Machine Learning For Power System Protection and Control
Machine Learning For Power System Protection and Control
A R T I C L E I N F O A B S T R A C T
Keywords: Since the power system is undergoing a transition into a more flexible and complex system, it urges improve
Fault diagnosis ments in fault diagnosis techniques for the power system protection to avoid cascading damages at the occur
Machine learning rence of faults. Facing with challenges of massive data, several machine-learning based methods for identifying
Deep learning
faults were proposed over the past years. In this paper, an overview of conventional and trending machine
Power system
learning applications for the fault diagnosis are summarized.
* Corresponding author.
E-mail address: [email protected] (C. Li).
https://doi.org/10.1016/j.tej.2020.106881
carry out tasks like humans or animals they can adaptively performance redundant information and may heavy the computational burden, thus
as the data availability increases. Machine learning techniques can be the feature selection methods have to adopted to select sensitive features
mainly classified into three types: supervised, unsupervised and rein reflecting the status of power system from the collected data. Based on
forcement learnings. the sensitive features obtained, the machine learning-based diagnosis
According to the development history of the machine learning, the models establish the relationship between the selected sensitive features
conventional machine learning techniques are usually supervised and the outputs that indicate the health states of equipment, which can
learning, including the expert system, back propagation neural network, be defined as the “learning” process. In step three, the diagnosis models
Bayesian network, support vector machine and so forth (Lei et al., are further trained with unlabeled or labeled data depending on the
2020a). With the general recognition that the conventional techniques availability of the selected faulty data to realize the fault diagnosis.
can no longer efficiently and accurately deal with the vast amount of Finally, based on the expected results of the fault diagnosis, the corre
data, trending machine learning techniques have attracted more and sponding protective scheme will perform to disconnect faulted parts to
more researchers’ interest over the past years. A variety of machine protect the rest of the electrical network.
learning techniques, especially deep learning, transfer learning, unsu
pervised learning methods are proposed to address the challenges in 3. Conventional machine learning based fault diagnosis
various application domains of the modern power system.
In this paper, we focus on the applications of machine learning to the 3.1. Artificial neutral network-based approaches
fault diagnosis, which is the basic step of the power system protection.
we provide a brief summary of various conventional and trending ma Artificial neutral network-based approach (ANN), as a supervised
chine learning techniques in the fault diagnosis, including their advan machine learning method, imitates the information processing activities
tages and applications. The remainder of this paper is organized as of human brains, to identify the faults with multiple sets of data inputs.
follows. Section 2 provides a general framework of machine learning- As indicated in Fig. 3, the training dataset are the inputs, which will be
based fault diagnosis. Section 3 summarizes the categories of the con further processed by multi-hidden layers and finally mapped into the
ventional machine learning techniques as well as the challenges of the results at the output layer. ANN is widely applied in various fault
big data brings are concluded in Section 3, while Section 4 provides a diagnosis researches. In (Purushothama et al., 2001; Hagh et al., 2007;
brief introduction of the trending machine learning techniques and Javadian and Massaeli, 2011; Aslan, 2012), various ANN-based methods
Section 5 concludes. are applied in fault identification in the distribution system for esti
mating fault distance, detecting high impedance fault and identifying
2. General framework for machine learning based fault the fault types. In (Ledesma et al., 2020), A two-level ANN-Based
diagnosis method for high-impedance fault location in unbalanced distribution
systems using synchronized measurements units is proposed. In terms of
Compared with the model-driven based models, data-driven models the equipment failures caused by the inter-turn short circuit fault, ANN
adopting machine learning techniques is more like a “black-box”, with can be used in the fault diagnosis for the turn to turn stator winding of
no explicit analytical description of defining relationship between input permanent magnet synchronous motor (Nyanteh et al., 2013), asyn
and output. It is based on the fault feature extracted from large set of chronous machines (Toma et al., 2012), three-phase induction machines
experimental input data set and to form a function relating inputs and rotor faults (Barzegaran et al., 2013), unbalanced terminal voltage of an
outputs. induction traction motor (Moosavi et al., 2012).
A general framework illustrating the procedure of the machine ANN has a lot of merits, including the availability of multiple
learning based fault diagnosis is shown in Fig. 2, where it consists of four training algorithms, less needs of the formal statistical training, the
steps: data collection, feature extraction, model learning and diagnosis. scalability of complex non-linear relationships between dependent and
In step one of the data collection, the monitoring devices distributed independent variables, and the implementation simplicity (Moosavi
within the power system constantly collect data, such as vibration, et al., 2015). However, the disadvantage of the method is that a
acoustic emission, feeder status and current data. These unstructured well-trained ANN algorithm highly depends on the amount and quality
and semi-structured data types are collected in forms of image, text, of the input training data. In other words, the amount of input training
video and so forth. Accordingly, based on the types of collected data and data will otherwise slow convergence and lower the training efficiency.
application domains, researchers use different machine learning tech Besides, as the parameters such as learning rate, hidden layers, neurons
niques to realize the feature extraction and model learning, respectively. are black-boxed and cannot be easily obtained, the ANN algorithm has
In feature extraction, some commonly-used features (time-domain fea to be retrained whenever the system changes.
tures, frequency-domain features, and time–frequency-domain features)
of the data from multi-source monitoring devices is extracted (Lei et al.,
2020a). Worth mentioning that the extracted features usually contains
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H. Yang et al. The Electricity Journal 34 (2021) 106881
Fig. 2. General framework of the procedure of using machine learning techniques for fault diagnosis.
margin between the two types and identifies the dividing hyperplane.
The margin separating hyperplane is calculated by the sum of the min
imum distance between training data set, as indicated in Fig. 4. A simple
linear SVM classifier works by making a straight line (hyperplane) be
tween two types of training data, indicating that the data points on one
side of the line will represent a category while those on the other side of
the line will be put into a different category. The detailed theory is
further given in (Gururajapathy et al., 2017).
Many researches haven been conducted on the fault diagnosis in the
power system. In (Ray and Mishra, 2016; Pradhan et al., 2004),
SVM-based methods are used to identify the fault types and the fault
distance of the transmission lines. In (Rudsari et al., 2019), it proposed a
SVM-based method to identify signals of contact travel waveforms and
Fig. 3. Architecture of back-propagation ANN with two layers.
coil current about the fault occurrence for high voltage circuit breakers.
The authors in (Jan et al., 2017) proposed a SVM-based method to
extract the statistical time-domain features and train a fault diagnosis
3.2. Support vector machine-based approaches
model based on the data collected from sensors considering erratic, drift,
hard-over, spike, and stuck faults. In (Livani and Evrenosoğlu, 2013), it
Support vector machine-based approach (SVM) is a supervised
proposed a traveling-wave-based method for fault classification and
learning method, which is widely used in classification and regression.
location for three-terminal power transmission systems using SVM.
The theory of linear SVM classification is shown in Fig. 4 where the
Compared with ANN-based methods, SVM-based methods have a
marked points are training data set(e.g., current, voltage, angle), as
better interpretability of the models with more rigorous theories. It is
input data for fault classification. Support vectors are the elements of the
effective for dealing with large-sized problems and otherwise even high
input training sets to separate all training data and maximizes the
dimensional problems requires less heuristics. These advantages make
SVM more attractive in large-sized statistical learning problems than
other supervised machine learning methods. However, the disadvan
tages of SVM-based diagnosis models cannot be ignored and are briefly
summarized as follows. First, SVM-based methods are originally used to
solve binary classification tasks, and it always needs to use variant ar
chitectures in terms of multi-class classification tasks. Besides, SVM-
based methods can work only well with a small number of various
data, such as unstructured and semi structured data, i.e., text, images
and trees, dealing with large amount of data may otherwise result in
computation burden. Least but not the last, the performance of SVM-
based diagnosis models is highly sensitive to kernel function and
hyper-parameters, but an appropriate kernel parameters is not easily
determined.
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H. Yang et al. The Electricity Journal 34 (2021) 106881
3.3.3. Decision tree Unfortunately, the fault diagnosis model based on conventional
Decision tree, as a tree-like graph, is another commonly-used su machine learning methods is not accurate and efficient for such
pervised learning method in classification, given their intelligibility and abovementioned big data scenarios. The applications of deep learning,
simplicity (Lei et al., 2020a). In a decision tree, each non-leaf node is reinforcement learning, unsupervised learning and so forth began to
labeled with a feature and each leaf is labeled with a probability dis attract more and more researchers’ interest. Here, we briefly introduce
tribution over the classes, indicating that the data inputs has been deep learning, reinforcement learning and transfer learning, who are the
classified into either a specific class. The arcs illustrate the classification most trending machine learning methods. Strictly speaking, the classi
process down the tree from the root to the leaf node. The advantage of fication of these three types of learning methods are overlapping with
the decision tree-based classifications is that it can be naturally under each other, for example, some reinforcement learning algorithms are
stood and can be easily converted into diagnosis rules with little data also belonging to categories of the deep learning methods.
preprocessing. However, the disadvantages of this method is that it is
prone to be over fitting and requires to be careful with parameter tuning 4.1. Deep learning
the low generalization performance, which would weaken the diagnosis
performance. Deep learning is derived from the neutral network learning, where
“deep” contrasts itself with conventional shallow neural networks
3.4. Challenges of big data considering the depth of the network architecture (LeCun et al., 2015). It
has attracted intensive interest in fault diagnosis because of its enormous
In terms of the advances in Information and Communication Tech representing ability, automated feature learning capability with the
nologies (ICT) that have led to the era of “Industrial Big Data”, the extensible hidden layers and the best-in-class performance in solving
above-mentioned methods are not capable for tackling with the chal complex problems. In deep learning, it employs hierarchical architec
lenges of big data that tend to be unstructured, multi-modal, heteroge tures to represent the learning of extracted features and to generate the
neous, decentralized, and highly nonlinear. In terms of the huge data expected outputs automatically without any human intervention. Three
steam being generated throughout the whole power system and the typical deep learning approaches are reviewed in this subsection.
consequent need of data storage and processing, dealing with the big
data in the power systems calls for customized methods and platforms. 4.1.1. Auto-encoder-based approaches
Here, we briefly summarize the main characteristics and challenges of Auto-encoder(AE) network methods have a feed-forward architec
the big data in power system. ture which is able to learn feature representations of the input data
without supervision. The AE network could be divided into two com
ponents, i.e., an encoder and a decoder and is specially used for
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4.1.3. Convolution neutral networks-based approaches Machine learning methods include three basic categories, supervised
Convolution neutral networks (CNN) has a feedforward architecture, learning, unsupervised learning and reinforcement learning. Different
consisting of convolutional layers, pooling layers, and fully-connected from other machine learning methods the training mechanism of rein
layers, as shown in Fig. 7. CNNs are designed to process data with forcement learning does not conform to the human cognitive neurosci
multidimensional data, e.g., color image, language, audio spectrogram, ence, leading to the challenge for exploring and solving the fault
and video. The convolution operator completes features extraction from diagnosis problem autonomously (Ding et al., 2019a). As a remarkable
the input using different filters (also known as kernels). In the con breakthrough in deep reinforcement learning, AlphaGo provides inspi
volutional layers, the filters kernels are used to convolve the input ration and direction for combining the advantages of deep learning and
vectors from the previous layer. Correspondingly, in the pooling layer, reinforcement learning, to build an end-to-end fault diagnosis approach
which can directly map raw fault data to the corresponding fault types.
Reinforcement learning is a set of goal-oriented algorithms con
cerned with how multiple software agents ought to take actions in an
environment in order to maximize the cumulative reward. With rein
forcement learning approach, optimal strategies can be learned through
trial and error to process sequential decision-making problems in
different application domains, such as control theory, game theory,
simulation-based optimization, operations research, swarm intelligence,
information theory, statistics, and multi-agent systems. Here, we focus
on its applications in the fault diagnosis. An online search method based
on reinforcement learning and knowledge transfer for representative
risky fault chains is proposed in (Zhang et al., 2019b), which aims at
improving efficiency by exploiting similarities of adjacent power flow
snapshots in operations. In (Zhang et al., 2018), a novel fault detection
with minimizing the noise-signal ratio using reinforcement learning to
detect unexpected faults. In (Ding et al., 2019b), authors combined
autonomous learning ability of reinforcement learning and the percep
tion ability of deep learning, to achieve an end-to-end method for
rotating machinery fault diagnosis.
However, preparing the simulation environment is the main chal
lenge in reinforcement learning application, which is highly depending
on the task. When it comes to building a model capable of cascading
failure in power system, building a realistic simulator is crucial before
Fig. 5. Architecture of an auto-encoder. letting a long-term blackout in the realistic power system. The model has
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H. Yang et al. The Electricity Journal 34 (2021) 106881
to figure out how to insulate or disconnect a fault in a safe environment, machine learning-based approaches, such as ANN, SVM and other ap
where sacrificing even thousands of prosumers comes at a minimal cost. proaches, which are usually supervised or semi-supervised learning
Although reinforcement learning, deep learning, and machine learning methods. However, with the era of big data comes, the fault diagnosis
are interconnected, no one of them is going to replace the others or used model faces more challenges, high variety, volume, velocity and low
in every case. Nevertheless, reinforcement learning still seems to be the veracity. Correspondingly, deep learning, reinforcement learning and
most likely way in making a diagnosis model creative – as seeking new, transfer learning, representative of trending machine learning ap
innovative ways to perform its tasks. proaches, are introduced. Their applications, advantages and disad
vantages are discussed in each respective subsection. This review is
expected to systematically present the development of machine learning
4.3. Transfer learning in applications in fault diagnosis of power system and provides a road
map for future applications.
Transfer learning (TL) is a promising topic in machine learning,
which is applying storing knowledge gained from one problem solving
Declaration of Competing Interest
progress to other related scenarios. It is motivated by the concerns that
enormous resources required to train deep learning models, for example,
The authors report no declarations of interest.
the large datasets on which deep learning models are trained. Therefore,
by the transfer learning, a base network is first trained on a base dataset
or task with the learned features achieved, and then these features are Acknowledgements
repurposed and transferred for training a second target network on an
another target dataset or task. This process will perform well if the Funding: this work is supported by the National Natural Science
features are general to both base and target tasks. Obviously, transfer Foundation of China (Grant No. 51722701).
learning is related to multi-task learning problems and is not exclusively
an area of study for deep learning, which is expected to solve the References
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Hanyu Yang received the B.E. degree in electrical engineering from the College of Elec
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circuit breakers based on coil current and contact travel waveforms through School of Electronic Information and Electrical Engineering, Shanghai Jiao Tong Univer
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Sun, C., Ma, M., Zhao, Z., Tian, S., Yan, R., Chen, X., 2018. Deep transfer learning based Tong University, Shanghai, China, in 2015. He is currently a Lecturer with the Department
on sparse autoencoder for remaining useful life prediction of tool in manufacturing. of Power Electrical Engineering, Shanghai Jiao Tong University. His research interests
IEEE Trans. Industr. Inform. 15 (4), 2416–2425. include protection and control of active distribution systems, microgrids, smart grid, and
renewable energy.