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Red Black Trees

Red-Black Trees are a type of self-balancing binary search tree that uses red and black colored nodes to maintain balance during insertion and deletion operations. Key properties include that the root is always black, no two adjacent nodes can be red, and every path from the root to the leaves must have the same number of black nodes. The document details the basic operations of Red-Black Trees, including insertion, deletion, and searching, along with examples and implementation in various programming languages.

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0% found this document useful (0 votes)
39 views22 pages

Red Black Trees

Red-Black Trees are a type of self-balancing binary search tree that uses red and black colored nodes to maintain balance during insertion and deletion operations. Key properties include that the root is always black, no two adjacent nodes can be red, and every path from the root to the leaves must have the same number of black nodes. The document details the basic operations of Red-Black Trees, including insertion, deletion, and searching, along with examples and implementation in various programming languages.

Uploaded by

ashwini biradar
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
You are on page 1/ 22

Page 1 of 22

Red Black Trees


Red-Black Trees are another type of the Balanced Binary Search Trees with two coloured nodes: Red
and Black. It is a self-balancing binary search tree that makes use of these colours to maintain the
balance factor during the insertion and deletion operations. Hence, during the Red-Black Tree
operations, the memory uses 1 bit of storage to accommodate the colour information of each node

In Red-Black trees, also known as RB trees, there are different conditions to follow while assigning the
colours to the nodes.

The root node is always black in colour.


No two adjacent nodes must be red in colour.

Every path in the tree (from the root node to the leaf node) must have the same amount of
black coloured nodes.

Even though AVL trees are more balanced than RB trees, with the balancing algorithm in AVL trees
being stricter than that of RB trees, multiple and faster insertion and deletion operations are made
more efficient through RB trees.

Fig: RB trees

Basic Operations of Red-Black Trees


The operations on Red-Black Trees include all the basic operations usually performed on a Binary
Search Tree. Some of the basic operations of an RB Tree include −

Insertion

Deletion
Page 2 of 22

Search

Insertion operation
Insertion operation of a Red-Black tree follows the same insertion algorithm of a binary search tree.
The elements are inserted following the binary search property and as an addition, the nodes are color
coded as red and black to balance the tree according to the red-black tree properties.

Follow the procedure given below to insert an element into a red-black tree by maintaining both binary
search tree and red black tree properties.

Case 1 − Check whether the tree is empty; make the current node as the root and color the node black
if it is empty.

Case 2 − But if the tree is not empty, we create a new node and color it red. Here we face two different
cases −

If the parent of the new node is a black colored node, we exit the operation and tree is left as
it is.

If the parent of this new node is red and the color of the parent's sibling is either black or if it
does not exist, we apply a suitable rotation and recolor accordingly.
If the parent of this new node is red and color of the parent's sibling is red, recolor the parent,
the sibling and grandparent nodes to black. The grandparent is recolored only if it is not the
root node; if it is the root node recolor only the parent and the sibling.

Example
Let us construct an RB Tree for the first 7 integer numbers to understand the insertion operation in
detail −

The tree is checked to be empty so the first node added is a root and is colored black.

Now, the tree is not empty so we create a new node and add the next integer with color red,
Page 3 of 22

The nodes do not violate the binary search tree and RB tree properties, hence we move ahead to add
another node.

The tree is not empty; we create a new red node with the next integer to it. But the parent of the new
node is not a black colored node,

The tree right now violates both the binary search tree and RB tree properties; since parent's sibling is
NULL, we apply a suitable rotation and recolor the nodes.
Page 4 of 22

Now that the RB Tree property is restored, we add another node to the tree −

The tree once again violates the RB Tree balance property, so we check for the parent's sibling node
color, red in this case, so we just recolor the parent and the sibling.
Page 5 of 22

We next insert the element 5, which makes the tree violate the RB Tree balance property once again.

And since the sibling is NULL, we apply suitable rotation and recolor.
Page 6 of 22

Now, we insert element 6, but the RB Tree property is violated and one of the insertion cases need to
be applied −

The parent's sibling is red, so we recolor the parent, parent's sibling and the grandparent nodes since
the grandparent is not the root node.
Page 7 of 22

Now, we add the last element, 7, but the parent node of this new node is red.

Since the parent's sibling is NULL, we apply suitable rotations (RR rotation)
Page 8 of 22

The final RB Tree is achieved.

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Deletion operation
The deletion operation on red black tree must be performed in such a way that it must restore all the
properties of a binary search tree and a red black tree. Follow the steps below to perform the deletion
operation on the red black tree −

Firstly, we perform deletion based on the binary search tree properties.

Case 1 − If either the node to be deleted or the node's parent is red, just delete it.

Case 2 − If the node is a double black, just remove the double black (double black occurs when the
node to be deleted is a black colored leaf node, as it adds up the NULL nodes which are considered
black colored nodes too)

Case 3 − If the double black's sibling node is also a black node and its child nodes are also black in
color, follow the steps below −

Remove double black

Recolor its parent to black (if the parent is a red node, it becomes black; if the parent is
already a black node, it becomes double black)

Recolor the parent's sibling with red


Page 9 of 22

If double black node still exists, we apply other cases.

Case 4 − If the double black node's sibling is red, we perform the following steps −

Swap the colors of the parent node and the parent's sibling node.

Rotate parent node in the double black's direction

Reapply other cases that are suitable.

Case 5 − If the double black's sibling is a black node but the sibling's child node that is closest to the
double black is red, follows the steps below −

Swap the colors of double black's sibling and the sibling's child in question

Rotate the sibling node is the opposite direction of double black (i.e. if the double black is a
right child apply left rotations and vice versa)

Apply case 6.

Case 6 − If the double black's sibling is a black node but the sibling's child node that is farther to the
double black is red, follows the steps below −

Swap the colors of double black's parent and sibling nodes

Rotate the parent in double black's direction (i.e. if the double black is a right child apply right
rotations and vice versa)

Remove double black

Change the color of red child node to black.

Example

Considering the same constructed Red-Black Tree above, let us delete few elements from the tree.
Page 10 of 22

Delete elements 4, 5, 3 from the tree.

To delete the element 4, let us perform the binary search deletion first.

After performing the binary search deletion, the RB Tree property is not disturbed, therefore the tree is
left as it is.
Page 11 of 22

Then, we delete the element 5 using the binary search deletion

But the RB property is violated after performing the binary search deletion, i.e., all the paths in the tree
do not hold same number of black nodes; so we swap the colors to balance the tree.

Then, we delete the node 3 from the tree obtained −


Page 12 of 22

Applying binary search deletion, we delete node 3 normally as it is a leaf node. And we get a double
node as 3 is a black colored node.

We apply case 3 deletion as double black's sibling node is black and its child nodes are also black.
Here, we remove the double black, recolor the double black's parent and sibling.

All the desired nodes are deleted and the RB Tree property is maintained.
Page 13 of 22

Search operation
The search operation in red-black tree follows the same algorithm as that of a binary search tree. The
tree is traversed and each node is compared with the key element to be searched; if found it returns a
successful search. Otherwise, it returns an unsuccessful search.

Complete implementation
Following are the complete implementations of Red Black Tree in various programming languages −

C++ Java Python

Open Compiler

// C++ program for Red black trees algorithmn


#include <iostream>
using namespace std;
struct Node {
int data;
Node *parent;
Node *left;
Node *right;
int color;
};
typedef Node *NodePtr;
class RedBlackTree {
private:
NodePtr root;
NodePtr TNULL;
void initializeNULLNode(NodePtr node, NodePtr parent) {
node->data = 0;
node->parent = parent;
node->left = nullptr;
node->right = nullptr;
node->color = 0;
}
// Preorder
void preOrderHelper(NodePtr node) {
if (node != TNULL) {
cout << node->data << " ";
preOrderHelper(node->left);
preOrderHelper(node->right);
Page 14 of 22

}
}
// Inorder
void inOrderHelper(NodePtr node) {
if (node != TNULL) {
inOrderHelper(node->left);
cout << node->data << " ";
inOrderHelper(node->right);
}
}
// Post order
void postOrderHelper(NodePtr node) {
if (node != TNULL) {
postOrderHelper(node->left);
postOrderHelper(node->right);
cout << node->data << " ";
}
}
NodePtr searchTreeHelper(NodePtr node, int key) {
if (node == TNULL || key == node->data) {
return node;
}
if (key < node->data) {
return searchTreeHelper(node->left, key);
}
return searchTreeHelper(node->right, key);
}
// For balancing the tree after deletion
void deleteFix(NodePtr x) {
NodePtr s;
while (x != root && x->color == 0) {
if (x == x->parent->left) {
s = x->parent->right;
if (s->color == 1) {
s->color = 0;
x->parent->color = 1;
leftRotate(x->parent);
s = x->parent->right;
}
if (s->left->color == 0 && s->right->color == 0) {
s->color = 1;
x = x->parent;
Page 15 of 22

} else {
if (s->right->color == 0) {
s->left->color = 0;
s->color = 1;
rightRotate(s);
s = x->parent->right;
}
s->color = x->parent->color;
x->parent->color = 0;
s->right->color = 0;
leftRotate(x->parent);
x = root;
}
} else {
s = x->parent->left;
if (s->color == 1) {
s->color = 0;
x->parent->color = 1;
rightRotate(x->parent);
s = x->parent->left;
}
if (s->right->color == 0 && s->right->color == 0) {
s->color = 1;
x = x->parent;
} else {
if (s->left->color == 0) {
s->right->color = 0;
s->color = 1;
leftRotate(s);
s = x->parent->left;
}
s->color = x->parent->color;
x->parent->color = 0;
s->left->color = 0;
rightRotate(x->parent);
x = root;
}
}
}
x->color = 0;
}
void rbTransplant(NodePtr u, NodePtr v) {
Page 16 of 22

if (u->parent == nullptr) {
root = v;
} else if (u == u->parent->left) {
u->parent->left = v;
} else {
u->parent->right = v;
}
v->parent = u->parent;
}
void deleteNodeHelper(NodePtr node, int key) {
NodePtr z = TNULL;
NodePtr x, y;
while (node != TNULL) {
if (node->data == key) {
z = node;
}
if (node->data <= key) {
node = node->right;
} else {
node = node->left;
}
}
if (z == TNULL) {
cout << "Key not found in the tree" << endl;
return;
}
y = z;
int y_original_color = y->color;
if (z->left == TNULL) {
x = z->right;
rbTransplant(z, z->right);
} else if (z->right == TNULL) {
x = z->left;
rbTransplant(z, z->left);
} else {
y = minimum(z->right);
y_original_color = y->color;
x = y->right;
if (y->parent == z) {
x->parent = y;
} else {
rbTransplant(y, y->right);
Page 17 of 22

y->right = z->right;
y->right->parent = y;
}
rbTransplant(z, y);
y->left = z->left;
y->left->parent = y;
y->color = z->color;
}
delete z;
if (y_original_color == 0) {
deleteFix(x);
}
}
// For balancing the tree after insertion
void insertFix(NodePtr k) {
NodePtr u;
while (k->parent->color == 1) {
if (k->parent == k->parent->parent->right) {
u = k->parent->parent->left;
if (u->color == 1) {
u->color = 0;
k->parent->color = 0;
k->parent->parent->color = 1;
k = k->parent->parent;
} else {
if (k == k->parent->left) {
k = k->parent;
rightRotate(k);
}
k->parent->color = 0;
k->parent->parent->color = 1;
leftRotate(k->parent->parent);
}
} else {
u = k->parent->parent->right;
if (u->color == 1) {
u->color = 0;
k->parent->color = 0;
k->parent->parent->color = 1;
k = k->parent->parent;
} else {
if (k == k->parent->right) {
Page 18 of 22

k = k->parent;
leftRotate(k);
}
k->parent->color = 0;
k->parent->parent->color = 1;
rightRotate(k->parent->parent);
}
}
if (k == root) {
break;
}
}
root->color = 0;
}
void printHelper(NodePtr root, string indent, bool last) {
if (root != TNULL) {
cout << indent;
if (last) {
cout << "R----";
indent += " ";
} else {
cout << "L----";
indent += "| ";
}
string sColor = root->color ? "RED" : "BLACK";
cout << root->data << "(" << sColor << ")" << endl;
printHelper(root->left, indent, false);
printHelper(root->right, indent, true);
}
}
public:
RedBlackTree() {
TNULL = new Node;
TNULL->color = 0;
TNULL->left = nullptr;
TNULL->right = nullptr;
root = TNULL;
}
void preorder() {
preOrderHelper(this->root);
}
void inorder() {
Page 19 of 22

inOrderHelper(this->root);
}
void postorder() {
postOrderHelper(this->root);
}
NodePtr searchTree(int k) {
return searchTreeHelper(this->root, k);
}
NodePtr minimum(NodePtr node) {
while (node->left != TNULL) {
node = node->left;
}
return node;
}
NodePtr maximum(NodePtr node) {
while (node->right != TNULL) {
node = node->right;
}
return node;
}
NodePtr successor(NodePtr x) {
if (x->right != TNULL) {
return minimum(x->right);
}
NodePtr y = x->parent;
while (y != TNULL && x == y->right) {
x = y;
y = y->parent;
}
return y;
}
NodePtr predecessor(NodePtr x) {
if (x->left != TNULL) {
return maximum(x->left);
}
NodePtr y = x->parent;
while (y != TNULL && x == y->left) {
x = y;
y = y->parent;
}
return y;
}
Page 20 of 22

void leftRotate(NodePtr x) {
NodePtr y = x->right;
x->right = y->left;
if (y->left != TNULL) {
y->left->parent = x;
}
y->parent = x->parent;
if (x->parent == nullptr) {
this->root = y;
} else if (x == x->parent->left) {
x->parent->left = y;
} else {
x->parent->right = y;
}
y->left = x;
x->parent = y;
}
void rightRotate(NodePtr x) {
NodePtr y = x->left;
x->left = y->right;
if (y->right != TNULL) {
y->right->parent = x;
}
y->parent = x->parent;
if (x->parent == nullptr) {
this->root = y;
} else if (x == x->parent->right) {
x->parent->right = y;
} else {
x->parent->left = y;
}
y->right = x;
x->parent = y;
}
// Inserting a node
void insert(int key) {
NodePtr node = new Node;
node->parent = nullptr;
node->data = key;
node->left = TNULL;
node->right = TNULL;
node->color = 1;
Page 21 of 22

NodePtr y = nullptr;
NodePtr x = this->root;
while (x != TNULL) {
y = x;
if (node->data < x->data) {
x = x->left;
} else {
x = x->right;
}
}
node->parent = y;
if (y == nullptr) {
root = node;
} else if (node->data < y->data) {
y->left = node;
} else {
y->right = node;
}
if (node->parent == nullptr) {
node->color = 0;
return;
}
if (node->parent->parent == nullptr) {
return;
}
insertFix(node);
}
NodePtr getRoot() {
return this->root;
}
void deleteNode(int data) {
deleteNodeHelper(this->root, data);
}
void printTree() {
if (root) {
printHelper(this->root, "", true);
}
}
};
int main() {
RedBlackTree V;
V.insert(24);
Page 22 of 22

V.insert(33);
V.insert(42);
V.insert(51);
V.insert(60);
V.insert(40);
V.insert(22);
V.printTree();
cout << endl
<< "After deleting an element" << endl;
V.deleteNode(40);
V.printTree();
}

Output
R----33(BLACK)
L----24(BLACK)
| L----22(RED)
R----51(RED)
L----42(BLACK)
| L----40(RED)
R----60(BLACK)

After deleting an element


R----33(BLACK)
L----24(BLACK)
| L----22(RED)
R----51(RED)
L----42(BLACK)
R----60(BLACK)

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