Forward Modeling Allows Feedback Control For Fast Reaching Movements
Forward Modeling Allows Feedback Control For Fast Reaching Movements
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Delays in sensorimotor loops have led to the proposal that reaching movements are
primarily under pre-programmed control and that sensory feedback loops exert an
influence only at the very end of a trajectory. The present review challenges this view.
Although behavioral data suggest that a motor plan is assembled prior to the onset of
movement, more recent studies have indicated that this initial plan does not unfold
unaltered, but is updated continuously by internal feedback loops. These loops rely on
M. Desmurget is at
a forward model that integrates the sensory inflow and motor outflow to evaluate the
INSERM U534,
consequence of the motor commands sent to a limb, such as the arm. In such a model, ‘Space and Action’,
the probable position and velocity of an effector can be estimated with negligible 16 av. du Doyen
Lépine, 69500, Bron,
delays and even predicted in advance, thus making feedback strategies possible for fast France.
reaching movements. The parietal lobe and cerebellum appear to play a crucial role in S. Grafton is at the
Center for Cognitive
this process. The ability of the motor system to estimate the future state of the limb
Neuroscience, 6162
might be an evolutionary substrate for mental operations that require an estimate of Moore Hall,
sequelae in the immediate future. Dartmouth College,
Hanover, NH
03755, USA.
1364-6613/00/$ – see front matter © 2000 Elsevier Science Ltd. All rights reserved. PII: S1364-6613(00)01537-0
423
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Review Desmurget and Grafton – Forward modeling
and then modulates the response of the radiator. For reaching c Wolpert, D.M. et al. (1998) Internal models in the cerebellum.
Trends in Cognitive Sciences 2, 338–347
movements, the controlled system could be the arm, the refer-
d Kawato, M. (1999) Internal models for motor control and
ence state the target position and the current state the location
trajectory planning. Curr. Opin. Neurobiol. 9, 718–727
of the hand. As long as the hand has not reached the target, a
e Katayama, M. and Kawato, M. (1993) Virtual trajectory and
motor command is generated in real time (Refs a,b). Thus, stiffness ellipse during multijoint arm movement predicted by
muscle activations do not have to be specified in advance. neural inverse models. Biol. Cybern. 69, 353–362
Internal models can be segregated into two categories, namely f Gomi, H. and Kawato, M. (1996) Equilibrium-point control
forward models and inverse models (Refs c,d). A forward model hypothesis examined by measured arm stiffness during multijoint
predicts the behavior of the motor system in response to a movement. Science 272, 117–120
424
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Desmurget and Grafton – Forward modeling Review
Corrective
command Sensor
Fig. 1. The classical dual model of movement control. The required arm displacement is estimated based on the respective locations of
the hand and target. This displacement is then converted into a motor plan through an inverse model. The main part of the movement un-
folds under the rigid control of this plan (ballistic arm transport). Sensory feedback loops become active at the very end of t he movement,
when velocity is low. The current location of the hand is then compared to the target position. In case of a discrepancy, an error signal (ES)
is issued and a series of corrective sub-movements is generated. The movement stops when the hand reaches the target (circle in diamond).
Sensory information and feedback control reaching movements is typically 300–700 ms. On the basis of
During the last three decades, feedforward models of move- these results, it was concluded that sensory feedback loops
ment control have indisputably been the most influential. could not be used to control hand trajectory21,22.
This dominance was based on the theoretical alternative that To reconcile the abovementioned results with the fact
feedback loops should rely exclusively on sensory information, that goal-directed movements are more accurate when pro-
an assumption that was explicitly formulated in Keele’s pio- prioceptive or visual information is present, a dual model of
neering monograph, as follows. ‘The concept of motor pro- motor control was proposed3,4,7–9. According to this model
gram might be viewed as a set of muscle commands that are (Fig. 1), reaching movements are segmented into two com-
structured before a movement sequence begins, and that al- ponents. The first is driven entirely by a motor plan and en-
lows the entire sequence to be carried out uninfluenced by sures rapid transport of the hand to the vicinity of the tar-
peripheral feedback’16. Following this definition, the contri- get. The second depends on sensory feedback loops and
bution of sensory information to movement control was allows corrections at the very end of the trajectory, when the
widely investigated. Three types of results led to the conclu- movement velocity becomes low. Classically, these correc-
sion that sensory feedback played a marginal role in move- tions are viewed as a series of one or more sub-movements
ment accuracy. First, somatic deafferentation did not prevent that are generated at discrete time intervals on the basis of a
subjects from executing relatively accurate movements in the retinal error signal5–8,23. The dual model found strong sup-
dark. Second, some movements of short duration could be port in the demonstration that viewing the hand during the
completed before the minimum delay required to process first half of the trajectory did not improve movement accu-
sensory information. Third, online corrections that were racy more than when the hand was never visible24,25. In ad-
based on sensory feedback could produce unstable trajec- dition, tendon vibration experiments showed that altering
tories for pointing that was performed at a high or medium proprioceptive feedback affected movement accuracy only
velocity. Among these arguments, the first is probably the when the vibration was applied at the end of the trajec-
least convincing, because deafferentation experiments have tory26. We shall examine alternative interpretations of these
produced inconsistent results. Specifically, while some stud- observations after developing the idea of forward models.
ies have indicated that humans or animals deprived of pro-
prioception are able to perform relatively accurate move- Feedback and the need for forward modeling
ments5,17,18, other experiments have shown that deafferented A displacement of the body with respect to the environment
subjects exhibit dramatic motor impairments5,19,20. and vice versa generates the same retinal stimulation. To ac-
The strongest evidence against the use of sensory feedback count for the ability of the nervous system to discriminate
to control movement trajectory is based on the physiological between these two situations, von Holst and Mittelstaedt27
delay that is inherent in sensorimotor loops. If the processing proposed that a ‘copy’ of the motor command was stored
of sensory information is long with respect to the duration of somewhere in the brain and used to interpret the perceptual
movement, the position of the hand will change dramatically input. This conclusion was extended and generalized, lead-
by the time the feedback signal starts to influence the ongoing ing to the concept of the forward model14,22,28–31. The idea
motor command, thus rendering the implemented correction behind this concept is that the nervous system can progres-
inappropriate21,22. Behavioural experiments have shown that sively ‘learn’ to estimate the behavior of the motor plan in
the minimum delay needed for a visual or proprioceptive response to a given command. By integrating information
signal to influence an ongoing movement is 80–100 ms that is related to initial movement conditions, motor outflow
(Refs 5,6), while that for the duration of visually-directed and sensory inflow, the probable position and velocity of the
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Review Desmurget and Grafton – Forward modeling
Continuous control
Inverse Motor
Desired
model plan Motor command
displacement
Fig. 2. Simplified hybrid circuits that makes use of a forward model of arm dynamics for controlling hand movements. A
motor plan is initially defined based on the respective locations of the hand and target. During the movement, a forward model of the
dynamics of the arm is generated. This model receives the sensory inflow and a copy of the motor outflow as inputs and generates an es-
timate of the movement end-point location as output. This estimate is compared to the target location. In case of discrepancy, an error
signal (ES) is generated, triggering a modulation of the ongoing motor command.
effector can be determined (and even predicted). When a for- deafferentation of extraocular proprioception in monkeys34.
ward model is used to feed an internal feedback loop, control These results have, thus, revealed the existence of a non-sen-
performance is improved significantly inasmuch as large sory feedback loop that can account for the remarkable ac-
delays that are associated with sensory feedback loops can be curacy of the saccadic system under normal conditions35,36.
avoided. The advantage of forward modeling for movement For arm movements, the existence of non-sensory feed-
control is illustrated schematically in Fig. 2. When required back loops that make use of motor outflow was initially sug-
to reach a target, a subject first elaborates a motor plan, based gested by behavioral studies that showed that hand trajec-
on the initial movement conditions (i.e. the respective loca- tory could be amended with a shorter latency than the
tions of the hand and target). During the realization of the minimal latency required to process peripheral information.
movement, a forward model of the dynamics of the arm is For instance, Higgins and Angel37 observed that the reac-
generated. In its simplest version, this model receives as input tion time to an unexpected modification of the target
a copy of the motor outflow. Based on this information, the trajectory in a manual tracking task was shorter than the
end-point of the movement can be predicted and contin- proprioceptive reaction time. A similar result was reported
uously compared to the target location. Discrepancies cause by Jaeger et al.38, who found that altering the proprioceptive
an error signal to be generated, which triggers a modulation signal through vibration did not modify the reaction time to
of the motor command. More complex approaches have sug- a visual perturbation. Using a pointing task, Cook and
gested that forward models do not only use motor outflow, Diggles39 observed corrections to the hand path within
but also use sensory inflow29,30. This view is supported by 45 ms when the initial direction of movement was incor-
behavioral observations (see below) and has been modeled by rect. This value was close to that reported by van Sonderen
Miall et al.28 with reference to an engineering control scheme et al.40 (30 ms) in a double-step task in which the initial tar-
that is known as the Smith predictor. In this scheme, forward get location was changed during or after the initiation of
prediction is delayed by a period that is comparable to the movement.
sensory delay, thus making it possible to compare Convincing arguments were reported in an elegant
directly the predicted and sensory-based estimates. Any error study by Wolpert et al.29, which suggested that a reliable es-
that results from this comparison can then be used to update timation of the location of the hand could be obtained by
the current forward model of the dynamics of the arm. combining efferent and afferent signals in a forward model.
One line of evidence that shows that non-sensory feed- These authors required subjects to move their hand along a
back loops can be used to guide biological actuators is found line while holding a manipulator. The hand was allowed to
with eye movements. There is now considerable evidence be viewed for 2 s prior to the onset of movement. The ma-
that the oculomotor system uses an efferent signal to con- nipulator was connected to a torque motor that induced re-
trol saccadic eye movements. Perturbation experiments sistive or assistive force to the movement. At the end of the
indicate that if gaze is shifted during the preparation or ex- trial, the subjects estimated the location of their hand using
ecution of a saccade toward a flashed target, then a com- a visual spot controlled by the other hand. The temporal
pensatory saccade which accurately brings gaze onto the propagation of measured errors exhibited by the subjects
remembered target location is generated (head-fixed sac- could be fully accounted for by assuming that the motor
cade32 and head-free gaze shifts33). Strikingly, such compen- control system integrates both motor outflow and sensory
sation does not require visual or proprioceptive feedback, inflow to estimate the location of the hand. By contrast,
because it can occur in complete darkness and after surgical models based exclusively on either sensory inflow or motor
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Desmurget and Grafton – Forward modeling Review
outflow were unable to predict the observed pattern of Arguments that support this claim can be found in studies
error. Hoff and Arbib14 reached a compatible conclusion. showing that vision of the hand at rest, prior to movement,
They showed, for reaching movements, that control models improves movement accuracy through an optimization of
that combine efferent signals and afferent information to es- online feedback loops45.
timate the current location of the hand and adjust the The studies reviewed in the foregoing section have es-
planned pattern of muscle activation successfully captured tablished that forward models can combine motor outflow
the kinematic characteristics of visually directed reaching. and sensory inflow to estimate the current and future states
In particular, this model, which used a look-ahead predictor of the motor apparatus with negligible delays. These find-
to compensate for delays, was able to account for the trajec- ings, therefore, obliterate the key argument against the use
tory revision that is observed in behavioral experiments in of feedback mechanisms for fast reaching movements.
which the target location is modified at the beginning of the
hand movement or during the saccadic response. Non-sequential, non-ballistic control of reaching
Further arguments in favor of the conclusion that effer- Two concepts, ‘sequential control’ and ‘ballistic reaching’,
ent and afferent signals are combined to generate a reliable have strongly influenced our thinking of how motor plans
forward estimation have been provided by recent studies on are generated over time. For an external examiner, the rela-
interjoint coordination. Gribble and Ostry41 showed that tive coordination of the eyes, head and hand during goal-
electromyographic (EMG) activity in the shoulder and directed reaching appears to be sequential. When a subject
elbow joints varies in a predictive manner during reaching points to a visual target in peripheral space, the eyes move
movements to compensate for interaction torque that arises first, followed by the head and finally the hand. The gaze ar-
from multijoint dynamics. This anticipatory response indi- rives at the target before or at about the same time as the
cates that the nervous system can use a forward model to onset of the hand movement, because the duration of eye
predict and offset the kinematic consequences of interseg- movement is brief 13,46. Several researchers hypothesized that
mental dynamics. Interestingly, recent results indicate that this sequential organization has a functional foundation23,46
sensory information is critical to set parameters for and up- and consequently suggested that the nervous system had to
date such a forward model. For example, Sainburg et al.20 achieve target foveation before building a reliable motor plan
required two patients that presented with large-fiber sensory for the arm, because the extra-foveal visual signal did not
neuropathy to make a gesture similar to slicing a loaf of allow for an accurate estimation of the target location46,47.
bread. Without being able to see their limb moving, these This hypothesis was challenged by studies that showed that
patients could not compensate for interaction torque, the serial organization of the eye, head and arm at the behav-
which led to severe impairments in interjoint coordination. ioral level results primarily from inertial factors. As shown by
The best evidence for the presence of a forward model Biguer et al.5,48, the EMG discharge for the eye, head and arm
during reaching was provided recently by Bard et al.18 A during fast reaching movements is nearly synchronous, indi-
deafferented patient was instructed to look at and point to cating that the motor command is sent to these different ef-
visual targets that were displayed in the peripheral field of fectors in parallel (the arm moves last simply because it has
vision, but was not allowed to look at the moving limb. In the greatest inertia). If one considers that the onset of an ag-
some trials, the target location was changed slightly during onistic muscle contraction occurs 50–100 ms before the ac-
the course of the ocular saccade. Saccadic suppression pre- tual motion in a reaching movement49, this observation con-
vented the patient from consciously detecting this manipu- curs with psychophysical studies that have demonstrated that
lation, who was convinced that she pointed to a stationary the arm movement generally follows the saccadic response
target. The patient was able to correct her movement online with a lag of 60 to 100 ms (Refs 13,46).
to reach the new target location despite the absence of pe- The abovementioned observations indicate that the ini-
ripheral information. It is important to note that her cor- tial motor command can be issued on the basis of an imper-
rections were not as accurate as those of control subjects, fect estimation of the target location. At the end of the ocu-
which suggests that motor outflow had to be combined lar saccade, after commands for arm movements have been
with at least some sensory inflow to generate an optimal es- initiated, the initial estimation of the target position is up-
timate of location of the hand. dated on the basis of foveal information. This updating is
Several studies have attempted to relate the pattern of clearly demonstrated by the finding that arm movements
end-point errors with key variables that are used to plan are less accurate when the eyes are not free to move to the
reaching movements2,42,43. For instance, Vindras et al.44 target46,47. We replicated and extended this finding recently
showed that final errors in visually-directed movements that (unpublished), using a protocol and apparatus similar to the
were performed without being able to view the moving limb one described in Prablanc et al.46 Focusing on hand kine-
reflected systematic biases in the estimation of the initial matics, we observed the following. First, the initial acceler-
state of the motor apparatus. This kind of result might ap- ation vector was not affected by the ability to move the eyes,
pear to contradict the idea that movement trajectory is con- which concurs with the idea that the initial motor plan is
trolled by internal feedback loops. However, this is not the assembled on the basis of peripheral visual information.
case, because the estimation of the current location of the Second, the maximal velocity vector had a smaller magni-
hand by a forward model will be affected in a systematic tude in the eye-free condition than in the eye-fixed condi-
manner if either the estimation of the initial state of the tion, which is in agreement with the observation that
motor apparatus or the inverse model that transforms the distances are usually overestimated in the peripheral visual
desired displacement into a motor command, is biased. field46,47. These observations suggest that an inaccurate
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Review Desmurget and Grafton – Forward modeling
(mm)
(mm)
30
the onset of hand movement, which was roughly synchro-
nized with the end of the ocular saccade, suggesting that
100 100
hand trajectory was amended very early in the movement.
0 0 The pattern of correction and the reaction time to the per-
0 100 300 500 0 100 300 500 turbation were similar, irrespective of whether the moving
Distance (mm) Distance (mm)
(c) (d) limb could be viewed13. This suggests that trajectory modifi-
250
velocity (deg. sec–1)
500 cations that were observed in the double-step trials mainly
velocity (deg. sec–1)
20 20 10
Hand tangential
Hand tangential
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Review Desmurget and Grafton – Forward modeling
the idea that forwards models might rely on the cerebellum nature of their reciprocal interactions and their potential
more than the PPC. Unlike the PPC, the cerebellum has connections with other areas, remain to be investigated.
long been associated with feedback control28,65. The original
idea, proposed by Holmes66, was that this structure is partic- Concluding remarks
ularly important in the visual guidance of movement. This The present review indicates that no single computational
hypothesis was recently incorporated into a more general algorithm can adequately describe the control processes that
scheme in which it is assumed that the cerebellum plays a are used to perform goal-directed movements. Rather,
crucial role in elaborating forward and inverse internal reaching towards a target requires an integrative control
models. Based on this idea (which has been reviewed else- scheme in which feedforward specification of the motor
where30,31), one could assign two functions to the cerebellum command, forward modeling of the dynamics of the arm
for movement guidance. First, this structure might con- and online updating of the initial pattern of muscle acti-
tribute to the conversion of the error signal generated by the vation are synthesized in reliable feedback loops, which are
PPC into a motor command (inverse trans-formation). In thought to involve the cerebellum and PPC.
support of with this view, it has been shown that inverse
models are enclosed within the cerebellum30,67,68 and that pa-
Acknowledgements
tients with cerebellar lesions are unable to compensate for We thank Helene Gréa, Dr Claude Prablanc and Dr Denis Pélisson for
multijoint interaction torques during movement planning69. their helpful remarks and their critical reading of this manuscript. We are
A second potential function of the cer-ebellum is involve- also grateful to Laura Payne for editing this manuscript and to Serge
ment in estimating the probable position and velocity of the Terrones for technical assistance. Supported by Public Health Service
Grants NS3504 and NS37470.
effector (forward model). Of the supportive evidence,
reviewed elsewhere28,30,70, the following three ideas are espe-
cially convincing. First, in patients with cerebellar lesions, References
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