Active Filters
Active Filters
An electronic filter is a circuit designed to pass a specified band of frequencies while attenuating
all signals outside this band.
Gain
1.0
0.707
BW
0 0 Frequency
1 f L fr fH ∞
Kinds of Filter
• Analog Filter and Digital Filter
• Passive Filter and Active Filter
• Continuous-Time Filter and Discrete-Time Filter
• Linear Filter and Non-linear Filter
Passive Filter
A passive filter is a kind of electronic filter that is made only from passive components. It does
not require an external power source like active filters. Since most filters are linear, in most cases,
passive filters are composed of just the basic linear elements – resistors, capacitors, inductors.
Active Filter
Active filters are implemented using a combination of passive and active (amplifying)
components, and require an external power source. Operational amplifiers are frequently used in
active filter designs. These can have high Q factor, and can achieve resonance without the use of
inductors.
EEE, AUST 1
Advantages of Active Filter over Passive Filter
• Less Cost: Active filters are very much inexpensive than passive filters due to the variety
of cheaper op-amp and absence of costly inductors.
• Gain and Frequency Adjustment Flexibility: Since the op-amp is capable of providing
a gain (which may also be variable), the input signal is not attenuated as it is in a passive
filter. The active filter is easier to tune or adjust.
• No Loading Problem: Active filters provide an excellent isolation between the individual
stages due to the high input impedance (ranging from a few KΩ to a several thousand MΩ)
and low output impedance (ranging from less than 1Ω to a few hundred Ω). So, the active
filter does not cause loading of the source or load.
• Size and Weight: Active filters are small in size and less bulky (due to the absence of
bulky inductors) and are rugged.
• Non-floating Input and Output: Active filters generally have single ended inputs and
outputs which do not ‘float; with respect to the system power supply or common. This
property is different from that of the passive filters.
EEE, AUST 2
Frequency Response of Different Types of Filters
Gain Gain
1.0 1.0
0.707
Low Pass
0 Frequency 0 Frequency
1 fC 1 fC
Gain Gain
1.0 1.0
0.707
High Pass
0 Frequency 0 Frequency
1 fC 1 fC
Gain Gain
1.0 1.0
0.707
Band Pass
0 Frequency 0 Frequency
1 fL fH 1 fL fH
Gain Gain
1.0 1.0
0.707
Band Stop
0 Frequency 0 Frequency
1 fL fH 1 fL fH
EEE, AUST 3
Decibel (dB)
The decibel (dB) is a relative unit of measurement corresponding to one tenth of a Bel. It is used
to express the ratio of one value of a power or field quantity (intensity) to another, on a logarithmic
scale, the logarithmic quantity being called the power level or field level, respectively. It
expresses them as an exponential function. One bel is a power ratio of 10:1, and is divided into
ten decibels. An increase of three decibels is approximately a doubling of power.
Decibels are often used in measuring telecommunication signals. With electric audio signals,
there are several decibel units, relative to several bases.
𝑃𝑂𝑢𝑡
∴ (𝑝𝑜𝑤𝑒𝑟 𝑔𝑎𝑖𝑛)𝑑𝐵 = 10 𝑙𝑜𝑔10 (
𝑃𝐼𝑛
) = 10 𝑙𝑜𝑔10 (𝑝𝑜𝑤𝑒𝑟 𝑔𝑎𝑖𝑛)𝑛𝑜𝑟𝑚𝑎𝑙 𝑠𝑐𝑎𝑙𝑒
(𝑝𝑜𝑤𝑒𝑟 𝑔𝑎𝑖𝑛)𝑑𝐵
( )
10
∴ (𝑝𝑜𝑤𝑒𝑟 𝑔𝑎𝑖𝑛)𝑛𝑜𝑟𝑚𝑎𝑙 𝑠𝑐𝑎𝑙𝑒 = 10
When referring to measurements of field quantities, it is usual to consider the ratio of the squares
of 𝐹𝑂𝑢𝑡 (measured/output field) and 𝐹𝐼𝑛 (reference/input field). This is because in most
applications power is proportional to the square of field.
In electrical circuits, dissipated power is typically proportional to the square of voltage or current
when the impedance is constant. Taking voltage as an example, the ratio 𝑉𝑂𝑢𝑡 (measured/output
voltage) and 𝑉𝐼𝑛 (reference/input voltage) is in dB –
𝑃𝑂𝑢𝑡 𝑉𝑂𝑢𝑡 2 /R
(𝑣𝑜𝑙𝑡𝑎𝑔𝑒 𝑔𝑎𝑖𝑛)𝑑𝐵 = 10 𝑙𝑜𝑔10 ( ) = 10 𝑙𝑜𝑔10 ( )
𝑃𝐼𝑛 𝑉𝐼𝑛 2 /R
𝑉𝑂𝑢𝑡 2
= 10 𝑙𝑜𝑔10 ( ) = 10 𝑙𝑜𝑔10 ( 𝑣𝑜𝑙𝑡𝑎𝑔𝑒 𝑔𝑎𝑖𝑛)𝑛𝑜𝑟𝑚𝑎𝑙 𝑠𝑐𝑎𝑙𝑒 2
𝑉𝐼𝑛
(𝑣𝑜𝑙𝑡𝑎𝑔𝑒 𝑔𝑎𝑖𝑛)𝑑𝐵
( )
20
∴ (𝑣𝑜𝑙𝑡𝑎𝑔𝑒 𝑔𝑎𝑖𝑛)𝑛𝑜𝑟𝑚𝑎𝑙 𝑠𝑐𝑎𝑙𝑒 = 10
EEE, AUST 4
-𝟑 dB Point for Cutoff Frequency
The Cutoff frequency or half power point can be measure by 0.5 of power gain or 0.707 of voltage
gain in normal scale. For decibel scale the value became -
Gain
In electronics, gain is a measure of the ability of an amplifier to increase the power or amplitude
of a signal from the input to the output port by adding energy converted from some power supply
to the signal. It is usually defined as the mean ratio of the signal amplitude or power at the output
port to the amplitude or power at the input port. It is often expressed using the logarithmic decibel
(dB) units ("dB gain"). A gain greater than one (greater than 0 dB), that is amplification, is the
defining property of an active component or circuit, while a passive circuit will have a gain of
less than one.
The term gain can refer to the ratio of output to input voltage (voltage gain), current (current gain)
or electric power (power gain).
𝑂𝑢𝑡𝑝𝑢𝑡
𝐺𝑎𝑖𝑛 =
𝐼𝑛𝑝𝑢𝑡
Transfer function
In engineering, a transfer function (also known as system function or network function) of an
electronic or control system component is a mathematical function which theoretically models
the device's output for each possible input.
Transfer functions, which are commonly given in the Laplace domain, gives the relationship
between output and input in terms of amplitude and phase shift which also depends on the input
frequency. Transfer functions for components are used to design and analyze systems assembled
from components, particularly using the block diagram technique, in electronics and control
theory.
𝑉𝑂𝑢𝑡 (𝑠) 𝑏0 + 𝑏1 𝑠+ 𝑏2 𝑠2 + … +𝑏𝑀 𝑠𝑀
𝐻(𝑠) = =
𝑉𝐼𝑛 (𝑠) 𝑎0 + 𝑎1 𝑠+ 𝑎2 𝑠2 + … +𝑎(𝑁−1) 𝑠 (𝑁−1) + 𝑠𝑁
EEE, AUST 5
−20dB/Decade Low Pass Filter (LPF)
Rf = R
+VCC
2
7
6
R 741 VO
4
3
-VCC
Ei C
0.1 -20
0.01 -40
-60
0.001
1 10 100 1K 10K 100K 1M f (Hz)
Phase Angle
θ⁰
10⁰
0⁰
-10⁰
-20⁰
-30⁰ -20 dB/decade Low Pass Filter
-40⁰
-50⁰
-60⁰
-70⁰
-80⁰
-90⁰
~~
~~
EEE, AUST 6
Here the voltage across capacitor 𝐶 equal to the output voltage 𝑉𝑂 , because this circuit is a voltage
follower circuit. 𝐸𝑖 divides between 𝑅 and 𝐶. The capacitor voltage equal to 𝑉𝑂 and which is –
1/𝑗𝜔𝐶
𝑉𝑂 = × 𝐸𝑖
𝑅 +1/𝑗𝜔𝐶
Here 𝜔 is the frequency of 𝐸𝑖 in radians per second (𝜔 = 2𝜋𝑓) and 𝑗 is equal to √−1.
The obtained closed-loop voltage gain 𝐴𝐶𝐿 is-
𝑉𝑂 1
𝐴𝐶𝐿 = =
𝐸𝑖 1 +𝑗𝜔𝑅𝐶
Design Procedure
Filter Response
∠𝐴𝐶𝐿 = −45°
In many Low Pass Filter applications, it is necessary for the closed-loop gain to be as close to 1
(unity) as possible within the passband. The Butterworth filter is best suited for this type of
application. The Butterworth filter is also called a maximally flat or flat-flat filter.
Figure shown in below the ideal (gray dotted line) and the practical (colour lines) frequency
response for three types of Butterworth filters. As the roll-offs become steeper, they approach the
ideal filter more closely.
Two active filters of −20dB/decade could be coupled together to give a roll-off of −40dB/
decade.
• This would not be the most economical design, because it would require two op amps.
0.01 -40
-60
0.001
1 10 100 1K 10K 100K 1M f (Hz)
EEE, AUST 8
−40dB/Decade Low Pass Butterworth Filter (LPF)
C2= 2C
Rf = 2R
+VCC
2
7
6
R1 = R R2 = R 741 VO
4
3
-VCC
Ei C1 = C
0.01 -40
~~ ~~
-80
0.0001
~~
~~
Phase Angle
θ⁰
20⁰
0⁰
-20⁰
-40⁰
-40 dB/decade Low Pass Filter
-60⁰
-80⁰
-100⁰
-120⁰
-140⁰
-160⁰
-180⁰
~~
~~
EEE, AUST 9
Design Procedure
5. Choose 𝑅1 = 𝑅2 = 𝑅
6. Choose 𝑅𝑓 = 2𝑅
Rf1= 2R Rf 2 = R
+VCC +VCC
2 2
7 7
6 6
R1 = R R2 = R 741 R3 = R 741 VO
4 4
3 3
-VCC -VCC
Ei 1
__
C1 = C C3 = C
2
EEE, AUST 10
Voltage gain, Voltage gain,
VO
ACL = ___ ACL (dB)
Ei
Slope = -60 dB/decade
1.0 0
0.707 -3
0.1 -20
0.01 -40
-60
0.001
100 1K 10K f (Hz)
Phase Angle
θ⁰
30⁰
0⁰
-30⁰
-60⁰
-60 dB/decade Low Pass Filter
-90⁰
-120⁰
-150⁰
-180⁰
-210⁰
-240⁰
-270⁰
~~
~~
1 100 200 250 400 500 800 1K 2K 2.5K 4K 5K 8K 10K f (Hz)
Design Procedure
5. Choose 𝑅1 = 𝑅2 = 𝑅3 = 𝑅
6. Choose 𝑅𝑓1 = 2𝑅 and 𝑅𝑓2 = 𝑅
EEE, AUST 11
• For best results the value of 𝑅 should be between 10 Ω and 100 𝐾Ω
Comparison of Magnitudes
0.01 -40
-60
0.001
1 10 100 1K 10K 100K 1M f (Hz)
Figure shown in below the ideal (gray dotted line) and the practical (colour lines) frequency
response for three types of High Pass Butterworth filters. As the roll-offs become steeper, they
approach the ideal filter more closely.
+VCC
2
7
6
C 741 VO
4
3
-VCC
Ei R
EEE, AUST 13
Voltage gain, Voltage gain,
VO
ACL = ___ ACL (dB)
Ei
Slope = 20 dB/decade
1.0 0
0.707 -3
0.1 -20
0.01 -40
-60
0.001
1 10 100 1K 10K 100K 1M f (Hz)
Phase Angle
θ⁰
100⁰
90⁰
80⁰
70⁰
60⁰
20 dB/decade High Pass Filter
50⁰
40⁰
30⁰
20⁰
10⁰
0⁰
~~
~~
1 100 200 250 400 500 800 1K 2K 2.5K 4K 5K 8K 10K f (Hz)
Here the voltage across resistance 𝑅 equal to the output voltage 𝑉𝑂 , because this circuit is a
voltage follower circuit. 𝐸𝑖 divides between 𝑅 and 𝐶. The resistance voltage equal to 𝑉𝑂 and which
is –
1
𝑉𝑂 = × 𝐸𝑖
1−𝑗(1/𝜔𝑅𝐶)
Here 𝜔 is the frequency of 𝐸𝑖 in radians per second (𝜔 = 2𝜋𝑓) and 𝑗 is equal to √−1.
EEE, AUST 14
When 𝜔 approaches to 0 rad/s in above equation, 𝑉𝑂 approaches to 0 V. at high frequencies as 𝜔
approaches infinity, 𝑉𝑂 equals to 𝐸𝑖 . Since the circuit is not ideal filter, the frequency response is
not ideal, shown in the above frequency response curve. The solid colour lines are actual response,
while the dashed gray dotted lines show the straight-line approximation. The magnitude of the
closed-loop gain equals 0.707 when 𝜔𝑅𝐶 = 1.
The cutoff frequency 𝑓𝐶 is,
1 𝐶 𝜔
𝑓𝐶 = =
2𝜋𝑅𝐶 2𝜋
Here 𝜔𝐶 is the cutoff frequency in radians per second and 𝑓𝐶 is the cutoff frequency in hertz. 𝑅
is in ohms (Ω) and 𝐶 is in farads (F). Rearrange the above equation to solve for 𝑅 -
1 1
𝑅= =
2𝜋𝑓𝐶. 𝐶 𝜔𝐶 𝐶
Design Procedure
Filter Response
∠𝐴𝐶𝐿 = 45°
EEE, AUST 15
40dB/Decade High Pass Butterworth Filter (HPF)
1
R2 = __ R
2
Rf = R
+VCC
2
7
6
C1 = C C2 = C 741 VO
4
3
-VCC
Ei R1 = R
0.01 -40
~~ ~~
-80
0.0001
~~
~~
Phase Angle
θ⁰
200⁰
180⁰
160⁰
140⁰
40 dB/decade High Pass Filter
120⁰
100⁰
80⁰
60⁰
40⁰
20⁰
0⁰
~~
~~
EEE, AUST 16
Design Procedure
4. Choose 𝑅1 = 𝑅
1
5. Choose 𝑅2 = 𝑅
2
6. Choose 𝑅𝑓 = 𝑅
Rf 1= 2R Rf 2 = R
+VCC +VCC
2 2
7 7
6 6
C1 = C C2 = C 741 C3 = C 741 VO
4 4
3 3
-VCC -VCC
Ei R1 = 2R R3 = R
EEE, AUST 17
Voltage gain, Voltage gain,
VO
ACL = ___ ACL (dB)
Ei
Slope = 60 dB/decade
1.0 0
0.707 -3
0.1 -20
0.01 -40
-60
0.001
100 1K 10K f (Hz)
Phase Angle
θ⁰
300⁰
270⁰
240⁰
210⁰
60 dB/decade High Pass Filter
180⁰
150⁰
120⁰
90⁰
60⁰
30⁰
0⁰
~~
~~
1 100 200 250 400 500 800 1K 2K 2.5K 4K 5K 8K 10K f (Hz)
Design Procedure
EEE, AUST 18
4. Choose 𝑅3 = 𝑅
1
5. Choose 𝑅1 = 2𝑅 and 𝑅2 = 𝑅
2
6. Choose 𝑅𝑓1 = 2𝑅 and 𝑅𝑓2 = 𝑅
Comparison of Magnitudes
EEE, AUST 19
Comparison of Phase Angles
10𝜔𝐶 6° 8° 12°
Gain |Gain|dB
1.0 0
0.707 -3
BW
0 0 Frequency
1 f L fr fH ∞
EEE, AUST 20
Bandwidth
The range of frequencies between 𝑓𝐿 and 𝑓𝐻 is called Bandwidth, 𝐵 –
𝐵 = 𝑓𝐻 − 𝑓𝐿
The bandwidth is not exactly centered on the resonant frequency. It is for reason that we use
historical name “resonant frequency” rather than “center frequency” to describe 𝑓𝑟 .
If we know the values of 𝑓𝐿 and 𝑓𝐻 , the resonant frequency can be found from –
𝑓𝑟 = √𝑓𝐿 𝑓𝐻
If we know the resonant frequency 𝑓𝑟 , and the bandwidth 𝐵, the cutoff frequencies can be found
from –
√ 𝐵2 𝐵
𝑓𝐿 = + 𝑓𝑟2 −
4 2
𝑓𝐻 = 𝑓𝐿 + 𝐵
Quality Factor
The quality factor 𝑄 is defined as the ratio of resonant frequency to bandwidth as –
𝑓𝑟
𝑄=
𝐵
𝑄 is a measure of the Band Pass Filter’s selectivity. A high 𝑄 indicates that a filter selects a
smaller band of frequencies, which means more selective.
• In general, a Wideband filter (𝑄 ≤ 0.5) is made by cascading a Low and High Pass Filter.
Cutoff frequencies of the Low and High pass section must not overlap, and each must have
same Passband gain.
• The Low Pass Filter’s cutoff frequency must be 10 or more times the High Pass Filter’s
cutoff frequency.
• For cascaded Low and High Pass Filters, the resulting Wideband filter will have the
following characteristics-
o The lower cutoff frequency 𝑓𝐿 , will be determined by the High Pass Filter.
o The higher cutoff frequency 𝑓𝐻 , will be determined by the Low Pass Filter.
o Gain will be maximum at resonant frequency 𝑓𝑟 , and equal to the passband gain of
either filter.
Here we use −40dB/decade Low Pass Filter cascading with 40dB/decade High Pass Filter to
design a Band Pass Filter. So the cutout frequency for −40dB/decade Low Pass Filter is 10
KHz, which is Higher cutoff frequency 𝑓𝐻 for the Band Pass Filter. The cutout frequency for
40dB/decade High Pass Filter is 100 Hz, which is Lower cutoff frequency 𝑓𝐿 for the Band Pass
Filter.
- 40 dB/decade Low Pass Filter 40 dB/decade High Pass Filter
CL2= 2CL 1
__
RH 2= R
2 H
RLf = 2RL RH f = RH
+VCC +VCC
2 2
7 7
6 6
RL 1= RL RL2 = R L 741 CH1 = CH CH 2 = CH 741 VO
4 4
3 3
-VCC -VCC
Ei CL 1= CL RH1 = RH
EEE, AUST 22
Voltage gain, Voltage gain,
VO
ACL = ___ ACL (dB)
Ei
1.0 0
0.707 Slope = -40 dB/decade -3
Slope = 40 dB/decade
Bandwidth
0.1 -20
0.01 -40
-60
0.001
1 10 f L = 100 f r = 1K f H = 10K 100K 1M f (Hz)
Design Procedure
EEE, AUST 23
4. Choose 𝑅𝐻1 = 𝑅𝐻 = 22.504 𝐾Ω
1
5. Choose 𝑅𝐻 = 𝑅 = 11.252 𝐾Ω
2 𝐻
6. Choose 𝑅𝐻𝑓 = 𝑅𝐻 = 22.504 𝐾Ω
Gain |Gain| dB
1.0 0
0.707 -3
BW
0 0 Frequency
0.1 f r f L fr fH 10 f r
C2 = C
Rf = 2R
R1 = R C1 = C +VCC
2
7
6
741 VO
Ei Rr 4
3
-VCC
EEE, AUST 24
The performance of the unity-gain narrowband filter is determined by only a few simple
equations. The bandwidth 𝐵 in hertz is determined by resistor 𝑅 and the two capacitors 𝐶 by –
0.1591
𝐵=
𝑅𝐶
Where,
𝑓𝑟
𝐵=
𝑄
Gain is a maximum of 1 at 𝑓𝑟 , provided that feedback resistor 𝑅𝑓 is twice the value of input resistor
𝑅.
The resonant frequency 𝑓𝑟 is determined by resistor 𝑅𝑟 according to –
𝑅
𝑅𝑟 =
2𝑄2 −1
If you are given component values for the circuit, its resonant frequency can be calculated from–
0.1125 𝑅
𝑓𝑟 =
𝑅𝐶
√1 + 𝑅𝑟
Gain |Gain| dB
1.0 0
Stop Band
0.707 -3
0
0 Frequency
0.1 f r f L fr fH 10 f r
EEE, AUST 25
Notch filters usually have a passband gain of unity 0𝑑𝐵. The equation for 𝑄, 𝐵, 𝑓𝐿 , 𝑓𝐻 and 𝑓𝑟 are
identical to those of its associate Band Pass Filter.
RH f = RH
RLoad VO
CL2 = 2CL
Ei
RLf = 2RL
+VCC
2
7
6
RL1 = RL RL2 = RL 741
4
3
-VCC
CL 1= CL
- 40 dB/decade Low Pass Filter
EEE, AUST 26
Band Reject Filters Using Subtraction Circuit
Both Notch or Wideband Reject Filter is made by subtracting the output of a Band Pass Filter
from the original signal. For frequency in the Notch filter’s passband, the output of the Band Pass
Filter section approaches zero.
For Narrow Band Reject Filter, the input 𝐸𝑖 is transmitted via adder input resistor 𝑅1 to drive
𝑉𝑂 to a value equal to −𝐸𝑖 . Thus 𝑉𝑂 = −𝐸𝑖 in both lower and upper passbands of the Notch Filter.
Suppose that the frequency of 𝐸𝑖 is adjusted to resonant frequency 𝑓𝑟 of the Narrow Band Pass
filter component. 𝐸𝑖 will exit from the passbands as −𝐸𝑖 and then is inverted by 𝑅1 and 𝑅𝑓 to
drive 𝑉𝑂 to +𝐸𝑖 . However, 𝐸𝑖 is transmitted via 𝑅2 to drive 𝑉𝑂 to −𝐸𝑖 . Thus 𝑉𝑂 responds to both
inputs of the adder and becomes 𝑉𝑂 = 𝐸𝑖 −𝐸𝑖 = 0 volt at 𝑓𝑟 . Finally, we need an inverter to invert
the final output of the Narrow Band Reject Filter.
In practice, 𝑉𝑂 approaches zero only at 𝑓𝑟 . The depth of the notch depends on how closely the
resistors and capacitors are matched in the Band Pass Filter and judicious fine adjustment of
resistor 𝑅1 at the inverting adder’s output.
Rf = R Rf inv= R
-E i at f r
For Wide Band Reject Filter, the input 𝐸𝑖 is applied to a Wide Band Pass Filter which is design
for required cutoff frequencies. The output of the Wide Band Pass Filter is 𝐸𝑖 , at resonant
frequency 𝑓𝑟 . So, we need an inverter to invert the input 𝐸𝑖 to −𝐸𝑖 before the inverter adder circuit.
The output of the inverting adder is the final output of the Wide Band Reject Filter Using
Subtraction Circuit.
E i at f r
Rf = R
Wide Band
Pass Filter
R1 = R +VCC
2
7
Rf inv= R 6
VO
741
Ei R2 = R 4
R i inv= R +VCC 3
2 -VCC
7
6
741
-E i
4
3
-VCC
EEE, AUST 27
Another way: The inverting adder circuit can be replaced by a Basic Differential Amplifier
circuit for performing the subtraction or addition operation.
Active Filters can be design to changing the circuit gain with resume the filtering capacity. This
is one of the important advantages of using Active Filters. Here, Op-Amp are use to design Active
Filters, so its very easy to amplify the output by changing the gain. All the filter circuits (except
the Narrow Band Pass Filter) are non-inverting configuration mode. Therefore, we can change
the gain by making a non-inverting amplifier configuration connecting an input resistance 𝑅𝑖 to
‘2’ no. pin of the op-amp. The circuit diagram and calculation are shown below –
Rf = R
Ri +VCC
2
7
6
R 741 VO
4
3
-VCC
Ei C
1
R2 = __ R
2
Rf = R
Ri +VCC
2
7
6
C1 = C C2 = C 741 VO
4
3
-VCC
Ei R1 = R
EEE, AUST 28
• −60dB/Decade Low Pass Filter (LPF)
Rf 1 = 2R Rf 2 = R
+VCC Ri +VCC
2 2
7 7
6 6
R1 = R R2 = R 741 R3 = R 741 VO
4 4
3 3
-VCC -VCC
Ei 1
__
C1 = C C3 = C
2
• 𝑹𝒊 Calculation
• The value of feedback resistance (𝑅𝑓 𝑜𝑟 𝑅𝑓2 ) is fixed by calculating the cutoff frequency.
So, only input resistance 𝑅𝑖 can be variable fore different values of gain.
Example, for gain =10, 𝑅𝑓 𝑜𝑟 𝑅𝑓2 fixed. So, the value of resistance 𝑅𝑖 is -
𝑅𝑓
𝑅𝑖 =
𝑔𝑎𝑖𝑛−1
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Pole and Zero
In mathematics, signal processing and control theory, a pole–zero plot is a graphical
representation of a rational transfer function in the complex plane which helps to convey
certain properties of the system such as:
• Stability
• Causal system / Anti-causal System
• Region of convergence (ROC)
• Minimum phase / Non minimum phase
A pole-zero plot shows the location in the complex plane of the poles and zeros of the transfer
function of a dynamic system, such as a controller, compensator, sensor, equalizer, filter, or
communications channel. By convention, the poles of the system are indicated in the plot by
an ‘X’ while the zeroes are indicated by a circle or ‘O’.
𝐵(𝑠) ∑𝑀
𝑚=0 𝑏𝑚 𝑠
𝑚 𝑏0 + 𝑏1 𝑠+ 𝑏2 𝑠2 + … +𝑏𝑀 𝑠𝑀
𝐻(𝑠) = = 𝑁 =
𝐴(𝑠) 𝑠 + ∑𝑁−1
𝑛=0 𝑎𝑚 𝑠
𝑛 𝑎0 + 𝑎1 𝑠+ 𝑎2 𝑠2 + … +𝑎(𝑁−1) 𝑠 (𝑁−1) + 𝑠𝑁
Either M or N or both may be zero, but in real systems, it should be the case that 𝑀 ≤ 𝑁 ;
otherwise the gain would be unbounded at high frequencies.
Poles
The roots of the denominator are called Poles. The poles of the system are indicated in
the plot by an ‘X’.
Zeros
The roots of the numerator are called Zeros. The poles of the system are indicated in the
plot by an ‘O’.
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Example –
10𝑠+4
𝐻(𝑠) = 2
𝑠 +8𝑠+10
Here,
Zeros are, 10𝑠 + 4 = 0, or 𝑠 = −0.4
Poles are, 𝑠 2 + 8𝑠 + 10 = 0, or 𝑠 = −1 + 𝑗1.22 and 𝑠 = −1 − 𝑗1.22
Plot in s – plane
jω
2j
×
j
σ
-2 -1 0
-j
×
-2j
System Stability
• If two poles are in the left half side of the s-plane, then the system is ‘Stable’.
• If any pole is in the right half side of the s-plane, then the system is ‘Unstable’.
• If two poles lie in the imaginary axis, then the system is “Oscillatory”.
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Filter Types from Pole-Zero
1
• LPF : 2 poles and no zeros. 𝐻(𝑠) =
𝑠 2 +8𝑠+10
𝑠2
• HPF : 2 poles and 2 zeros at origin. 𝐻(𝑠) =
𝑠 2 +8𝑠+10
𝑠+1
• BPF : 2 poles and 1 zeros. 𝐻(𝑠) =
𝑠 2 +8𝑠+10
𝑠 2 +1
• BRF : 2 poles and 2 zeros. 𝐻(𝑠) =
𝑠 2 +8𝑠+10
jω jω
2j 2j
× ×
j j
σ σ
-2 -1 0 -2 -1 0
-j -j
× ×
-2j -2j
LPF HPF
jω jω
2j 2j
× ×
j j
σ σ
-2 -1 0 -2 -1 0
-j -j
× ×
-2j -2j
BPF BRF
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