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Brief Contents
Preface xv
About the Authors xxvii
References 969
Index 986
vii
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Contents
Preface xv
About the Authors xxvii
References 969
Index 986
WeB reSoUrCeS
Global issues such as climate change, clean water, sustainability, waste management,
emissions reduction, and minimizing raw material and energy use have led many
engineers to re-think existing approaches to engineering design. One outcome of the
evolving design strategy is to consider green engineering. The goal of green engineering
is to design products that minimize pollution, reduce the risk to human health, and
improve the environment. Applying the principles of green engineering highlights the
power of feedback control systems as an enabling technology.
To reduce greenhouse gases and minimize pollution, it is necessary to improve
both the quality and quantity of our environmental monitoring systems. One exam-
ple is to use wireless measurements on mobile sensing platforms to measure the
external environment. Another example is to monitor the quality of the delivered
power to measure leading and lagging power, voltage variations, and waveform
harmonics. Many green engineering systems and components require careful
monitoring of current and voltages. For example, current transformers are used
in various capacities for measuring and monitoring current within the power grid
network of interconnected systems used to deliver electricity. Sensors are key com-
ponents of any feedback control system because the measurements provide the
required information as to the state of the system so the control system can take
the appropriate action.
The role of control systems in green engineering will continue to expand as the
global issues facing us require ever increasing levels of automation and precision.
In the book, we present key examples from green engineering such as wind turbine
control and modeling of a photovoltaic generator for feedback control to achieve
maximum power delivery as the sunlight varies over time.
The wind and sun are important sources of renewable energy around the world.
Wind energy conversion to electric power is achieved by wind energy turbines con-
nected to electric generators. The intermittency characteristic of the wind makes
smart grid development essential to bring the energy to the power grid when it
is available and to provide energy from other sources when the wind dies down
or is disrupted. A smart grid can be viewed as a system comprised of hardware
and software that routes power more reliably and efficiently to homes, businesses,
schools, and other users of power in the presence of intermittency and other distur-
bances. The irregular character of wind direction and power also results in the need
for reliable, steady electric energy by using control systems on the wind turbines
themselves. The goal of these control devices is to reduce the effects of wind inter-
mittency and the effect of wind direction change. Energy storage systems are also
critical technologies for green engineering. We seek energy storage systems that
are renewable, such as fuel cells. Active control can be a key element of effective
renewable energy storage systems as well.
xv
xvi Preface
Another exciting development for control systems is the evolution of the
Internet of Things—a network of physical objects embedded with electronics,
software, sensors and connectivity. As envisioned, each of the millions of the
devices on the network will possess an embedded computer with connectivity to
the Internet. The ability to control these connected devices will be of great interest
to control engineers. Indeed, control engineering is an exciting and a challenging
field. By its very nature, control engineering is a multidisciplinary subject, and it
has taken its place as a core course in the engineering curriculum. It is reason-
able to expect different approaches to mastering and practicing the art of control
engineering. Since the subject has a strong mathematical foundation, we might
approach it from a strictly theoretical point of view, emphasizing theorems and
proofs. On the other hand, since the ultimate objective is to implement control-
lers in real systems, we might take an ad hoc approach relying only on intuition
and hands-on experience when designing feedback control systems. Our approach
is to present a control engineering methodology that, while based on mathemati-
cal fundamentals, stresses physical system modeling and practical control system
designs with realistic system specifications.
We believe that the most important and productive approach to learning is for
each of us to rediscover and re-create anew the answers and methods of the past.
Thus, the ideal is to present the student with a series of problems and questions and
point to some of the answers that have been obtained over the past decades. The tra-
ditional method—to confront the student not with the problem but with the finished
solution—is to deprive the student of all excitement, to shut off the creative impulse,
to reduce the adventure of humankind to a dusty heap of theorems. The issue, then,
is to present some of the unanswered and important problems that we continue to
confront, for it may be asserted that what we have truly learned and understood, we
discovered ourselves.
The purpose of this book is to present the structure of feedback control theory
and to provide a sequence of exciting discoveries as we proceed through the text and
problems. If this book is able to assist the student in discovering feedback control
system theory and practice, it will have succeeded.
This latest edition of Modern Control Systems incorporates the following key updates:
❏❏ An interactive e-textbook version is now available.
❏❏ Updated companion website www.pearsonhighered.com/dorf for students and faculty.
❏❏ Over 20% of the problems updated or newly added. There are 980 end-of-chapter
exercises, problems, advanced problems, design problems, and computer problems.
Instructors will have no difficulty finding different problems to assign semester after
semester.
❏❏ The design process of lead and lag compensators in Chapter 10 has been updated for
ease of understanding and consistency of nomenclature.
❏❏ The textbook has been streamlined for clarity of presentation.
Preface xvii
the audienCe
This text is designed for an introductory undergraduate course in control systems for
engineering students. There is very little demarcation between the various engineering
areas in control system practice; therefore, this text is written without any conscious
bias toward one discipline. Thus, it is hoped that this book will be equally useful for
all engineering disciplines and, perhaps, will assist in illustrating the utility of con-
trol engineering. The numerous problems and examples represent all fields, and the
examples of the sociological, biological, ecological, and economic control systems are
intended to provide the reader with an awareness of the general applicability of con-
trol theory to many facets of life. We believe that exposing students of one discipline
to examples and problems from other disciplines will provide them with the ability
to see beyond their own field of study. Many students pursue careers in engineering
fields other than their own. We hope this introduction to control engineering will give
students a broader understanding of control system design and analysis.
In its first twelve editions, Modern Control Systems has been used in senior-
level courses for engineering students at many colleges and universities globally. It
also has been used in courses for engineering graduate students with no previous
background in control engineering.
With the thirteenth edition, we have created an interactive e-textbook to fully use rich,
digital content for Modern Control Systems to enhance the learning experience. This
version contains embedded videos, dynamic graphs, live Skills Check quizzes, and
active links to additional resources. The electronic version provides a powerful inter-
active experience that would be difficult, if not impossible, to achieve in a print book.
A companion website is also available to students and faculty using the thirteenth
edition. The website contains many resources, including the m-files in the book,
Laplace and z-transform tables, written materials on matrix algebra and complex
numbers, symbols, units, and conversion factors, and an introduction to MATLAB
and to the LabVIEW MathScript RT Module. An icon will appear in the book mar-
gin whenever there is additional related material on the website. The MCS website
address is www.pearsonhighered.com/dorf.
We continue the design emphasis that historically has characterized Modern
Control Systems. Using the real-world engineering problems associated with
designing a controller for a disk drive read system, we present the Sequential Design
Example, which is considered sequentially in each chapter using the methods and
concepts in that chapter. Disk drives are used in computers of all sizes and they
represent an important application of control engineering. Various aspects of the
design of controllers for the disk drive read system are considered in each chapter.
For example, in Chapter 1 we identify the control goals, identify the variables to
be controlled, write the control specifications, and establish the preliminary system
configuration for the disk drive. Then, in Chapter 2, we obtain models of the
xviii Preface
process, sensors, and actuators. In the remaining chapters, we continue the design
process, stressing the main points of the chapters.
Rotation Spindle
of arm
Disk
Actuator
motor
Track a
Arm
Track b
Head slider
In the same spirit as the Sequential Design Example, we present a design prob-
lem that we call the Continuous Design Problem to give students the opportunity
to build upon a design problem from chapter to chapter. High-precision machinery
places stringent demands on table slide systems. In the Continuous Design Problem,
students apply the techniques and tools presented in each chapter to the develop-
ment of a design solution that meets the specified requirements.
Cutting
tool
Table
x
The book is organized around the concepts of control system theory as they have
been developed in the frequency and time domains. An attempt has been made to
make the selection of topics, as well as the systems discussed in the examples and
problems, modern in the best sense. Therefore, this book includes discussions on
robust control systems and system sensitivity, state variable models, controllability
and observability, computer control systems, internal model control, robust PID
controllers, and computer-aided design and analysis, to name a few. However, the
classical topics of control theory that have proved to be so very useful in practice
have been retained and expanded.
Building Basic Principles: From Classical to Modern. Our goal is to present a clear
exposition of the basic principles of frequency and time-domain design techniques.
The classical methods of control engineering are thoroughly covered: Laplace trans-
forms and transfer functions; root locus design; Routh–Hurwitz stability analysis; fre-
quency response methods, including Bode, Nyquist, and Nichols; steady-state error for
standard test signals; second-order system approximations; and phase and gain mar-
gin and bandwidth. In addition, coverage of the state variable method is significant.
Fundamental notions of controllability and observability for state variable models are
discussed. Full state feedback design with Ackermann’s formula for pole placement
is presented, along with a discussion on the limitations of state variable feedback.
Observers are introduced as a means to provide state estimates when the complete
state is not measured.
Upon this strong foundation of basic principles, the book provides many oppor-
tunities to explore topics beyond the traditional. In the latter chapters, we present
introductions into more advanced topics of robust control and digital control, as well
as an entire chapter devoted to the design of feedback control systems with a focus on
practical industrial lead and lag compensator structures. Problem solving is empha-
sized throughout the chapters. Each chapter (but the first) introduces the student to
the notion of computer-aided design and analysis.
In each chapter of this book, we highlight the connection between the design
process and the main topics of that chapter. The objective is to demonstrate differ-
ent aspects of the design process through illustrative examples.
Various aspects of the control system design process are illustrated in detail in
many examples across all the chapters, including applications of control design in
robotics, manufacturing, medicine, and transportation (ground, air, and space).
Each chapter includes a section to assist students in utilizing computer-aided
design and analysis concepts and in reworking many of the design examples.
Generally, m-files scripts are provided that can be used in the design and analyses
of the feedback control systems. Each script is annotated with comment boxes that
highlight important aspects of the script. The accompanying output of the script
(generally a graph) also contains comment boxes pointing out significant elements.
The scripts can also be utilized with modifications as the foundation for solving
other related problems.
}
in the example.
}
Establish the system configuration
(2) System definition
and modeling.
Obtain a model of the process, the
actuator, and the sensor
}
Describe a controller and select key
parameters to be adjusted
(3) Control system design,
simulation, and analysis.
Optimize the parameters and
analyze the performance
If the performance does not meet the If the performance meets the specifications,
specifications, then iterate the configuration. then finalize the design.
reinforce the important concepts introduced in the chapter and serve as a reference
for later use.
A second color is used to add emphasis when needed and to make the graphs
and figures easier to interpret. For example, consider the computer control of a robot
to spray-paint an automobile. We might ask the student to investigate the closed-
loop system stability for various values of the controller gain K and to determine the
response to a unit step disturbance, Td 1s2 = 1>s , when the input R1s2 = 0. The asso-
ciated figure assists the student with (a) visualizing the problem, and (b) taking the
next step to develop the transfer function model and to complete the analyses.
the organization
1.5 Input
1.0
Output
0.5 ess
u (rad)
0
- 0.5
- 1.0
- 1.5 ess
- 2.0
0 1 2 3 4 5 6 7 8 9
Time (s)
(a)
%QORWVGVJGTGURQPUGQHVJG/QDKNG4QDQV%QPVTQN
5[UVGOVQCVTKCPIWNCTYCXGKPRWV
PWOI=?FGPI=?U[UIVH PWOIFGPI G(s)Gc (s)
=U[U?HGGFDCEM U[UI=?
V=?
Compute triangular
X=? X=? X=?
wave input.
W=XXX?
=[6?+UKO U[UWV Linear simulation.
RNQV 6[VW
ZNCDGN 6KOG U [NCDGN >VJGVC TCF ITKF
(b)
Line conveyor
Line encoder
Hydraulic motor
Screw
Computer
Input
(a)
Td (s)
+
+ 1 1
R(s) K s+5 s+1
Y(s)
+
-
Computer
(b)
Chapter 6 The Stability of Linear Feedback Systems. The stability of feedback sys-
tems is investigated in Chapter 6. The relationship of system stability to the charac-
teristic equation of the system transfer function is studied. The Routh–Hurwitz
stability criterion is introduced.
Chapter 7 The Root Locus Method. Chapter 7 deals with the motion of the roots
of the characteristic equation in the s-plane as one or two parameters are varied.
The locus of roots in the s-plane is determined by a graphical method. We also
introduce the popular PID controller and the Ziegler-Nichols PID tuning method.
Chapter 11 The Design of State Variable Feedback Systems. The main topic of
Chapter 11 is the design of control systems using state variable models. Full-state
feedback design and observer design methods based on pole placement are discussed.
Tests for controllability and observability are presented, and the concept of an internal
model design is discussed.
Chapter 12 Robust Control Systems. Chapter 12 deals with the design of highly
accurate control systems in the presence of significant uncertainty. Five methods for
robust design are discussed, including root locus, frequency response, ITAE methods
for robust PID controllers, internal models, and pseudo-quantitative feedback.
Chapter 13 Digital Control Systems. Methods for describing and analyzing the
performance of computer control systems are described in Chapter 13. The stability
and performance of sampled-data systems are discussed.
aCknoWledgMentS
Nearly co-eval with the kingdom of the East Angles, was that of
the East Saxons; which had many kings in succession, though
subject to others, and principally to those of the Mercians. First,
114
then, Sleda, the tenth from Woden, reigned over them; whose
son, Sabert, nephew of St. Ethelbert, king of Kent, by his sister
Ricula, embraced the faith of Christ at the preaching of St. Mellitus,
first bishop of London; for that city belongs to the East Saxons. On
the death of Sabert, his sons, Sexred and Seward, drove Mellitus
into banishment, and soon after, being killed by the West Saxons,
they paid the penalty of their persecution against Christ. Sigbert,
surnamed the Small, the son of Seward, succeeding, left the
kingdom to Sigebert, the son of Sigebald, who was the brother of
Sabert. This Sigebert, at the exhortation of king Oswy, was baptized
in Northumbria by bishop Finan, and brought back to his nation, by
115
the ministry of bishop Cedd, the faith which they had expelled
together with Mellitus. After gloriously governing the kingdom, he
left it in a manner still more glorious; for he was murdered by his
near relations, merely because, in conformity to the gospel-precept,
he used kindly to spare his enemies, nor regard with harsh and
angry countenance, if they were penitent, those who had offended
him. His brother Suidelm, baptized by the same Cedd in East Anglia,
succeeded. On his death, Sighere, the son of Sigbert the Small, and
Sebbi, the son of Seward, held the sovereignty. Sebbi’s associate
dying, he himself voluntarily retired from the kingdom in his thirtieth
year, becoming a monk, as Bede relates. His sons Sighard and of
Sighere, governed the kingdom for a short time; a youth of engaging
countenance and disposition, in the flower of his age, and highly
beloved by his subjects. He, through the persuasion of Kyneswith,
daughter of king Penda, whom he had anxiously sought in marriage,
being taught to aspire after heavenly affections, went to Rome with
Kenred king of the Mercians, and St. Edwin bishop of Worcester; and
there taking the vow, in due time entered the heavenly mansions. To
him succeeded Selred, son of Sigebert the Good, during thirty-eight
years; who being slain, Swithed assumed the sovereignty of the East
116
Saxons; but in the same year that Egbert king of the West Saxons
subdued Kent, being expelled by him, he vacated the kingdom;
though London, with the adjacent country, continued subject to the
kings of the Mercians as long as they held their sovereignty.
[A.D. 653–823.] OF THE KINGS OF KENT.
PROLOGUE.
[A.D. 800.] PROLOGUE TO BOOK II.
120
In the year of our Lord’s incarnation 837, Ethelwulf, whom
some call Athulf, the son of Egbert, came to the throne, and reigned
twenty years and five months. Mild by nature he infinitely preferred
a life of tranquillity to dominion over many provinces; and, finally,
content with his paternal kingdom, he bestowed all the rest, which
his father had subjugated, on his son Ethelstan; of whom it is not
known when, or in what manner, he died. He assisted Burhred, king
of the Mercians, with an army against the Britons, and highly exalted
him by giving him his daughter in marriage. He frequently overcame
the piratical Danes, who were traversing the whole island and
infesting the coast with sudden descents, both personally and by his
generals; although, according to the chance of war, he himself
experienced great and repeated calamities; London and almost the
whole of Kent being laid waste. Yet these disasters were ever
checked by the alacrity of the king’s advisers, who suffered not the
enemy to trespass with impunity, but fully avenged themselves on
them by the effect of their united counsels. For he possessed at that
time, two most excellent prelates, St. Swithun of Winchester, and
Ealstan of Sherborne, who perceiving the king to be of heavy and
sluggish disposition, perpetually stimulated him, by their
admonitions, to the knowledge of governing. Swithun, disgusted
with earthly, trained his master to heavenly pursuits; Ealstan,
knowing that the business of the kingdom ought not to be
neglected, continually inspirited him against the Danes: himself
furnishing the exchequer with money, as well as regulating the army.
121
Any peruser of the Annals will find many affairs of this kind, both
entered on with courage, and terminated with success through his
means. He held his bishopric fifty years; happy in living for so long a
space in the practice of good works. I should readily commend him,
had he not been swayed by worldly avarice, and usurped what
belonged to others, when by his intrigues he seized the monastery
of Malmesbury for his own use. We feel the mischief of this shameful
conduct even to the present day, although the monastery has baffled
all similar violence from the time of his death till now, when it has
122
fallen again into like difficulty. Thus the accursed passion of
avarice corrupts the human soul, and forces men, though great and
illustrious in other respects, into hell.
Ethelwulf, confiding in these two supporters, provided effectually
for external emergencies, and did not neglect the interior concerns
of his kingdom. For after the subjugation of his enemies, turning to
the establishment of God’s worship, he granted every tenth hide of
land within his kingdom to the servants of Christ, free from all
tribute, exempt from all services. But how small a portion is this of
his glory? Having settled his kingdom, he went to Rome, and there
123
offered to St. Peter that tribute which England pays to this day,
before pope Leo the fourth, who had also, formerly, honourably
124
received, and anointed as king, Alfred, his son, whom Ethelwulf
had sent to him. Continuing there a whole year, he nobly repaired
the School of the Angles, which, according to report, was first
founded by Offa, king of the Mercians, and had been burned down
125
the preceding year. Returning home through France, he married
Judith, daughter of Charles, king of the Franks.
For Louis the Pious, son of Charles the Great, had four sons;
Lothaire, Pepin, Louis, and Charles, surnamed the Bald; of these
Lothaire, even in his father’s life-time, usurping the title of emperor,
reigned fifteen years in that part of Germany situated near the Alps
which is now called Lorraine, that is, the kingdom of Lothaire, and in
all Italy together with Rome. In his latter days, afflicted with
sickness, he renounced the world. He was a man by far more
inhuman than all who preceded him; so much so, as even frequently
to load his own father with chains in a dungeon. Louis indeed was of
mild and simple manners, but he was unmercifully persecuted by
Lothaire, because Ermengarda, by whom he had his first family,
being dead, he was doatingly fond of Charles, his son by his second
wife Judith. Pepin, another son of Louis, had dominion in
126
Aquitaine and Gascony. Louis, the third son of Louis, in addition to
Norica, which he had already, possessed the kingdoms which his
father had given him, that is to say, Alemannia, Thuringia, Austrasia,
Saxony, and the kingdom of the Avares, that is, the Huns. Charles
obtained the half of France on the west, and all Neustria, Brittany,
and the greatest part of Burgundy, Gothia, Gascony, and Aquitaine,
Pepin the son of Pepin being ejected thence and compelled to
become a monk in the monastery of St. Methard; who afterwards
escaping by flight, and returning into Aquitaine, remained there in
concealment a long time; but being again treacherously deceived by
Ranulph the governor, he was seized, brought to Charles at Senlis,
and doomed to perpetual exile. Moreover, after the death of the
most pious emperor, Louis, Lothaire, who had been anointed
emperor eighteen years before his father’s decease, being joined by
Pepin with the people of Aquitaine, led an army against his brothers,
that is, Louis, the most pious king of the Bavarians, and Charles, into
127
the county of Auxerre to a place called Fontenai: where, when the
Franks with all their subject nations had been overwhelmed by
mutual slaughter, Louis and Charles ultimately triumphed; Lothaire
being put to flight. After this most sanguinary conflict, however,
peace was made between them, and they divided the sovereignty of
the Franks, as has been mentioned above. Lothaire had three sons
by Ermengarda the daughter of Hugo: first, Louis, to whom he
committed the government of the Romans and of Italy; next,
Lothaire, to whom he left the imperial crown; lastly, Charles, to
whom he gave Provence. Lothaire died in the year of our Lord’s
incarnation 855, of his reign the thirty-third. Charles his son, who
governed Provence, survived him eight years, and then Louis,
emperor of the Romans, and Lothaire his brother, shared his
kingdom of Provence. But Louis king of the Norici, that is, of the
Bavarians, the son of Louis the emperor, in the year of our Lord’s
incarnation 865, after the feast of Easter, divided his kingdom
between his sons. To Caroloman he gave Norica, that is, Bavaria,
and the marches bordering on the Sclavonians and the Lombards; to
Louis, Thuringia, the Eastern Franks, and Saxony; to Charles he left
128
Alemannia, and Curnwalla, that is, the county of Cornwall. Louis
himself reigned happily over his sons, in full power for ten years,
and then died in the year of our Lord’s incarnation 876, when he had
reigned fifty-four years. Charles king of the West Franks, in the
thirty-sixth year of his reign, entering Italy, came to offer up his
prayers in the church of the apostles, and was there elected emperor
by all the Roman people, and consecrated by pope John on the 25th
of December, in the year of our Lord’s incarnation 875. Thence he
had a prosperous return into Gaul. But in the thirty-eighth year of his
reign, and the beginning of the third of his imperial dignity, he went
into Italy again, and held a conference with pope John; and
returning into Gaul, he died, after passing Mount Cenis, on the 13th
of October, in the tenth of the Indiction, in the year of our Lord 877,
and was succeeded by his son Louis. Before the second year of his
reign was completed this Louis died in the palace at Compeigne, on
the sixth before the Ides of April, in the year of our Lord 879, the
twelfth of the Indiction. After him his sons, Louis and Caroloman,
divided his kingdom. Of these, Louis gained a victory over the
Normans in the district of Vimeu, and died soon after on the 12th of
August, in the year of our Lord 881, the fifteenth of the Indiction,
having reigned two years, three months, and twenty-four days. He
was succeeded in his government by his brother Caroloman, who,
after reigning three years and six days, was wounded by a wild
129
boar in the forest of Iveline, in Mount Ericus. He departed this life
in the year of our Lord 884, the second of the Indiction, the 24th of
December. Next Charles king of the Suavi, the son of Louis king of
the Norici, assumed the joint empire of the Franks and Romans, in
the year of the Incarnate Word 885, the third of the Indiction;
whose vision, as I think it worth preserving, I here subjoin:
[A.D. 885.] CHARLES’S VISION.
“In the name of God most high, the King of kings. As I, Charles
by the free gift of God, emperor, king of the Germans, patrician of
the Romans, and emperor of the Franks, on the sacred night of the
Lord’s day, after duly performing the holy service of the evening,
went to the bed of rest and sought the sleep of quietude, there
came a tremendous voice to me, saying, ‘Charles, thy spirit shall
shortly depart from thee for a considerable time:’ immediately I was
rapt in the spirit, and he who carried me away in the spirit was most
glorious to behold. In his hand he held a clue of thread emitting a
beam of purest light, such as comets shed when they appear. This
he began to unwind, and said to me, ‘Take the thread of this brilliant
clue and bind and tie it firmly on the thumb of thy right hand, for
thou shalt be led by it through the inextricable punishments of the
infernal regions.’ Saying this, he went before me, quickly unrolling
the thread of the brilliant clue, and led me into very deep and fiery
valleys which were full of pits boiling with pitch, and brimstone, and
lead, and wax, and grease. There I found the bishops of my father
and of my uncles: and when in terror I asked them why they were
suffering such dreadful torments? they replied, ‘We were the bishops
of your father and of your uncles, and instead of preaching, and
admonishing them and their people to peace and concord, as was
our duty, we were the sowers of discord and the fomenters of evil.
On this account we are now burning in these infernal torments,
together with other lovers of slaughter and of rapine; and hither also
will your bishops and ministers come, who now delight to act as we
did.’ While I was fearfully listening to this, behold the blackest
demons came flying about me, with fiery claws endeavouring to
snatch away the thread of life which I held in my hand, and to draw
it to them; but repelled by the rays of the clue, they were unable to
touch it. Next running behind me, they tried to gripe me in their
claws and cast me headlong into those sulphureous pits: but my
conductor, who carried the clue, threw a thread of light over my
shoulders, and doubling it, drew me strongly after him, and in this
manner we ascended lofty fiery mountains, from which arose lakes,
and burning rivers, and all kinds of burning metals, wherein I found
immersed innumerable souls of the vassals and princes of my father
and brothers, some up to the hair, others to the chin, and others to
the middle, who mournfully cried out to me, ‘While we were living,
we were, together with you, and your father, and brothers, and
uncles, fond of battle, and slaughter, and plunder, through lust of
earthly things: wherefore we now undergo punishment in these
boiling rivers, and in various kinds of liquid metal.’ While I was, with
the greatest alarm, attending to these, I heard some souls behind
me crying out, ‘The great will undergo still greater torment.’ I looked
back and beheld on the banks of the boiling river, furnaces of pitch
and brimstone, filled with great dragons, and scorpions, and
different kinds of serpents, where I also saw some of my father’s
nobles, some of my own, and of those of my brothers and of my
uncles, who said, ‘Alas, Charles, you see what dreadful torments we
undergo on account of our malice, and pride, and the evil counsel
which we gave to our kings and to you, for lust’s sake.’ When I could
not help groaning mournfully at this, the dragons ran at me with
open jaws filled with fire, and brimstone, and pitch, and tried to
swallow me up. My conductor then tripled the thread of the clue
around me, which by the splendour of its rays overcame their fiery
throats: he then pulled me with greater violence, and we descended
into a valley, which was in one part dark and burning like a fiery
furnace, but in another so extremely enchanting and glorious, that I
cannot describe it. I turned myself to the dark part which emitted
flames, and there I saw some kings of my race in extreme torture;
at which, affrighted beyond measure and reduced to great distress, I
expected that I should be immediately thrown into these torments
by some very black giants, who made the valley blaze with every
kind of flame. I trembled very much, and, the thread of the clue of
light assisting my eyes, I saw, on the side of the valley, the light
somewhat brightening, and two fountains flowing out thence: one
was extremely hot; the other clear and luke-warm; two large casks
were there besides. When, guided by the thread of light, I
proceeded thither, I looked into the vessel containing boiling water,
and saw my father Louis, standing therein up to his thighs. He was
dreadfully oppressed with pain and agony, and said to me, ‘Fear not,
my lord Charles; I know that your spirit will again return into your
body, and that God hath permitted you to come hither, that you
might see for what crimes myself and all whom you have beheld,
undergo these torments. One day I am bathed in the boiling cask;
next I pass into that other delightful water; which is effected by the
prayers of St. Peter and St. Remigius, under whose patronage our
royal race has hitherto reigned. But if you, and my faithful bishops
and abbats, and the whole ecclesiastical order will quickly assist me
with masses, prayers and psalms, and alms, and vigils, I shall shortly
be released from the punishment of the boiling water. For my
brother Lothaire and his son Louis have had these punishments
remitted by the prayers of St. Peter and St. Remigius, and have now
entered into the joy of God’s paradise.’ He then said to me, ‘Look on
your left hand;’ and when I had done so, I saw two very deep casks
boiling furiously. ‘These,’ said he, ‘are prepared for you, if you do not
amend and repent of your atrocious crimes.’ I then began to be
dreadfully afraid, and when my conductor saw my spirit thus
terrified, he said to me, ‘Follow me to the right of that most
resplendent valley of paradise.’ As we proceeded, I beheld my uncle
Lothaire sitting in excessive brightness, in company with glorious
kings, on a topaz-stone of uncommon size, crowned with a precious
diadem: and near him, his son Louis crowned in like manner. Seeing
me near at hand he called me to him in a kind voice, saying, ‘Come
to me, Charles, now my third successor in the empire of the
Romans; I know that you have passed through the place of
punishment where your father, my brother, is placed in the baths
appointed for him; but, by the mercy of God, he will be shortly
liberated from those punishments as we have been, by the merits of
St. Peter and the prayers of St. Remigius, to whom God hath given a
special charge over the kings and people of the Franks, and unless
he shall continue to favour and assist the dregs of our family, our
race must shortly cease both from the kingdom and the empire.
Know, moreover, that the rule of the empire will be shortly taken out
of your hand, nor will you long survive. Then Louis turning to me,
said, ‘The empire which you have hitherto held by hereditary right,
Louis the son of my daughter is to assume.’ So saying, there seemed
immediately to appear before me a little child, and Lothaire his
grandfather looking upon him, said to me, ‘This infant seems to be
such an one as that which the Lord set in the midst of the disciples,
and said, “Of such is the kingdom of God, I say unto you, that their
angels do always behold the face of my father who is in heaven.” But
do you bestow on him the empire by that thread of the clue which
you hold in your hand.’ I then untied the thread from the thumb of
my right hand, and gave him the whole monarchy of the empire by
that thread, and immediately the entire clue, like a brilliant sun-
beam, became rolled up in his hand. Thus, after this wonderful
transaction, my spirit, extremely wearied and affrighted, returned
into my body. Therefore, let all persons know willingly or unwillingly,
forasmuch as, according to the will of God, the whole empire of the
Romans will revert into his hands, and that I cannot prevail against
him, compelled by the conditions of this my calling, that God, who is
the ruler of the living and the dead, will both complete and establish
this; whose eternal kingdom remains for ever and ever, amen.”
The vision itself, and the partition of the kingdoms, I have
130
inserted in the very words I found them in. This Charles, then,
had scarcely discharged the united duties of the empire and
kingdom for two years, when Charles, the son of Louis who died at
Compeigne, succeeded him: this is the Charles who married the
daughter of Edward, king of England, and gave Normandy to Rollo
with his daughter Gisla, who was the surety of peace and pledge of
the treaty. To this Charles, in the empire, succeeded Arnulph; a king
of the imperial line, tutor of that young Louis of whom the vision
above recited speaks. Arnulph dying after fifteen years, this Louis
succeeded him, at whose death, one Conrad, king of the Teutonians,
obtained the sovereignty. His son Henry, who succeeded him, sent to
Athelstan king of the Angles, for his two sisters, Aldgitha and
Edgitha, the latter of whom he married to his son Otho, the former
to a certain duke near the Alps. Thus the empire of the Romans and
the kingdom of the Franks being severed from their ancient union,
the one is governed by emperors and the other by kings. But as I
have wandered wide from my purpose, whilst indulging in tracing
the descent of the illustrious kings of the Franks, I will now return to
the course I had begun, and to Ethelwulf.
On his return after his year’s peregrination and marriage with
the daughter of Charles the Bald, as I have said, he found the
dispositions of some persons contrary to his expectations. For
Ethelbald his son, and Ealstan bishop of Sherborne, and Enulph earl
of Somerset conspiring against him, endeavoured to eject him from
the sovereignty; but through the intervention of maturer counsel,
the kingdom was divided between the father and his son. This
partition was extremely unequal; for malignity was so far successful
that the western portion, which was the better, was allotted to the
son, the eastern, which was the worse, fell to the father. He,
however, with incredible forbearance, dreading “a worse than civil
war,” calmly gave way to his son, restraining, by a conciliatory
harangue, the people who had assembled for the purpose of
asserting his dignity. And though all this quarrel arose on account of
his foreign wife, yet he held her in the highest estimation, and used
to place her on the throne near himself, contrary to the West Saxon
custom. For that people never suffered the king’s consort either to
be seated by the king or to be honoured with the appellation of
queen, on account of the depravity of Eadburga, daughter of Offa,
king of the Mercians; who, as we have before mentioned, being
married to Bertric, king of the West Saxons, used to persuade him, a
tender-hearted man, as they report, to the destruction of the
innocent, and would herself take off by poison those against whom
her accusations failed. This was exemplified in the case of a youth
much beloved by the king, whom she made away with in this
manner: and immediately afterwards Bertric fell sick, wasted away
and died, from having previously drunk of the same potion,
unknown to the queen. The rumour of this getting abroad, drove the
poisoner from the kingdom. Proceeding to Charles the Great, she
happened to find him standing with one of his sons, and after
offering him presents, the emperor, in a playful, jocose manner,
commanded her to choose which she liked best, himself, or his son.
Eadburga choosing the young man for his blooming beauty, Charles
replied with some emotion, “Had you chosen me, you should have
had my son, but since you have chosen him, you shall have neither.”
He then placed her in a monastery where she might pass her life in
splendour; but, soon after, finding her guilty of incontinence he
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expelled her. Struck with this instance of depravity, the Saxons
framed the regulation I have alluded to, though Ethelwulf invalidated
it by his affectionate kindness. He made his will a few months before
he died, in which, after the division of the kingdom between his sons
Ethelbald and Ethelbert, he set out the dowry of his daughter, and
ordered, that, till the end of time, one poor person should be clothed
and fed from every tenth hide of his inheritance, and that every year,
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three hundred mancas of gold should be sent to Rome, of which
one-third should be given to St. Peter, another to St. Paul for lamps,
and the other to the pope for distribution. He died two years after he
came from Rome, and was buried at Winchester in the cathedral.
But that I may return from my digression to my proposed series, I
shall here subjoin the charter of ecclesiastical immunities which he
granted to all England.
[A.D. 857.] ETHELWULF’S CHARTER.
From this king the English chronicles trace the line of the
generation of their kings upwards, even to Adam, as we know Luke
the evangelist has done with respect to our Lord Jesus; and which,
perhaps, it will not be superfluous for me to do, though it is to be
apprehended, that the utterance of barbarous names may shock the
ears of persons unused to them. Ethelwulf was the son of Egbert,
Egbert of Elmund, Elmund of Eafa, Eafa of Eoppa, Eoppa was the
son of Ingild, the brother of king Ina, who were both sons of
Kenred; Kenred of Ceolwald, Ceolwald of Cutha, Cutha of Cuthwin,
Cuthwin of Ceawlin, Ceawlin of Cynric, Cynric of Creoding, Creoding
of Cerdic, who was the first king of the West Saxons; Cerdic of
Elesa, Elesa of Esla, Esla of Gewis, Gewis of Wig, Wig of Freawin,
Freawin of Frithogar, Frithogar of Brond, Brond of Beldeg, Beldeg of
Woden; and from him, as we have often remarked, proceeded the
kings of many nations. Woden was the son of Frithowald, Frithowald
of Frealaf, Frealaf of Finn, Finn of Godwulf, Godwulf of Geat, Geat of
Tætwa, Tætwa of Beaw, Beaw of Sceldi, Sceldi of Sceaf; who, as
some affirm, was driven on a certain island in Germany, called
136
Scamphta, (of which Jornandes, the historian of the Goths,
speaks,) a little boy in a skiff, without any attendant, asleep, with a
handful of corn at his head, whence he was called Sceaf; and, on
account of his singular appearance, being well received by the men
of that country, and carefully educated, in his riper age he reigned in
a town which was called Slaswic, but at present Haitheby; which
country, called old Anglia, whence the Angles came into Britain, is
situated between the Saxons and the Gioths. Sceaf was the son of
Heremod, Heremod of Itermon, Itermon of Hathra, Hathra of Guala,
Guala of Bedwig, Bedwig of Streaf, and he, as they say, was the son
137
of Noah, born in the Ark.
CHAP. III.
[A.D. 858–872.]
138
In the year of our Lord 857, the two sons of Ethelwulf divided
their paternal kingdom; Ethelbald reigned in West Saxony, and
Ethelbert in Kent. Ethelbald, base and perfidious, defiled the bed of
his father by marrying, after his decease, Judith his step-mother.
Dying, however, at the end of five years, and being interred at
Sherborne, the whole government devolved upon his brother. In his
time a band of pirates landing at Southampton, proceeded to
plunder the populous city of Winchester, but soon after being
spiritedly repulsed by the king’s generals, and suffering considerable
loss, they put to sea, and coasting round, chose the Isle of Thanet,
in Kent, for their winter quarters. The people of Kent, giving
hostages, and promising a sum of money, would have remained
quiet, had not these pirates, breaking the treaty, laid waste the
whole district by nightly predatory excursions, but roused by this
conduct they mustered a force and drove out the truce-breakers.
Moreover Ethelbert, having ruled the kingdom with vigour and with
mildness, paid the debt of nature after five years, and was buried at
Sherborne.
In the year of our Lord 867, Ethelred, the son of Ethelwulf,
obtained his paternal kingdom, and ruled it for the same number of
years as his brothers. Surely it would be a pitiable and grievous
destiny, that all of them should perish by an early death, unless it is,
that in such a tempest of evils, these royal youths should prefer an
honourable end to a painful government. Indeed, so bravely and so
vigorously did they contend for their country, that it was not to be
imputed to them that their valour did not succeed in its design.
Finally, it is related, that this king was personally engaged in hostile
conflict against the enemy nine times in one year, with various
success indeed, but for the most part victor, besides sudden attacks,
in which, from his skill in warfare, he frequently worsted those
straggling depredators. In these several actions the Danes lost nine
earls and one king, besides common people innumerable.
[A.D. 867–871.] BATTLE OF ESCHENDUN.
One battle memorable beyond all the rest was that which took
139
place at Eschendun. The Danes, having collected an army at this
place, divided it into two bodies; their two kings commanded the
one, all their earls the other. Ethelred drew near with his brother
Alfred. It fell to the lot of Ethelred to oppose the kings, while Alfred
was to attack the earls. Both armies eagerly prepared for battle, but
night approaching deferred the conflict till the ensuing day. Scarcely
had the morning dawned ere Alfred was ready at his post, but his
brother, intent on his devotions, had remained in his tent; and when
urged on by a message, that the pagans were rushing forward with
unbounded fury, he declared that he should not move a step till his
religious services were ended. This piety of the king was of infinite
advantage to his brother, who was too impetuous from the
thoughtlessness of youth, and had already far advanced. The
battalions of the Angles were now giving way, and even bordering
on flight, in consequence of their adversaries pressing upon them
from the higher ground, for the Christians were fighting in an
unfavourable situation, when the king himself, signed with the cross
of God, unexpectedly hastened forward, dispersing the enemy, and
rallying his subjects. The Danes, terrified equally by his courage and
the divine manifestation, consulted their safety by flight. Here fell
Oseg their king, five earls, and an innumerable multitude of common
people.
The reader will be careful to observe that during this time, the
kings of the Mercians and of the Northumbrians, eagerly seizing the
opportunity of the arrival of the Danes, with whom Ethelred was fully
occupied in fighting, and somewhat relieved from their bondage to
the West Saxons, had nearly regained their original power. All the
provinces, therefore, were laid waste by cruel depredations, because
each king chose rather to resist the enemy within his own territories,
than to assist his neighbours in their difficulties; and thus preferring
to avenge injury rather than to prevent it, they ruined their country
by their senseless conduct. The Danes acquired strength without
impediment, whilst the apprehensions of the inhabitants increased,
and each successive victory, from the addition of captives, became
the means of obtaining another. The country of the East Angles,
together with their cities and villages, was possessed by these
plunderers; its king, St. Edmund, slain by them in the year of our
Lord’s incarnation 870, on the tenth of November, purchased an
eternal kingdom by putting off this mortal life. The Mercians, often
harassed, alleviated their afflictions by giving hostages. The
Northumbrians, long embroiled in civil dissensions, made up their
differences on the approach of the enemy. Replacing Osbert their
king, whom they had expelled, upon the throne, and collecting a
powerful force, they went out to meet the foe; but being easily
repelled, they shut themselves up in the city of York, which was
presently after set on fire by the victors; and when the flames were
raging to the utmost and consuming the very walls, they perished
for their country in the conflagration. In this manner Northumbria,
the prize of war, for a considerable time after, felt the more bitterly,
through a sense of former liberty, the galling yoke of the barbarians.
And now Ethelred, worn down with numberless labours, died and
was buried at Wimborne.
CHAP. IV.
Confiding in these auxiliaries, the king gave his whole soul to the
cultivation of the liberal arts, insomuch that no Englishman was
quicker in comprehending, or more elegant in translating. This was
the more remarkable, because until twelve years of age he
146
absolutely knew nothing of literature. At that time, lured by a kind
mother, who under the mask of amusement promised that he should
have a little book which she held in her hand for a present if he
would learn it quickly, he entered upon learning in sport indeed at
first, but afterwards drank of the stream with unquenchable avidity.
He translated into English the greater part of the Roman authors,
bringing off the noblest spoil of foreign intercourse for the use of his
subjects; of which the chief books were Orosius, Gregory’s Pastoral,
Bede’s History of the Angles, Boethius Of the Consolation of
Philosophy, his own book, which he called in his vernacular tongue
147
“Handboc,” that is, a manual. Moreover he infused a great regard
for literature into his countrymen, stimulating them both with
rewards and punishments, allowing no ignorant person to aspire to
any dignity in the court. He died just as he had begun a translation
of the Psalms. In the prologue to “The Pastoral” he observes, “that
he was incited to translate these books into English because the
churches which had formerly contained numerous libraries had,
together with their books, been burnt by the Danes.” And again,
“that the pursuit of literature had gone to decay almost over the
whole island, because each person was more occupied in the
preservation of his life than in the perusal of books; wherefore he so
far consulted the good of his countrymen, that they might now
hastily view what hereafter, if peace should ever return, they might
thoroughly comprehend in the Latin language.” Again, “That he
designed to transmit this book, transcribed by his order, to every
see, with a golden style in which was a mancus of gold; that there
was nothing of his own opinions inserted in this or his other
translations, but that everything was derived from those celebrated
148
men Plegmund archbishop of Canterbury, Asser the bishop,
Grimbald and John the priests.” But, in short, I may thus briefly
elucidate his whole life: he so divided the twenty-four hours of the
day and night as to employ eight of them in writing, in reading, and
in prayer, eight in the refreshment of his body, and eight in
dispatching the business of the realm. There was in his chapel a
candle consisting of twenty-four divisions, and an attendant, whose
peculiar province it was to admonish the king of his several duties by
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