (v, β)) | ≤ |µ| forall
t ≥ s, because |Ψ|2 is decreasing along F t, (v, β) . This implies that |ΦV |2 γ(t) ≤
4|µ|2 for all t ≥ s. Moreover, γ(t) is contained in the G-orbit through v. It now
follows from Lemma 4.10 below that γ(t) is contained in a compact subset of V .
The following lemma implies that for every point v in V the restriction of ΦV to
the affine variety Gv is a proper map.
Lemma 4.10. For every bounded subset D of k∗ and for every bounded subset B
of V the intersection Φ−1
V (D) ∩ GB is a bounded subset of V .
Consider the set I consisting of all i such that the sequence exp 2βi (ξ(n)) |vi (n)|2
for all i ∈ I. Then limn→∞ βi ξ(n) = ∞ for all i ∈ I, because |vi (n)| is bounded.
This implies there exists an η ∈ t with βi (η) > 0 for all i ∈ I. We may assume η
has length 1. Then k(n)−1 η has length 1, so
2 −1 2 √ 2
ΦV g(n)v ≥ Φk(n) η g(n)v = Φη exp( −1 ξ(n))h(n)v . (4.9)
A straightforward computation using (2.3) shows that for all η ∈ t
√ 1X
Φη exp( −1 ξ(n))h(n)v = βi (η)e2βi (ξ(n)) |vi (n)|2 . (4.10)
2 i
The vector η was chosen in such a way that all unbounded terms in the right-hand
2
side of (4.10) tend to ∞ for n → ∞. It now follows from (4.9) that ΦV g(n)v
tends to ∞ for n → ∞.
Corollary 4.11. The momentum cone of X is the cone over the momentum poly-
tope of the projectivization of X: ∆(X) = cone ∆(X̄) = Q≥0 · ∆(X̄).
Proof. Combine Theorem 4.8.3 with Theorem 4.9.
Corollary 4.12. The momentum cone of X is a closed subset of t∗+ , and it does
not depend on the embedding of X into the unitary K-module V .
Corollary 4.13. If X is normal, all fibres of the momentum map ΦX are con-
nected.
Proof. The function |Ψ|2 = |ΦV + ιµ |2 is real-algebraic on Y = V × Kµ and has
therefore only finitely many critical levels. This implies that the Morse decomposi-
tion of Y with respect to |Ψ|2 is finite. By the proof of Theorem 4.9, the momentum
map Ψ is admissible. It now follows from the results quoted in Section 2.5 that
its zero level, which is KΦ−1
V (−µ), is a deformation retract of an open subset of V
the complement of which is a finite union of complex-analytic subsets of positive
codimension. The same holds with V replaced by X, because the flow of |Ψ|2 leaves
X ×Kµ invariant. Since X is normal, the complement of a finite number of analytic
subsets is always connected. This implies that KΦ−1 −1
X (−µ), and hence ΦX (−µ),
are connected.
Remark 4.14. The zero fibre Φ−1X (0) is connected regardless of whether X is normal.
The reason is that the function |ΦV |2 has only one critical level, namely 0.
Example 4.16. Suppose the affine G-variety X is defined over the real numbers in
the sense that the complex G-algebra C[X] is the complexification of a real K-
algebra of finite type. Then complex conjugation defines an antilinear involution
on the G-module C[X], so whenever an irreducible representation Rλ occurs in
C[X], its contragredient representation Rλ∗ also occurs. It follows from this that
CONVEXITY PROPERTIES OF THE MOMENT MAPPING RE-EXAMINED 17
the monoid C(X) is invariant under the involution ∗ : Λ∗+ → Λ∗+ . Therefore, by
Theorem 4.9, the cone ∆(X) is invariant under the involution ∗ : t∗+ → t∗+ . This
can also be shown directly as follows. We may assume the embedding of X into the
G-module V to be defined over the real numbers (in the sense that both V and the
G-morphism X → V are defined over the reals). Then X is invariant under complex
conjugation on V . From (2.2) one deduces immediately that ΦξV (v̄) = −ΦξV (v).
Hence ΦV (X) = −ΦV (X), and therefore ∆(X)∗ = −w0 ∆(X) = ∆(X).
Example 4.17 (Peter-Weyl). The group G is an affine variety in its own right, and
it acts on itself by left multiplication: Lg h = gh, and by right multiplication:
Rg h = hg −1 . Consider the L × R-action of G × G on G. Let us denote the highest-
weight set of G for this action by C(G, L × R) and the momentum cone (with
respect to any algebraic G × G-equivariant embedding of G into a unitary K × K-
module) by ∆(G, L × R). The monoid of dominant weights of G × G is simply the
product Λ∗+ × Λ∗+ and its positive Weyl chamber is t∗+ × t∗+ . By the Peter-Weyl
Theorem Lthe coordinate ring of G is a direct sum of irreducible G × G-modules:
C[G] = λ∈Λ∗ Rλ ⊗ Rλ∗ . This implies that the highest-weight monoid C(G, L × R)
+
is equal to the subset { (λ, λ∗ ) : λ ∈ Λ∗+ } of Λ∗+ × Λ∗+ . By Theorem 4.9, the
momentum cone ∆(G, L × R) is therefore the “anti-diagonal” { (µ, µ∗ ) : µ ∈ t∗+ }
inside t∗+ × t∗+ . Notice that this set is ∗-invariant as it should be, because G is
defined over the real numbers.
Example 4.18. We use the notation of the previous example. There are three dif-
ferent embeddings of G into G × G: the maps i1 (g) = (g, 1), i2 (g) = (1, g) and
d(g) = (g, g). Pulling back the L × R-action via these three embeddings yields
three actions of G on itself: the actions L (left multiplication), R (right multipli-
cation) and C (conjugation). The momentum maps for these actions are obtained
by composing the L × R-momentum map with the maps i∗1 , i∗2 and d∗ , respec-
tively. Thus we find that ∆(G, L) and ∆(G, R) are equal to the positive Weyl
chamber, t∗+ , and ∆(G, C) is the positive Weyl chamber of the semisimple part of
K: ∆(G, C) = t∗+ ∩ [k, k].
points for the action of G, whose images under the momentum map are the points
±ζ1 ± ζ2 ± · · · ± ζk . Theorem 4.8 now implies that the momentum polytope of the
projective closure of G is the parallelepiped spanned by these 2k points.
For an arbitrary connected reductive group G, the variety G//N can be embedded
into affine space in a similar way, by choosing a basis of the monoid of highest
weights. One can show that the momentum polytope of the projective closure of
G//N under such an embedding is the product of the simplex spanned by the origin
and the fundamental weights of [k, k], and the parallelepiped spanned by the points
±ζ1 ± ζ2 ± . . . , where the ζi are a basis of the weight lattice of z(k), the centre of k.
Example 4.21 (tori). In the setting of the previous example, let us assume that
G = H is a torus, and let us write F = H1 . As noted above, we may assume
H1 to be connected. Then H1 is the complexification of a subtorus T1 of T . We
let T2 be the quotient T /T1 and identify it with a complement of T1 in T , so that
T ∼= T1 × T2 . Put H2 = (T2 )C . Then H ∼= H1 × H2 and
H1 ∼
X = H × Y = (H1 × H2 ) × Y = H2 × (H1 ×H1 Y ) = H2 × Y.
H1
4.2. The momentum cone and étale slices. Remarkably, the momentum cone
∆(X) of an affine G-variety X turns out to be entirely determined by infinitesimal
data at any point on a closed G-orbit. I shall deduce this from Luna’s étale slice
theorem. First I discuss a variation on Lemma 4.4.
Proposition 4.22. Let X and Y be affine G-varieties, let φ : X → Y be a G-
morphism, let x be a point in X, and let y = φ(x). Suppose that φ has finite fibres,
that the image of φ is open in Y , and that the orbits Gx and Gy are closed. Then
C(Y ) is contained in C(X), and C(X) is contained in the cone on C(Y ).
Proof. The orbit Gy and the complement of φ(X) are G-stable Zariski-closed sub-
sets of Y . Because G-invariant polynomial functions separate G-stable Zariski-
closed subsets, there exists an f ∈ C[Y ]G that vanishes outside φ(X) and satisfies
f (y) = 1. Let Y ′ = Yf and X ′ = φ−1 (Y ). Then X ′ and Y ′ are saturated affine open
subsets of X, resp. Y , containing the orbits Gx, resp. Gy, and the restriction of φ
to X ′ is surjective onto Y ′ . Then C(X ′ ) = C(X) and C(Y ′ ) = C(Y ) by Lemma 4.2.
We are therefore reduced to proving that C(Y ′ ) ⊂ C(X ′ ) and C(X ′ ) ⊂ cone C(Y ′ ).
Let C be the integral closure of C[Y ′ ] in C[X ′ ], and let Z = Spec C. By Luna’s
equivariant version of Zariski’s Main Theorem ([24], part I), the natural maps
ι : X ′ → Z and ψ : Z → Y ′ have the following properties: ι is an open immersion,
ψ is a finite morphism, and φ = ψ ◦ ι. Also, ψ is surjective, because φ : X ′ → Y ′
is. Consequently, C(Y ′ ) ⊂ C(Z) and C(Z) ⊂ cone C(Y ′ ) by Lemma 4.4. So if we
can show that C(X ′ ) = C(Z), we are done. Let us identify X ′ with its image ι(X ′ )
in Z. The orbit Gx ⊂ X ′ is closed in Z (cf. [24], p. 94): since Gy is closed in Y ′
and ψ is finite, ψ −1 (Gy) is closed in Z and consists of a finite number of orbits,
one of which is Gx. The conclusion is that Gx and the complement of X ′ in Z are
G-stable closed subsets of Z. This implies the existence of a G-invariant h ∈ C[Z]
that vanishes outside X ′ and satisfies h(x) = 1. Then Xh′ is a G-stable affine open
subset of X ′ , and it is saturated as a subset of both X ′ and Z. Hence, by Lemma
4.2, C(X ′ ) = C(Xh′ ) = C(Z).
Proof. By Luna’s Etale Slice Theorem the natural map from the bundle G ×Gx Sx
into X is étale and its image is Zariski-open. Furthermore the G-orbits through
the point [1, x] in G ×Gx Sx and the point x in X are closed. It now follows
from Proposition 4.22 that C(X) and C G ×Gx Sx span the same cone. Hence
∆(X) = ∆ G ×Gx Sx by Theorem 4.9.
If x is a smooth point of X, we may assume the étale slice Sx to be smooth, and
there exists a Gx -equivariant étale morphism ψ : Sx → Vx with Zariski-open image.
The map ψ extends to a G-equivariant map G ×Gx Sx → G ×Gx Vx , which isétale
and has Zariski-open image as well. Again by Proposition 4.22, C G ×Gx Sx and
C G ×Gx Sx span the same cone. We conclude that ∆(X) = ∆ G ×Gx Vx .
ranges over the set of all points in X through which the G-orbit is closed.
20 REYER SJAMAAR
The following result is a necessary condition for the origin to be an extreme point
of ∆(X). Here [G, G] denotes the commutator subgroup of G. Note that for every
subgroup F of G, [G, G]F is a subgroup of G, because [G, G] is normal. If F is a
closed reductive subgroup, then so is [G, G]F .
Theorem 4.25. Assume that ∆(X) is a proper cone. Then for every point x such
that Gx is closed the following condition holds: G = [G, G]Gx .
Proof. Let x be any point such that Gx is closed. Let Y denote the homogeneous
space G/Gx and Z the homogeneous space G/[G, G]Gx . Consider the maps
ι τ / Z,
Xo Y
where ι is the G-map sending the coset 1Gx to x and τ is the canonical projection.
Clearly, ∆(Y ) is a subset of ∆(X) and, by Remark 4.6 and Theorem 4.9, ∆(Z) is a
subset of ∆(Y ). Therefore, since ∆(X) is a proper cone, so is ∆(Z). On the other
hand, the torus G/[G, G] acts transitively on Z, so ∆(Z) is a vector space. (Cf.
Example 4.21.) We conclude that Z is a point, in other words, G = [G, G]Gx .
Note that if G is semisimple, the condition G = [G, G]Gx is void. This is as it
should be, because in this case the positive Weyl chamber t∗+ is a proper cone, so
every cone contained in it is a proper cone.
5. Stein varieties
In this section I prove a convexity theorem for certain Stein K-varieties, Theorem
5.4. It can be regarded as a local version of Theorem 4.9. The results are far from
optimal, but will be sufficient for our purposes. Let me start with a number of
elementary observations on Kähler potentials and momentum maps.
Lemma 5.1. Suppose Y is a connected complex manifold
√ and ρ a strictly plurisub-
¯ with associated Rie-
harmonic function on Y . Let σ be the Kähler form −1 ∂ ∂ρ
mannian metric h·, ·i, and let ϑ be the Hamiltonian vector field of ρ. Then the
vector field Jϑ = grad ρ is expanding: LJϑ σ = 2σ.
Proof. Let J : T Y → T Y denote the complex structure on Y and also the transpose
operator T ∗ Y → T ∗ Y . For all functions f ,
√ √ √
¯ = 1 (d + −1 Jd)f and dJdf = −2 −1 d∂f
∂f ¯ = −2 −1 ∂ ∂f.
¯ (5.1)
2
Moreover, for all functions f and all tangent vectors η,
σ(grad f, η) = −hgrad f, Jηi = −df (Jη) = −Jdf (η),
and therefore Jdf = −ι√ grad f σ. Together with (5.1) this implies that Lgrad ρ σ =
dιgrad ρ σ = −dJdρ = 2 −1 ∂ ∂ρ¯ = 2σ.
Let me add to this that the vector fields ϑ and Jϑ are usually not holomorphic.
The symplectic form on Y being exact, every symplectic action of K on Y has
a momentum map Ψ. It turns out that the flow of the vector field − grad ρ has the
peculiar property that it pushes forward under Ψ to a flow on k∗ , which retracts
the image of Ψ exponentially to a single point in z(k)∗ , where z(k) is the centre of k.
Proposition 5.2. Let Y and ρ be as in Lemma 5.1. √ Suppose that K acts holo-
morphically on Y , leaving ρ invariant. Put α = − −1 ∂ρ ¯ and Ψξ = ιξ α for all
Y
ξ ∈ k. Let G(t, ·) = Gt (·) denote the flow of −Jϑ = − grad ρ. Then
CONVEXITY PROPERTIES OF THE MOMENT MAPPING RE-EXAMINED 21
for t ≥ 0, and so c = 0.
The set-up of this proposition is functorial in the following sense. Let Z be a
K-invariant closed complex submanifold of Y and let ρZ = ρ|Z be the restriction
√
of ρ to Z. Put αZ = − −1 ∂ρ, ¯ σZ = −dα and Ψξ = ιξ αZ for ξ ∈ k. Then
Z Z
αZ = α|Z , σZ = σ|Z and ΨZ = Ψ|Z . Of course, the Hamiltonian vector field ϑZ of
ρZ is not the restriction of ϑ to Z, unless ϑ happens to be tangent to Z.
These observations apply to the pair of manifolds Y = V and Z = X, where V
is a G-representation space with a K-invariant inner product as in Section 4, and
X a G-stable closed nonsingular algebraic√ subvariety of V . We take ρ to be the
function ρ(v) = kvk2 /2. Clearly, σ = −1 ∂ ∂ρ ¯ is the standard symplectic form
ωV , Ψ is the quadratic momentum map ΦV given by (2.3), and Jϑ = grad ρ is the
radial vector field v ∂/∂v on V . The idea to use the length function as a tool in
invariant theory is due to Kempf and Ness [12]. I shall frequently refer to their
main result (see also [28]):
Theorem 5.3. For all v in V the following conditions are equivalent :
22 REYER SJAMAAR
is in the K-orbit through F∞ (x). There are two possibilities: either F∞ (x) is in
the interior of the ball Bη , or it is on the boundary. In the first case, the G-orbit
Gy intersects the interior of Bη , so y ∈ G · (X ∩ Bη ) = S. In the second case,
since F∞ (x) is the point closest to the origin on Gx and by assumption the orbit
Gx intersects Bη , we see that F∞ (x) lies on Gx. By Theorem 5.3 every G-orbit
intersecting Φ−1
V (0) is closed, and therefore y ∈ Gx = Gx ⊂ S. This proves 5.6.
Next, I assert that
∆(S) = ∆(X). (5.7)
To see this, let λ be any point in ∆(X). Then bλ ∈ ∆(X ∩ Bη ) for some b > 0
by 5.5. Take x ∈ X ∩ Bη such that ΦX (x) = bλ. Then ∆ Gx contains the ray
through bλ by Theorem 4.9. But Gx ⊂ S by 5.6, so λ ∈ ∆ Gx ⊂ ∆(S). This
proves 5.7.
Now let D be any ball about the origin in k∗ . Then Φ−1 V (D) ∩ S is a bounded
subset of V by Lemma 4.10. This means we can find ε > δ such that the ball Bε
contains Φ−1V (D) ∩ S = Φ −1
X (D) ∩ S. Then Φ X (X ∩ B ε ) ⊃ Φ X Φ −1
X (D) ∩ S . By
5.7 above, ΦX maps S surjectively onto ΦX (X), and therefore ΦX Φ−1
X (D) ∩ S =
D ∩ ΦX (X). Consequently, ∆(X ∩ Bε ) contains ∆(X) ∩ D and is therefore a
neighbourhood of the vertex in ∆(X).
Part 2. Suppose ∆(X ∩ Bε ) is a neighbourhood of the vertex in ∆(X) for a
certain ε > δ. Then e−2t ∆(X ∩ Bε ) is a neighbourhood of the vertex for all t.
Choose an arbitrary ε′ with δ < ε′ < ε. By the continuity of the retraction (5.4)
and the compactness of X ∩ Bε there exists a t such that
Gt (X ∩ Bε ) is a subset of
X ∩ Bε′ . So by (5.3), e−2t ∆(X ∩ Bε ) = ∆ Gt (X ∩ Bε ) is a subset of ∆(X ∩ Bε′ ),
so ∆(X ∩ Bε′ ) is a neighbourhood of the vertex in ∆(X).
Part 3. Let D be any ball about the origin in k∗ . Take any ε > δ; then
there exists a t such that e−2t ∆(X ∩ Bε ) = ∆ Gt (X ∩ Bε ) is contained in D.
Again by continuity and compactness, there exists an ε′ with δ < ε′ < ε such that
X ∩ Bε′ ⊂ Gt (X ∩ Bε ). But then ∆(X ∩ Bε′ ) is contained in D.
This proof gives no information on the shape of the set ∆(X ∩Bε ) away from the
vertex. It seems not unlikely that ∆(X ∩ Bε ) is convex. I am tempted to speculate
that it is equal up to a dilation to the momentum polytope of the projective closure
of X, ∆(X̄).
Example 5.5 (homogeneous vector bundles). Let L be a closed subgroup of K and
let F be the reductive subgroup LC of G. Let W be a unitary L-module and let
X = G ×F W . There exists an orthogonal (real) representation V1 of K containing
a vector v0 with stabilizer Kv0 = L. The map k 7→ kv0 therefore induces an
embedding K/L → V1 . The complexification of this map is an embedding of
K C /LC = G/F into the unitary K-module V1C . There also exists an L-equivariant
isometric embedding of W into a unitary K-module V2 . Then the map X →
V1C ⊕ V2 defined by [g, w] 7→ gv0 + gw is a G-equivariant closed embedding of X
into V = V1C ⊕ V2 . (See Lemmas 1.16 and 1.18 of [30] for a proof of these facts.) Let
ρ(v) = kvk2 /2, where k·k denotes the length function with respect to the direct sum
metric on V . Let us identify X with its image in V . Using Theorem 5.3 one can
easily show that ρX has a unique critical level, which is a minimum, and that the
critical set is the compact orbit Kv0 . Hence, by Theorem 5.4, the sets ∆(U ), where
U ranges over the neighbourhoods of Kv0 in X, form a basis of neighbourhoods of
the vertex of ∆(X).
24 REYER SJAMAAR
Here is an example of a singular variety for which the conclusion of Theorem 5.4
holds.
Example 5.6. Let F , W and X be as in the previous example, and let Y be an
F -invariant affine cone in W . Let X ′ be the affine subvariety G ×F Y of the vector
bundle X = G ×F W and embed X into a G-module V as in the previous example.
Because Y ⊂ W is invariant under dilations, the subvariety X ′ is invariant under
the gradient flow of ρX . It follows that the restriction of the flow GX to X ′ retracts
X ′ onto the compact orbit Kv0 . Exactly the same proof as that of Theorem 5.4
now shows that the sets ∆(U ′ ), where U ′ ranges over the neighbourhoods of Kv0
in X ′ , form a basis of neighbourhoods of the vertex of the cone ∆(X ′ ).
Putting this information together with Theorems 4.9 and 5.4 and Example 5.5,
we see that for every small K-invariant neighbourhood U of m the set ∆(U ) =
Φ(U ) ∩ t∗+ is a neighbourhood of the vertex of the cone ∆m = ∆(G ×F W ).
If µ 6= 0, we may without loss of generality assume that µ ∈ t∗+ , because every
K-orbit in k∗ intersects t∗+ . This case can then be reduced to the case µ = 0 by
using (6.6) and shifting the Kµ -momentum map on the space Y in (6.3) by the
vector −µ. This shifted map is still an equivariant Kµ -momentum map, because µ
is in z∗µ .
2. Again, it suffices to prove this for µ = 0. If M is an affine G-variety, then
by Theorem 5.3 the points in Φ−1 (0) are exactly those whose G-orbits are closed.
Corollary 4.24 then says that the local momentum cones ∆m are constant along
the fibre Φ−1 (0). For general M , this argument combined with the symplectic slice
theorem shows that ∆m is locally constant along the fibre Φ−1 (0).
Remark 6.6. It follows from the Cartan decomposition of G that there exists a
global K-equivariant diffeomorphism between the two local models K ×L (m∗ × W )
and G ×F W , but I don’t know if there is a global symplectomorphism.
The following generalization of Kirwan’s convexity theorem [14] is the main result
of this paper. The first part describes ∆(M ) as a locally finite intersection of
polyhedral cones, each of which is determined by local data on M . (The fact that
∆(M ) is a convex set when Φ is proper was also proved in [11].) The second part
is a necessary condition for a point to be a vertex of ∆(M ). It generalizes the
well-known fact that for torus actions vertices arise as images of fixed points. The
third part states that the points where this necessary condition is fulfilled form a
discrete subset of t∗+ .
Theorem 6.7. Assume that the momentum map Φ : M → k∗ is proper.
1. ∆(M ) is the intersection of local momentum cones:
\
∆(M ) = ∆m . (6.7)
m∈Φ−1 (t∗
+)
This intersection is locally finite and therefore ∆(M ) is a closed convex poly-
hedral subset of t∗+ ;
2. if µ is a vertex of ∆(M ) and m is any point in the fibre Φ−1 (µ), then kµ =
[kµ , kµ ] + km , or, equivalently, Kµ = [Kµ , Kµ ]Km . In particular, if µ is a
vertex of ∆(M ) lying in the interior of t∗+ , then T fixes m;
3. let E be the subset of M consisting of all points m such that µ ∈ t∗+ and
kµ = [kµ , kµ ] + km , where µ = Φ(m). The image Φ(E) is a discrete subset of
t∗+ . If M is compact, then ∆(M ) is the convex hull of Φ(E).
Proof. 1. The assumption that Φ is proper implies that its image Φ(M ) is closed
and, by the argument outlined in Section 2.5, that its fibres are connected. Con-
sequently, by Theorem 6.5.2, for every µ ∈ ∆(M ) the cone ∆m is the same for all
points m ∈ Φ−1 (µ). It is now easy to deduce from Theorem 6.5.1 plus the fact that
Φ is proper that for every µ ∈ ∆(M ) there exists an open subset D of t∗ containing
µ such that
∆(M ) ∩ D = ∆m ∩ D, (6.8)
−1
where m is any point in the fibre Φ (µ). This means that ∆(M ) is locally convex.
But every closed locally convex set is convex, so ∆(M ) is convex. Since every
28 REYER SJAMAAR
closed convex set is the intersection of all closed cones containing it, the equality
(6.8) also implies (6.7). Furthermore, applying Theorem 6.5 to the Hamiltonian
K-manifold Φ−1 (D), we find that for every µ′ ∈ D and every m′ ∈ Φ−1 (µ′ ) the
local momentum cone ∆m′ is equal to the cone with vertex µ′ spanned by ∆m .
Since ∆m is a polyhedral cone, it follows from this that as µ′ ranges over D, only
finitely many different cones ∆m′ can occur. In other words, the collection of cones
appearing in the intersection (6.7) is locally finite on t∗+ . This means that ∆(M ) is
a polyhedron.
2. This follows from (6.8) and Theorem 4.25 (applied to the group G = (Kµ )C
C
and the variety X = (Kµ )C ×(Km ) W ).
3. First I prove that Φ(E) is discrete. Since Φ is proper, it suffices to show that
every point m in M possesses a neighbourhood U such that Φ(E ∩ U ) is discrete.
By the symplectic slice theorem, we may therefore assume M is an affine variety.
But it follows from Lemma 6.8 below that for an affine G-variety the set Φ(E)
consists of the origin in t∗+ only.
Finally, the second statement in 3 follows immediately from 2 and the fact that
a compact convex set is the convex hull of its extreme points.
Lemma 6.8. Let V be a unitary K-module and suppose that v ∈ V satisfies the
condition Kµ = [Kµ , Kµ ]Kv , where µ = ΦV (v). Then µ = 0.
√
Proof. We want to prove that µ(ξ) = ΦξV (v) = ( −1/2)hξv, vi = 0 for all ξ ∈ k.
It suffices to show this for all ξ ∈ kµ . The condition on v says that ξ = [χ, ζ] + η
for some χ, ζ ∈ [kµ , kµ ] and η ∈ kv . Now ηv = 0, so µ(η) = 0; and µ(χ, ζ) =
µ(ad χ(ζ)) = (ad∗ χ)µ(ζ) = 0. We conclude that µ(ξ) = 0.
Theorem 6.7 is clearly not optimal. As Theorem 4.9 shows, it is not always
necessary to assume that Φ is proper, nor even that M is nonsingular. See Section
7 for further examples of convexity for noncompact or singular spaces.
On the other hand, the necessary condition 2 for a point to be mapped to a
vertex of ∆(M ) is optimal in the following sense.
Proposition 6.9. For every µ ∈ t∗+ and for every closed subgroup L of Kµ such
that Kµ = [Kµ , Kµ ]L, there exists a Hamiltonian K-manifold (M, ω, K, Φ) with a
point m ∈ M satisfying the following properties: Km = L, Φ(m) = µ, and λ is a
vertex of ∆(M ).
The proof will be given in Section 7.3.
Theorem 6.7.1 implies that for every µ in ∆(M ) the cone with vertex µ spanned
by ∆(M ) is equal to the local momentum cone ∆m , where m is any point in Φ−1 (µ).
In other words, the local shape of ∆(M ) near µ is determined by the representation
of the isotropy subgroup Km on the symplectic slice W at m. Calculating ∆m boils
down to finding generators for the monoid of highest weights of the homogeneous
C
vector bundle (Kµ )C ×(Km ) W . If µ is contained in the boundary of the positive
Weyl chamber, this is usually an arduous task. However, the situation is more
manageable if the fibre Φ−1 (µ) contains a point m that is fixed under Kµ . This
means that Km = Kµ , or, equivalently, that the restriction of Φ to the orbit Km is
a symplectic isomorphism onto the coadjoint orbit Kµ. If this is the case, the vector
space m in the local model (6.2) is 0, so the tangent space at m to the symplectic
cross-section Φ−1 (k∗µ ) is equal to the symplectic slice W at m, and W is simply the
CONVEXITY PROPERTIES OF THE MOMENT MAPPING RE-EXAMINED 29
7. Examples
7.1. Actions on projective space. Let V be a finite-dimensional unitary K-
module. If V is irreducible and has highest weight λ, it follows from (2.6) that the
momentum polytope of the projective space PV for the T -action is the convex hull
of the Weyl group orbit through λ∗ . Similarly, if λ1 , λ2 , . . . , λk are the highest
weights of the irreducible submodules of V , then the T -momentum map image of
PV is the convex hull of the union of the W-orbits through λ∗1 , λ∗2 , . . . , λ∗k . This
implies ∆(PV ) is a subset of
t∗+ ∩ hull(Wλ∗1 ∪ Wλ∗2 ∪ · · · ∪ Wλ∗k ).
Arnal and Ludwig [1] and Wildberger [32] determined this subset for “most” V
that are irreducible. I shall calculate ∆(PV ) in some (but not all) of the remaining
cases.
For simplicity I assume K to be semisimple, although the results can easily be
generalized to arbitrary compact groups. Let Ψ be the root system of (k, t) and let
g = α∈Ψ CEα be the root space decomposition of g = kC . The following result
L
can be used to find a “lower bound” for the polytope ∆(PV ).
Lemma 7.1. 1. Let v be any vector in V and let [v] be the ray through v. Then
ΦPV ([v]) ∈ t∗ if and only if hEα v, vi = 0 for all roots α.
2. Let v1 , . . . , vl be weight vectors in V with weights ν1 , . . . , νl . Assume that
hEα vi , vj i = 0 for all roots α and for all i and j with 1 ≤ i < j ≤ l. (This
is for instance the case if for all i and j the difference νi − νj is not a root.)
Then the subspace spanned by v1 , . . . , vl is contained in Φ−1 ∗
V (t ), and the
∗ ∗ ∗
intersection t+ ∩ hull{ν1 , . . . , νl } is contained in ∆(PV ).
√
Proof. 1. Let ξα = Eα − E−α and ηα = −1(Eα + E−α ). By (2.5), ΦPV ([v]) ∈ t∗ if
and only if hξα v, vi = hηα v, vi = 0 for all roots α. Since E−α (viewed as an operator
on V ) is the adjoint of Eα , this is equivalent to hEα v, vi = 0 for all α.
2. Let W denote the linear span of the vi . Let α be any root. The assumption
implies hEα v, vi = 0 whenever v is in W . It now follows from 1 that ΦV (W ) is
contained in t∗ .
From this fact and from (2.5) we infer that
|c1 |2 ν1∗ + · · · + |cl |2 νl∗
ΦPV (g[c1 v1 + · · · + cl vl ]) = ,
|c1 |2 + · · · + |cl |2
where g is any element of the normalizer of T representing w0 ∈ W. Hence ∆(PV ) =
ΦPV (PV ) ∩ t∗+ contains the set t∗+ ∩ hull{ν1∗ , . . . , νl∗ }.
Put µ̌ = 2µ/(µ, µ) for any µ in (tC )∗ . Let α1 , . . . , αr be the simple roots
of k and π1 , . . . , πr the corresponding
P fundamental weights, that is, the basis of
t∗ dual to α̌1 , . . . , α̌r . Then λ = ri=1 (λ, α̌i )πi , where the coefficients (λ, α̌i ) are
nonnegative integers. The next result gives an upper bound for the polytope ∆(PV )
for irreducible V .
30 REYER SJAMAAR
Since the maximal unipotent subgroup N fixes vλ , the complex stabilizer G[vλ ] is
the parabolic subgroup Pλ = (Kλ )C N . This implies that the real orbit K[vλ ] is
equal to the complex orbit G[vλ ] and therefore we have natural isomorphisms of
complex Kλ -representations
= p◦λ ∼
T[vλ ] (K[vλ ]) ∼
M
= CEα , (7.5)
α∈Ψ−
(λ,α)6=0
λ∗ = π1 + 2π2
π1 π2
π2
π1
π2
π3
π1
0
Lk
2. Write V = 1 V ′ , where k > r and V ′ is an irreducible module with highest
weight λ. Clearly, ∆(PV ) is a subset of t∗+ ∩hull Wλ∗ . The weight polytope hull Wλ
has exactly r edges containing the vertex λ. Let ν1 , ν2 , . . . , νr be the opposite
endpoints of these edges. Choose weight vectors v0 , v1 , . . . , vr , each coming from a
different copy of V ′ , and having weights λ, ν1 , ν2 , . . . , νr , respectively. Since each
copy of V ′ is K-invariant and they are all mutually orthogonal, hEα vi , vj i = 0 for
all roots α and for all i and j with 0 ≤ i < j ≤ r. Lemma 7.1 therefore tells us that
t∗+ ∩hull{λ∗ , ν1∗ , . . . , νr∗ } is contained in ∆(PV ). Hence, ∆(PV ) = t∗+ ∩hull Wλ∗ .
7.2. Cotangent bundles. Let Q be a connected K-manifold and let M be the
cotangent bundle of Q. Points in M will be written as pairs (q, p), where q ∈ Q
and p ∈ Tq∗ Q, and tangent vectors to M as pairs (δq, δp), where δq ∈ Tq Q and
δp ∈ Tp (Tq∗ Q). The standard one-form α on M is the K-invariant form defined
by α(q,p) (δq, δp) = p(δq). The two-form ω = −dα is symplectic, and the lifted
K-action on M is Hamiltonian with momentum map defined by Φξ = ιξM α, that
is, Φξ (q, p) = p(ξQ,q ). Clearly, Φ is homogeneous of degree one in p, so Φ−1 (0) is a
conical subset of M . In particular, Φ is not proper (not even if Q is compact) and
Theorem 6.7 does not apply. But the homogeneity of Φ also implies that ∆(M )
is equal to the cone on ∆(U ) for any neighbourhood U of the zero section. In
view of Theorem 6.5 this means that ∆(M ) = ∆(q,0) , where q is any point in Q.
Furthermore, Φ(M ) = −Φ(M ), so ∆(M ) = ∆(M )∗ . The symplectic slice W at
(q, 0) to the K-action on M is equal to T ∗ V , where V is the slice Tq Q/Tq (Kq)
at q to the K-action on Q. This implies that W = V + JV = V C for a suitable
C
Kq -invariant complex structure J on W , and so the variety G ×(Kq ) W is the
complexification of the real-algebraic variety K ×Kq V . We have proved:
Theorem 7.6. For every connected K-manifold Q, the set ∆(T ∗ Q) is a rational
convex polyhedral cone. It is invariant under the involution ∗ and equal to the
momentum cone of the complexification of the K-variety K ×Kq V . Here V =
Tq Q/Tq (Kq) is the slice at an arbitrary point q ∈ Q.
For instance, let L be a closed subgroup of K and
let Q be the homogeneous
space K/L. Then the theorem says that ∆ T ∗ (K/L) = ∆(G/LC ).
7.3. Symplectic quotients. Let M be a Hamiltonian K-manifold with momen-
tum map Φ : M → k∗ . Let L be a closed normal subgroup of K. Then M is a
Hamiltonian L-space with momentum map Φ(L) = ι∗ ◦ Φ : M → l∗ , where ι is the
inclusion of l into k. Let K̄ be the Lie group K/L. The kernel of ι∗ can be identified
in a natural way with k̄∗ , the dual of the Lie algebra of K̄. Let µ be any point in
z(k)∗ , where z(k) denotes the centre of k. The symplectic quotient of M at the level
ι∗ µ ∈ z(l)∗ with respect to the L-action,
Mι∗ µ = Mι∗ µ,L = Φ−1 ∗ −1
µ + k̄∗
(L) (ι µ)/L = Φ L,
is a stratified Hamiltonian K̄-space. (Cf. [31].) A momentum map Φ(K̄) : Mι∗µ →
k̄∗ ⊂ k∗ for the K̄-action on Mι∗ µ is induced by the map Φ−1 µ + k̄∗ → k̄∗ sending
m to Φ(m) − µ. (Up to a shift by an element of z(k̄)∗ , the map Φ(K̄) only depends
on the point ι∗ µ.) It is easy to calculate ∆(Mι∗ µ ) in terms of ∆(M ). Let T̄ be the
maximal torus T /(T ∩ L) of K̄. Then t̄∗ is naturally isomorphic to t∗ ∩ k̄∗ , and the
intersection t̄∗+ = t∗+ ∩ k̄∗ is a Weyl chamber of the pair (K̄, T̄ ). The following result
is now obvious (regardless of whether Mι∗ µ is smooth or not).
34 REYER SJAMAAR
convex polyhedral subset of t∗+ , then ∆(Mι∗ µ ) is a closed convex polyhedral subset
of t̄∗+ .
For example, consider the Hamiltonian K ×K-space T ∗ K ∼ = K ×k∗ with momen-
tum map (k, ν) 7→ (kν, −ν). Let L be any closed subgroup of K. The momentum
map for the restriction of the action to K × L is (k, ν) 7→ (kν, −ν|l ). The symplectic
quotient of T ∗ K at level 0 with respect to the normal subgroup {1} × L ⊂ K × L is
isomorphic as a Hamiltonian K-space to the cotangent bundle of the homogeneous
space K/L. Proposition 7.7 tells us that the momentum map image of T ∗ (K/L) is
the set K{ ν : ν|l = 0 }, and hence
∆ T ∗ (K/L) = Kl◦ ∩ t∗+ ,
(7.6)
where l◦ is the annihilator of l in k∗ . (This can also be seen from the equality
∆ T ∗ (K/L) = ∆(G/LC ) proven in Section 7.2 and the Peter-Weyl Theorem.)
Consequently, the set Kl◦ ∩ t∗+ is a rational convex polyhedral cone.
Now assume that K is semisimple and take L to be the maximal torus T .
Kostant’s convexity theorem [17] implies that Kt◦ ∩ t∗+ = t∗+ . (Consider the natural
projection ι∗ : k∗ → t∗ . Take any µ ∈ t∗+ . By Kostant’s theorem the set ι∗ (Kµ) ⊂ t∗
is equal to the convex hull of the Weyl group orbit through µ, which contains the
origin in t∗ . Therefore Kµ ∩ t◦ = Kµ ∩ ker ι∗ is not empty.) We conclude from (7.6)
∗ ∗
that ∆ T (K/T ) = t+ .
More generally, take L to be the centralizer Kσ of a wall σ of the Weyl chamber
t∗+ . It is not difficult to see from the root space decomposition of the pair (k, t) that
Kk◦σ ∩ t∗+ contains the ray through every dominant root that is not perpendicular to
the wall σ. This is insufficient information to determine ∆ T ∗ (K/Kσ) in general,
but if K is e.g. of type B2 or G2 , then this implies that ∆ T ∗ (K/Kσ ) = t∗+ for any
wall σ 6= {0}. If K = SU(n) and σ is the one-dimensional wall spanned by either
π1 or πn−1 = π1∗ , one can easily calculate by hand that ∆ T ∗ (K/Kσ ) = Kk◦σ ∩ t∗+
is equal to the ray spanned by the maximal root α1 + · · · + αn−1 = π1 + πn−1 .
As another application of Proposition 7.7, I now give a proof of Proposition
6.9. For any µ ∈ t∗+ and for any closed subgroup L of Kµ , let M be the space
X(µ, L, {0}), the local model of Definition 6.2 with trivial symplectic slice W . By
(6.2), M is the bundle over the coadjoint orbit Kµ with fibre T ∗ (Kµ /L) furnished
with the minimal-coupling form. Put m = kµ /l. Then m∗ is canonically isomorphic
to the annihilator of l inside k∗µ . Clearly, the point m = (1, 0, 0) in K ×L m∗ ∼ =M
has the property that Km = L and Φ(m) = µ. Also, the symplectic cross-section
of M at m is just the cotangent bundle T ∗ (Kµ /L) with its standard momentum
map shifted by µ ∈ z∗µ . By (7.6), the local momentum cone of M at m is therefore
equal to
∆m = µ + Kµ m∗ ∩ t∗+,µ ,
(7.7)
where t∗+,µ denotes the positive Weyl chamber of kµ . Now assume that Kµ =
[Kµ , Kµ ]L, or, in other words, kµ = [kµ , kµ ] + l. Because of the decomposition
k∗µ = [kµ , kµ ]∗ ⊕ z∗µ , this is equivalent to m∗ ∩ z∗µ = {0}, or:
Kµ m∗ ∩ z∗µ = {0}. (7.8)
Now the Weyl chamber t∗+,µ is the product ofz∗µ and the Weyl chamber of the
semisimple part, t∗+,µ ∩ [kµ , kµ ], which is a proper cone. So the cone Kµ m∗ ∩ t∗+,µ
could only fail to be proper if Kµ m∗ contained a nontrivial linear subspace of z∗µ .
CONVEXITY PROPERTIES OF THE MOMENT MAPPING RE-EXAMINED 35
But this is impossible because of (7.8). By (7.7), the point Φ(m) is therefore a
vertex of ∆(M ). This completes the proof of Proposition 6.9.
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School of Mathematics, Institute for Advanced Study, Princeton, New Jersey 08540
Current address: Department of Mathematics, Cornell University, Ithaca, New York 14853-
7901
E-mail address: [email protected]