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GPT-4.1 Prompting Guide - OpenAI Cookbook

The GPT-4.1 Prompting Guide provides developers with strategies to effectively utilize the enhanced capabilities of the GPT-4.1 model, emphasizing the importance of clear instructions and agentic workflows. Key recommendations include using specific reminders for persistence, tool-calling, and planning, as well as optimizing prompt organization for long context tasks. The guide also highlights the model's ability to handle long contexts and suggests techniques for inducing chain-of-thought reasoning to improve output quality.

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0% found this document useful (0 votes)
825 views28 pages

GPT-4.1 Prompting Guide - OpenAI Cookbook

The GPT-4.1 Prompting Guide provides developers with strategies to effectively utilize the enhanced capabilities of the GPT-4.1 model, emphasizing the importance of clear instructions and agentic workflows. Key recommendations include using specific reminders for persistence, tool-calling, and planning, as well as optimizing prompt organization for long context tasks. The guide also highlights the model's ability to handle long contexts and suggests techniques for inducing chain-of-thought reasoning to improve output quality.

Uploaded by

fopikek679
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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Topics About API Docs Source

Apr 14, 2025

GPT-4.1 Prompting Guide

Noah MacCallum (OpenAI), Julian Lee (OpenAI) Open in Github

The GPT-4.1 family of models represents a significant step forward from GPT-4o in capabilities
across coding, instruction following, and long context. In this prompting guide, we collate a
series of important prompting tips derived from extensive internal testing to help developers
fully leverage the improved abilities of this new model family.

Many typical best practices still apply to GPT-4.1, such as providing context examples, making
instructions as specific and clear as possible, and inducing planning via prompting to maximize
model intelligence. However, we expect that getting the most out of this model will require some
prompt migration. GPT-4.1 is trained to follow instructions more closely and more literally than
its predecessors, which tended to more liberally infer intent from user and system prompts. This
also means, however, that GPT-4.1 is highly steerable and responsive to well-specified prompts -
if model behavior is different from what you expect, a single sentence firmly and unequivocally
clarifying your desired behavior is almost always sufficient to steer the model on course.

Please read on for prompt examples you can use as a reference, and remember that while this
guidance is widely applicable, no advice is one-size-fits-all. AI engineering is inherently an
empirical discipline, and large language models inherently nondeterministic; in addition to
following this guide, we advise building informative evals and iterating often to ensure your
prompt engineering changes are yielding benefits for your use case.

1. Agentic Workflows
GPT-4.1 is a great place to build agentic workflows. In model training we emphasized providing a
diverse range of agentic problem-solving trajectories, and our agentic harness for the model
achieves state-of-the-art performance for non-reasoning models on SWE-bench Verified,
solving 55% of problems.
System Prompt Reminders
In order to fully utilize the agentic capabilities of GPT-4.1, we recommend including three key
types of reminders in all agent prompts. The following prompts are optimized specifically for the
agentic coding workflow, but can be easily modified for general agentic use cases.

1. Persistence: this ensures the model understands it is entering a multi-message turn,


and prevents it from prematurely yielding control back to the user. Our example is the
following:

You are an agent - please keep going until the user’s query is completely resolved, before endi

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2. Tool-calling: this encourages the model to make full use of its tools, and reduces its
likelihood of hallucinating or guessing an answer. Our example is the following:

If you are not sure about file content or codebase structure pertaining to the user’s request,

 

3. Planning [optional]: if desired, this ensures the model explicitly plans and reflects
upon each tool call in text, instead of completing the task by chaining together a
series of only tool calls. Our example is the following:

You MUST plan extensively before each function call, and reflect extensively on the outcomes of

 

GPT-4.1 is trained to respond very closely to both user instructions and system prompts in the
agentic setting. The model adhered closely to these three simple instructions and increased our
internal SWE-bench Verified score by close to 20% - so we highly encourage starting any agent
prompt with clear reminders covering the three categories listed above. As a whole, we find that
these three instructions transform the model from a chatbot-like state into a much more
“eager” agent, driving the interaction forward autonomously and independently.

Tool Calls
Compared to previous models, GPT-4.1 has undergone more training on effectively utilizing tools
passed as arguments in an OpenAI API request. We encourage developers to exclusively use the
tools field to pass tools, rather than manually injecting tool descriptions into your prompt and
writing a separate parser for tool calls, as some have reported doing in the past. This is the best
way to minimize errors and ensure the model remains in distribution during tool-calling
trajectories - in our own experiments, we observed a 2% increase in SWE-bench Verified pass
rate when using API-parsed tool descriptions versus manually injecting the schemas into the
system prompt.

Developers should name tools clearly to indicate their purpose and add a clear, detailed
description in the "description" field of the tool. Similarly, for each tool param, lean on good
naming and descriptions to ensure appropriate usage. If your tool is particularly complicated
and you'd like to provide examples of tool usage, we recommend that you create an # Examples
section in your system prompt and place the examples there, rather than adding them into the
"description' field, which should remain thorough but relatively concise. Providing examples can
be helpful to indicate when to use tools, whether to include user text alongside tool calls, and
what parameters are appropriate for different inputs. Remember that you can use “Generate
Anything” in the Prompt Playground to get a good starting point for your new tool definitions.

Prompting-Induced Planning & Chain-of-Thought


As mentioned already, developers can optionally prompt agents built with GPT-4.1 to plan and
reflect between tool calls, instead of silently calling tools in an unbroken sequence. GPT-4.1 is
not a reasoning model - meaning that it does not produce an internal chain of thought before
answering - but in the prompt, a developer can induce the model to produce an explicit, step-
by-step plan by using any variant of the Planning prompt component shown above. This can be
thought of as the model “thinking out loud.” In our experimentation with the SWE-bench
Verified agentic task, inducing explicit planning increased the pass rate by 4%.

Sample Prompt: SWE-bench Verified


Below, we share the agentic prompt that we used to achieve our highest score on SWE-bench
Verified, which features detailed instructions about workflow and problem-solving strategy. This
general pattern can be used for any agentic task.

from openai import OpenAI


import os

client = OpenAI(
api_key=os.environ.get(
"OPENAI_API_KEY", "<your OpenAI API key if not set as env var>"
)
)

SYS_PROMPT_SWEBENCH = """
You will be tasked to fix an issue from an open-source repository.

Your thinking should be thorough and so it's fine if it's very long. You can think step by
You MUST iterate and keep going until the problem is solved.

You already have everything you need to solve this problem in the /testbed folder, even wit

Only terminate your turn when you are sure that the problem is solved. Go through the probl

THE PROBLEM CAN DEFINITELY BE SOLVED WITHOUT THE INTERNET.

Take your time and think through every step - remember to check your solution rigorously an

You MUST plan extensively before each function call, and reflect extensively on the outcome

# Workflow

## High-Level Problem Solving Strategy

1. Understand the problem deeply. Carefully read the issue and think critically about what
2. Investigate the codebase. Explore relevant files, search for key functions, and gather c
3. Develop a clear, step-by-step plan. Break down the fix into manageable, incremental step
4. Implement the fix incrementally. Make small, testable code changes.
5. Debug as needed. Use debugging techniques to isolate and resolve issues.
6. Test frequently. Run tests after each change to verify correctness.
7. Iterate until the root cause is fixed and all tests pass.
8. Reflect and validate comprehensively. After tests pass, think about the original intent,

Refer to the detailed sections below for more information on each step.

## 1. Deeply Understand the Problem


Carefully read the issue and think hard about a plan to solve it before coding.

## 2. Codebase Investigation
- Explore relevant files and directories.
- Search for key functions, classes, or variables related to the issue.
- Read and understand relevant code snippets.
- Identify the root cause of the problem.
- Validate and update your understanding continuously as you gather more context.

## 3. Develop a Detailed Plan


- Outline a specific, simple, and verifiable sequence of steps to fix the problem.
- Break down the fix into small, incremental changes.

## 4. Making Code Changes


- Before editing, always read the relevant file contents or section to ensure complete cont
- If a patch is not applied correctly, attempt to reapply it.
- Make small, testable, incremental changes that logically follow from your investigation a

## 5. Debugging
- Make code changes only if you have high confidence they can solve the problem
- When debugging, try to determine the root cause rather than addressing symptoms
- Debug for as long as needed to identify the root cause and identify a fix
- Use print statements, logs, or temporary code to inspect program state, including descrip
- To test hypotheses, you can also add test statements or functions
- Revisit your assumptions if unexpected behavior occurs.

## 6. Testing
- Run tests frequently using `!python3 run_tests.py` (or equivalent).
- After each change, verify correctness by running relevant tests.
- If tests fail, analyze failures and revise your patch.
- Write additional tests if needed to capture important behaviors or edge cases.
- Ensure all tests pass before finalizing.

## 7. Final Verification
- Confirm the root cause is fixed.
- Review your solution for logic correctness and robustness.
- Iterate until you are extremely confident the fix is complete and all tests pass.

## 8. Final Reflection and Additional Testing


- Reflect carefully on the original intent of the user and the problem statement.
- Think about potential edge cases or scenarios that may not be covered by existing tests.
- Write additional tests that would need to pass to fully validate the correctness of your
- Run these new tests and ensure they all pass.
- Be aware that there are additional hidden tests that must also pass for the solution to b
- Do not assume the task is complete just because the visible tests pass; continue refining
"""

PYTHON_TOOL_DESCRIPTION = """This function is used to execute Python code or terminal comma

In addition, for the purposes of this task, you can call this function with an `apply_patch

%%bash
apply_patch <<"EOF"
*** Begin Patch
[YOUR_PATCH]
*** End Patch
EOF

Where [YOUR_PATCH] is the actual content of your patch, specified in the following V4A diff

*** [ACTION] File: [path/to/file] -> ACTION can be one of Add, Update, or Delete.
For each snippet of code that needs to be changed, repeat the following:
[context_before] -> See below for further instructions on context.
- [old_code] -> Precede the old code with a minus sign.
+ [new_code] -> Precede the new, replacement code with a plus sign.
[context_after] -> See below for further instructions on context.

For instructions on [context_before] and [context_after]:


- By default, show 3 lines of code immediately above and 3 lines immediately below each cha
- If 3 lines of context is insufficient to uniquely identify the snippet of code within the
@@ class BaseClass
[3 lines of pre-context]
- [old_code]
+ [new_code]
[3 lines of post-context]
- If a code block is repeated so many times in a class or function such that even a single

@@ class BaseClass
@@ def method():
[3 lines of pre-context]
- [old_code]
+ [new_code]
[3 lines of post-context]

Note, then, that we do not use line numbers in this diff format, as the context is enough t

%%bash
apply_patch <<"EOF"
*** Begin Patch
*** Update File: pygorithm/searching/binary_search.py
@@ class BaseClass
@@ def search():
- pass
+ raise NotImplementedError()

@@ class Subclass
@@ def search():
- pass
+ raise NotImplementedError()

*** End Patch


EOF

File references can only be relative, NEVER ABSOLUTE. After the apply_patch command is run,
"""

python_bash_patch_tool = {
"type": "function",
"name": "python",
"description": PYTHON_TOOL_DESCRIPTION,
"parameters": {
"type": "object",
"strict": True,
"properties": {
"input": {
"type": "string",
"description": " The Python code, terminal command (prefaced by exclamation m
}
},
"required": ["input"],
},
}

# Additional harness setup:


# - Add your repo to /testbed
# - Add your issue to the first user message
# - Note: Even though we used a single tool for python, bash, and apply_patch, we generally

response = client.responses.create(
instructions=SYS_PROMPT_SWEBENCH,
model="gpt-4.1-2025-04-14",
tools=[python_bash_patch_tool],
input=f"Please answer the following question:\nBug: Typerror..."
)

response.to_dict()["output"]

[{'id': 'msg_67fe92df26ac819182ffafce9ff4e4fc07c7e06242e51f8b',  
'content': [{'annotations': [],
'text': "Thank you for the report, but “Typerror” is too vague for me to start d
'type': 'output_text'}],
'role': 'assistant',
'status': 'completed',
'type': 'message'},
{'arguments': '{"input":"!ls -l /testbed"}',
'call_id': 'call_frnxyJgKi5TsBem0nR9Zuzdw',
'name': 'python',
'type': 'function_call',
'id': 'fc_67fe92e3da7081918fc18d5c96dddc1c07c7e06242e51f8b',
'status': 'completed'}]

  

 

2. Long context
GPT-4.1 has a performant 1M token input context window, and is useful for a variety of long
context tasks, including structured document parsing, re-ranking, selecting relevant information
while ignoring irrelevant context, and performing multi-hop reasoning using context.

Optimal Context Size


We observe very good performance on needle-in-a-haystack evaluations up to our full 1M token
context, and we’ve observed very strong performance at complex tasks with a mix of both
relevant and irrelevant code and other documents. However, long context performance can
degrade as more items are required to be retrieved, or perform complex reasoning that requires
knowledge of the state of the entire context (like performing a graph search, for example).

Tuning Context Reliance


Consider the mix of external vs. internal world knowledge that might be required to answer your
question. Sometimes it’s important for the model to use some of its own knowledge to connect
concepts or make logical jumps, while in others it’s desirable to only use provided context

# Instructions
// for internal knowledge
- Only use the documents in the provided External Context to answer the User Query. If you don'
// For internal and external knowledge
- By default, use the provided external context to answer the User Query, but if other basic kn

 

Prompt Organization
Especially in long context usage, placement of instructions and context can impact
performance. If you have long context in your prompt, ideally place your instructions at both the
beginning and end of the provided context, as we found this to perform better than only above
or below. If you’d prefer to only have your instructions once, then above the provided context
works better than below.

3. Chain of Thought
As mentioned above, GPT-4.1 is not a reasoning model, but prompting the model to think step
by step (called “chain of thought”) can be an effective way for a model to break down problems
into more manageable pieces, solve them, and improve overall output quality, with the tradeoff
of higher cost and latency associated with using more output tokens. The model has been
trained to perform well at agentic reasoning about and real-world problem solving, so it
shouldn’t require much prompting to perform well.

We recommend starting with this basic chain-of-thought instruction at the end of your prompt:

...
First, think carefully step by step about what documents are needed to answer the query. Then,

 

From there, you should improve your chain-of-thought (CoT) prompt by auditing failures in your
particular examples and evals, and addressing systematic planning and reasoning errors with
more explicit instructions. In the unconstrained CoT prompt, there may be variance in the
strategies it tries, and if you observe an approach that works well, you can codify that strategy in
your prompt. Generally speaking, errors tend to occur from misunderstanding user intent,
insufficient context gathering or analysis, or insufficient or incorrect step by step thinking, so
watch out for these and try to address them with more opinionated instructions.

Here is an example prompt instructing the model to focus more methodically on analyzing user
intent and considering relevant context before proceeding to answer.

# Reasoning Strategy
1. Query Analysis: Break down and analyze the query until you're confident about what it might
2. Context Analysis: Carefully select and analyze a large set of potentially relevant documents
a. Analysis: An analysis of how it may or may not be relevant to answering the query.
b. Relevance rating: [high, medium, low, none]
3. Synthesis: summarize which documents are most relevant and why, including all documents with
# User Question
{user_question}
# External Context
{external_context}
First, think carefully step by step about what documents are needed to answer the query, closel

 

4. Instruction Following
GPT-4.1 exhibits outstanding instruction-following performance, which developers can leverage
to precisely shape and control the outputs for their particular use cases. Developers often
extensively prompt for agentic reasoning steps, response tone and voice, tool calling
information, output formatting, topics to avoid, and more. However, since the model follows
instructions more literally, developers may need to include explicit specification around what to
do or not to do. Furthermore, existing prompts optimized for other models may not immediately
work with this model, because existing instructions are followed more closely and implicit rules
are no longer being as strongly inferred.

Recommended Workflow
Here is our recommended workflow for developing and debugging instructions in prompts:

1. Start with an overall “Response Rules” or “Instructions” section with high-level


guidance and bullet points.
2. If you’d like to change a more specific behavior, add a section to specify more details
for that category, like # Sample Phrases .
3. If there are specific steps you’d like the model to follow in its workflow, add an
ordered list and instruct the model to follow these steps.
4. If behavior still isn’t working as expected:
1. Check for conflicting, underspecified, or wrong instructions and examples. If
there are conflicting instructions, GPT-4.1 tends to follow the one closer to the
end of the prompt.
2. Add examples that demonstrate desired behavior; ensure that any important
behavior demonstrated in your examples are also cited in your rules.
3. It’s generally not necessary to use all-caps or other incentives like bribes or tips.
We recommend starting without these, and only reaching for these if necessary
for your particular prompt. Note that if your existing prompts include these
techniques, it could cause GPT-4.1 to pay attention to it too strictly.

Note that using your preferred AI-powered IDE can be very helpful for iterating on prompts,
including checking for consistency or conflicts, adding examples, or making cohesive updates
like adding an instruction and updating instructions to demonstrate that instruction.

Common Failure Modes


These failure modes are not unique to GPT-4.1, but we share them here for general awareness
and ease of debugging.

Instructing a model to always follow a specific behavior can occasionally induce


adverse effects. For instance, if told “you must call a tool before responding to the
user,” models may hallucinate tool inputs or call the tool with null values if they do not
have enough information. Adding “if you don’t have enough information to call the
tool, ask the user for the information you need” should mitigate this.
When provided sample phrases, models can use those quotes verbatim and start to
sound repetitive to users. Ensure you instruct the model to vary them as necessary.
Without specific instructions, some models can be eager to provide additional prose
to explain their decisions, or output more formatting in responses than may be
desired. Provide instructions and potentially examples to help mitigate.

Example Prompt: Customer Service


This demonstrates best practices for a fictional customer service agent. Observe the diversity of
rules, the specificity, the use of additional sections for greater detail, and an example to
demonstrate precise behavior that incorporates all prior rules.

Try running the following notebook cell - you should see both a user message and tool call, and
the user message should start with a greeting, then echo back their answer, then mention
they're about to call a tool. Try changing the instructions to shape the model behavior, or trying
other user messages, to test instruction following performance.

SYS_PROMPT_CUSTOMER_SERVICE = """You are a helpful customer service agent working for NewTe

# Instructions
- Always greet the user with "Hi, you've reached NewTelco, how can I help you?"
- Always call a tool before answering factual questions about the company, its offerings or
- However, if you don't have enough information to properly call the tool, ask the user
- Escalate to a human if the user requests.
- Do not discuss prohibited topics (politics, religion, controversial current events, medic
- Rely on sample phrases whenever appropriate, but never repeat a sample phrase in the same
- Always follow the provided output format for new messages, including citations for any fa
- If you're going to call a tool, always message the user with an appropriate message befor
- Maintain a professional and concise tone in all responses, and use emojis between sentenc
- If you've resolved the user's request, ask if there's anything else you can help with

# Precise Response Steps (for each response)


1. If necessary, call tools to fulfill the user's desired action. Always message the user b
2. In your response to the user
a. Use active listening and echo back what you heard the user ask for.
b. Respond appropriately given the above guidelines.

# Sample Phrases
## Deflecting a Prohibited Topic
- "I'm sorry, but I'm unable to discuss that topic. Is there something else I can help you
- "That's not something I'm able to provide information on, but I'm happy to help with any

## Before calling a tool


- "To help you with that, I'll just need to verify your information."
- "Let me check that for you—one moment, please."
- "I'll retrieve the latest details for you now."

## After calling a tool


- "Okay, here's what I found: [response]"
- "So here's what I found: [response]"

# Output Format
- Always include your final response to the user.
- When providing factual information from retrieved context, always include citations immed
- For a single source: [NAME](ID)
- For multiple sources: [NAME](ID), [NAME](ID)
- Only provide information about this company, its policies, its products, or the customer'
# Example
## User
Can you tell me about your family plan options?

## Assistant Response 1
### Message
"Hi, you've reached NewTelco, how can I help you? 😊🎉\n\nYou'd like to know about our fam

### Tool Calls


lookup_policy_document(topic="family plan options")

// After tool call, the assistant would follow up with:

## Assistant Response 2 (after tool call)


### Message
"Okay, here's what I found: 🎉 Our family plan allows up to 5 lines with shared data and a
"""

get_policy_doc = {
"type": "function",
"name": "lookup_policy_document",
"description": "Tool to look up internal documents and policies by topic or keyword.",
"parameters": {
"strict": True,
"type": "object",
"properties": {
"topic": {
"type": "string",
"description": "The topic or keyword to search for in company policies or d
},
},
"required": ["topic"],
"additionalProperties": False,
},
}

get_user_acct = {
"type": "function",
"name": "get_user_account_info",
"description": "Tool to get user account information",
"parameters": {
"strict": True,
"type": "object",
"properties": {
"phone_number": {
"type": "string",
"description": "Formatted as '(xxx) xxx-xxxx'",
},
},
"required": ["phone_number"],
"additionalProperties": False,
},
}

response = client.responses.create(
instructions=SYS_PROMPT_CUSTOMER_SERVICE,
model="gpt-4.1-2025-04-14",
tools=[get_policy_doc, get_user_acct],
input="How much will it cost for international service? I'm traveling to France.",
# input="Why was my last bill so high?"
)

response.to_dict()["output"]

[{'id': 'msg_67fe92d431548191b7ca6cd604b4784b06efc5beb16b3c5e',  
'content': [{'annotations': [],
'text': "Hi, you've reached NewTelco, how can I help you? 🌍✈️\n\nYou'd like to
'type': 'output_text'}],
'role': 'assistant',
'status': 'completed',
'type': 'message'},
{'arguments': '{"topic":"international service cost France"}',
'call_id': 'call_cF63DLeyhNhwfdyME3ZHd0yo',
'name': 'lookup_policy_document',
'type': 'function_call',
'id': 'fc_67fe92d5d6888191b6cd7cf57f707e4606efc5beb16b3c5e',
'status': 'completed'}]

  

 

5. General Advice
Prompt Structure
For reference, here is a good starting point for structuring your prompts.

# Role and Objective


# Instructions
## Sub-categories for more detailed instructions
# Reasoning Steps
# Output Format
# Examples
## Example 1
# Context
# Final instructions and prompt to think step by step
Add or remove sections to suit your needs, and experiment to determine what’s optimal for your
usage.

Delimiters
Here are some general guidelines for selecting the best delimiters for your prompt. Please refer
to the Long Context section for special considerations for that context type.

1. Markdown: We recommend starting here, and using markdown titles for major
sections and subsections (including deeper hierarchy, to H4+). Use inline backticks or
backtick blocks to precisely wrap code, and standard numbered or bulleted lists as
needed.
2. XML: These also perform well, and we have improved adherence to information in
XML with this model. XML is convenient to precisely wrap a section including start
and end, add metadata to the tags for additional context, and enable nesting. Here is
an example of using XML tags to nest examples in an example section, with inputs
and outputs for each:

<examples>
<example1 type="Abbreviate">
<input>San Francisco</input>
<output>- SF</output>
</example1>
</examples>

3. JSON is highly structured and well understood by the model particularly in coding
contexts. However it can be more verbose, and require character escaping that can
add overhead.

Guidance specifically for adding a large number of documents or files to input context:

XML performed well in our long context testing.


Example: <doc id=1 title=”The Fox”>The quick brown fox jumps over the lazy

dog</doc>

This format, proposed by Lee et al. (ref), also performed well in our long context
testing.
Example: ID: 1 | TITLE: The Fox | CONTENT: The quick brown fox jumps over

the lazy dog


JSON performed particularly poorly.
Example: [{“id”: 1, “title”: “The Fox”, “content”: “The quick brown fox
jumped over the lazy dog”}]

The model is trained to robustly understand structure in a variety of formats. Generally, use your
judgement and think about what will provide clear information and “stand out” to the model. For
example, if you’re retrieving documents that contain lots of XML, an XML-based delimiter will
likely be less effective.

Caveats
In some isolated cases we have observed the model being resistant to producing very
long, repetitive outputs, for example, analyzing hundreds of items one by one. If this is
necessary for your use case, instruct the model strongly to output this information in
full, and consider breaking down the problem or using a more concise approach.
We have seen some rare instances of parallel tool calls being incorrect. We advise
testing this, and considering setting the parallel_tool_calls param to false if you’re
seeing issues.

Appendix: Generating and Applying File


Diffs
Developers have provided us feedback that accurate and well-formed diff generation is a critical
capability to power coding-related tasks. To this end, the GPT-4.1 family features substantially
improved diff capabilities relative to previous GPT models. Moreover, while GPT-4.1 has strong
performance generating diffs of any format given clear instructions and examples, we open-
source here one recommended diff format, on which the model has been extensively trained. We
hope that in particular for developers just starting out, that this will take much of the guesswork
out of creating diffs yourself.

Apply Patch
See the example below for a prompt that applies our recommended tool call correctly.

APPLY_PATCH_TOOL_DESC = """This is a custom utility that makes it more convenient to add, r

%%bash
apply_patch <<"EOF"
*** Begin Patch
[YOUR_PATCH]
*** End Patch
EOF

Where [YOUR_PATCH] is the actual content of your patch, specified in the following V4A diff

*** [ACTION] File: [path/to/file] -> ACTION can be one of Add, Update, or Delete.
For each snippet of code that needs to be changed, repeat the following:
[context_before] -> See below for further instructions on context.
- [old_code] -> Precede the old code with a minus sign.
+ [new_code] -> Precede the new, replacement code with a plus sign.
[context_after] -> See below for further instructions on context.

For instructions on [context_before] and [context_after]:


- By default, show 3 lines of code immediately above and 3 lines immediately below each cha
- If 3 lines of context is insufficient to uniquely identify the snippet of code within the
@@ class BaseClass
[3 lines of pre-context]
- [old_code]
+ [new_code]
[3 lines of post-context]

- If a code block is repeated so many times in a class or function such that even a single

@@ class BaseClass
@@ def method():
[3 lines of pre-context]
- [old_code]
+ [new_code]
[3 lines of post-context]

Note, then, that we do not use line numbers in this diff format, as the context is enough t

%%bash
apply_patch <<"EOF"
*** Begin Patch
*** Update File: pygorithm/searching/binary_search.py
@@ class BaseClass
@@ def search():
- pass
+ raise NotImplementedError()

@@ class Subclass
@@ def search():
- pass
+ raise NotImplementedError()

*** End Patch


EOF
"""
APPLY_PATCH_TOOL = {
"name": "apply_patch",
"description": APPLY_PATCH_TOOL_DESC,
"parameters": {
"type": "object",
"properties": {
"input": {
"type": "string",
"description": " The apply_patch command that you wish to execute.",
}
},
"required": ["input"],
},
}

Reference Implementation: apply_patch.py


Here’s a reference implementation of the apply_patch tool that we used as part of model
training. You’ll need to make this an executable and available as `apply_patch` from the shell
where the model will execute commands:

#!/usr/bin/env python3

"""
A self-contained **pure-Python 3.9+** utility for applying human-readable
“pseudo-diff” patch files to a collection of text files.
"""

from __future__ import annotations

import pathlib
from dataclasses import dataclass, field
from enum import Enum
from typing import (
Callable,
Dict,
List,
Optional,
Tuple,
Union,
)

# --------------------------------------------------------------------------- #
# Domain objects
# --------------------------------------------------------------------------- #
class ActionType(str, Enum):
ADD = "add"
DELETE = "delete"
UPDATE = "update"

@dataclass
class FileChange:
type: ActionType
old_content: Optional[str] = None
new_content: Optional[str] = None
move_path: Optional[str] = None

@dataclass
class Commit:
changes: Dict[str, FileChange] = field(default_factory=dict)

# --------------------------------------------------------------------------- #
# Exceptions
# --------------------------------------------------------------------------- #
class DiffError(ValueError):
"""Any problem detected while parsing or applying a patch."""

# --------------------------------------------------------------------------- #
# Helper dataclasses used while parsing patches
# --------------------------------------------------------------------------- #
@dataclass
class Chunk:
orig_index: int = -1
del_lines: List[str] = field(default_factory=list)
ins_lines: List[str] = field(default_factory=list)

@dataclass
class PatchAction:
type: ActionType
new_file: Optional[str] = None
chunks: List[Chunk] = field(default_factory=list)
move_path: Optional[str] = None

@dataclass
class Patch:
actions: Dict[str, PatchAction] = field(default_factory=dict)

# --------------------------------------------------------------------------- #
# Patch text parser
# --------------------------------------------------------------------------- #
@dataclass
class Parser:
current_files: Dict[str, str]
lines: List[str]
index: int = 0
patch: Patch = field(default_factory=Patch)
fuzz: int = 0

# ------------- low-level helpers -------------------------------------- #


def _cur_line(self) -> str:
if self.index >= len(self.lines):
raise DiffError("Unexpected end of input while parsing patch")
return self.lines[self.index]

@staticmethod
def _norm(line: str) -> str:
"""Strip CR so comparisons work for both LF and CRLF input."""
return line.rstrip("\r")

# ------------- scanning convenience ----------------------------------- #


def is_done(self, prefixes: Optional[Tuple[str, ...]] = None) -> bool:
if self.index >= len(self.lines):
return True
if (
prefixes
and len(prefixes) > 0
and self._norm(self._cur_line()).startswith(prefixes)
):
return True
return False

def startswith(self, prefix: Union[str, Tuple[str, ...]]) -> bool:


return self._norm(self._cur_line()).startswith(prefix)

def read_str(self, prefix: str) -> str:


"""
Consume the current line if it starts with *prefix* and return the text
**after** the prefix. Raises if prefix is empty.
"""
if prefix == "":
raise ValueError("read_str() requires a non-empty prefix")
if self._norm(self._cur_line()).startswith(prefix):
text = self._cur_line()[len(prefix) :]
self.index += 1
return text
return ""

def read_line(self) -> str:


"""Return the current raw line and advance."""
line = self._cur_line()
self.index += 1
return line
# ------------- public entry point -------------------------------------- #
def parse(self) -> None:
while not self.is_done(("*** End Patch",)):
# ---------- UPDATE ---------- #
path = self.read_str("*** Update File: ")
if path:
if path in self.patch.actions:
raise DiffError(f"Duplicate update for file: {path}")
move_to = self.read_str("*** Move to: ")
if path not in self.current_files:
raise DiffError(f"Update File Error - missing file: {path}")
text = self.current_files[path]
action = self._parse_update_file(text)
action.move_path = move_to or None
self.patch.actions[path] = action
continue

# ---------- DELETE ---------- #


path = self.read_str("*** Delete File: ")
if path:
if path in self.patch.actions:
raise DiffError(f"Duplicate delete for file: {path}")
if path not in self.current_files:
raise DiffError(f"Delete File Error - missing file: {path}")
self.patch.actions[path] = PatchAction(type=ActionType.DELETE)
continue

# ---------- ADD ---------- #


path = self.read_str("*** Add File: ")
if path:
if path in self.patch.actions:
raise DiffError(f"Duplicate add for file: {path}")
if path in self.current_files:
raise DiffError(f"Add File Error - file already exists: {path}")
self.patch.actions[path] = self._parse_add_file()
continue

raise DiffError(f"Unknown line while parsing: {self._cur_line()}")

if not self.startswith("*** End Patch"):


raise DiffError("Missing *** End Patch sentinel")
self.index += 1 # consume sentinel

# ------------- section parsers ---------------------------------------- #


def _parse_update_file(self, text: str) -> PatchAction:
action = PatchAction(type=ActionType.UPDATE)
lines = text.split("\n")
index = 0
while not self.is_done(
(
"*** End Patch",
"*** Update File:",
"*** Delete File:",
"*** Add File:",
"*** End of File",
)
):
def_str = self.read_str("@@ ")
section_str = ""
if not def_str and self._norm(self._cur_line()) == "@@":
section_str = self.read_line()

if not (def_str or section_str or index == 0):


raise DiffError(f"Invalid line in update section:\n{self._cur_line()}")

if def_str.strip():
found = False
if def_str not in lines[:index]:
for i, s in enumerate(lines[index:], index):
if s == def_str:
index = i + 1
found = True
break
if not found and def_str.strip() not in [
s.strip() for s in lines[:index]
]:
for i, s in enumerate(lines[index:], index):
if s.strip() == def_str.strip():
index = i + 1
self.fuzz += 1
found = True
break

next_ctx, chunks, end_idx, eof = peek_next_section(self.lines, self.index)


new_index, fuzz = find_context(lines, next_ctx, index, eof)
if new_index == -1:
ctx_txt = "\n".join(next_ctx)
raise DiffError(
f"Invalid {'EOF ' if eof else ''}context at {index}:\n{ctx_txt}"
)
self.fuzz += fuzz
for ch in chunks:
ch.orig_index += new_index
action.chunks.append(ch)
index = new_index + len(next_ctx)
self.index = end_idx
return action

def _parse_add_file(self) -> PatchAction:


lines: List[str] = []
while not self.is_done(
("*** End Patch", "*** Update File:", "*** Delete File:", "*** Add File:")
):
s = self.read_line()
if not s.startswith("+"):
raise DiffError(f"Invalid Add File line (missing '+'): {s}")
lines.append(s[1:]) # strip leading '+'
return PatchAction(type=ActionType.ADD, new_file="\n".join(lines))

# --------------------------------------------------------------------------- #
# Helper functions
# --------------------------------------------------------------------------- #
def find_context_core(
lines: List[str], context: List[str], start: int
) -> Tuple[int, int]:
if not context:
return start, 0

for i in range(start, len(lines)):


if lines[i : i + len(context)] == context:
return i, 0
for i in range(start, len(lines)):
if [s.rstrip() for s in lines[i : i + len(context)]] == [
s.rstrip() for s in context
]:
return i, 1
for i in range(start, len(lines)):
if [s.strip() for s in lines[i : i + len(context)]] == [
s.strip() for s in context
]:
return i, 100
return -1, 0

def find_context(
lines: List[str], context: List[str], start: int, eof: bool
) -> Tuple[int, int]:
if eof:
new_index, fuzz = find_context_core(lines, context, len(lines) - len(context))
if new_index != -1:
return new_index, fuzz
new_index, fuzz = find_context_core(lines, context, start)
return new_index, fuzz + 10_000
return find_context_core(lines, context, start)

def peek_next_section(
lines: List[str], index: int
) -> Tuple[List[str], List[Chunk], int, bool]:
old: List[str] = []
del_lines: List[str] = []
ins_lines: List[str] = []
chunks: List[Chunk] = []
mode = "keep"
orig_index = index

while index < len(lines):


s = lines[index]
if s.startswith(
(
"@@",
"*** End Patch",
"*** Update File:",
"*** Delete File:",
"*** Add File:",
"*** End of File",
)
):
break
if s == "***":
break
if s.startswith("***"):
raise DiffError(f"Invalid Line: {s}")
index += 1

last_mode = mode
if s == "":
s = " "
if s[0] == "+":
mode = "add"
elif s[0] == "-":
mode = "delete"
elif s[0] == " ":
mode = "keep"
else:
raise DiffError(f"Invalid Line: {s}")
s = s[1:]

if mode == "keep" and last_mode != mode:


if ins_lines or del_lines:
chunks.append(
Chunk(
orig_index=len(old) - len(del_lines),
del_lines=del_lines,
ins_lines=ins_lines,
)
)
del_lines, ins_lines = [], []

if mode == "delete":
del_lines.append(s)
old.append(s)
elif mode == "add":
ins_lines.append(s)
elif mode == "keep":
old.append(s)
if ins_lines or del_lines:
chunks.append(
Chunk(
orig_index=len(old) - len(del_lines),
del_lines=del_lines,
ins_lines=ins_lines,
)
)

if index < len(lines) and lines[index] == "*** End of File":


index += 1
return old, chunks, index, True

if index == orig_index:
raise DiffError("Nothing in this section")
return old, chunks, index, False

# --------------------------------------------------------------------------- #
# Patch → Commit and Commit application
# --------------------------------------------------------------------------- #
def _get_updated_file(text: str, action: PatchAction, path: str) -> str:
if action.type is not ActionType.UPDATE:
raise DiffError("_get_updated_file called with non-update action")
orig_lines = text.split("\n")
dest_lines: List[str] = []
orig_index = 0

for chunk in action.chunks:


if chunk.orig_index > len(orig_lines):
raise DiffError(
f"{path}: chunk.orig_index {chunk.orig_index} exceeds file length"
)
if orig_index > chunk.orig_index:
raise DiffError(
f"{path}: overlapping chunks at {orig_index} > {chunk.orig_index}"
)

dest_lines.extend(orig_lines[orig_index : chunk.orig_index])
orig_index = chunk.orig_index

dest_lines.extend(chunk.ins_lines)
orig_index += len(chunk.del_lines)

dest_lines.extend(orig_lines[orig_index:])
return "\n".join(dest_lines)

def patch_to_commit(patch: Patch, orig: Dict[str, str]) -> Commit:


commit = Commit()
for path, action in patch.actions.items():
if action.type is ActionType.DELETE:
commit.changes[path] = FileChange(
type=ActionType.DELETE, old_content=orig[path]
)
elif action.type is ActionType.ADD:
if action.new_file is None:
raise DiffError("ADD action without file content")
commit.changes[path] = FileChange(
type=ActionType.ADD, new_content=action.new_file
)
elif action.type is ActionType.UPDATE:
new_content = _get_updated_file(orig[path], action, path)
commit.changes[path] = FileChange(
type=ActionType.UPDATE,
old_content=orig[path],
new_content=new_content,
move_path=action.move_path,
)
return commit

# --------------------------------------------------------------------------- #
# User-facing helpers
# --------------------------------------------------------------------------- #
def text_to_patch(text: str, orig: Dict[str, str]) -> Tuple[Patch, int]:
lines = text.splitlines() # preserves blank lines, no strip()
if (
len(lines) < 2
or not Parser._norm(lines[0]).startswith("*** Begin Patch")
or Parser._norm(lines[-1]) != "*** End Patch"
):
raise DiffError("Invalid patch text - missing sentinels")

parser = Parser(current_files=orig, lines=lines, index=1)


parser.parse()
return parser.patch, parser.fuzz

def identify_files_needed(text: str) -> List[str]:


lines = text.splitlines()
return [
line[len("*** Update File: ") :]
for line in lines
if line.startswith("*** Update File: ")
] + [
line[len("*** Delete File: ") :]
for line in lines
if line.startswith("*** Delete File: ")
]

def identify_files_added(text: str) -> List[str]:


lines = text.splitlines()
return [
line[len("*** Add File: ") :]
for line in lines
if line.startswith("*** Add File: ")
]

# --------------------------------------------------------------------------- #
# File-system helpers
# --------------------------------------------------------------------------- #
def load_files(paths: List[str], open_fn: Callable[[str], str]) -> Dict[str, str]:
return {path: open_fn(path) for path in paths}

def apply_commit(
commit: Commit,
write_fn: Callable[[str, str], None],
remove_fn: Callable[[str], None],
) -> None:
for path, change in commit.changes.items():
if change.type is ActionType.DELETE:
remove_fn(path)
elif change.type is ActionType.ADD:
if change.new_content is None:
raise DiffError(f"ADD change for {path} has no content")
write_fn(path, change.new_content)
elif change.type is ActionType.UPDATE:
if change.new_content is None:
raise DiffError(f"UPDATE change for {path} has no new content")
target = change.move_path or path
write_fn(target, change.new_content)
if change.move_path:
remove_fn(path)

def process_patch(
text: str,
open_fn: Callable[[str], str],
write_fn: Callable[[str, str], None],
remove_fn: Callable[[str], None],
) -> str:
if not text.startswith("*** Begin Patch"):
raise DiffError("Patch text must start with *** Begin Patch")
paths = identify_files_needed(text)
orig = load_files(paths, open_fn)
patch, _fuzz = text_to_patch(text, orig)
commit = patch_to_commit(patch, orig)
apply_commit(commit, write_fn, remove_fn)
return "Done!"
# --------------------------------------------------------------------------- #
# Default FS helpers
# --------------------------------------------------------------------------- #
def open_file(path: str) -> str:
with open(path, "rt", encoding="utf-8") as fh:
return fh.read()

def write_file(path: str, content: str) -> None:


target = pathlib.Path(path)
target.parent.mkdir(parents=True, exist_ok=True)
with target.open("wt", encoding="utf-8") as fh:
fh.write(content)

def remove_file(path: str) -> None:


pathlib.Path(path).unlink(missing_ok=True)

# --------------------------------------------------------------------------- #
# CLI entry-point
# --------------------------------------------------------------------------- #
def main() -> None:
import sys

patch_text = sys.stdin.read()
if not patch_text:
print("Please pass patch text through stdin", file=sys.stderr)
return
try:
result = process_patch(patch_text, open_file, write_file, remove_file)
except DiffError as exc:
print(exc, file=sys.stderr)
return
print(result)

if __name__ == "__main__":
main()

Other Effective Diff Formats


If you want to try using a different diff format, we found in testing that the SEARCH/REPLACE
diff format used in Aider’s polyglot benchmark, as well as a pseudo-XML format with no internal
escaping, both had high success rates.

These diff formats share two key aspects: (1) they do not use line numbers, and (2) they provide
both the exact code to be replaced, and the exact code with which to replace it, with clear
delimiters between the two.

SEARCH_REPLACE_DIFF_EXAMPLE = """
path/to/file.py
```
>>>>>>> SEARCH
def search():
pass
=======
def search():
raise NotImplementedError()
<<<<<<< REPLACE
"""

PSEUDO_XML_DIFF_EXAMPLE = """
<edit>
<file>
path/to/file.py
</file>
<old_code>
def search():
pass
</old_code>
<new_code>
def search():
raise NotImplementedError()
</new_code>
</edit>
"""

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