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C Compiler Construction Mastering Language Processing Computer Science Fundamentals Edet download

The document is a comprehensive guide titled 'C++ Compiler Construction: Mastering Language Processing' by Theophilus Edet, focusing on the intricacies of compiler design and implementation for the C++ programming language. It covers various modules including lexical analysis, syntax analysis, code generation, and optimization strategies, providing practical examples and hands-on exercises. The book emphasizes the importance of understanding compiler construction for software development and offers insights into programming models and paradigms relevant to C++.

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100% found this document useful (1 vote)
144 views81 pages

C Compiler Construction Mastering Language Processing Computer Science Fundamentals Edet download

The document is a comprehensive guide titled 'C++ Compiler Construction: Mastering Language Processing' by Theophilus Edet, focusing on the intricacies of compiler design and implementation for the C++ programming language. It covers various modules including lexical analysis, syntax analysis, code generation, and optimization strategies, providing practical examples and hands-on exercises. The book emphasizes the importance of understanding compiler construction for software development and offers insights into programming models and paradigms relevant to C++.

Uploaded by

shaimasantoj
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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[

C++ Compiler Construction: Mastering Language


Processing
By Theophilus Edet
Theophilus Edet
[email protected]

facebook.com/theoedet

twitter.com/TheophilusEdet

Instagram.com/edettheophilus
Copyright © 2024 Theophilus Edet All rights reserved.
No part of this publication may be reproduced, distributed, or transmitted in any form or by any
means, including photocopying, recording, or other electronic or mechanical methods, without the
prior written permission of the publisher, except in the case of brief quotations embodied in reviews
and certain other non-commercial uses permitted by copyright law.
Table of Contents
Preface
C++ Compiler Construction: Mastering Language Processing
Module 1: Introduction to Compiler Construction
Overview of Compiler Architecture
The Role of Compilers in Software Development
Understanding the Compilation Process
Setting Up Development Environment

Module 2: Fundamentals of Lexical Analysis


Introduction to Lexical Analysis
Tokenization and Lexical Structure
Regular Expressions and Finite Automata
Implementing a Lexical Analyzer

Module 3: Syntax Analysis and Parsing


Introduction to Syntax Analysis
Context-Free Grammars and Parsing Techniques
LL Parsing and Recursive Descent Parsing
LR Parsing and LALR Parsing Algorithms
Module 4: Abstract Syntax Trees (ASTs)
Understanding Abstract Syntax Trees
Building and Manipulating ASTs
AST Traversal Techniques
AST-Based Compiler Frontend Design

Module 5: Semantic Analysis


Introduction to Semantic Analysis
Type Checking and Symbol Table Management
Symbol Tables and Scope Management
Semantic Analysis in C++

Module 6: Intermediate Code Generation


Overview of Intermediate Representations
Generating Three-Address Code
Control Flow Graphs and Basic Blocks
Intermediate Code Optimization Techniques

Module 7: Code Generation


Introduction to Code Generation
Instruction Selection and Register Allocation
Stack Frames and Memory Management
Optimizing Code Generation

Module 8: Error Handling and Debugging


Strategies for Error Detection and Reporting
Debugging Techniques for Compiler Development
Handling Runtime Errors in C++
Tools and Utilities for Debugging Compilers
Module 9: Frontend Design Patterns
Overview of Frontend Design Patterns
Lexical Analyzer Design Patterns
Parser Design Patterns
AST Design Patterns

Module 10: Intermediate Representation Design


Design Considerations for Intermediate Representations
Choosing an IR for Compiler Backend
Optimizations at Intermediate Representation Level
Transformations and Analysis on IRs

Module 11: Optimization Strategies


Introduction to Compiler Optimization
Data Flow Analysis Techniques
Loop Optimization and Loop Transformations
Code Generation Optimization Techniques
Module 12: Backend Design Patterns
Overview of Backend Design Patterns
Instruction Selection Patterns
Register Allocation Patterns
Code Generation Patterns

Module 13: Memory Management


Memory Allocation Strategies
Garbage Collection Techniques
Memory Management in Compiled Code
Memory Optimization in C++

Module 14: Linking and Loading


Understanding Linkers and Loaders
Static Linking vs. Dynamic Linking
Resolving External References
Link-Time Optimization

Module 15: Cross-Platform Development


Challenges in Cross-Platform Compiler Construction
Platform-Independent Code Generation
Handling Architecture-Specific Features
Portability Techniques in C++
Module 16: Parallel and Concurrent Compilation
Overview of Parallel Compilation
Techniques for Concurrent Compilation
Dependency Analysis and Task Scheduling
Performance Optimization in Parallel Compilation

Module 17: Just-in-Time Compilation (JIT)


Introduction to JIT Compilation
JIT Compilation vs. Ahead-of-Time Compilation
Implementing a Simple JIT Compiler
Optimizations for JIT Compilation

Module 18: Compiler Frontend Tools


Overview of Compiler Frontend Tools
Lexical Analyzer Generators
Parser Generators
AST Transformation Tools

Module 19: Compiler Backend Tools


Overview of Compiler Backend Tools
Intermediate Representation Libraries
Code Generation Frameworks
Optimization Libraries and Tools
Module 20: Testing and Validation
Strategies for Compiler Testing
Test Case Design and Generation
Regression Testing Techniques
Validation Tools and Frameworks

Module 21: Performance Analysis


Profiling Compiler Performance
Bottleneck Analysis and Optimization
Compiler Benchmarking Techniques
Performance Monitoring Tools

Module 22: Security Considerations


Common Security Vulnerabilities in Compiled Code
Techniques for Mitigating Security Risks
Code Hardening Strategies
Static Analysis Tools for Security
Module 23: Language Extensions and Features
Extending C++ Language with Compiler Features
Adding Domain-Specific Language Support
Metaprogramming Techniques
Language Feature Compatibility

Module 24: Compiler Frontend Implementation


Designing a Modular Compiler Frontend
Implementing Lexical Analyzer and Parser
Building an AST Representation
Integrating Semantic Analysis

Module 25: Compiler Backend Implementation


Designing a Modular Compiler Backend
Generating Intermediate Representation
Code Generation and Optimization
Integrating Backend with Frontend

Module 26: Integration and Testing


Integration of Frontend and Backend
End-to-End Compilation Workflow
System Testing and Integration Testing
Performance Testing and Optimization

Module 27: Real-World Applications and Case Studies


Compiler Construction in Industry
Case Studies of C++ Compiler Development
Lessons Learned from Real-World Projects
Best Practices and Recommendations
Module 28: Future Trends in Compiler Construction
Emerging Technologies in Compiler Development
Trends in Language Design and Compilation
Compiler Optimization for New Architectures
Predictions for the Future of Compiler Construction

Module 29: Resources and Further Reading


Recommended Books and Research Papers
Online Resources for Compiler Construction
Tools and Libraries for Compiler Development
Communities and Forums for Compiler Enthusiasts

Module 30: Conclusion and Future Perspectives


Recap of Key Concepts and Topics Covered
Reflecting on the Compiler Construction Journey
Encouragement for Continued Learning and Innovation
Exploring the Horizon: Trends and Prospects in Compiler Development

Review Request
Embark on a Journey of ICT Mastery with CompreQuest Books
C++ Compiler Construction: Mastering Language Processing
Preface delves into the intricate realm of compiler design and
implementation, offering readers a comprehensive guide to
understanding and building compilers for the C++ programming language.
Authored by Theophilus Edet, this book serves as a roadmap for
developers, educators, and enthusiasts alike, navigating through the
complexities of compiler construction with clarity and precision. In this
preface, we explore the significance of building compilers with C++, its
importance to developers, the programming models and paradigms it
encompasses, and the pedagogical style of presentation adopted in this
book.
Why Build Compilers with C++?
C++, renowned for its power, flexibility, and performance, serves as an
ideal choice for building compilers. As a high-level programming language
with low-level capabilities, C++ offers developers a robust set of features
and abstractions for expressing complex ideas and solving a diverse range
of problems. Its rich standard library, support for various programming
paradigms, and efficient memory management make it well-suited for
implementing the intricate logic and optimizations required in compiler
construction. Moreover, leveraging C++ for compiler development enables
developers to write compilers that are not only efficient and reliable but also
portable across different platforms and architectures.
Importance to Developers
Understanding compiler construction is invaluable for developers, as
compilers play a pivotal role in the software development lifecycle.
Whether developing applications, libraries, or systems software, developers
rely on compilers to translate their high-level code into executable machine
instructions. By delving into the intricacies of compiler design and
implementation, developers gain a deeper understanding of programming
languages, memory management, optimization techniques, and system
architecture. This knowledge equips them with the tools and insights
necessary to write more efficient, reliable, and scalable software systems,
enhancing their capabilities as software engineers.
Programming Models and Paradigms
C++ encompasses a wide range of programming models and paradigms,
making it a versatile language for compiler construction. From procedural
programming to object-oriented programming, generic programming, and
metaprogramming, C++ provides developers with a plethora of tools and
abstractions for expressing complex ideas and solving diverse problems.
Compiler construction enables the implementation of these programming
models and paradigms, ensuring that high-level language constructs are
translated into efficient machine code. By mastering C++ compiler
construction, developers gain a deeper insight into the inner workings of the
language, enabling them to leverage its features more effectively and write
code that is both expressive and performant.
Pedagogical Style of Presentation
C++ Compiler Construction: Mastering Language Processing adopts a
pedagogical approach to presenting complex concepts and techniques in
compiler construction. Through a combination of clear explanations and
illustrative examples, this book guides readers through each stage of
compiler development, from lexical analysis and parsing to optimization
and code generation. Real-world examples, code examples, and case studies
provide context and practical insights for active learning and
experimentation. Whether you're a novice seeking to understand the
fundamentals of compiler construction or an experienced developer looking
to deepen your knowledge, this book serves as a comprehensive resource
for mastering the art and science of building compilers with C++.

Theophilus Edet
C++ Compiler Construction: Mastering
Language Processing
C++ Compiler Construction: Mastering Language Processing is a
comprehensive guide to understanding and building compilers for the C++
programming language. Authored by Theophilus Edet, this book delves into
the intricacies of compiler design and implementation, providing readers
with a thorough understanding of the underlying principles and techniques
involved in constructing a C++ compiler from scratch. Through detailed
explanations, practical examples, and hands-on exercises, this book equips
readers with the knowledge and skills necessary to embark on their journey
into compiler construction.
Relevance in the World of ICT
In today's rapidly evolving landscape of information and communication
technology (ICT), the role of compilers cannot be overstated. Compilers
serve as the bridge between high-level programming languages and
machine code, translating human-readable code into instructions that can be
executed by computers. As one of the most widely used programming
languages in the world, C++ plays a crucial role in software development
across a diverse range of domains, including systems programming, game
development, embedded systems, and more. A deep understanding of C++
compiler construction is essential for software engineers, compiler
developers, and anyone involved in the creation of efficient and reliable
software systems.
Programming Models and Paradigms
C++ is renowned for its versatility and flexibility, offering support for
various programming models and paradigms. From procedural
programming to object-oriented programming (OOP), generic
programming, and metaprogramming, C++ provides developers with a rich
set of tools and abstractions for expressing complex ideas and solving a
wide range of problems. Compiler construction plays a critical role in
enabling these programming models and paradigms by providing the
necessary infrastructure for translating high-level language constructs into
executable machine code. By mastering C++ compiler construction,
developers gain a deeper insight into the inner workings of the language,
enabling them to leverage its features more effectively and write code that is
both efficient and expressive.
Procedural Programming: Procedural programming, characterized by the
use of procedures or functions to organize and structure code, forms the
foundation of C++ programming. In procedural programming, the focus is
on writing procedures that perform specific tasks, with data shared between
procedures using global variables or parameters. C++ compilers are
responsible for translating procedural code into machine instructions,
optimizing performance and resource usage along the way.
Object-Oriented Programming (OOP): Object-oriented programming
(OOP) is a programming paradigm based on the concept of "objects," which
encapsulate data and behavior. C++ is known for its robust support for OOP
principles, including classes, inheritance, polymorphism, and encapsulation.
Compiler construction plays a crucial role in implementing these OOP
features, ensuring that objects are properly instantiated, methods are
dispatched efficiently, and inheritance hierarchies are correctly handled.
Generic Programming: Generic programming is a programming paradigm
that emphasizes code reusability and type safety through the use of
templates. C++ templates allow developers to write generic algorithms and
data structures that can operate on different types without sacrificing type
safety or performance. Compiler construction enables the instantiation and
specialization of template classes and functions, ensuring that generic code
is translated into efficient machine code tailored to specific types.
Metaprogramming: Metaprogramming is a programming technique where
programs manipulate other programs as data. C++ provides support for
metaprogramming through features such as templates, constexpr functions,
and variadic templates. Compiler construction is essential for interpreting
and evaluating metaprogramming constructs at compile time, enabling
developers to generate code dynamically and achieve powerful compile-
time optimizations.
C++ Compiler Construction: Mastering Language Processing offers a deep
dive into the world of compiler design and implementation, exploring the
intricacies of building compilers for the C++ programming language. With
its relevance in the ICT industry and its support for various programming
models and paradigms, C++ compiler construction is a vital skill for
developers looking to create efficient, reliable, and scalable software
systems.
Module 1:
Introduction to Compiler Construction

This foundational overview of compiler architecture and its role in software


development elucidates the compilation process, from source code to
executable. It offers guidance on setting up a development environment and
introduces key concepts such as lexical analysis, parsing, semantic analysis,
and code generation. By comprehensively explaining the fundamentals, it
equips readers with the necessary knowledge to understand the core
principles essential for building efficient compiler toolchains.
Overview of Compiler Architecture
Compiler construction is a fascinating journey into the heart of software
development, where understanding the intricate architecture of compilers
becomes paramount. At its core, a compiler is a transformative tool,
converting human-readable code into machine-executable instructions. The
architecture of a compiler comprises several distinct stages, each
contributing to the translation process. From lexical analysis to code
generation, each phase plays a vital role in ensuring the integrity and
efficiency of the compiled output.
The Role of Compilers in Software Development
In the vast landscape of software development, compilers stand as the
gatekeepers between high-level programming languages and the underlying
hardware. They facilitate the translation of abstract programming constructs
into executable binaries, enabling software engineers to express their ideas
in a language familiar and expressive to them, while still harnessing the
computational power of the target platform. Thus, compilers serve as
enablers of innovation, empowering developers to bring their visions to life
across diverse computing environments.
Understanding the Compilation Process
To embark on the journey of compiler construction is to unravel the
intricacies of the compilation process. From the moment a programmer hits
"compile," a series of meticulously orchestrated steps unfold, culminating
in the generation of executable code. This process involves parsing,
semantic analysis, optimization, and code generation, each step building
upon the output of its predecessor. Understanding this process not only
demystifies the inner workings of compilers but also equips developers with
the knowledge to optimize their code for efficiency and performance.
Setting Up Development Environment
Before delving into the depths of compiler construction, it is essential to
establish a conducive development environment. This environment
encompasses the tools, libraries, and configurations necessary for seamless
development and testing of compiler components. Whether leveraging
industry-standard IDEs or custom-tailored build systems, a well-prepared
development environment lays the foundation for efficient and productive
compiler construction. Additionally, integrating version control systems and
automated testing frameworks streamlines the development workflow,
ensuring robustness and maintainability from inception to deployment.
By grasping the fundamentals of compiler architecture, recognizing the
pivotal role of compilers in software development, understanding the
intricacies of the compilation process, and establishing a robust
development environment, one lays the groundwork for mastering the art of
compiler construction. In the subsequent modules, we will delve deeper into
each aspect, unraveling the complexities and unveiling the techniques that
underpin this fascinating domain of computer science.

Overview of Compiler Architecture


Compiler construction is an intricate yet indispensable domain within
software engineering. At its core, a compiler is a specialized tool that
translates human-readable source code into machine-executable
instructions. This transformation enables computers to understand
and execute the intended functionalities of a program. To
comprehend compiler construction thoroughly, it is imperative to
delve into the intricacies of its architecture, which encompasses
various phases and components.
The architecture of a compiler typically comprises two primary
components: the front-end and the back-end. These components work
collaboratively to translate source code into executable binaries
efficiently.
Front-end
The front-end of a compiler is responsible for handling the initial
stages of the compilation process. It primarily focuses on analyzing
and understanding the structure and semantics of the source code.
The key tasks performed by the front-end include lexical analysis,
syntax analysis, and semantic analysis.

1. Lexical Analysis: This initial phase, also known as scanning,


involves breaking down the source code into a sequence of
tokens. Tokens represent the smallest units of meaningful
characters in the code, such as keywords, identifiers,
operators, and literals. A lexical analyzer (lexer) identifies
these tokens based on predefined rules and generates a token
stream, which serves as input for subsequent stages.
2. Syntax Analysis: Following lexical analysis, the syntax
analysis phase verifies the syntactic correctness of the source
code. It checks whether the sequence of tokens conforms to
the rules specified by the programming language's grammar.
This phase employs parsing techniques, such as top-down
(LL) or bottom-up (LR) parsing, to construct the hierarchical
structure of the code known as the parse tree or syntax tree.
3. Semantic Analysis: Once the syntax is validated, semantic
analysis ensures the meaningful interpretation of the code. It
examines the contextual aspects of the program, such as
variable declarations, type compatibility, and scoping rules.
Semantic analysis detects and reports semantic errors, such
as type mismatches or undeclared identifiers, to ensure the
correctness and reliability of the compiled code.
Back-end
The back-end of a compiler focuses on generating efficient machine
code from the intermediate representation produced by the front-end.
It encompasses several optimization techniques and code generation
strategies tailored to the target architecture.

1. Intermediate Representation (IR): Before generating


machine code, the front-end translates the source code into
an intermediate representation (IR). The IR serves as an
abstract and platform-independent representation of the
program's semantics, facilitating optimization and code
generation. Common IR formats include abstract syntax trees
(ASTs), three-address code (TAC), and control flow graphs
(CFG).
2. Optimization: Optimization is a crucial aspect of compiler
back-end design aimed at improving the performance and
efficiency of the generated code. Optimization techniques
include but are not limited to constant folding, loop
optimization, inline expansion, and register allocation. These
optimizations aim to reduce execution time, memory usage,
and overall program footprint.
3. Code Generation: Once the code has been optimized, the
back-end generates machine code tailored to the target
architecture. This process involves mapping the intermediate
representation to specific instructions supported by the target
hardware platform. Additionally, the back-end handles
memory management, such as allocating stack frames and
managing function calls, to ensure correct program
execution.
The architecture of a compiler comprises front-end and back-end
components working synergistically to transform source code into
executable binaries. The front-end handles lexical, syntax, and
semantic analysis, ensuring the correctness and meaningful
interpretation of the code. On the other hand, the back-end focuses on
optimization and code generation, producing efficient machine code
optimized for the target architecture. Understanding this architecture
is fundamental to mastering compiler construction and developing
robust and efficient compilers.

The Role of Compilers in Software Development


Compilers play a pivotal role in software development, acting as the
bridge between high-level programming languages and machine
code. Understanding their significance illuminates the profound
impact they have on the software engineering process.
Facilitating Language Portability:
One of the primary functions of compilers is to enable language
portability. They allow programmers to write code in high-level
languages such as C++, Java, or Python, abstracting away the
complexities of hardware architecture and operating systems. This
abstraction enables developers to focus on solving problems using
familiar and expressive languages without being constrained by
platform-specific intricacies.
Ensuring Code Efficiency:
Compilers are adept at optimizing code to improve its efficiency and
performance. Through various optimization techniques, compilers
analyze and transform source code to generate optimized machine
code. These optimizations include loop unrolling, function inlining,
and dead code elimination, among others. By optimizing code,
compilers enhance its execution speed, reduce memory footprint, and
minimize resource utilization, resulting in more efficient software.
Enabling Cross-Platform Development:
In today's diverse computing landscape, where applications run on a
multitude of platforms and devices, compilers play a crucial role in
enabling cross-platform development. They allow developers to write
code once and deploy it across different operating systems and
hardware architectures seamlessly. This cross-platform compatibility
is essential for reaching a broader audience and maximizing the reach
of software applications.
Supporting Software Maintenance and Evolution:
Compilers aid in software maintenance and evolution by providing
robust error detection and reporting mechanisms. During the
compilation process, compilers identify syntax errors, type
mismatches, and other potential issues in the code. By detecting
errors early in the development cycle, compilers help developers
maintain code quality and reliability. Additionally, compilers
facilitate code refactoring and optimization, allowing software to
evolve over time while preserving its correctness and efficiency.
Empowering Language Innovation:
Compilers play a vital role in driving language innovation by
providing a platform for experimenting with new language features
and constructs. Language designers and researchers use compilers to
prototype and evaluate new language proposals, test language
extensions, and explore novel programming paradigms. This
experimentation fosters the evolution of programming languages,
leading to the development of more expressive, efficient, and user-
friendly languages.
Compilers are indispensable tools in the software development
ecosystem, serving as enablers of language portability, code
efficiency, cross-platform development, software maintenance, and
language innovation. Understanding the role of compilers illuminates
their significance in facilitating the creation of robust, efficient, and
maintainable software applications. As software development
continues to evolve, compilers will remain at the forefront, driving
innovation and empowering developers to create software that meets
the needs of a rapidly changing technological landscape.

Understanding the Compilation Process


The compilation process is a fundamental aspect of software
development, orchestrating the transformation of human-readable
source code into executable machine code. A comprehensive
understanding of this process is essential for compiler construction.
Lexical Analysis:
The compilation journey begins with lexical analysis, also known as
scanning. This phase involves breaking down the source code into a
stream of tokens, each representing a meaningful unit of the code
such as keywords, identifiers, literals, and operators. Lexical
analyzers, also known as lexers, use regular expressions to recognize
and categorize tokens based on predefined patterns. By generating a
token stream, lexical analysis lays the foundation for subsequent
phases of the compilation process.
Syntax Analysis:
Following lexical analysis, syntax analysis comes into play. This
phase focuses on validating the syntactic structure of the source code
according to the grammar rules of the programming language. Syntax
analyzers, or parsers, employ parsing techniques such as top-down
(LL) parsing or bottom-up (LR) parsing to construct the hierarchical
structure of the code, represented as a parse tree or abstract syntax
tree (AST). Syntax analysis ensures that the source code adheres to
the syntactic rules of the programming language, detecting and
reporting any syntax errors that may exist.
Semantic Analysis:
Once the syntactic correctness of the code is verified, semantic
analysis takes center stage. Semantic analysis delves deeper into the
meaning and context of the code, focusing on aspects such as type
checking, scope resolution, and semantic consistency. Semantic
analyzers examine the relationships between identifiers, enforce type
compatibility rules, and perform various semantic checks to ensure
the integrity and correctness of the code. Semantic analysis plays a
crucial role in detecting and preventing logical errors that may arise
during program execution.
Intermediate Code Generation:
After the source code passes through lexical, syntax, and semantic
analysis, the next step is intermediate code generation. In this phase,
the compiler translates the high-level source code into an
intermediate representation (IR). The IR serves as a platform-
independent abstraction of the program's semantics, facilitating
optimization and code generation. Common forms of intermediate
representations include abstract syntax trees (ASTs), three-address
code (TAC), and intermediate representation languages (IRLs).
Intermediate code generation sets the stage for subsequent
optimization and code generation phases.
The compilation process encompasses several interrelated phases,
each contributing to the transformation of source code into
executable machine code. Lexical analysis breaks down the source
code into tokens, syntax analysis validates the syntactic structure, and
semantic analysis ensures semantic correctness. Intermediate code
generation translates the code into a platform-independent
representation, paving the way for optimization and final code
generation. Understanding the intricacies of the compilation process
is essential for compiler construction, enabling developers to build
efficient and reliable compilers capable of translating source code
into executable software.
Setting Up Development Environment
Establishing a conducive development environment is paramount for
effective compiler construction. This entails configuring tools,
selecting appropriate libraries, and organizing project structures to
streamline the development process.
Choosing Development Tools:
Selecting the right tools is the first step in setting up a compiler
development environment. Developers often opt for integrated
development environments (IDEs) or text editors equipped with
features tailored for programming tasks. IDEs like Visual Studio,
JetBrains CLion, or Eclipse offer comprehensive support for C++
development, including syntax highlighting, code completion, and
debugging capabilities. Alternatively, lightweight text editors like
Vim or Emacs supplemented with compiler toolchains such as GCC
or LLVM provide flexibility and customization options.
Configuring Build Systems:
Build systems automate the compilation and testing processes,
ensuring consistency and reproducibility in compiler development.
Tools like CMake, Make, or Ninja simplify the management of
dependencies, compilation flags, and build artifacts. Configuring
build scripts involves specifying compiler options, linking libraries,
and defining project targets. Additionally, build systems facilitate
cross-platform development by generating platform-specific build
configurations.
Setting Up Version Control:
Version control systems (VCS) are indispensable for collaborative
development and code management. Git, Subversion (SVN), or
Mercurial enable developers to track changes, manage branches, and
coordinate contributions effectively. Setting up a version control
repository involves initializing a new repository, adding project files,
and committing changes. Branching and merging strategies ensure
the integrity and stability of the codebase, allowing multiple
developers to work concurrently on different features or bug fixes.
Configuring Documentation:
Documentation is crucial for understanding project requirements,
code structure, and implementation details. Tools like Doxygen,
Sphinx, or Markdown facilitate the generation of documentation from
source code comments and annotations. Integrating documentation
generation into the build process ensures that documentation stays
synchronized with code changes. Properly documented code
enhances readability, maintainability, and collaboration among team
members.
Organizing Project Structure:
Organizing project files and directories enhances code maintainability
and scalability. Establishing a modular project structure facilitates
code reuse, encapsulation, and separation of concerns. Common
organizational patterns include dividing code into modules,
directories, or components based on functionality or feature sets.
Adopting naming conventions and file layout guidelines promotes
consistency and clarity throughout the codebase.
Setting up a development environment for compiler construction
involves selecting appropriate tools, configuring build systems,
setting up version control, documenting code, and organizing project
structure. A well-configured development environment fosters
productivity, collaboration, and code quality, laying the foundation
for successful compiler development. By investing time and effort in
setting up an optimal development environment, developers can
streamline the compiler construction process and focus on building
robust and efficient compilers.
Module 2:
Fundamentals of Lexical Analysis

Delving into tokenization, lexical structure, regular expressions, and finite


automata, this segment unveils the core principles of lexical analysis. It
illuminates the implementation of a lexical analyzer, pivotal in the
compilation process for transforming source code into a stream of tokens.
Mastery of lexical analysis is indispensable for crafting efficient compilers,
initiating code parsing and identification of syntactic elements. By grasping
its intricacies, developers establish a robust foundation for subsequent
compiler construction stages, fostering the development of reliable and
effective compiler toolchains.
Introduction to Lexical Analysis
Lexical analysis serves as the gateway to the world of compilers, laying the
groundwork for subsequent phases of translation. At its core, lexical
analysis involves breaking down the source code into a stream of tokens,
each representing a meaningful unit of the programming language. This
process not only facilitates parsing but also enables error detection and
syntax highlighting in modern integrated development environments
(IDEs). By understanding the principles of lexical analysis, developers gain
insights into the structure and semantics of programming languages,
empowering them to write efficient and reliable compilers.
Tokenization and Lexical Structure
Tokens are the building blocks of programming languages, representing
keywords, identifiers, operators, and literals. Tokenization, the process of
recognizing and categorizing these lexical units, forms the cornerstone of
lexical analysis. By defining lexical rules and employing finite automata or
regular expressions, compilers tokenize the source code, transforming it
into a sequence of tokens with well-defined properties. This structured
representation of the code streamlines subsequent parsing and semantic
analysis, enhancing the efficiency and accuracy of the compilation process.
Regular Expressions and Finite Automata
Regular expressions serve as a powerful tool for specifying lexical patterns,
enabling compilers to recognize complex token structures efficiently. By
expressing lexical rules as regular expressions, developers can succinctly
define the syntax of programming languages, capturing recurring patterns
with ease. Finite automata, both deterministic and non-deterministic,
provide a computational model for recognizing these regular expressions,
facilitating efficient tokenization during lexical analysis. Through the
synergy of regular expressions and finite automata, compilers achieve
robust and flexible lexical analysis capabilities.
Implementing a Lexical Analyzer
The implementation of a lexical analyzer involves translating lexical rules
and patterns into executable code, capable of tokenizing source programs
accurately and efficiently. This process often entails designing and
implementing lexical state machines, which traverse the input stream,
recognizing tokens according to predefined rules. Additionally, lexical
analyzers may incorporate optimizations such as table-driven parsing or
buffer management techniques to enhance performance. By mastering the
art of implementing a lexical analyzer, developers pave the way for
seamless integration into the broader compiler framework, laying a solid
foundation for subsequent phases of compilation.
By delving into the fundamentals of lexical analysis, exploring tokenization
and lexical structure, understanding the role of regular expressions and
finite automata, and mastering the implementation of a lexical analyzer,
developers embark on a journey towards building robust and efficient
compilers. In the forthcoming modules, we will delve deeper into the
intricacies of syntax analysis, semantic processing, and code generation,
leveraging the insights gained from mastering lexical analysis.

Introduction to Lexical Analysis


Lexical analysis, often referred to as scanning, is the initial phase of
the compilation process. Its primary task is to break down the source
code into a sequence of tokens. These tokens represent the smallest
units of meaning in the programming language and serve as input for
the subsequent phases of compilation.
Tokenization and Lexical Structure
Tokenization involves dividing the input stream of characters into
tokens based on predefined rules dictated by the language's lexical
structure. Let's consider a simple example in C++:
#include <iostream>

int main() {
int num1 = 10;
int num2 = 20;
int sum = num1 + num2;

std::cout << "The sum is: " << sum << std::endl;
return 0;
}

In this code snippet, tokens include keywords (#include, int, main,


return), identifiers (num1, num2, sum), literals (10, 20, 0), operators
(=, +), punctuation symbols (;, <<, <<, <<, ;), and library names
(<iostream>).
Regular Expressions and Finite Automata
Regular expressions provide a concise and powerful way to define
patterns for tokens. For example, to define the pattern for integer
literals in C++, we can use the regular expression \d+, which matches
one or more digits. Similarly, the pattern for identifiers could be [a-
zA-Z_]\w*, which matches an alphabetical character followed by
zero or more alphanumeric characters.
Finite automata are theoretical models of computation used to
recognize patterns defined by regular expressions efficiently. In
lexical analysis, finite automata are employed to scan the input
stream and identify tokens based on the specified regular expression
patterns.
Implementing a Lexical Analyzer
Let's consider a simplified implementation of a lexical analyzer for
recognizing identifiers and integer literals in C++:
#include <iostream>
#include <string>
#include <cctype>

enum class TokenType {


Identifier,
IntegerLiteral,
Invalid
};

struct Token {
TokenType type;
std::string lexeme;
};

class Lexer {
public:
Lexer(const std::string& input) : input(input), position(0) {}

Token getNextToken() {
while (position < input.length() && std::isspace(input[position])) {
// Skip whitespace
position++;
}

if (position >= input.length()) {


return { TokenType::Invalid, "" }; // End of input
}

if (std::isalpha(input[position])) {
// Identifier
return scanIdentifier();
} else if (std::isdigit(input[position])) {
// Integer literal
return scanIntegerLiteral();
} else {
// Invalid character
return { TokenType::Invalid, std::string(1, input[position++]) };
}
}

private:
std::string input;
size_t position;

Token scanIdentifier() {
size_t start = position;
while (position < input.length() && (std::isalnum(input[position]) ||
input[position] == '_')) {
position++;
}
return { TokenType::Identifier, input.substr(start, position - start) };
}

Token scanIntegerLiteral() {
size_t start = position;
while (position < input.length() && std::isdigit(input[position])) {
position++;
}
return { TokenType::IntegerLiteral, input.substr(start, position - start) };
}
};

int main() {
std::string input = "int num1 = 10;";

Lexer lexer(input);
Token token;
while ((token = lexer.getNextToken()).type != TokenType::Invalid) {
std::cout << "Token type: ";
switch (token.type) {
case TokenType::Identifier:
std::cout << "Identifier, Lexeme: " << token.lexeme << std::endl;
break;
case TokenType::IntegerLiteral:
std::cout << "Integer Literal, Lexeme: " << token.lexeme << std::endl;
break;
default:
std::cout << "Invalid, Lexeme: " << token.lexeme << std::endl;
break;
}
}

return 0;
}

In this example, the Lexer class tokenizes the input string by


recognizing identifiers and integer literals based on their respective
patterns. The getNextToken method iterates through the input string,
skipping whitespace characters and identifying tokens using finite
state machine-based scanning techniques. Finally, the main function
demonstrates how to use the lexer to tokenize the input string and
output the recognized tokens.

Tokenization and Lexical Structure


Tokenization, the first step in the compilation process, involves
breaking down a stream of characters from the source code into
meaningful tokens. Each token represents a specific unit of the
programming language's syntax. Let's delve into the various types of
tokens and their characteristics with detailed code examples:
Keywords:
Keywords are reserved words in the programming language that hold
special meanings. They cannot be used as identifiers. In C++,
keywords like int, if, else, while, and return have predefined
functionalities.
// Example of keywords in C++
int main() {
int num = 10;
if (num > 5) {
return 0;
} else {
return 1;
}
}

Identifiers:
Identifiers are user-defined names for variables, functions, classes,
etc. They consist of letters, digits, and underscores, and must start
with a letter or an underscore. Identifiers are case-sensitive.
// Example of identifiers in C++
int calculateSum(int num1, int num2) {
return num1 + num2;
}

Literals:
Literals represent constant values in the source code. They can be of
various types such as integer literals, floating-point literals, character
literals, string literals, boolean literals, etc.
// Example of literals in C++
int num = 42; // Integer literal
double pi = 3.14159; // Floating-point literal
char letter = 'A'; // Character literal
std::string message = "Hello"; // String literal
bool isValid = true; // Boolean literal

Operators:
Operators perform operations on operands. They include arithmetic
operators (+, -, *, /, %), relational operators (==, !=, <, >, <=, >=),
logical operators (&&, ||, !), etc.
// Example of operators in C++
int result = 5 + 3; // Addition operator
bool isEqual = (result == 8); // Relational operator
bool isValid = (result > 0 && result < 10); // Logical operators

Punctuation Symbols:
Punctuation symbols are special characters used for syntactic
purposes. They include parentheses (), braces {}, brackets [], commas
,, semicolons ;, periods ., colons :, etc.
// Example of punctuation symbols in C++
int array[] = {1, 2, 3, 4}; // Braces
for (int i = 0; i < 4; ++i) { // Parentheses and semicolon
std::cout << array[i] << ", "; // Output comma
}

Tokenization is crucial for parsing and analyzing the source code


accurately. By identifying and categorizing tokens, the lexical
analyzer prepares the code for further processing in subsequent
phases of compilation.
Regular Expressions and Finite Automata
Regular expressions and finite automata are fundamental concepts in
lexical analysis, playing pivotal roles in token recognition and string
pattern matching. This section delves into the intricacies of regular
expressions, their implementation in lexical analysis, and the
construction of finite automata for efficient pattern recognition.
Regular Expressions:
Regular expressions are powerful tools for describing patterns in
strings. They provide a concise and flexible syntax for defining
search patterns, making them indispensable in lexical analysis. In the
context of compiler construction, regular expressions are used to
specify the lexical structure of tokens, such as identifiers, literals, and
keywords.
Let's explore some common regular expression patterns and their
meanings:
\d+: Matches one or more digits.
[a-zA-Z_]\w*: Matches an alphabetical character followed by zero or
more alphanumeric characters or underscores (valid identifier
pattern).
"[^"]*": Matches a string literal enclosed in double quotes, allowing
any character except double quotes inside the quotes.
These patterns serve as blueprints for identifying tokens in the source
code during lexical analysis. By combining various regular
expression constructs such as alternation (|), concatenation, and
repetition (*, +, ?), complex token patterns can be accurately
described.
Finite Automata:
Finite automata are theoretical models of computation used to
recognize patterns described by regular expressions. A finite
automaton consists of states, transitions between states, a start state,
and one or more accepting states. In lexical analysis, finite automata
are employed to efficiently scan input strings and determine whether
they match the specified regular expression patterns.
Let's illustrate the construction of a finite automaton for recognizing
integer literals, described by the regular expression pattern \d+:
States: {S0, S1}
Start State: S0
Accepting State: S1
Transitions:
S0 --(digit)--> S1 (for each digit)
S1 --(digit)--> S1 (for each additional digit)
This deterministic finite automaton (DFA) starts in the initial state S0
and transitions to the accepting state S1 upon encountering one or
more digits. If the input string matches the pattern, the DFA accepts
it; otherwise, it rejects it.
Implementation Examples:
Let's implement a simple lexical analyzer in C++ using regular
expressions and finite automata to recognize integer literals:
#include <iostream>
#include <regex>
#include <string>

bool isIntegerLiteral(const std::string& input) {


std::regex pattern("\\d+"); // Regular expression pattern for integer literals
return std::regex_match(input, pattern);
}

int main() {
std::string input;

std::cout << "Enter a string: ";


std::cin >> input;

if (isIntegerLiteral(input)) {
std::cout << "The input string is an integer literal." << std::endl;
} else {
std::cout << "The input string is not an integer literal." << std::endl;
}

return 0;
}

In this example, the function isIntegerLiteral utilizes the


std::regex_match function from the C++ Standard Library to check if
the input string matches the regular expression pattern \d+. If the
input string consists of one or more digits, it is recognized as an
integer literal.
Regular expressions and finite automata are indispensable tools in
lexical analysis, enabling compilers to efficiently recognize and
tokenize input strings based on specified patterns. Understanding the
principles of regular expressions and finite automata is essential for
implementing robust lexical analyzers capable of accurately parsing
programming languages. By leveraging these concepts, compiler
developers can build efficient and reliable compilers capable of
processing complex source code effectively.
Implementing a Lexical Analyzer
In the realm of compiler construction, a lexical analyzer serves as the
gatekeeper to the compilation process. It dissects the source code into
a sequence of tokens, thereby laying the foundation for subsequent
phases like parsing and semantic analysis. This section elucidates the
implementation of a lexical analyzer, exploring the intricacies of
token recognition, regular expressions, and finite automata.
Token Recognition:
At the heart of a lexical analyzer lies the ability to recognize and
categorize tokens based on predefined patterns. Each token type,
whether it be an identifier, keyword, or literal, corresponds to a
distinct pattern that can be expressed using regular expressions. By
systematically scanning the source code, the lexical analyzer
identifies these patterns and emits tokens accordingly.
Regular Expressions:
Regular expressions provide a concise and expressive means of
specifying patterns in strings. They serve as the building blocks for
defining token patterns in a programming language. Let's consider a
simplified example of token patterns in C++:
Keywords: if, while, return
Identifiers: [a-zA-Z_]\w*
Integer Literals: \d+
Operators: +, -, *, /
Punctuation Symbols: ;, (), {}, []
Each token type is associated with a regular expression pattern that
captures its syntactic structure. For instance, the regular expression
\d+ matches one or more digits, making it suitable for recognizing
integer literals.
Finite Automata:
Finite automata, particularly deterministic finite automata (DFA),
provide a formal model for recognizing patterns described by regular
expressions. In the context of lexical analysis, DFA serves as an
efficient mechanism for traversing the input stream and determining
token boundaries. By encoding the transitions between states based
on input characters, DFA can swiftly navigate through the source
code, identifying tokens with precision.
Implementation Example:
Let's delve into a concrete implementation of a lexical analyzer in
C++ for recognizing integer literals:
#include <iostream>
#include <regex>
#include <string>

// Function to check if a string is an integer literal


bool isIntegerLiteral(const std::string& input) {
std::regex pattern("\\d+"); // Regular expression pattern for integer literals
return std::regex_match(input, pattern);
}

int main() {
std::string input;

std::cout << "Enter a string: ";


std::cin >> input;

if (isIntegerLiteral(input)) {
std::cout << "The input string is an integer literal." << std::endl;
} else {
std::cout << "The input string is not an integer literal." << std::endl;
}

return 0;
}

In this example, the isIntegerLiteral function utilizes the


std::regex_match function from the C++ Standard Library to check if
the input string matches the regular expression pattern \d+, which
signifies an integer literal. If the input string comprises one or more
digits, it is recognized as an integer literal.
A lexical analyzer serves as the bedrock of a compiler, facilitating the
transformation of source code into tokens. By leveraging regular
expressions and finite automata, lexical analyzers can efficiently
parse input streams and discern token boundaries. This meticulous
tokenization process lays the groundwork for subsequent phases of
compilation, enabling compilers to analyze and interpret
programming languages with precision and efficacy. Understanding
the implementation intricacies of a lexical analyzer is imperative for
compiler developers, as it empowers them to build robust and
efficient compilers capable of processing diverse source code
effectively..
Module 3:
Syntax Analysis and Parsing

Introducing context-free grammars, LL parsing, recursive descent parsing,


LR parsing, and LALR parsing algorithms, this segment dives into syntax
analysis and parsing. It unravels the process of syntactic analysis, crucial
for comprehending programming language structure and grammar. By
elucidating parser implementation, it equips developers with essential
insights for analyzing source code syntactic structure and constructing parse
trees. Mastering syntax analysis and parsing establishes a strong foundation
for subsequent compiler construction stages, empowering developers to
build efficient compilers capable of translating high-level language
constructs into executable code.
Introduction to Syntax Analysis
Syntax analysis, often referred to as parsing, is the second crucial phase in
the compilation process, following lexical analysis. While lexical analysis
deals with the individual tokens and their structure, syntax analysis focuses
on understanding the hierarchical structure of the source code. This phase
involves parsing the token stream according to the rules of the
programming language's grammar, thereby creating a parse tree or syntax
tree that captures the syntactic structure of the program. By performing
syntax analysis, compilers ensure that the source code conforms to the
language syntax, laying the groundwork for subsequent semantic processing
and code generation.
Context-Free Grammars and Parsing Techniques
Context-free grammars (CFGs) serve as a formal framework for describing
the syntax of programming languages, capturing the hierarchical
relationships between language constructs. Parsing techniques, such as top-
down and bottom-up parsing, enable compilers to systematically analyze
the token stream and construct the parse tree according to the rules defined
by the CFG. From recursive descent parsing to shift-reduce parsing, each
technique offers unique advantages and trade-offs, influencing the
efficiency and complexity of the parsing process. By understanding the
principles of CFGs and parsing techniques, developers gain insights into the
nuances of syntax analysis, empowering them to design efficient and robust
parsers.
LL Parsing and Recursive Descent Parsing
LL parsing, which stands for Left-to-right, Leftmost derivation, is a
predictive parsing technique commonly used in compiler construction. LL
parsers analyze the input stream from left to right, constructing the parse
tree in a top-down fashion without backtracking. Recursive descent parsing,
a popular implementation of LL parsing, involves recursive procedures
corresponding to non-terminal symbols in the grammar. By recursively
invoking these procedures, parsers navigate through the input stream,
matching it against the production rules of the grammar. While LL parsing
offers simplicity and ease of implementation, it may exhibit limitations in
handling certain grammatical constructs, requiring careful consideration
during parser design.
LR Parsing and LALR Parsing Algorithms
LR parsing, short for Left-to-right, Rightmost derivation, is a powerful
parsing technique capable of handling a broader class of grammars than LL
parsing. LR parsers analyze the input stream from left to right, constructing
the parse tree in a bottom-up fashion using a shift-reduce approach.
Leveraging efficient parsing algorithms such as SLR (Simple LR), LALR
(Look-Ahead LR), and LR(1), compilers can parse a wide range of context-
free grammars, including those with left-recursive or ambiguous
productions. By mastering LR parsing techniques, developers unlock the
ability to build robust and efficient parsers capable of handling complex
programming languages with ease.
In exploring syntax analysis and parsing, we have unveiled the foundational
principles of compiler construction, from the formalism of context-free
grammars to the intricacies of parsing techniques. In the subsequent
modules, we will delve deeper into the construction of parse trees, the
implementation of parsing algorithms, and the integration of syntax analysis
with semantic processing, equipping developers with the tools to build
sophisticated compilers capable of transforming high-level language
constructs into executable code.

Introduction to Syntax Analysis


Syntax analysis, also known as parsing, is the second phase of the
compilation process following lexical analysis. Its primary task is to
analyze the structure of the source code according to the rules of the
programming language's grammar. This section provides a
comprehensive overview of syntax analysis, exploring parsing
techniques, context-free grammars, and the role of parsers in
compiler construction.
Parsing Techniques:
Parsing involves the process of analyzing the sequence of tokens
produced by the lexical analyzer and determining whether it
conforms to the syntactic rules of the programming language. There
are two main parsing techniques:
Top-Down Parsing:
Top-down parsing begins with the start symbol of the grammar and
attempts to derive the input string by applying production rules in a
leftmost derivation manner. Common top-down parsing algorithms
include Recursive Descent Parsing and LL Parsing. Recursive
Descent Parsing involves writing recursive procedures to handle each
non-terminal symbol, while LL Parsing utilizes a predictive parsing
table to determine the production to apply based on the current input
token.
Bottom-Up Parsing:
Bottom-up parsing starts with the input tokens and attempts to
construct a parse tree from the bottom up by applying production
rules in a rightmost derivation manner. Common bottom-up parsing
algorithms include LR Parsing and LALR Parsing. LR Parsing
involves constructing a shift-reduce parse table to guide parsing
decisions, while LALR Parsing (Look-Ahead LR Parsing) is a variant
of LR Parsing that reduces the size of the parse table by merging
states with similar lookahead sets.
Each parsing technique has its advantages and disadvantages, and the
choice of parsing algorithm depends on factors such as the
complexity of the grammar, efficiency considerations, and ease of
implementation.
Context-Free Grammars:
Syntax analysis relies on formal grammars to describe the syntax of
programming languages. Context-free grammars (CFGs) are widely
used for this purpose, as they provide a formal framework for
specifying the syntactic structure of a language. A CFG consists of a
set of production rules that describe how non-terminal symbols can
be replaced by sequences of terminal and/or non-terminal symbols.
A production rule in a CFG has the form A -> β, where A is a non-
terminal symbol and β is a sequence of terminal and/or non-terminal
symbols. The start symbol of the grammar represents the top-level
construct of the language, from which the entire program can be
derived.
Role of Parsers:
Parsers are software components responsible for implementing the
parsing process according to the rules of the grammar. They take the
sequence of tokens produced by the lexical analyzer as input and
construct a parse tree or abstract syntax tree (AST) representing the
syntactic structure of the program. Parsers also perform syntax
validation, ensuring that the input conforms to the grammar rules. If
the input is syntactically incorrect, parsers may generate error
messages to guide developers in correcting their code.
Implementation Example - Recursive Descent Parsing:
Let's illustrate a simple recursive descent parser for a hypothetical
arithmetic expression grammar:
#include <iostream>
#include <string>
class Parser {
public:
Parser(const std::string& input) : input(input), position(0) {}

bool parse() {
return expression();
}

private:
std::string input;
size_t position;

bool expression() {
return term() && (match('+') || match('-')) && term();
}

bool term() {
return factor() && (match('*') || match('/')) && factor();
}

bool factor() {
if (match('(')) {
bool result = expression();
return match(')') && result;
} else {
return match('0') || match('1') || match('2') || match('3') || match('4') || match('5') ||
match('6') || match('7') || match('8') || match('9');
}
}

bool match(char expected) {


if (position < input.length() && input[position] == expected) {
position++;
return true;
}
return false;
}
};

int main() {
std::string input = "3 + (4 * 5)";

Parser parser(input);
if (parser.parse()) {
std::cout << "Input is syntactically correct." << std::endl;
} else {
std::cout << "Input contains syntax errors." << std::endl;
}

return 0;
}
In this example, the recursive descent parser recursively applies
parsing procedures for each non-terminal symbol in the grammar.
The grammar describes arithmetic expressions composed of addition,
subtraction, multiplication, and division operators, as well as
parentheses for grouping.
Syntax analysis is a critical phase of the compilation process
responsible for analyzing the structure of the source code according
to the rules of the programming language's grammar. Parsing
techniques, context-free grammars, and parsers play integral roles in
this phase, ensuring that the input adheres to syntactic rules. By
implementing parsers capable of handling complex grammatical
constructs, compiler developers can construct robust compilers
capable of processing diverse source code effectively. Understanding
syntax analysis is essential for mastering compiler construction and
language processing.

Context-Free Grammars and Parsing Techniques


Introduction to Context-Free Grammars:
Context-free grammars (CFGs) are formal systems used to describe
the syntax of programming languages. They consist of a set of
production rules that specify how strings of terminal and non-
terminal symbols can be derived. In the context of compiler
construction, CFGs serve as the foundation for defining the syntactic
structure of programming languages, guiding the parsing process to
analyze and understand source code accurately.
A CFG comprises four components:
Terminal Symbols: These are the basic symbols of the language,
representing tokens produced by the lexical analysis phase. Terminal
symbols cannot be further decomposed within the grammar.
Non-terminal Symbols: These are symbols used to represent
syntactic categories or constructs within the language. Non-terminal
symbols can be expanded into sequences of terminal and/or non-
terminal symbols through the application of production rules.
Production Rules: Also known as rewrite rules, production rules
specify how non-terminal symbols can be replaced by sequences of
terminal and/or non-terminal symbols. Each production rule has a
non-terminal symbol on the left-hand side and a replacement
sequence on the right-hand side.
Start Symbol: This is the initial non-terminal symbol from which the
derivation of the entire language begins. It serves as the starting point
for parsing.
Parsing Techniques:
Parsing is the process of analyzing a sequence of tokens to determine
its syntactic structure according to the rules of a CFG. Various
parsing techniques exist, each with its strengths and weaknesses. Two
commonly used parsing techniques are:
Top-Down Parsing: Top-down parsing begins with the start symbol
and attempts to derive the input string by applying production rules in
a leftmost derivation manner. It explores possible parse trees from the
root downward, making decisions based on the current input symbol.
Recursive Descent Parsing and LL Parsing are examples of top-down
parsing techniques.
Bottom-Up Parsing: Bottom-up parsing starts with the input tokens
and constructs a parse tree from the bottom up by applying
production rules in a rightmost derivation manner. It attempts to
reduce the input string to the start symbol through a series of
reduction steps. LR Parsing and LALR Parsing are examples of
bottom-up parsing techniques.
Example: Context-Free Grammar and Parsing
Let's consider a simple arithmetic expression grammar and
implement a recursive descent parser to parse expressions according
to this grammar:
#include <iostream>
#include <string>

class Parser {
public:
Parser(const std::string& input) : input(input), position(0) {}

bool parse() {
return expression();
}

private:
std::string input;
size_t position;

bool expression() {
return term() && (match('+') || match('-')) && term();
}

bool term() {
return factor() && (match('*') || match('/')) && factor();
}

bool factor() {
if (match('(')) {
bool result = expression();
return match(')') && result;
} else {
return match('0') || match('1') || match('2') || match('3') || match('4') || match('5') ||
match('6') || match('7') || match('8') || match('9');
}
}

bool match(char expected) {


if (position < input.length() && input[position] == expected) {
position++;
return true;
}
return false;
}
};

int main() {
std::string input = "3 + (4 * 5)";

Parser parser(input);
if (parser.parse()) {
std::cout << "Input is syntactically correct." << std::endl;
} else {
std::cout << "Input contains syntax errors." << std::endl;
}

return 0;
}
In this example, the grammar defines arithmetic expressions
composed of addition, subtraction, multiplication, and division
operators, as well as parentheses for grouping. The recursive descent
parser recursively applies parsing procedures for each non-terminal
symbol in the grammar, verifying if the input adheres to the syntax
rules.
Context-free grammars provide a formal framework for defining the
syntactic structure of programming languages, guiding the parsing
process to analyze and understand source code accurately. By
leveraging parsing techniques such as top-down and bottom-up
parsing, compilers can effectively process input strings and construct
parse trees representing the syntactic structure of the program.
Understanding context-free grammars and parsing techniques is
crucial for mastering syntax analysis and compiler construction.
LL Parsing and Recursive Descent Parsing
LL parsing is a top-down parsing technique used in compiler
construction to analyze the syntactic structure of a programming
language. It stands for "Left-to-right, Leftmost derivation," indicating
the parsing strategy employed. LL parsing is based on a predictive
parsing table derived from the grammar, which guides the parsing
process by predicting the next production rule to apply based on the
current input symbol. Recursive descent parsing is a specific
implementation of LL parsing, where each non-terminal symbol in
the grammar is associated with a parsing function that recursively
invokes other parsing functions to handle subexpressions.
LL Parsing Algorithm:
The LL parsing algorithm consists of the following steps:

1. Construct First and Follow Sets: Calculate the First and


Follow sets for each non-terminal symbol in the grammar.
The First set contains the terminals that can start the
derivations of strings derived from a given non-terminal
symbol, while the Follow set contains the terminals that can
follow the non-terminal symbol in a sentential form.
2. Construct Parsing Table: Based on the First and Follow
sets, construct a parsing table that maps pairs of non-terminal
symbols and terminals to production rules. This table serves
as a guide for the parsing process, allowing the parser to
predict the next production rule to apply based on the current
input symbol.
3. Parsing: Begin parsing by starting with the start symbol of
the grammar. Read the next input symbol and consult the
parsing table to determine the production rule to apply. If the
table entry contains a production rule, apply it and continue
parsing. If the entry is empty or contains an error, report a
syntax error.
4. Error Handling: Implement error handling mechanisms to
detect and recover from syntax errors during parsing.
Common error recovery strategies include panic mode
recovery, where the parser discards input symbols until it
finds a synchronization point, and error productions, where
the parser applies a predefined set of rules to recover from
errors.
Recursive Descent Parsing:
Recursive descent parsing is a practical implementation of LL
parsing, where each non-terminal symbol in the grammar is
associated with a parsing function. These parsing functions are
typically implemented as recursive procedures that correspond to the
production rules of the grammar. The parsing process begins with the
start symbol of the grammar, and each parsing function recursively
invokes other parsing functions to handle subexpressions.
Implementation Example - LL Parsing with Recursive Descent:
Let's illustrate LL parsing with recursive descent by implementing a
parser for a simple arithmetic expression grammar in C++:
#include <iostream>
#include <cctype>

class Parser {
public:
Parser(const std::string& input) : input(input), position(0) {}

bool parse() {
return expression() && position == input.length();
}

private:
std::string input;
size_t position;

bool expression() {
return term() && expressionPrime();
}

bool expressionPrime() {
if (position < input.length() && (input[position] == '+' || input[position] == '-')) {
position++;
return term() && expressionPrime();
}
return true;
}

bool term() {
return factor() && termPrime();
}

bool termPrime() {
if (position < input.length() && (input[position] == '*' || input[position] == '/')) {
position++;
return factor() && termPrime();
}
return true;
}

bool factor() {
if (isdigit(input[position])) {
position++;
return true;
} else if (input[position] == '(') {
position++;
bool result = expression();
if (input[position] == ')') {
position++;
return result;
}
}
return false;
}
};

int main() {
std::string input = "3 + (4 * 5)";

Parser parser(input);
if (parser.parse()) {
std::cout << "Input is syntactically correct." << std::endl;
} else {
std::cout << "Input contains syntax errors." << std::endl;
}

return 0;
}

In this example, the parser employs a set of parsing functions to


recognize arithmetic expressions according to the grammar rules. The
expression, term, and factor functions correspond to the non-terminal
symbols of the grammar, while the expressionPrime and termPrime
functions handle the optional addition and multiplication operators,
respectively.
LL parsing is a top-down parsing technique used in compiler
construction to analyze the syntactic structure of programming
languages. Recursive descent parsing is a practical implementation of
LL parsing, where parsing functions are associated with non-terminal
symbols in the grammar. By leveraging LL parsing with recursive
descent, compilers can effectively parse and analyze source code
according to the grammar rules, facilitating subsequent phases of the
compilation process. Understanding LL parsing and recursive descent
parsing is essential for mastering syntax analysis and compiler
construction.
LR Parsing and LALR Parsing Algorithms
LR Parsing and LALR Parsing Algorithms
LR parsing is a bottom-up parsing technique widely used in compiler
construction to analyze the syntactic structure of programming
languages. It stands for "Left-to-right, Rightmost derivation,"
indicating the parsing strategy employed. LR parsing operates by
constructing a parse tree from the bottom up, starting with the input
tokens and reducing them to the start symbol of the grammar. LR
parsing utilizes a parsing table, derived from the grammar, to guide
parsing decisions and determine which reduction actions to apply
based on the current state and input symbol. LALR parsing (Look-
Ahead LR Parsing) is a variant of LR parsing that reduces the size of
the parse table by merging states with similar lookahead sets,
resulting in more compact parsing tables while maintaining the
expressive power of LR parsing.
LR Parsing Algorithm:
The LR parsing algorithm consists of the following steps:

1. Construct LR(0) Automaton: Build an LR(0) automaton,


also known as an LR(0) parsing table, from the grammar.
The LR(0) automaton represents the state transitions and
lookahead sets for each parsing state.
2. Construct Lookahead Sets: Calculate lookahead sets for
each LR(0) parsing state. Lookahead sets indicate the
terminals that can immediately follow the non-terminal
symbol at each parsing state.
3. Construct Parsing Table: Based on the LR(0) automaton
and lookahead sets, construct an LR parsing table that maps
pairs of parsing states and input symbols to parsing actions.
These actions include shift (move to the next state), reduce
(apply a production rule), and accept (successful parsing
completion).
4. Parsing: Begin parsing by initializing the parsing stack with
the start state of the LR parsing automaton. Read the next
input symbol and consult the parsing table to determine the
parsing action to apply. If the action is a shift, push the next
state onto the stack and continue parsing. If the action is a
reduce, pop the appropriate number of symbols from the
stack and apply the corresponding production rule. Repeat
this process until the parsing stack contains only the start
symbol, indicating successful parsing, or an error occurs.
LALR Parsing Algorithm:
LALR parsing is a variant of LR parsing that reduces the size of the
LR parsing table by merging states with similar lookahead sets. The
LALR parsing algorithm follows the same steps as the LR parsing
algorithm but constructs a more compact parsing table, resulting in
reduced memory overhead and improved parsing efficiency.
Implementation Example - LALR Parsing:
Let's illustrate LALR parsing by implementing a parser for a simple
arithmetic expression grammar in C++ using the Bison parser
generator:
/* grammar.y */
%token NUMBER PLUS MINUS TIMES DIVIDE LPAREN RPAREN
%left PLUS MINUS
%left TIMES DIVIDE

%%

expr: expr PLUS expr


| expr MINUS expr
| expr TIMES expr
| expr DIVIDE expr
| LPAREN expr RPAREN
| NUMBER
;

%%

#include <iostream>

extern "C" int yyparse();

int main() {
if (yyparse() == 0) {
std::cout << "Input is syntactically correct." << std::endl;
} else {
std::cout << "Input contains syntax errors." << std::endl;
}

return 0;

$ bison -d grammar.y
$ g++ -o parser grammar.tab.c –lfl

In this example, the Bison parser generator is used to generate a


parser from the grammar specification defined in grammar.y. The
grammar specifies production rules for arithmetic expressions,
including addition, subtraction, multiplication, division, and
parentheses for grouping. The resulting parser, compiled from
grammar.tab.c, can parse input strings according to the grammar
rules, identifying syntax errors if present.
LR parsing and LALR parsing are powerful bottom-up parsing
techniques used in compiler construction to analyze the syntactic
structure of programming languages. By constructing parsing tables
from the grammar, LR and LALR parsers can efficiently parse input
strings and identify syntax errors, facilitating subsequent phases of
the compilation process. Understanding LR parsing and LALR
parsing algorithms is essential for mastering syntax analysis and
compiler construction, as they form the backbone of many modern
compiler implementations.
Module 4:
Abstract Syntax Trees (ASTs)

Understanding Abstract Syntax Trees involves building and manipulating


structured representations of source code's syntactic and semantic structure.
Traversal techniques aid in navigating ASTs efficiently, essential for
compiler frontend design. Mastery of ASTs enables effective semantic
analysis and facilitates the translation of high-level language constructs into
optimized executable code.
Understanding Abstract Syntax Trees
Abstract Syntax Trees (ASTs) serve as a pivotal data structure in compiler
construction, bridging the semantic gap between the source code and its
executable representation. Unlike parse trees, which faithfully mirror the
syntactic structure of the program, ASTs abstract away irrelevant details
while preserving essential semantic information. By representing the
program in a hierarchical form, ASTs facilitate subsequent semantic
analysis, optimization, and code generation stages of the compilation
process. Understanding the structure and traversal techniques of ASTs is
essential for building robust and efficient compiler frontends.
Building and Manipulating ASTs
The construction of an AST involves traversing the parse tree generated
during syntax analysis and selectively extracting relevant nodes to form a
coherent hierarchical representation of the program's semantics. This
process typically entails defining AST node types corresponding to
language constructs and recursively building the tree structure from the
parse tree. Once constructed, ASTs serve as a flexible data structure,
enabling various manipulations such as tree transformations, optimizations,
and annotations. By mastering the art of building and manipulating ASTs,
developers gain fine-grained control over the compilation process, paving
the way for sophisticated frontend designs.
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Title: The Sacred Wood: Essays on Poetry and Criticism

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*** START OF THE PROJECT GUTENBERG EBOOK THE SACRED


WOOD: ESSAYS ON POETRY AND CRITICISM ***
The Sacred Wood

“Intravit pinacothecam senex canus, exercitati vultus et qui videretur


nescio quid magnum promittere, sed cultu non proinde speciosus, et
facile appareret eum ex hac nota litteratum esse, quos odisse divites
solent ... 'ego’ inquit 'poeta sum et ut spero, non humillimi spiritus,
si modo coronis aliquid credendum est, quas etiam ad immeritos
deferre gratia solet.’”—Petronius.
“I also like to dine on becaficas.”

The Sacred Wood


Essays On Poetry And Criticism
By

T. S. Eliot
Methuen & Co. Ltd.
36 Essex Street W.C.
London
1920

For
H. W. E.
“Tacuit Et Fecit”
Certain of these essays appeared, in the same or a more primitive
form, in The Times Literary Supplement, The Athenæum, Art and
Letters, and The Egoist. The author desires to express his obligation
to the editors of these periodicals.
INTRODUCTION

To anyone who is at all capable of experiencing the pleasures of


justice, it is gratifying to be able to make amends to a writer whom
one has vaguely depreciated for some years. The faults and foibles
of Matthew Arnold are no less evident to me now than twelve years
ago, after my first admiration for him; but I hope that now, on re-
reading some of his prose with more care, I can better appreciate
his position. And what makes Arnold seem all the more remarkable
is, that if he were our exact contemporary, he would find all his
labour to perform again. A moderate number of persons have
engaged in what is called “critical” writing, but no conclusion is any
more solidly established than it was in 1865. In the first essay in the
first Essays in Criticism we read that

it has long seemed to me that the burst of creative activity in our


literature, through the first quarter of this century, had about it
in fact something premature; and that from this cause its
productions are doomed, most of them, in spite of the sanguine
hopes which accompanied and do still accompany them, to prove
hardly more lasting than the productions of far less splendid
epochs. And this prematureness comes from its having
proceeded without having its proper data, without sufficient
material to work with. In other words, the English poetry of the
first quarter of this century, with plenty of energy, plenty of
creative force, did not know enough. This makes Byron so empty
of matter, Shelley so incoherent, Wordsworth even, profound as
he is, yet so wanting in completeness and variety.
This judgment of the Romantic Generation has not, so far as I know,
ever been successfully controverted; and it has not, so far as I know,
ever made very much impression on popular opinion. Once a poet is
accepted, his reputation is seldom disturbed, for better or worse. So
little impression has Arnold’s opinion made, that his statement will
probably be as true of the first quarter of the twentieth century as it
was of the nineteenth. A few sentences later, Arnold articulates the
nature of the malady:

In the Greece of Pindar and Sophocles, in the England of


Shakespeare, the poet lived in a current of ideas in the highest
degree animating and nourishing to the creative power; society
was, in the fullest measure, permeated by fresh thought,
intelligent and alive; and this state of things is the true basis for
the creative power’s exercise, in this it finds its data, its
materials, truly ready for its hand; all the books and reading in
the world are only valuable as they are helps to this.

At this point Arnold is indicating the centre of interest and activity of


the critical intelligence; and it is at this perception, we may almost
say, that Arnold’s critical activity stopped. In a society in which the
arts were seriously studied, in which the art of writing was
respected, Arnold might have become a critic. How astonishing it
would be, if a man like Arnold had concerned himself with the art of
the novel, had compared Thackeray with Flaubert, had analysed the
work of Dickens, had shown his contemporaries exactly why the
author of Amos Barton is a more serious writer than Dickens, and
why the author of La Chartreuse de Parma is more serious than
either? In Culture and Anarchy, in Literature and Dogma, Arnold was
not occupied so much in establishing a criticism as in attacking the
uncritical. The difference is that while in constructive work
something can be done, destructive work must incessantly be
repeated; and furthermore Arnold, in his destruction, went for game
outside of the literary preserve altogether, much of it political game
untouched and inviolable by ideas. This activity of Arnold’s we must
regret; it might perhaps have been carried on as effectively, if not
quite so neatly, by some disciple (had there been one) in an editorial
position on a newspaper. Arnold is not to be blamed: he wasted his
strength, as men of superior ability sometimes do, because he saw
something to be done and no one else to do it. The temptation, to
any man who is interested in ideas and primarily in literature, to put
literature into the corner until he has cleaned up the whole country
first, is almost irresistible. Some persons, like Mr. Wells and Mr.
Chesterton, have succeeded so well in this latter profession of
setting the house in order, and have attracted so much more
attention than Arnold, that we must conclude that it is indeed their
proper rôle, and that they have done well for themselves in laying
literature aside.
Not only is the critic tempted outside of criticism. The criticism
proper betrays such poverty of ideas and such atrophy of sensibility
that men who ought to preserve their critical ability for the
improvement of their own creative work are tempted into criticism. I
do not intend from this the usually silly inference that the “Creative”
gift is “higher” than the critical. When one creative mind is better
than another, the reason often is that the better is the more critical.
But the great bulk of the work of criticism could be done by minds of
the second order, and it is just these minds of the second order that
are difficult to find. They are necessary for the rapid circulation of
ideas. The periodical press—the ideal literary periodical—is an
instrument of transport; and the literary periodical press is
dependent upon the existence of a sufficient number of second-
order (I do not say “second-rate,” the word is too derogatory) minds
to supply its material. These minds are necessary for that “current of
ideas,” that “society permeated by fresh thought,” of which Arnold
speaks.
It is a perpetual heresy of English culture to believe that only the
first-order mind, the Genius, the Great Man, matters; that he is
solitary, and produced best in the least favourable environment,
perhaps the Public School; and that it is most likely a sign of
inferiority that Paris can show so many minds of the second order. If
too much bad verse is published in London, it does not occur to us
to raise our standards, to do anything to educate the poetasters; the
remedy is, Kill them off. I quote from Mr. Edmund Gosse:[1]

Unless something is done to stem this flood of poetastry the art


of verse will become not merely superfluous, but ridiculous.
Poetry is not a formula which a thousand flappers and
hobbledehoys ought to be able to master in a week without any
training, and the mere fact that it seems to be now practised
with such universal ease is enough to prove that something has
gone amiss with our standards.... This is all wrong, and will lead
us down into the abyss like so many Gadarene swine unless we
resist it.

We quite agree that poetry is not a formula. But what does Mr.
Gosse propose to do about it? If Mr. Gosse had found himself in the
flood of poetastry in the reign of Elizabeth, what would he have
done about it? would he have stemmed it? What exactly is this
abyss? and if something “has gone amiss with our standards,” is it
wholly the fault of the younger generation that it is aware of no
authority that it must respect? It is part of the business of the critic
to preserve tradition—where a good tradition exists. It is part of his
business to see literature steadily and to see it whole; and this is
eminently to see it not as consecrated by time, but to see it beyond
time; to see the best work of our time and the best work of twenty-
five hundred years ago with the same eyes.[2] It is part of his
business to help the poetaster to understand his own limitations.
The poetaster who understands his own limitations will be one of
our useful second-order minds; a good minor poet (something which
is very rare) or another good critic. As for the first-order minds,
when they happen, they will be none the worse off for a “current of
ideas”; the solitude with which they will always and everywhere be
invested is a very different thing from isolation, or a monarchy of
death.

Note.—I may commend as a model to critics who desire to


correct some of the poetical vagaries of the present age, the
following passage from a writer who cannot be accused of flaccid
leniency, and the justice of whose criticism must be
acknowledged even by those who feel a strong partiality toward
the school of poets criticized:—
“Yet great labour, directed by great abilities, is never wholly lost;
if they frequently threw away their wit upon false conceits, they
likewise sometimes struck out unexpected truth: if their conceits
were far-fetched, they were often worth the carriage. To write
on their plan, it was at least necessary to read and think. No
man could be born a metaphysical poet, nor assume the dignity
of a writer, by descriptions copied from descriptions, by
imitations borrowed from imitations, by traditional imagery, and
hereditary similes, by readiness of rhyme, and volubility of
syllables.
“In perusing the works of this race of authors, the mind is
exercised either by recollection or inquiry: something already
learned is to be retrieved, or something new is to be examined.
If their greatness seldom elevates, their acuteness often
surprises; if the imagination is not always gratified, at least the
powers of reflection and comparison are employed; and in the
mass of materials which ingenious absurdity has thrown
together, genuine wit and useful knowledge may be sometimes
found buried perhaps in grossness of expression, but useful to
those who know their value; and such as, when they are
expanded to perspicuity, and polished to elegance, may give
lustre to works which have more propriety though less
copiousness of sentiment.”—Johnson, Life of Cowley.
Contents

Introduction ix

The Perfect Critic 1

Imperfect Critics—
Swinburne as Critic 15
A Romantic Aristocrat 22
The Local Flavour 29
A Note on the American Critic 34
The French Intelligence 39

Tradition and the Individual Talent 42

The Possibility of a Poetic Drama 54

Euripides and Professor Murray 64

Rhetoric and Poetic Drama 71

Notes on the Blank Verse of Christopher


Marlowe 78

Hamlet and His Problems 87


Ben Jonson 95

Phillip Massinger 112

Swinburne as Poet 131

Blake 137

Dante 144
The Perfect Critic
I
“Eriger en lois ses impressions personnelles, c’est le grand effort
d’un homme s’il est sincère.”—Lettres à l’Amazone.

Coleridge was perhaps the greatest of English critics, and in a sense


the last. After Coleridge we have Matthew Arnold; but Arnold—I
think it will be conceded—was rather a propagandist for criticism
than a critic, a popularizer rather than a creator of ideas. So long as
this island remains an island (and we are no nearer the Continent
than were Arnold’s contemporaries) the work of Arnold will be
important; it is still a bridge across the Channel, and it will always
have been good sense. Since Arnold’s attempt to correct his
countrymen, English criticism has followed two directions. When a
distinguished critic observed recently, in a newspaper article, that
“poetry is the most highly organized form of intellectual activity,” we
were conscious that we were reading neither Coleridge nor Arnold.
Not only have the words “organized” and “activity,” occurring
together in this phrase, that familiar vague suggestion of the
scientific vocabulary which is characteristic of modern writing, but
one asked questions which Coleridge and Arnold would not have
permitted one to ask. How is it, for instance, that poetry is more
“highly organized” than astronomy, physics, or pure mathematics,
which we imagine to be, in relation to the scientist who practises
them, “intellectual activity” of a pretty highly organized type? “Mere
strings of words,” our critic continues with felicity and truth, “flung
like dabs of paint across a blank canvas, may awaken surprise ... but
have no significance whatever in the history of literature.” The
phrases by which Arnold is best known may be inadequate, they
may assemble more doubts than they dispel, but they usually have
some meaning. And if a phrase like “the most highly organized form
of intellectual activity” is the highest organization of thought of
which contemporary criticism, in a distinguished representative, is
capable, then, we conclude, modern criticism is degenerate.
The verbal disease above noticed may be reserved for diagnosis by
and by. It is not a disease from which Mr. Arthur Symons (for the
quotation was, of course, not from Mr. Symons) notably suffers. Mr.
Symons represents the other tendency; he is a representative of
what is always called “æsthetic criticism” or “impressionistic
criticism.” And it is this form of criticism which I propose to examine
at once. Mr. Symons, the critical successor of Pater, and partly of
Swinburne (I fancy that the phrase “sick or sorry” is the common
property of all three), is the “impressionistic critic.” He, if anyone,
would be said to expose a sensitive and cultivated mind—cultivated,
that is, by the accumulation of a considerable variety of impressions
from all the arts and several languages—before an “object”; and his
criticism, if anyone’s, would be said to exhibit to us, like the plate,
the faithful record of the impressions, more numerous or more
refined than our own, upon a mind more sensitive than our own. A
record, we observe, which is also an interpretation, a translation; for
it must itself impose impressions upon us, and these impressions are
as much created as transmitted by the criticism. I do not say at once
that this is Mr. Symons; but it is the “impressionistic” critic, and the
impressionistic critic is supposed to be Mr. Symons.
At hand is a volume which we may test.[3] Ten of these thirteen
essays deal with single plays of Shakespeare, and it is therefore fair
to take one of these ten as a specimen of the book:

Antony and Cleopatra is the most wonderful, I think, of all


Shakespeare’s plays....

and Mr. Symons reflects that Cleopatra is the most wonderful of all
women:

The queen who ends the dynasty of the Ptolemies has been the
star of poets, a malign star shedding baleful light, from Horace
and Propertius down to Victor Hugo; and it is not to poets
only....

What, we ask, is this for? as a page on Cleopatra, and on her


possible origin in the dark lady of the Sonnets, unfolds itself. And we
find, gradually, that this is not an essay on a work of art or a work of
intellect; but that Mr. Symons is living through the play as one might
live it through in the theatre; recounting, commenting:

In her last days Cleopatra touches a certain elevation ... she


would die a thousand times, rather than live to be a mockery
and a scorn in men’s mouths ... she is a woman to the last ... so
she dies ... the play ends with a touch of grave pity ...

Presented in this rather unfair way, torn apart like the leaves of an
artichoke, the impressions of Mr. Symons come to resemble a
common type of popular literary lecture, in which the stories of plays
or novels are retold, the motives of the characters set forth, and the
work of art therefore made easier for the beginner. But this is not Mr.
Symons’ reason for writing. The reason why we find a similarity
between his essay and this form of education is that Antony and
Cleopatra is a play with which we are pretty well acquainted, and of
which we have, therefore, our own impressions. We can please
ourselves with our own impressions of the characters and their
emotions; and we do not find the impressions of another person,
however sensitive, very significant. But if we can recall the time
when we were ignorant of the French symbolists, and met with The
Symbolist Movement in Literature, we remember that book as an
introduction to wholly new feelings, as a revelation. After we have
read Verlaine and Laforgue and Rimbaud and return to Mr. Symons’
book, we may find that our own impressions dissent from his. The
book has not, perhaps, a permanent value for the one reader, but it
has led to results of permanent importance for him.
The question is not whether Mr. Symons’ impressions are “true” or
“false.” So far as you can isolate the “impression,” the pure feeling, it
is, of course, neither true nor false. The point is that you never rest
at the pure feeling; you react in one of two ways, or, as I believe Mr.
Symons does, in a mixture of the two ways. The moment you try to
put the impressions into words, you either begin to analyse and
construct, to “ériger en lois,” or you begin to create something else.
It is significant that Swinburne, by whose poetry Mr. Symons may at
one time have been influenced, is one man in his poetry and a
different man in his criticism; to this extent and in this respect only,
that he is satisfying a different impulse; he is criticizing, expounding,
arranging. You may say this is not the criticism of a critic, that it is
emotional, not intellectual—though of this there are two opinions,
but it is in the direction of analysis and construction, a beginning to
“ériger en lois,” and not in the direction of creation. So I infer that
Swinburne found an adequate outlet for the creative impulse in his
poetry; and none of it was forced back and out through his critical
prose. The style of the latter is essentially a prose style; and Mr.
Symons’ prose is much more like Swinburne’s poetry than it is like
his prose. I imagine—though here one’s thought is moving in almost
complete darkness—that Mr. Symons is far more disturbed, far more
profoundly affected, by his reading than was Swinburne, who
responded rather by a violent and immediate and comprehensive
burst of admiration which may have left him internally unchanged.
The disturbance in Mr. Symons is almost, but not quite, to the point
of creating; the reading sometimes fecundates his emotions to
produce something new which is not criticism, but is not the
expulsion, the ejection, the birth of creativeness.
The type is not uncommon, although Mr. Symons is far superior to
most of the type. Some writers are essentially of the type that reacts
in excess of the stimulus, making something new out of the
impressions, but suffer from a defect of vitality or an obscure
obstruction which prevents nature from taking its course. Their
sensibility alters the object, but never transforms it. Their reaction is
that of the ordinary emotional person developed to an exceptional
degree. For this ordinary emotional person, experiencing a work of
art, has a mixed critical and creative reaction. It is made up of
comment and opinion, and also new emotions which are vaguely
applied to his own life. The sentimental person, in whom a work of
art arouses all sorts of emotions which have nothing to do with that
work of art whatever, but are accidents of personal association, is an
incomplete artist. For in an artist these suggestions made by a work
of art, which are purely personal, become fused with a multitude of
other suggestions from multitudinous experience, and result in the
production of a new object which is no longer purely personal,
because it is a work of art itself.
It would be rash to speculate, and is perhaps impossible to
determine, what is unfulfilled in Mr. Symons’ charming verse that
overflows into his critical prose. Certainly we may say that in
Swinburne’s verse the circuit of impression and expression is
complete; and Swinburne was therefore able, in his criticism, to be
more a critic than Mr. Symons. This gives us an intimation why the
artist is—each within his own limitations—oftenest to be depended
upon as a critic; his criticism will be criticism, and not the
satisfaction of a suppressed creative wish—which, in most other
persons, is apt to interfere fatally.
Before considering what the proper critical reaction of artistic
sensibility is, how far criticism is “feeling” and how far “thought,” and
what sort of “thought” is permitted, it may be instructive to prod a
little into that other temperament, so different from Mr. Symons’,
which issues in generalities such as that quoted near the beginning
of this article.
II
“L’écrivain de style abstrait est presque toujours un sentimental,
du moins un sensitif. L’écrivain artiste n’est presque jamais un
sentimental, et très rarement un sensitif”—Le Problème du Style.

The statement already quoted, that “poetry is the most highly


organized form of intellectual activity,” may be taken as a specimen
of the abstract style in criticism. The confused distinction which
exists in most heads between “abstract” and “concrete” is due not so
much to a manifest fact of the existence of two types of mind, an
abstract and a concrete, as to the existence of another type of mind,
the verbal, or philosophic. I, of course, do not imply any general
condemnation of philosophy; I am, for the moment, using the word
“philosophic” to cover the unscientific ingredients of philosophy; to
cover, in fact, the greater part of the philosophic output of the last
hundred years. There are two ways in which a word may be
“abstract.” It may have (the word “activity,” for example) a meaning
which cannot be grasped by appeal to any of the senses; its
apprehension may require a deliberate suppression of analogies of
visual or muscular experience, which is none the less an effort of
imagination. “Activity” will mean for the trained scientist, if he
employ the term, either nothing at all or something still more exact
than anything it suggests to us. If we are allowed to accept certain
remarks of Pascal and Mr. Bertrand Russell about mathematics, we
believe that the mathematician deals with objects—if he will permit
us to call them objects—which directly affect his sensibility. And
during a good part of history the philosopher endeavoured to deal
with objects which he believed to be of the same exactness as the
mathematician’s. Finally Hegel arrived, and if not perhaps the first,
he was certainly the most prodigious exponent of emotional
systematization, dealing with his emotions as if they were definite
objects which had aroused those emotions. His followers have as a
rule taken for granted that words have definite meanings,
overlooking the tendency of words to become indefinite emotions.
(No one who had not witnessed the event could imagine the
conviction in the tone of Professor Eucken as he pounded the table
and exclaimed Was ist Geist? Geist ist ...) If verbalism were confined
to professional philosophers, no harm would be done. But their
corruption has extended very far. Compare a mediæval theologian or
mystic, compare a seventeenth-century preacher, with any “liberal”
sermon since Schleiermacher, and you will observe that words have
changed their meanings. What they have lost is definite, and what
they have gained is indefinite.
The vast accumulations of knowledge—or at least of information—
deposited by the nineteenth century have been responsible for an
equally vast ignorance. When there is so much to be known, when
there are so many fields of knowledge in which the same words are
used with different meanings, when every one knows a little about a
great many things, it becomes increasingly difficult for anyone to
know whether he knows what he is talking about or not. And when
we do not know, or when we do not know enough, we tend always
to substitute emotions for thoughts. The sentence so frequently
quoted in this essay will serve for an example of this process as well
as any, and may be profitably contrasted with the opening phrases
of the Posterior Analytics. Not only all knowledge, but all feeling, is
in perception. The inventor of poetry as the most highly organized
form of intellectual activity was not engaged in perceiving when he
composed this definition; he had nothing to be aware of except his
own emotion about “poetry.” He was, in fact, absorbed in a very
different “activity” not only from that of Mr. Symons, but from that of
Aristotle.
Aristotle is a person who has suffered from the adherence of persons
who must be regarded less as his disciples than as his sectaries. One
must be firmly distrustful of accepting Aristotle in a canonical spirit;
this is to lose the whole living force of him. He was primarily a man
of not only remarkable but universal intelligence; and universal
intelligence means that he could apply his intelligence to anything.
The ordinary intelligence is good only for certain classes of objects;
a brilliant man of science, if he is interested in poetry at all, may
conceive grotesque judgments: like one poet because he reminds
him of himself, or another because he expresses emotions which he
admires; he may use art, in fact, as the outlet for the egotism which
is suppressed in his own speciality. But Aristotle had none of these
impure desires to satisfy; in whatever sphere of interest, he looked
solely and steadfastly at the object; in his short and broken treatise
he provides an eternal example—not of laws, or even of method, for
there is no method except to be very intelligent, but of intelligence
itself swiftly operating the analysis of sensation to the point of
principle and definition.
It is far less Aristotle than Horace who has been the model for
criticism up to the nineteenth century. A precept, such as Horace or
Boileau gives us, is merely an unfinished analysis. It appears as a
law, a rule, because it does not appear in its most general form; it is
empirical. When we understand necessity, as Spinoza knew, we are
free because we assent. The dogmatic critic, who lays down a rule,
who affirms a value, has left his labour incomplete. Such statements
may often be justifiable as a saving of time; but in matters of great
importance the critic must not coerce, and he must not make
judgments of worse and better. He must simply elucidate: the reader
will form the correct judgment for himself.
And again, the purely “technical” critic—the critic, that is, who writes
to expound some novelty or impart some lesson to practitioners of
an art—can be called a critic only in a narrow sense. He may be
analysing perceptions and the means for arousing perceptions, but
his aim is limited and is not the disinterested exercise of intelligence.
The narrowness of the aim makes easier the detection of the merit
or feebleness of the work; even of these writers there are very few—
so that their “criticism” is of great importance within its limits. So
much suffices for Campion. Dryden is far more disinterested; he
displays much free intelligence; and yet even Dryden—or any literary
critic of the seventeenth century—is not quite a free mind,
compared, for instance, with such a mind as Rochefoucauld’s. There
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