DoD Data Stewardship Guidebook
DoD Data Stewardship Guidebook
Department of Defense
Chief Data Officer
October 2021
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Table of Contents
1 Introduction ..................................................................................................................... 1
1.1 Data Stewardship Hierarchy ............................................................................................ 2
1.2 Data Stewardship Hierarchy Description ......................................................................... 2
2 Key Data Stewardship Roles and Responsibilities ........................................................... 4
2.1 DoD Component Chief Data Officer................................................................................. 4
2.2 x Data Officer ................................................................................................................... 6
2.3 Data Steward.................................................................................................................... 7
2.4 x Data Manager ................................................................................................................ 9
2.5 Data Custodian ............................................................................................................... 12
3 DoD Component Flexibility in Data Stewardship Roles and Responsibilities ................ 12
4 Office of the Secretary of Defense / Principal Staff Assistants...................................... 13
5 Conclusion ...................................................................................................................... 13
6 Content for Future Versions .......................................................................................... 14
Appendix A: Glossary .................................................................................................................... 15
Appendix B: Acronyms .................................................................................................................. 19
Appendix C: DoD Data Strategy Summary .................................................................................... 20
Appendix D: References ................................................................................................................ 22
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1 Introduction
The Department of Defense (DoD) Data Stewardship Guidebook amplifies and extends key
concepts from the DoD Data Strategy – three essential capabilities and five guiding principles. The
essential capabilities enable the DoD Data Strategy goals and therefore, are leveraged within data
stewardship roles and responsibilities to ensure that data is managed effectively at all levels. They
empower the workforce to manage and maximize the value of data and to make data-informed
decisions in implementing effectual processes. The guiding principles are foundational to all data
efforts and enable military advantage by ensuring accountability throughout the data lifecycle, by
providing access and availability to the fullest extent possible, and by keeping appropriate data
sharing and use at the forefront.
The three (of four) essential capabilities leveraged in this guidebook are:
• Governance which provides the principles, policies, processes, frameworks, tools,
metrics, and oversight required to effectively manage data at all levels, from creation to
disposition.
• Talent and Culture which addresses the need to increasingly empower the DoD
workforce (Service Members, Civilians, and Contractors at every echelon) to work with
data, make data-informed decisions, create evidence-based policies, and implement
effectual processes.
• Standards which provides a family of standards that includes not only commonly
recognized approaches for the management and utilization of data assets, but also proven
and successful methods for representing and sharing data.
The five (of eight) guiding principles leveraged in this guidebook are:
• Data is a Strategic Asset – DoD data is a high-interest commodity and must be leveraged
in a way that brings both immediate and lasting military advantage.
• Collective Data Stewardship – DoD must assign data stewards, data custodians, and a set
of functional data managers to achieve accountability throughout the entire data lifecycle.
• Data Collection – DoD must enable electronic collection of data at the point of creation
and maintain the pedigree of that data at all times.
• Enterprise-Wide Data Access and Availability – DoD data must be made available for
use by all authorized individuals and non-person entities through appropriate
mechanisms.
• Data Fit for Purpose – DoD must carefully consider any ethical concerns in data
collection, sharing, use, rapid data integration as well as minimization of any sources of
unintended bias.
The DoD Data Stewardship Guidebook identifies the roles and responsibilities necessary to govern
and manage data on behalf of a DoD Component in support of the DoD Data Strategy. Roles within
the guidebook should be recognized by leadership of DoD Components and empowered to perform
data responsibilities. In doing so, data will become a strategic asset, a high value materiel that
brings immediate and long lasting military advantage, furthering the three focus areas of the
strategy: Joint All Domain Operations, Senior Leader Decision Support, and Business Analytics.
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Detailed Responsibilities
1. Implement appropriate functions of 44 USC §3520(c) in alignment with the DoD Data
Strategy and other relevant strategies.
2. Address Federal Data Strategy (FDS) Action Plan (FDSAP) requirements when required
or appropriate to improve data management within their DoD Component.
3. In cooperation with stakeholders, such as USD(A&S) and the acquisition community,
pursue change across a broad spectrum of materiel and non-materiel solutions, and create
policies around data management. These policies govern data management across the
entire data lifecycle (from origination to disposition) and cover all types of data
regardless of purpose or use.
4. Develop and oversee the DoD Component-level data management strategy and data
management plan. The plan documents how specific data is collected/created, processed,
used, maintained, and disposed in order to facilitate long-term data management
decisions and actions. It should include topics such as:
a. Description of the data to be collected/created
b. Authority under which the data is collected
c. Standards/methodologies for data collection and management
d. Ethics and intellectual property concerns or restrictions
e. Plans for data sharing and access
f. Strategy for long-term preservation of the data.
g. Metadata Management
h. Interoperability and Data Exchange
i. Security
j. COOP/disaster recovery
k. Data Governance and authority to govern (i.e., the plan should describe how the
roles defined in this document are implemented.)
l. Data Storage and Backup
m. Data Archival/Disposal
5. Identify categories of data that should incorporate dynamic authorization and access to
data.
6. Instantiate and oversee appropriate decision bodies, such as a Data Governance Board
(DGB), to ensure establishment and enforcement of data governance.
7. In conjunction with other DoD Component stakeholders, including xDOs, create
subdomains and appoint subject matter experts with detailed knowledge of specific data
types unique to a subdomain. Define as many or as few subdomains as necessary.
8. Coordinate and involvement in acquisition decisions to ensure compliance with data
policies.
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9. Oversee data and the management of data within their area of responsibility:
a. Coordinate integration of data across DoD Component applicable constructs (e.g.,
mission areas, information domains)
b. Designate, assign, and task data stewards
c. Define scope of data steward responsibility
d. Report to DoD Component DGB.
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o. Audit, implement, and report compliance with the DoD Data Strategy and DoD
Component implementation plan
p. Assist with planning, programming, budgeting, and execution for data
management activities
q. Assist with the implementation of the FDS and the FDSAP.
3. Implement data governance and data management policy and guidance within their
domain by working with information owners and system owners, regardless of the system
in which the data originates (e.g., feeder systems) and resides (e.g., data management and
analytic platforms).
4. In collaboration with their Component CDO and/or xDO, create policies for their domain.
5. Responsible for data quality with the domain.
6. Define digital policy rules for access to data based on laws, regulations, agreements, and
DoD and DoD Component level policies.
7. Ensure data sharing agreements align with appropriate policy and guidance, and
implement appropriate mechanisms (e.g., access controls) within the domain.
8. Appoint xDMs as required, but function as the single DGB representative for their
respective stakeholders.
9. Work with the DoD Component CDO and xDOs to implement changes in policies,
standards, processes, and technologies to ensure maximum execution effectiveness.
10. Participate in acquisition decisions to ensure compliance with data policies.
11. Responsible for cross-coordination with the Principal Staff Assistants (PSAs).
12. Data Initiative Identification
a. Work with the xDOs and functional lead to identify and approve data initiatives
and to prioritize initiatives based on impact to mission objectives and data
analytics goals.
13. Data Identification
a. Designate authoritative sources, unless performed at the xDO level, and ensure
authoritative sources are accessible via APIs and are registered in the data catalog
b. Assess financial impact of source selection.
14. Data Collection / Creation
a. Approve data acquisition policies and processes
b. Ensure that systems and platforms under their responsibility meet the data
standard requirements outlined within DoD policies. When appropriate, select and
approve data standards (e.g., imagery data format from sensors)
c. Monitor the acquisition of data from existing and new data sources to ensure
standards and quality requirements are met.
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g. Produce a comprehensive data dictionary for each data source that thoroughly
defines and describes all data fields associated with the source data.
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7. Data Maintenance
a. Update, maintain, and refresh data as needed or assign those actions to data
custodians (e.g., database administration activities)
b. Assess, cleanse, and curate data to confirm the quality and veracity
(trustworthiness) of the data to ensure data is deemed fit for access
c. Respond to consumer feedback, particularly on data quality and data access issues
8. Data Use
a. Direct and record the different uses (e.g., data analytics initiatives, applications)
and users of the data
b. Select the tools and technology required to apply/use the data
c. Monitor and log data provided to consumers employing automation to the
maximum extent possible
d. Solicit, receive, and respond to data consumer feedback.
9. Data Provisioning
a. Develop, manage, operate, and maintain API/services with appropriate security/
access controls (e.g., identity, credential, and access management)
b. Register data source and API in the data catalog
c. Maintain record (log) usage of API/service employing automation to the
maximum extent possible
d. Provide data to consumer in a standard format (e.g., National Information
Exchange Model) as feasible and appropriate
e. Collaborate with appropriate DoD Component stakeholders to define architecture
for integrating dynamic access services including attribute services, policy rule
stores, policy decision points, and policy enforcement points in support of access
to tagged data
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Nothing precludes DoD Components from having staff perform other roles and responsibilities
(non-data stewardship related) in addition to data management roles. At any level of this hierarchy,
the person performing the data role may have other responsibilities. This depends on individual
circumstances, such as the DoD Component’s mission, number of personnel, number of systems,
size and complexity of their data, and other items unique to a DoD Component’s situation.
The DoD CDO is available to assist DoD Components with questions concerning their data
management needs. The DoD CDO seeks to foster the data management community and to support
DoD Components with finding ways to share best practices and lessons learned in implementing
data stewardship.
5 Conclusion
The DoD Data Stewardship Guidebook establishes the structure, roles, and responsibilities
required to effectively manage data as a strategic asset within a DoD Component. The guidebook
is an amplification and extension of the Governance and Talent and Culture essential capabilities
identified in the DoD Data Strategy. The guidebook also applies and extends the guiding principles
necessary to address foundational data management activities (e.g., data quality management,
metadata management, and data risk management (security, privacy, compliance)). It is a tool
intended to enable a more consistent data stewardship workforce that fully exploits data for
mission operations and trustworthy decision making.
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Appendix A: Glossary
Term Definition
Chief Data Officer A designated senior official responsible for the management of data as
an asset and the establishment and enforcement of data-related
strategies, policies, standards, processes, and governance. (IC Data
Management Lexicon, 2020)
Data Access The ability of a human or non-person entity to perform one or more
operations on data, typically via service endpoints and APIs. These
operations may include the ability for data to be searched, retrieved,
read, created, updated, deleted, manipulated, and executed. (IC Data
Management Lexicon, 2020)
Data Asset Data maintained and secured as a shared, critical, inexhaustible, durable,
and strategic resource with the expectation of future value and benefits.
Examples of data assets include databases, documents, data returned as
web content, application/system output files, and records. (IC Data
Management Lexicon, 2020)
Data Custodian May perform mission and business data-related tasks such as collecting,
tagging, and processing data, and may grant individual user’s access to
additional information beyond that of general systems, applications, and
file permissions to perform such functions, where appropriate. The data
custodian does not assume the legal or policy roles of the DoD
Component. (IC Data Management Lexicon, 2020)
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Data Lifecycle A conceptualization of a birth-to-death value chain for data, which often
includes phases such as plan and task, acquire and assess, process and
transform, discover and access, analyze and exploit, and preserve or
dispose. (IC Data Management Lexicon, 2020)
Data Management Development and execution of plans, policies, programs, and practices
(4Ps) that acquire, control, protect, and enhance the value of data assets
throughout the lifecycle, led or performed by professionals following
established disciplines and functions. (IC Data Management Lexicon,
2020)
Data Management A plan that documents how specific data is collected, processed, used,
Plan and curated in order to facilitate long-term data management decisions
and actions. It typically includes topics such as:
i. Description of the data to be collected/created
ii. Authority under which the data is collected
iii. Standards/methodologies for data collection and management
iv. Ethics and Intellectual Property concerns or restrictions
v. Plans for data sharing and access
vi. Strategy for long-term preservation of the data.
(IC Data Management Lexicon, 2020)
Data Management Selected courses of action setting the direction for data management
Strategy within the enterprise, including vision, mission, goals, principles,
policies, and projects. (DAMA Dictionary, 2nd Edition)
Data Quality The degree to which data is accurate, complete, timely, consistent with
all requirements and business rules, and relevant for a given use. (IC
Data Management Lexicon, 2020)
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Data Steward Data steward responsibilities are assigned to specific personnel across a
multi-level data stewardship hierarchy. Whether represented by a single
employee or by responsibilities distributed through an organizational
hierarchy, data stewards are legally accountable across the data lifecycle
on behalf of the Component for:
a. Establishing protection, sharing, and governance guidelines for
data and datasets within an assigned subject area
b. Maintaining data names, business definitions, data integrity
rules, and domain values within an assigned subject area
c. Complying with legal and policy requirements and conformance
and data policies and data standards
d. Ensuring application of appropriate security controls
e. Analyzing and improving data quality
f. Identifying and resolving data related issues.
(IC Data Management Lexicon, 2020)
Data Stewardship The formal, specifically assigned, and entrusted accountability for
business (non-technical) responsibilities ensuring effective control and
use of data and information resources. (DAMA Dictionary, 2nd Edition)
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Enterprise Data Data that is used, shared, or generated with a particular point of view or
perspective, generally DoD Component-wide, DoD-wide, or a
functional area that involves many or all of the DoD Components.
(Amplified from DAMA Dictionary, 2nd Edition)
Master Data Data that provides the context for business activity data in the form of
common and abstract concepts that relate to the activity. It includes the
details (definitions and identifiers) of internal and external objects
involved in business transactions such as customers, products,
employees, vendors, and controlled domains (code values). (DAMA
Dictionary, 2nd Edition)
Maturity The quality and/or state of development of either data or the data
management activities, processes, and tools being used to perform data
management functions. (Amplified from Merriam-Webster.com)
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Appendix B: Acronyms
Acronym Definition
IC Intelligence Community
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1. Joint All Domain Operations – using data for advantage on the battlefield
Eight Guiding Principles that are foundational to all data efforts in the DoD:
1. Data is a Strategic Asset – DoD data is a high-interest commodity and must be leveraged
in a way that brings both immediate and lasting military advantage.
2. Collective Data Stewardship – DoD must assign data stewards, data custodians, and a set
of functional data managers to achieve accountability throughout the entire data lifecycle.
3. Data Ethics – DoD must put ethics at the forefront of all thought and actions as it relates
to how data is collected, used, and stored.
4. Data Collection – DoD must enable electronic collection of data at the point of creation
and maintain the pedigree of that data at all times.
5. Enterprise-Wide Data Access and Availability – DoD data must be made available for
use by all authorized individuals and non-person entities through appropriate
mechanisms.
6. Data for Artificial Intelligence Training – Data sets for A.I. training and algorithmic
models will increasingly become the DoD’s most valuable digital assets and we must
create a framework for managing them across the data lifecycle that provides protected
visibility and responsible brokerage.
7. Data Fit for Purpose – DoD must carefully consider any ethical concerns in data
collection, sharing, use, rapid data integration as well as minimization of any sources of
unintended bias.
8. Design for Compliance – DoD must implement IT solutions that provide an opportunity
to fully automate the information management lifecycle, properly secure data, and
maintain end-to-end records management.
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2. Standards – DoD employs a family of standards that include not only commonly
recognized approaches for the management and utilization of data assets, but also proven
and successful methods for representing and sharing data.
4. Talent and Culture – DoD workforce (Service Members, Civilians, and Contractors at
every echelon) will be increasingly empowered to work with data, make data-informed
decisions, create evidence-based policies, and implement effectual processes.
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Appendix D: References
1. Department of Navy (DoN), “Data Management CONEMP v 1.0.”
2. United States Army, “Data Management Program Roles & Responsibilities v10.”
7. Merriam-Webster.com
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