(J. Bourgain) Averages in The Plane Over Convex Curves and Maximal Operators
(J. Bourgain) Averages in The Plane Over Convex Curves and Maximal Operators
By
J. B O U R G A I N
1. I n t r o d u c t i o n
The main goal of this paper is to give a somewhat simpler exposition of the result
on circular means proved in [1] and extensions to more general curves. The
simplifications with respect to [1] consists in avoiding the more combinatorial part
and most of the interpolation. The basic approach however is the same and also
here information coming from both harmonic analysis and geometry will be
combined.
Let [' be the boundary of a compact convex centrally symmetric body in R 2. Thus
also U = { x ER2,11xH = 1}, where II II is the norm on R 2 induced by this convex
symmetric body. We assume [" sufficiently smooth and of non-vanishing curvature
(extensions will be discussed later). Let ~r denote the arc length measure of U.
This result was proved [1] in the special case U in the unit circle {x E R'; I x I -- l).
Theorem 1 has the following consequence on differentiation of functions.
69
JOURNAL D'ANALYSEMATHI~MATI(~HUE,VoL 47 (1986)
70 J. BOURGAIN
(o" = arc length measure of unit circle). Clearly I Tfl <=IM[I and Tf = ~ everywhere
while Ilfl12 < ~ .
Related operators, more precisely
T[(x)=f[(x+(l§ o- = O'r,
(6) f f(r162
where ~p @ 5e(R 2) satisfies if, = I on a neighborhood of 0. In this paper, we will in
particular show the LP-boundedness of (5) for p > 2 by direct geometrical
considerations rather than working with (6).
2. T h e L2-estimation
Although (3) fails for p = 2, the study of the L2-behaviour is important in our
approach. Denote P, (t > 0) the Poisson-semigroup on R 2, ~b,(sr = e -'~t, and define
for e > 0 small
Lemma 1.
suplt,,(,lll cr(K)llrll,,
I >l) 2
denoting
To derive (7), we let K = (tr * P,) - P,. Thus (tr * P,), = K, + P, and the maximal
operator associated to P, is taken care of by the Hardy-Littlewood theorem, while
the expression F(K) reduces to
,2. b,),,2
C+~aj taj+
where
If F is smooth (up to order 5 say) and has everywhere positive gaussian curvature,
we have a, < C2 -i'2, b, < C2 ';2 as in the circle case. This can be shown by a simple
direct computation. In fact, C. Herz has shown in [3] that the essential part of dr is
given by the expression (J st[ > 1)
where K(~') is the curvature of F at the point with unit outer normal vector ~" and
II II. is the norm on R 2 dual to II II,
3. R e d u c t i o n of the p r o b l e m
We restrict ourselves in the definition (2) of M to values t _-<1 (by rescaling, this is
no loss of generality).
For k = 1,2 ..... denote ~ the it-algebras generated by the 2-k-size squares in
the plane obtained by successive diadic refinement of the unit square partition. Let
Ek be the corresponding expectation operators, thus
f = E.tfl + ,Y_-,A4,
IA,(E. If')'-<-Cf*
o. = o.o+ ~ 2*-'o',
CONVEX CURVES 73
where
or o = ,~ln~llyll<21
and
(analogous to the expansion of the Dirac measure &) on R in the Haar system). Thus
I <
p )
2-~" )11111 < C(p)NJ[N
p
P
is obtained provided EJ -- O, since the initial terms in (11) can be estimated with the
inequality
Denoting
y-x and Vx -- I tTx [ (absolute value),
~'. = 0~ (t(x) )
expression (13) becomes
I f f(Y)V.(y)dy I
Let 1 < qo< q < q~ < 2. By the Marcinkicwicz interpolation theorem and the fact
that
[L%",L~,"]o,q = L ~ = [Lq,,,Lr ~ if 1 = 1 - 0 + 0 ,
q qo ql
Writing
1 -1--+0 0
q 1 2'
0 0 0
Substitution of (16), (17) in the right member of (15) shows that in order to get (14),
it suffices for given 1-1 to improve a bit on (16) or on (17), i.e.
or
2
fl
s-I
(20)
I
[I,as
and
(21)
fl I
Then
tl th~ fll
where the first term satisfies (18) (by adding up (20)) and the second term satisfies
(19).
It should be pointed out that both (18) and (19) considered separately may fail for
suitably chosen f~ and radius function t(x).
4. G e o m e t r i c a l estimates
In this section, we first prove some estimates on (V~, Vy) and (Vx, (",) which will
be used later on. Again c, C will stand for constants (possibly depending on F), By
the curvature hypothesis on F, one has the following property:
We will use the following corollary. Suppose lip [[- 1 ~ I[q [[ and lip - q II< c[Ip II,
then
(23) dist(q, Rp)- [lip - q II- [lip II-IIq II []"2lip - q I[''2.
To see this, assume lip II > Ilq II and let [[0 II, = 1 satisfy (p, 0) =[IP [[. Denote
, s i n A n g l e ( p - q , q ) , - I[[q-
~- P-q,,l- ( ~ ) '/2
IIp-q
dist(q, Re) ~ IIp - q [I [sin Angle(p - q, q)[ - 8 ,/2lip _ q I1%
proving (23).
The following lemma generalizes the estimates in the circle case (see [1]).
L e m m a 3. Denote r~ the radius t(x) introduced in previous sections when
denning Vx. Then
(1) The diameter of each of the components of Vx N Vy (vesp. of the unique
component in case of coincidence) is
(27)
f 4,(-~(t), l-~(t))-4,(o,D--t,
1
I, ~(a - A(t), b-p(t))-cb(a,b)=O,
CONVEX CURVES 77
IIn
(29) 1
(V,, Vy)-- n f (lJ((t)l+ll2(t)l)dt,
-IIn
IIn
-20~,~b(a - a , b - ~t),(12 - 0 2 , 6 ( a - a , b - / ~ ) 0 2 ) 2.
and
IIn
Assume first (35). We may suppose [a [<]1 - b[ since otherwise [x - y I< cn-' and
there is nothing to prove. It follows from (31) and (33) that
by (35). It is geometrically clear that I/~ (t)[ ~ I a (t)[. Hence (36) is proved, under the
assumption
as long as
(41) [A [ < ~ [ a [ [ 1 - b [ - ' .
By (39), it follows that IA[<Clal -j, thus [A[<C/na for Itl<l/n, on the
component of V, r Vy containing 0.
It follows from (34) that n - ' [ a [-' "~ Ja [ [ 1 - b [-'. By previous reasoning (40)
holds on the 0 containing component of V, tq Vr
CONVEX CURVES 79
where r ,~ #. Then
/
80 J. BOURGAIN
P r o o f of L e m m a 2. Assume Ilx II----tly II. Let w = - xlllx II and ~o,qJ the angles
indicated above. It follows from the discussion at the beginning of this section that
From (44)
Similarly
Also
l+llyll-Ily-wll=<c
-dist(y, Rx) 2
Ilyll ----
clX-yrsin~,/,
p
If 1 => Ily - w II---Ily + x/llx II II, clearly IIx - y II----IIx II and (45)is trivial.
5. T h e basic c o n s t r u c t i o n
Let now ~ C [0,1] 2 (actually by further splitting, we may assume that ~ has an
arbitrary small diameter; in particular, [Ix - y II< 89 + ry) for x , y E ~ ) . For x E f~,
define the set
It will suffice from previous discussion to show that the t}; satisfy (20), thus
(53)
]If Q"dxll,<
n'j
and also
(54)
lit
(v,, v,}
(55)
l+nlllx-yll-lr.-r, idxdy.
fl I fltxllt
Defining
= {(x,y) ~,0,, x fl, I y e f}~,}
and using Lemma 3(i), the right member of (55) may be estimated by
(56)
(57) tl -"
IIf
.~
tit
X
fl2<
2
= n -~ o g n 2.
82 J. BOURGAIN
I (x)l < n
It easily follows from a r e a r r a n g e m e n t argument that given a E R 2, D CR 2,
(59) = Cn-~"~+sII'~. I.
Taking ~ < 88 the proof of the L2-estimate (54) follows from (57) and (59).
6. E n d o [ t h e p r o o f
Divide ~ ' in the respective regions [rx --- 1] and [rx > 1]. T h e computations for both
are analogous and we therefore only treat the second case, i.e.
(To handle the first case, L e m m a 4 has to be suitably restated.) Since clearly
,62, If
Nt
Let thus 1 be fixed and denote p=2t+~n -m. Let K = n - L In order to use
L2-estimates, we need to restrict the functions I~', to the set [llx II > 1 + Kp]. Let thus
~0 be a [0, 1J-valued function on R" satisfying the conditions
Thus
f'x(z)r 1 + Kp.
Similarly,
thus
Cn-,+2.(I x _ y I+ 1 / n ) ~'
Hence
--" f§
P
84 J. BOURGAIN
~t !tit
Since [Ix [[> p/2 for x E [~t, r~ > 1 + 0/4 by (61) and it follows from construction of tp
that for each x E ['t'
II vx (1 - q,)ll, --< c
I1
Hence, the first term in (66) is dominated by Cn -"2-' lilt I. Again since ]]x [[_-<p for
x E l)t, the function fa, Vxdx is supported by a set of measure at most Cp, and thus
by the Cauchy-Schwartz inequality and (65)
tlf
~1t
r llt• I
I -2 112
<__cln'l ,,~
,, ( n l w l ) ''~
and hence (62), with e ' = 6 / 2 - 5 e , since 11)'[> n -~+~.
Thus the estimates (53) are obtained and the proof of Theorem 1 is completed.
The differentiation result (4) may be generalized to curves I" that are a bit more
general than those covered by T h e o r e m 1. Let F be the smooth boundary of a
compact convex body in the plane containing 0 as inner point. Assume that the
curvature of V only vanishes at finitely many points. We may then approximate the
arc length measure o" of U by a sum o'~ + o'2 + " " + O's,
F = {max(lx.l,lx2l) = 1}
REFERENCES
1. J. Bourgain, On the spherical maximal function in the plane, preprint IHES, June 1985.
2. J. Bourgain, High dimensional maximal functions associated to convex bodies, Am. J. Math., to
appear.
3. C. Herz, Fourier transforms of convex bodies, Ann. Math. 75 (1962), 81-92.
4. E. Stein and S. Wainger, Bull. Am. Math. Soc. g4 (1978), 1239-1295.
I.H.E.S.
BURES-SUR-YVE'ITE,FRANCE
AND
UNIVERSITYOF ILLINOIS
URBANA, ILLINOIS,U S A
(Received May 31, 1985 and in revised form November 11, 1985)