Chapter 2
Chapter 2
Lexical analysis
1
Outline
Introduction
Interaction of Lexical Analyzer with Parser
Token, pattern, lexeme
Specification of patterns using regular expressions
Regular expressions
Regular expressions for tokens
3
Interaction of the Lexical Analyzer with the
Parser
Source
Program
symbol
table
(Contains a record
for each identifier)
8
Specification of patterns using
regular expressions
Regular expressions
Regular expressions for tokens
9
Regular expression: Definitions
Union of L and M
L M = {s |s L or s M}
Concatenation of L and M
LM = {xy | x L and y M}
Exponentiation of L
The following shorthands
L0 = {ε}; Li = Li-1L are often used:
Kleene closure of L
r+ =rr*
L* = i=0,…,∞ Li r* = r+| ε
r? =r|ε
Positive closure of L
L+ = i=1,…,∞ Li 13
RE’s: Examples
L(01) = ?
L(01|0) = ?
L(0(1|0)) = ?
Note order of precedence of operators.
L(0*) = ?
L((0|10)*(ε|1)) = ?
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RE’s: Examples
L(01) = {01}
L(01|0) = {01, 0}
L(0(1|0)) = {01, 00}
Note order of precedence of operators.
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RE’s: Examples (more)
1- a|b=?
2- (a|b)a = ?
3- (ab) | ε = ?
4- ((a|b)a)* = ?
Reverse
1 – Even binary numbers =?
2 – An alphabet consisting of just three alphabetic
characters: Σ = {a, b, c}. Consider the set of all strings
over this alphabet that contains exactly one b.
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RE’s: Examples (more)
1- a | b = {a,b}
2- (a|b)a = {aa,ba}
3- (ab) | ε = {ab, ε}
4- ((a|b)a)* = {ε, aa,ba,aaaa,baba,....}
Reverse
1. Even binary numbers (0|1)*0
2. An alphabet consisting of just three alphabetic
characters: Σ = {a, b, c}. Consider the set of all strings
over this alphabet that contains exactly one b.
(a | c)*b(a|c)*
{b, abc, abaca, baaaac, ccbaca, cccccb}
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Exercises
18
Regular expressions for tokens
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Regular expressions for tokens…
Numbers: Numbers can be:
sequence of digits (natural numbers), or
decimal numbers, or
numbers with exponent (indicated by an e or E).
Example: 2.71E-2 represents the number 0.0271.
We can write regular definitions for these numbers as
follows:
nat = [0-9]+
signedNat = (+|-)? Nat
number = signedNat(“.” nat)?(E signedNat)?
Literals or constants: which can include:
numeric constants such as 42, and
string literals such as “ hello, world”.
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Regular expressions for tokens…
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Example: Divide the following Java program into
appropriate tokens.
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Automata: cont’d
Types of Automata
25
Finite Automata
26
Finite-state Automata…
state
a b c a
0 1 2 3 4 = { a, b, c }
final state
start state transition
Input
• Representation State a b c
– An FSA may also be
represented with a 0 1
state-transition table. 1 2
The table for the above
2 3
FSA:
3 4
4 27
Design of a Lexical Analyzer/Scanner
Finite Automata
Lex – turns its input program into lexical analyzer.
Finite automata are recognizers; they simply say "yes" or
"no" about each possible input string.
Finite automata come in two flavors:
a) Nondeterministic finite automata (NFA) have no restrictions on
the labels of their edges.
- ε, the empty string, is a possible label.
b) Deterministic finite automata (DFA) have, for each state, and for
each symbol of its input alphabet exactly one edge with that
symbol leaving that state.
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The Whole Scanner Generator Process
Overview
Direct construction of Nondeterministic finite Automation
(NFA) to recognize a given regular expression.
Easy to build in an algorithmic way
Requires ε-transitions to combine regular sub expressions
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Non-Deterministic Finite Automata (NFA)
Definition
An NFA M consists of five tuples: ( Σ,S, T, S0, F)
a set of input symbols Σ, the input alphabet
a finite set of states S,
a transition function T: S × (Σ U {ε}) -> S (next state),
a start state S0 from S, and
a set of accepting/final states F from S.
The language accepted by M, written L(M), is defined as:
The set of strings of characters c1c2...cn with each ci from
Σ U { ε} such that there exist states s1 in T(s0,c1), s2 in
T(s1,c2), ... , sn in T(sn-1,cn) with sn an element of F.
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NFA…
It is a finite automata which has choice of
edges
• The same symbol can label edges from one state to
several different states.
An edge may be labeled by ε, the empty
string
• We can have transitions without any input
character consumption.
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Transition Graph
The transition graph for an NFA recognizing the
language of regular expression (a|b)*abb
all strings of a's and b's ending in the
particular string abb
a
start a b b
0 1 2 3
b S={0,1,2,3}
Σ={a,b}
S0=0
F={3}
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Transition Table
The mapping T of an NFA can be represented in a
transition table
State Input Input Input
a b ε
0 {0,1} {0} ø
a a b b
0 0 1 2 3 YES
a a b b
0 0 0 0 0 NO
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Another NFA
a
a
aa*|bb*
start
b
b
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Deterministic Finite Automata (DFA)
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DFSA: Example
a S = {S, A, B, C, D}
S a A
∑ = {a, b}
b a So = S
b
F = {C, D}
B C b D
a
b
State Input Next state
S a A
Check whether the following
S b B strings are accepted or not:
A a A • ab
A b C
B b B • ba
B a C • bbaba
C b D • aa
D a D • aaabbaaa
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DFA example
A DFA that accepts (a|b)*abb
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Simulating a DFA: Algorithm
How to apply a DFA to a string.
INPUT:
An input string x terminated by an end-of-file character eof.
A DFA D with start state So, accepting states F, and transition
function move.
OUTPUT: Answer ''yes" if D accepts x; "no" otherwise
METHOD
Apply the algorithm in (next slide) to the input string x.
The function move(s, c) gives the state to which there is an edge
from state s on input c.
The function nextChar() returns the next character of the input
string x.
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Simulating a DFA
s = so;
c = nextchar();
while ( c != eof ) {
s = move(s, c);
c = nextchar();
}
if ( s is in F ) return
"yes";
DFA accepting (a|b)*abb
else return "no";
Given the input string ababb, this DFA enters the sequence
of states 0,1,2,1,2,3 and returns "yes"
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DFA: Exercise
42
Why do we study RE,NFA,DFA?
Goal: To scan the given source program.
Process:
Start with Regular Expression (RE)
Build a DFA
• How?
– We can build a non-deterministic finite automaton, NFA
(Thompson's construction)
– Convert that to a deterministic one, DFA
(Subset construction)
– Minimize the DFA (optional)
(different algorithms)
Implement it
Existing scanner generator: Lex/Flex 43
RENFADFA Minimize DFA states
Step 1: Come up with a Regular Expression
(a|b)*ab
Step 2: Use Thompson's construction to create an
NFA for that expression
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RENFADFA Minimize DFA states
Step 1: Come up with a Regular Expression
(a|b)*ab
Step 2: Use Thompson's construction to create an
NFA for that expression
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RENFADFA Minimize DFA states
Step 3: Use subset construction to convert the NFA to a DFA
46
Design of a Lexical Analyzer Generator
Two algorithms:
1- Translate a regular expression into an NFA
(Thompson’s construction)
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From regular expression to an NFA
It is known as Thompson’s construction.
Rules:
1- For an ε, a regular expressions, construct:
start a
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From regular expression to an NFA…
2- For a composition of regular expression:
Case 1: Alternation: regular expression(s|r), assume
that NFAs equivalent to r and s have been
constructed.
49
49
From regular expression to an NFA…
Case 2: Concatenation: regular expression sr
ε
…r …s
Case 3: Repetition r*
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From RE to NFA: Exercises
51
From an NFA to a DFA
(subset construction algorithm)
Rules:
Start state of D is assumed to be unmarked.
Start state of D is = ε-closer (S0),
where S0 - start state of N.
52
NFA to a DFA…
ε- closure
ε-closure (S’) – is a set of states with the following
characteristics:
1- S’ € ε-closure(S’) itself
2- if t € ε-closure (S’) and if there is an edge labeled
ε from t to v, then v € ε-closure (S’)
3- Repeat step 2 until no more states can be added
to ε-closure (S’).
E.g: for NFA of (a|b)*abb
ε-closure (0)= {0, 1, 2, 4, 7}
ε-closure (1)= {1, 2, 4}
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NFA to a DFA…
Subset Construction Algorithm
While there is unmarked state
X = { s0, s1, s2,..., sn} of D do
Begin
Mark X
For each input symbol ‘a’ do
Begin
Let T be the set of states to which there is a transition ‘a’ from state si
in X.
Y= ε-Closer (T)
If Y has not been added to the set of states of D then {
Mark Y an “Unmarked” state of D add a transition from X to Y labeled a
if not already presented
}
End
End 54
NFA for identifier: letter(letter|digit)*
ε
letter
3 4
ε ε
start
letter ε ε
0 1 2 7 8
digit ε
ε 5 6
55
NFA to a DFA…
Example: Convert the following NFA into the corresponding
DFA. letter (letter|digit)*
A={0}
B={1,2,3,5,8}
start letter C={4,7,2,3,5,8}
A B
D={6,7,8,2,3,5}
letter digit
letter
digit D digit
C
letter
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Exercise: convert NFA of (a|b)*abb in to DFA.
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Other Algorithms
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The Lexical- Analyzer Generator: Lex
The first phase in a compiler is, it reads the input
source and converts strings in the source to tokens.
Lex: generates a scanner (lexical analyzer or lexer)
given a specification of the tokens using REs.
The input notation for the Lex tool is referred to as the
Lex language and
The tool itself is the Lex compiler.
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Lex…
By using regular expressions, we can specify
patterns to lex that allow it to scan and match
strings in the input.
Each pattern in lex has an associated action.
Typically an action returns a token, representing
the matched string, for subsequent use by the
parser.
It uses patterns that match strings in the input and
converts the strings to tokens.
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General Compiler Platform
Parse tree
Program source Tokens Parser
Scanner Semantic
(tokenizer) Routines
(stream of
characters) Annotated/decorated
tree
Analysis/
Transformations/
Symbol and optimizations
literal Tables
IR: Intermediate
Representation
Code
Generator
Assembly code
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Scanner, Parser, Lex and Yacc
6262
Building a Lexical Analyzer using Lex
Lex is a scanner generator ----- it takes lexical specification as
input, and produces a lexical analyzer written in C.
Lex source
program Lex compiler lex.yy.c
lex.l
lex.yy.c a.out
gcc compiler
Lexical Analyzer
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Lex specification
Program structure C declarations in %{
...declaration section... %}
%%
P1 { action1 }
...rule section... P2 { action2 }
%%
...user defined functions...
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The rules section
%%
[RULES SECTION]
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Design of a Lexical Analyzer Generator:
RE to NFA to DFA
Thompson’s
construction
ε-closure({0}) = {0,1,3,7}
move({0,1,3,7},a) = {2,4,7}
ε-closure({2,4,7}) = {2,4,7}
move({2,4,7},a) = {7}
ε-closure({7}) = {7}
move({7},b) = {8}
ε-closure({8}) = {8}
move({8},a) =
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Combining and simulation of NFAs of a Set of
Regular Expressions: Example 2
start a
a {action1} 1 2
start b
abb {action2} a b
3 4 5 6
a*b+ {action3}
start a
When two or more b
accepting states are 7 b 8
reached, the first action
is executed a Action1
ε 1 2
start b
a b b b
0 ε 3 a 4 5 6
0 2 5 6
1 4 8 8 ε Action2
a b
3 7 7 8 b
7 None a Action3
Action2
Action3 70
DFA's for Lexical Analyzers
NFA DFA.
Transition table for DFA
State a b Token
found
0137 247 8 None
247 7 58 a
8 - 8 a*b+
7 7 8 None
58 - 68 a*b+
68 - 8 abb
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Pattern matching examples
73
Meta-characters
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Lex Regular Expression: Examples
• an integer: 12345
[1-9][0-9]*
• a word: cat
[a-zA-Z]+
• a (possibly) signed integer: 12345 or -12345
[-+]?[1-9][0-9]*
• a floating point number: 1.2345
[0-9]*”.”[0-9]+
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Regular Expression: Examples…
• a delimiter for an English sentence
“.” | “?” | ! OR
[“.””?”!]
• C++ comment: // call foo() here!!
“//”.*
•white space
[ \t]+
• English sentence: Look at this!
([ \t]+|[a-zA-Z]+)+(“.”|”?”|!)
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Two Rules
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Lex variables
yyin - of the type FILE*. This points to the current file being
scanned by the lexer.
yyout - Of the type FILE*. This points to the location where
the output of the lexer will be written.
By default, both yyin and yyout point to standard input and output.
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Lex functions
• yylex() - The function that starts the analysis. It is
automatically generated by Lex.
• yywrap() - This function is called when end of file (or input)
is encountered. If this function returns 1, the parsing stops.
• yymore() - This function tells the lexer to append the next
token to the current token.
• input() – read next character from yyin. This is the function
invoked by yylex() to read the input.
• output() – write yytext to yyout. This is the function invoked
by yylex() to write the output.
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Lex predefined variables
80
Let us run a lex program
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Lex : programs
The first example is the shortest possible lex file:
%%
Input is copied to output, one character at a time.
The first %% is always required, as there must always be a
rules section.
However, if we don’t specify any rules, then the default
action is to match everything and copy it to output.
Defaults for input and output are stdin and stdout,
respectively.
Here is the same example, with defaults explicitly coded:
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Rule %%
section /* match everything except newline */
. ECHO;
/* match newline */
\n ECHO;
%%
int yywrap(void) { Invokes the
return 1; Lexical
analyzer
}
int main(void) {
User yylex();
definition return 0;
section
}
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Developing Lexical analyzer using
Lex : Linux (Fedora, Kali, …)
vi – used to edit lex and yacc source files.
w – save
q – quit
w filename – save as
wq – save and quit
q! – exit overriding change
4. Press esc
5. Press :wq
6. lex lab1.l
7. gcc lex.yy.c -ll
8. ./a.out <hello.c
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Examples (more) Lab2.l Regular
definitions
%% %{
/*Match every thing except #include <stdio.h>
new line*/ %}
digit [0-9]
. ECHO;
letter [A-Za-z]
/*Match new line*/ id {letter}({letter}|{digit})*
\n ECHO; %%
%% {digit}+ { printf(“number: %s\n”, yytext); }
int yywrap(void) { {id} { printf(“ident: %s\n”, yytext); }
. { printf(“other: %s\n”, yytext); }
return 1;
%%
} main()
int main(void) { {
yylex(); yylex();
} Translation
retrun 0; rules
}
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Example :Finding the number of identifier in a given
program
digit [0-9] Lab3.l
letter [A-Za-z]
%{
int count;
%}
%%
{letter}({letter}/{digit})* count++;
%%
int main(void) {
yylex();
printf(“The number of identifiers are=%4d\n”, count);
return 0; }
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Example: Here is a scanner that counts the number of
characters, words, and lines in a file.
%{
int nchar, nword, nline; Lab4.l
%}
%%
\n { nline++;}
[^ \t\n]+ { nword++, nchar += yyleng; }
. { nchar++; }
%%
int main(void) {
yylex();
printf("%d\t%d\t%d\n", nchar, nword, nline);
return 0;
}
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%{ /* definitions of manifest constants */
LT, LE, EQ, NE, GT, GE, IF, THEN, ELSE, ID, NUMBER,
Regular definitions
RELOP */ Lab5.l
%}
delim [ \t\n]
ws {delim}+ Return token to parser
letter [A-Za-z]
digit [0-9]
id {letter}({letter}|{digit})*
number {digit}+(\.{digit}+)?(E[+\-]?{digit}+)?
%%
{ws} {/*no action and no return*/ }
if {return IF;} Token attribute
then {return THEN;}
else {return ELSE;}
{id} {yylval = install_id(); return ID;}
{number} {yylval = install_num(); return NUMBER;}
“<“ {yylval = LT; return RELOP;}
“<=“ {yylval = LE; return RELOP;}
“=“ {yylval = EQ; return RELOP;}
Install yytext as identifier
“<>“ {yylval = NE; return RELOP;} in symbol table
“>“ {yylval = GT; return RELOP;}
“>=“ {yylval = GE; return RELOP;}
%%
int install_id() {}
int install_num() {} 91
Assignment on Lexical Analyzer
92
1. Write a program in LEX to count the no of
consonants and vowels for a given C and C++ source
programs.
2. Write a program in LEX to count the no of:
(i) positive and negative integers
(ii) positive and negative fractions.
For C and C++ source programs
3. Write a LEX program to recognize a valid C, C++, and
Java programs.
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The MINI Language Introduction
Assumptions:
Source code – MINI language
Target code – Assembly language
Specifications:
There are no procedures and declarations.
All variables are integer variables, and variables are
declared simply by assigning values to them.
There are only two control statements:
An if – statement and
A repeat statement
Both the control statements may themselves
contain statement sequences.
94
The MINI Language Introduction...
An if – statement has an optional else part and must
be terminated by the key word end.
There are also read and write statements that
perform input/output.
Comments are allowed with curly brackets,
comments cannot be nested.
Expression in MINI are also limited to Boolean and
integer arithmetic expressions.
A Boolean expressions consists of a comparison of
two arithmetic expressions using either of the two
comparison operators < and =.
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The MINI Language...
An arithmetic expression may involve integer constants,
variables, parenthesis, and any of the four integer
operators +, -, *, and / (integer division).
Boolean expressions may appear only as tests in
control statements – i.e. There are no Boolean
variables, assignment, or I/O.
Here is a sample program in this language for factorial
function.
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{ sample program
in MINI language – computes factorials
}
read x; { input an integer }
if x > 0 then { don’t compute if x<= 0}
fact:= 1;
repeat
fact := fact * x ;
X:= x-1
until x = 0;
write fact { output factorial of x}
end
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The MINI Language...
In addition to the tokens, MINI has the following
lexical conventions:
Comments : are enclosed in curly brackets {...} and
cannot be nested.
White space : consists of blanks, tabs, and
newlines.
The principles of longest substring is followed in
recognizing tokens.
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Design a scanner for MINI language
99