Capítulo 2
Capítulo 2
BACKGROUND
2.1 CYANOBACTERIA 15
2.2 CYANOTOXINS 16
2.6 ULTRAFILTRATION 35
2.7 PAC/UF 40
2.8 REFERENCES 45
13
14
Chapter 2 - Background
2.1 CYANOBACTERIA
some of algae. They are prokaryotic organisms, yet they are similar to algae in size and
contain both chlorophyll-a and accessory pigments to perform oxygenic photosynthesis (Mur
et al., 1999; Kaebernick and Neilan, 2001). The accessory pigment phycocyanin, a bluish
phycobilin, is unique to cyanobacteria and, as so, they are also referred to as blue-green algae
The basic morphology comprises unicellular, colonial and multicellular filamentous forms
(Mur et al., 1999), with cell sizes varying from less than 2 µm to 40 µm in diameter
(Kaebernick and Neilan, 2001). Cyanobacteria may have special adaptations such as
heterocysts (for nitrogen fixation), gas vacuoles (light triggered, confer buoyancy), and
akinetes (cells with reserve materials, enabling survival under unfavourable conditions),
allowing them an advantage over many competitors (Mur et al., 1999; Kaebernick and Neilan,
Cyanobacteria are important primary producers and generate several metabolites that are
undesirable blooms, associated with a number of water-related problems, including tastes and
odours (e.g., geosmin and methylisoborneol), turbidity, and oxygen depletion as the
cyanobacteria decay (Metcalf and Codd, 2004). Furthermore, cyanobacteria blooms cause
products in water treatment plants (WTP) (Paralkar and Edzwald, 1996; Her et al., 2004). Of
particular concern is the ability of several cyanobacteria strains to produce, under certain
15
Chapter 2 - Background
still unknown. Secondary metabolites are those compounds not used by an organism for its
primary metabolism, i.e., cell division or energy production (Svrecek and Smith, 2004).
The cyanobacteria class includes 150 genera, among which 40 genera are estimated to be
potential toxin producers (Van Apeldoorn, 2007). Surveys of many fresh cyanobacterial
blooms have shown that up to 50-70% of them are toxic (Sivonen and Jones, 1999) and that
the most commonly occurring toxic genera is Microcystis, in particular, the species
The reasons for cyanobacterial blooms occurrence are not straightforward and continue to be
controversially debated. Blooms are not always associated with pollution and have been
found in reservoirs with near-pristine catchments (Sivonen and Jones, 1999). It has been
suggested that a stable water column, warm water, high nutrient concentrations (P, N),
low N:P and high pH are advantageous conditions for the development of blooms, but no
single factor has been directly related with it (Mur et al., 1999; Zurawell et al., 2005). Timing
and duration of the cyanobacterial bloom season depend largely on the climatic conditions of
the region. In temperate zones, cyanobacterial blooms are most prominent during the late
summer and early autumn and may last for 2-4 months. In warmer climates, like the ones of
Portugal and Spain, blooms may occur for up to 6 months or longer (Sivonen and Jones,
1999).
2.2 CYANOTOXINS
2.2.1 General
Cyanotoxins may occur both within cells (cell bound or intracellular) or dissolved
(extracellular). Intracellular toxin content is typically highest in the late logarithmic growth
16
Chapter 2 - Background
phase, and the toxin content apparently shows a positive correlation with cyanobacterial
biomass (Carmichael, 2001). Toxin release into water may be natural (natural cell lysis
caused by age or through active release) or induced (toxin release, resulting from cell
destruction in treatment processes caused by mechanical and chemical stresses) (Sivonen and
Jones, 1999; Pietsch et al., 2002; Schmidt et al., 2002). In natural environments, healthy
Cylindrospermopsis genera which produces similar fraction of intra and extracellular toxins
throughout the cell life) (Sivonen and Jones, 1999). The range of measured concentration for
dissolved cyanotoxins, in all cases except those where a major bloom is obviously breaking
down, is 0.1-10 µg/L (Jones and Orr, 1994; Lahti et al., 1997). Cell-bound concentrations are
Environmental factors affect the toxin content but only within a range of less than an order of
magnitude (Sivonen and Jones, 1999). For instance, for microcystins (toxins produced by
Microcystis), while the toxin variants produced by a particular strain are rather constant, the
ratios of individual microcystins may change with time, temperature and light. However, for
microcystins, it has been shown that toxicity of a strain mainly depends on whether there is
According to their chemical structure cyanotoxins are classified in cyclic peptides, alkaloids
and lipopolysaccharides (LPS) (Sivonen and Jones, 1999). In terms of their mode of action,
(WHO, 2006; Meriluoto and Spoff, 2007). General important characteristics of cyanotoxins
17
Chapter 2 - Background
Table 2.1 - Properties of cyanotoxins (Carmichael, 1997; Sivonen and Jones, 1999; Hitzfeld et al., 2000; Codd, 2000; Metcalf and Codd, 2004; Van
Apeldoorn et al., 2007; Meriluoto and Spoof, 2007).
Microcystis, Anabaena,
900-1100 b Relatively
Microcystins Cyclic peptides Hepatotoxic 25- 600 > 80 -2; -1; 0 Planktothrix, Nostoc,
Hydrophobicc Anabaenopsis
Relatively
Nodularin Cyclic peptides Hepatotoxic 50 ca. 6 824 Negative Hydrophobic Nodularia
Anabaena, Planktothrix,
Anatoxin-a Alkaloid Neurotoxic 375 5 166 +1 Hydrophilic Aphanizomenon
Anabaena,
0 (C-Tox);
Aphanizomenon,
Saxitoxins Alkaloid Neurotoxic 7.6 - 10.5 ca. 20 256 - 491 +1 (GTX); Hydrophilic Cylindrospermopsis,
+2 (STX) Lyngbya
Hepatotoxic Cylindrospermopsis,
Very
Cylindrospermopsin Alkaloid Cytotoxic 200 - 2000 2 415 0 Aphanizomenon,
Hydrophilic
Umezakia
Potential
LPS Lipopolysacharides -- >3 -- Negative -- All
irritant
a
Toxicity measured by mouse intraperitoneal; b Estimated MW are 500-4000 Da, with the most known between 900-1100 Da; c hydrophobicity depends on the variable
amino acids; LPS: Lipopolysacharides; C-Tox: doubly sulphated saxitoxins; GTX: singly sulphated saxitoxins (gonyautoxins); STX: non sulphated saxitoxins.
Chapter 2 - Background
considered to present the greatest risk to human health, since they have both acute and chronic
effects, and occur most frequently in fresh water systems whereas the cyanobacterial
have comparable toxicity, but as Nodularia spumigena (an obligate brackish and saline
tolerant cyanobacteria) is currently the only species known to produce nodularin, this toxin is
unlikely to occur in drinking water (MHNZ, 2005; WHO, 2006). The genera producing CYN
usually form toxic blooms in subtropical, tropical or arid zones water bodies (Sivonen and
namely in France, Germany, Hungary, Austria, Greece, Slovakia, Spain and Portugal
(Quesada et al., 2006; Van Apeldoorn et al., 2007). Cylindrospermopsin may thus become
2.2.2 Microcystins
Microcystins are cyclic heptapeptides, containing seven peptide-linked amino acids, with the
two terminal amino acids joined to form a cyclic compound. All microcystins contain a
specific amino acid (Adda) side chain which is largely responsible for their toxicity
(Carmichael, 1994). There are currently more than 80 known variants of microcystins (WHO,
2006), based on five common amino acids and varying with respect to the methyl groups and
the two amino acids in positions 2 and 4 within the ring (Carmichael, 1997). Each variant is
named according to the variable amino acids present. MC-LR, with leucine and arginine
occupying the 2 and 4 positions (Figure 2.1), is among the most frequent and most toxic
microcystins congeners (Svrcek and Smith, 2004; MHNZ, 2005; WHO, 2006). Other
common microcystins analogues are MC-LA, -RR and -YR (Ho et al., 2006 a).
19
Chapter 2 - Background
Microcystins cause both acute and chronic effects. They are hepatotoxic, causing a
breakdown in the liver structure by interfering with enzyme pathways (inhibit the activities of
protein phosphatase 1 and 2A), and death may occur as little as 30 minutes from severe liver
haemorrhage (Codd, 2000). Chronic exposure promotes tumour growth (MHNZ, 2005).
Concerning their chemical structure, microcystins are large compounds (900-1100 Da) in
comparison with usual micropollutants and other cyanotoxins (Sivonen and Jones, 1999).
Using molecular models, the diameter of microcystin-LR has been estimated to be between
1.2 and 2.6 nm (Donati et al., 1994). The variable amino acids are responsible for different
properties, like hydrophobicity and net charge, toxicities and molecular weight (Table 2.2).
All microcystins have two carboxyl groups that are negatively charged at neutral pH (on D-
glutamate and D-erythro-β-methylaspartic acid), but microcystin variants have different net
charges, depending on the variable amino acid groups − e.g., the arginine group has a positive
charge, whereas the alanine and tyrosine groups have zero charge (Cook and Newcombe,
20
Chapter 2 - Background
Table 2.2 - Properties of the most frequent microcystins (Sivonen and Jones, 1999; De Maagd
et al., 1999; Cook and Newcombe, 2002; Newcombe et al., 2003).
Variable amino acids Molecular Net charge
Analogue LD50 a
X Z Weight (g/mol) (at neutral pH)
MC-LR Leucine Arginine 50 994 -1
MC-YR Tyrosine Arginine 70 1044 -1
MC-LY Leucine Tyrosine 90 1001 -2
MC-LW Leucine Tryptophane NR 1024 -2
MC-LF Leucine Phenylalanine NR 985 -2
MC-LA Leucine Alanine 50 909 -2
MC-RR Arginine Arginine 600 1037 0
a
Toxicity measured by mouse intraperitoneal (µg/kg); NR: not reported
Microcystins are relatively polar molecules and are soluble in water (Sivonen and Jones,
1999). Although the Adda residue gives them a partially hydrophobic character, microcystin-
LR and most of its congeners are hydrophilic and generally not able to penetrate vertebrate
cell membranes (Sivonen and Jones, 1999; Höeger, 2003; Van Apeldoorn et al., 2007).
Microcystin-LR becomes more hydrophobic in water with decreasing pH, but the pKa is very
low (De Maagd et al., 1999). Several microcystin variants have been identified as having
greater hydrophobicity than microcystin-LR, such as microcystin-LL, -LF, -LW, -LY, -LA,
-LV, and -LM (Svrecek and Smith, 2004; Cook and Newcombe, 2002). These cyclic peptides
are extremely stable and resistant to chemical hydrolysis or oxidation at near neutral pH. In
natural waters and in the dark, microcystins may persist for months or years. Microcystin-LR
is not degraded by sun-light alone but in the presence of photosensitizers (e.g., pigments,
humic acids), although the degradation will be of significance only in very shallow water
21
Chapter 2 - Background
Cyanotoxins may cause waterborne disease mainly when ingested and through direct contact
during recreational exposure. The World Health Organization (WHO) therefore established
three guidance levels to recreational waters and two alert levels to raw drinking water
(Table 2.3). Furthermore, in 1998 WHO established a provisional drinking water guideline
value of 1.0 µg/L for MC-LR (cell-bound and extracellular). The WHO guideline value is
stated as being provisional since it covers only microcystin-LR, given that the toxicology is
limited and new data for toxicity of other cyanotoxins are being generated (WHO, 2006).
Table 2.3 - WHO guidelines for managing recreational waters and drinking waters which may
contain cyanobacteria (Falconer, 1999; WHO, 2003).
Risk level Density of algal cells
(guidance/alert level) Cyanobacterial (cells/mL) Chlorophyll-a (µg/L)
Low (Guidance 1 level) 20 000 10
Bathing waters Moderate (Guidance 2 level) 100 000 50
High (Guidance 3 level) Cyanobacterial scum formationa
water (Table 2.4). Many are based on or directly incorporated the WHO guideline value,
including Czech Republic, France, Great Britain, China, Italy, Japan, Korea, Norway, Poland
(Burch, 2007), Canada, Australia, New Zealand, Brasil, Spain and, very recently, Portugal
through the DL 306/2007 (dating from 27 August). USA have no guideline values nor
standards, but cyanobacteria and their toxins have been listed on the USEPA contaminant
candidate list (CCL) for further research (Chorus, 2005). Some variability in the expression of
the concentration of microcystins has been observed, which in practice makes the values not
22
Chapter 2 - Background
microcystin-LR toxicity equivalents (e.g., Australia; it requires the use of toxicity equivalence
factors) and there is also some cases where there is a lack of information, being only referred
µg/L of microcystins (e.g., Brasil and Spain), with no variants specified. Internationally, the
main focus has been upon microcystins for they are widely regarded as the most significant
potential source of human injury from cyanobacteria on a world-wide scale. However, there is
a pronounced demand for a WHO guideline value for cylindrospermopsin (Chorus, 2005).
sedimentation (S) or dissolved air flotation (DAF), and lately, membrane processes, like
ultrafiltration (UF) and nanofiltration (NF). All the referred technologies are reported to be
23
Chapter 2 - Background
(C/F/S < C/F/DAF < UF < NF). The main controversy is the effect of these technologies on
cell integrity, with some studies indicating no effect (Kenefick et al., 1993; Velzeboer et al.,
1995; Chow et al., 1998; 1999; Drikas et al., 2001a; Ribau Teixeira and Rosa, 2006 a, b,
2007), while others refer the occurrence of cell lysis (Lam et al., 1995; Hrudey et al., 1999;
Chow et al., 1999; Pietsch et al., 2002; Gijsbertsen-Abrahamse et al., 2006) mostly due to
physical (e.g. shear stresses induced by mixing, pressuring) and/or chemical (e.g., acid pH,
coagulant overdosing) stresses. Several works have demonstrated that oxidation induces
severe algae cell damage, with consequent toxin release (Tsuji et al., 1997; Hoeger et al.,
2002; Pietsch et al., 2002; Svrcek and Smith, 2004; Daly et al., 2007) and should therefore be
avoided in waters containing cyanobacterial cells. Further studies are still necessary to test
cell lysis occurrence, especially for membrane processes like UF, given that Chow et al.
(1997) and Gijsbertsen-Abrahamse et al. (2006) found a slight cell damaging (4-10% of
Regarding dissolved cyanotoxins, the most studied processes are activated carbon adsorption
and oxidation, and more recently biodegradation and membrane filtration (NF and hybrid
adsorption/membrane processes).
PAC has demonstrated an efficient removal of microcystins, provided that the appropriate
carbon and the correct dose is applied (Falconer et al., 1989; Hart et al., 1998; Pendleton et
al., 2001; Cook and Newcombe, 2002; Schmidt et al., 2002; Newcombe and Nicholson,
2004). The exception is microcystin-LA, which is not readily removed by activated carbon,
probably due to electrostatic interactions (Cook and Newcombe 2002; Newcombe et al.,
24
Chapter 2 - Background
2003; Ho, 2004). However, PAC performance depends on NOM competitive adsorption
(Donati et al., 1994). There is general agreement that to achieve high toxin removal efficiency
(> 85%), high doses of PAC are required (> 20 mg/L) and that the contact time is very
important (Keijola et al., 1988; Donati et al., 1994; Hart et al., 1998; Mouchet and Bonnélye
1998; Hrudey et al., 1999). Although very easy to apply to conventional water treatment
plants, PAC addition is responsible for a significant increase of treatment costs and sludge
GAC filtration has demonstrated efficiency for toxin removal (Falconer et al., 1989; Donati et
al., 1994; Lambert et al., 1996; Hart et al., 1998; Cook and Newcombe, 2002; Wang et al.,
2007), using both adsorption and biodegradation removal mechanisms and is recommended
for a continuous application. However, GAC filtration still has some problems, such as the
limited lifetime of adsorption due to quick GAC exhaustion by NOM, which may result in
toxin breakthrough after a very short period of time (Lambert et al., 1996). The lifetime of
GAC was referred to vary between one month to more than one year depending on the type of
toxin and the water quality (Hart and Stott, 1993; Hart et al., 1998; Newcombe, 2002;
Newcombe and Nicholson, 2004). Another problem is the desorption of toxin after
discontinuing the toxin input, as observed by Mesquita et al. (2006) for MC-LR, which brings
understand the lifetime of a GAC filter and its overall removal efficiency as a function of
Biodegradation is an efficient removal mechanism and may substantially increase the GAC
lifetime for it allows a continuous regeneration. However, it may only occur after a lag period
25
Chapter 2 - Background
al., 2001 b; Newcombe et al., 2002; MHNZ, 2005; Ho et al., 2006 b). NOM was
demonstrated to be important for MC-LR biodegradation, because the process is probably co-
metabolic and depends on the available assimilable organic carbon (AOC), and MC-LR
(Mesquita et al., 2006). The biodegradation shows great potential as a low cost, low
technology process, particularly if the optimum conditions may be identified and, perhaps,
imposed on the filter (Newcombe et al., 2003; Newcombe and Nicholson, 2004). However,
factors affecting the biological removal, such as biofilm mass and composition, acclimation
periods, temperature and water quality, may not be easily controlled (Ho et al., 2006 b; Wang
chlorine, permanganate and especially, ozone (Keijola et al., 1988; Nicholson et al., 1994;
Tsuji et al., 1997; Rositano et al., 1998, 2001; Acero et al., 2005; Ho et al., 2006 a; Daly et
al., 2007; Rodríguez et al., 2007 a, b). However, chlorine is relatively ineffective for
anatoxin-a and MC-LA oxidation (Newcombe and Nicholson, 2004; Ho et al., 2006 a;
simultaneously control, e.g., residual dose, contact time and water quality, particularly the
NOM content, pH, alkalinity and temperature (Hart and Stott, 1993; Nicholson et al., 1994;
Tsuji et al., 1997; Rositano et al., 1998, 2001; Senogles et al., 2000; Hoeger et al., 2002;
Acero et al., 2005; Ho et al., 2006 a; Daly et al., 2007; Rodríguez et al., 2007 a, b). The
restriction to the application of sufficiently high oxidant doses (Rodríguez et al., 2007 a, b).
concern, although the characterization of the decomposition products and their potential
26
Chapter 2 - Background
health implications has yet not been adequately addressed (Hoeger et al., 2002; Newcombe et
nanofiltration. NF was proven to be efficient for cyanotoxins removal (Hart and Stott, 1993;
Muntisov and Trimboli, 1996; Smith et al., 2002; Ribau Teixeira and Rosa, 2005 a, 2006 b;
Gijsbertsen-Abrahamse et al., 2006). Ribau Teixeira and Rosa (2005 a, 2006 b, c) and
and a anatoxin-a rejection ≥ 96%, regardless of the variations in feed water quality (NOM and
competitive toxin), the water recovery rate (up to 84%) and the pH values (Ribau Teixeira and
Rosa, 2005 a, 2006 b, c). The major NF drawbacks were the permeate fluxes, which may be
significantly impacted by background organics (NOM and microcystins) (Ribau Teixeira and
Rosa, 2005 a, 2006 c, d) and, especially, inorganics (pH and calcium) (Ribau Teixeira and
Rosa, 2005 b, 2006 c), although it was possible to operate at very high water recovery rates.
Membrane hybrid processes, like PAC/UF, have been referred to be promising for
cyanotoxins removal (Mouchet and Bonnélye, 1998; Zhou and Smith, 2002), but published
data on this application are still rather scarce. Lee and Walker (2006) used cellulose acetate
(20 kDa) and polyethersulphone (5 and 20 kDa) flat sheet membranes to study MC-LR
rejection by PAC/UF. The authors obtained 97.7-98.8% MC-LR rejection in the absence of
NOM and 77.7- 89.6% with 5 mg/L of fulvic acid addition (50 µg/L MC-LR; 5 mg/L PAC;
27
Chapter 2 - Background
2.5.1 General
micropores (0.8-2 nm) and primary micropores (< 0.8 nm) that provides a good capacity for
the adsorption of organic molecules due to its high surface area (Aksu and Kabasal, 2005).
Although the great majority of the structures are composed of carbon, all activated carbon
contain some heteroatoms, mainly oxygen and hydrogen. PAC has a charge in aqueous
solution, which is often attributed to oxygen surface groups (Newcombe and Cook, 2004).
Both the raw material and the activation conditions affect activated carbon pore structure and
surface chemistry (Quinlivan, 2001). The primary difference between PAC (powdered) and
GAC (granular) is the smaller particle size of PAC, typically 65-90% of it passing a 44 µm
sieve.
For adsorption to take place, several transport steps must occur. The molecular size of the
adsorbate and the adsorbent particle size have both important effects on the rate of adsorption.
As the molecular size increases, the diffusion coefficients decrease, and thus longer time is
determines the time required for transport within the pore to available adsorption sites
(Snoeyink and Summers, 1999). The transport steps are (Snoeyink and Summers, 1999,
28
Chapter 2 - Background
2) Diffusion through the boundary layer (stationary layer of water) to the external carbon
3) Diffusion through the pore structure to the most favourable adsorption site
(intraparticle diffusion);
4) Adsorption.
These steps are influenced by a range of factors. Step 1 is affected by the molecular
dimensions and shape of the adsorbate, but proper mixing may minimise these effects. In step
2, diffusion depends on flow rate (the higher the flow, the shorter the distance), and on
adsorbate dimensions and shape, although it is generally considered to be fast under proper
mixing. Step 3 is affected by pore structure (both external and internal), and molecular
dimensions and shape of the adsorbate. In practical situations, step 3 is most likely to be rate-
limiting (Newcombe and Cook, 2004). Step 4 is very rapid for physical adsorption and, in that
case, one of the preceding diffusion steps controls the adsorption rate. When chemical
adsorption occurs, step 4 may be slower than the diffusion steps and may therefore control the
rate of compound uptake (Snoeyink and Summers, 1999). Physisorption is a readily reversible
reaction and includes both mono and multilayer coverage. Chemisorption may be reversible
(high adsorption energies), involves only monolayer coverage and is a site specific reaction,
The mechanism and extension of adsorption have been shown to depend on: i) adsorbate
structure (size, shape, charge, polarity, functional groups); ii) PAC characteristics (pore
volume distribution, surface charge, and hydrophobicity); iii) solution conditions (pH, ionic
(Newcombe et al., 1997; Newcombe and Cook, 2004; Aksu and Kabasal, 2005). Both surface
chemistry and pore volume distribution of PAC will play a role in the adsorption, however, its
29
Chapter 2 - Background
relative importance will vary depending on the adsorbates and carbons. For NOM, at pH 7,
there is strong evidence that electrostatic effects are determinant for adsorption (Newcombe et
al., 1997; Bjelopavlic et al., 1999; Quinlivan, 2001; Newcombe and Cook, 2004). On the
other hand, for microcystins, Pendleton et al. (2001) and Newcombe and Cook (2002)
concluded about the major influence of the pore volume distribution (with a positive
correlation with the volume of secondary micropores and mesopores) whereas Donati et al.
(1994) and Pendleton et al. (2001) showed no significant effect of the carbon surface
chemistry.
The relationship between the size of the adsorbate and the PAC pore size distribution is very
important, since it determines the fraction of the total pore volume that can be accessed.
Compounds are preferentially adsorbed in a pore of approximately its size, where there will
be greater number of contact points and more favourable adsorption energy (Newcombe et al.,
1997, Pelekani and Snoeyink, 1999) and they are size excluded if pores are too small
compared to their size and shape. A correct pore size distribution provides not only the
adsorption sites, but also the appropriate channels to transport, as a high volume of large
transport pores (macro and mesopores), favours rapid diffusion to adsorption sites
adsorption, with pore blockage and direct site competition being considered the most likely
capacity for the target compound (Snoeyink and Summers, 1999) and occurs when the
competing compounds are able to access the same sites (i.e., when the target and the
30
Chapter 2 - Background
competing compounds have similar size), or when the target compound adsorbs in a larger
pore (with lower adsorption energy) and the larger competing compound (with higher
molecules may not adsorb on the same sites as the target compound, because pores are too
small, but are capable of constricting or blocking pores and disturb the target compound
transport to final adsorption sites, reducing its rate of adsorption (Snoeyink and Summers,
1999). Several authors concluded that a broadening of PAC pore size distribution could
reduce, and even avoid, pore blockage by NOM (Donati et al., 1994; Newcombe et al., 1997;
Pelekani and Snoeyink, 1999, 2001; Ebie et al., 2001; Li et al., 2003 a, b; Quinlivan et al.,
2005).
Several studies showed that the low molecular weight NOM compounds exerted higher
competitive effect on micropollutants, which was directly associated with a direct site
competition mechanism. However, recent studies have showed that the smaller NOM
compounds may also participate in pore constriction/blockage (Pelekani and Snoeyink, 1999,
2001; Ebie et al., 2001; Newcombe et al., 2002; Li et al., 2003 a, b). As suggested by Kilduff
et al. (1998), these two mechanisms become indistinguishable as the competing and target
An adsorption isotherm relates the equilibrium surface concentration (qe, i.e., the amount of
adsorbate adsorbed per unit mass of adsorbent, expressed in µg/mg) with the equilibrium
aqueous concentration (Ce, expressed in µg/L). Several models have been developed,
including the well-known models proposed by Freundlich and Langmuir. The Freundlich
31
Chapter 2 - Background
1
q e = KC e n (2.1),
This model applies if the data fit a straight line when plotted on a log-log basis (K is obtained
from the y-axis intercept and 1/n from the slope). For favourably adsorbed chemicals, 1/n is
between 0 and 1 (Alley, 2006), and the smaller the value of 1/n, the stronger the adsorption
energy. Freundlich equation cannot be applied when saturation is achieved (qe is constant and
Langmuir equation handles the interaction between the adsorbent and the adsorbate as a
linear, reversible, monolayer chemical reaction. The Langmuir equation is based on four
assumptions: i) the surface of the adsorbent is uniform (all adsorption sites are equal); ii)
adsorbed molecules do not interact; iii) all adsorption occurs through the same mechanism
and iv) at the maximum adsorption, only a monolayer is formed, meaning that molecules of
adsorbate do not deposit on other already adsorbed (Alley, 2006). The Langmuir equation is
Qmax bC e
qe = (2.2),
1 + bC e
Ce 1 C
= + e (2.3),
q e Qmax b Qmax
where Qmax (µg/mg) and b (L/µg) are Langmuir constants related to maximum adsorption
capacity and energy of adsorption, respectively. The linear plot of Ce/qe vs. Ce is an obligatory
32
Chapter 2 - Background
Kinetic models are used to investigate adsorption mechanisms and to identify the potential
rate-controlling step(s). Some of the most commonly used models are the pseudo-first-order
adsorption model, the pseudo-second order adsorption model and the intraparticle diffusion
model.
where qe and qt are the surface concentration (µg/mg) at equilibrium and at time t,
ln (qe-qt) vs. t (min) suggests the applicability of this kinetic model and the adsorption rate
constant, K1, is obtained from the slope of the linear plot. In order to use this model, the
equilibrium sorption capacity must be known (qe), by extrapolating the experimental data to
t 1 1
= + t (2.5),
q t h qe
where h is the initial adsorption rate (µg/(mg.min)) given by K2qe2 and K2 (mg/(µg.min)) is
the rate constant. If the pseudo-second order model is applicable, the plot of t/qt against t
should give a linear relationship from which the constants qe, h and K2 are determined. The
33
Chapter 2 - Background
The intraparticle diffusion equation, introduced by Weber and Morris, is given by (2.6):
qt = Kit0.5+ C (2.6),
constant proportional to the boundary layer thickness (Yalçin et al., 2004). If intraparticle
diffusion occurs, then the experimental qt data against t0.5 will be linear and Ki values may be
obtained from the slopes of the straight-line portions and C from the y-axis intercept. Such
plots may present a number of linear portions implying that two or more steps occur. The
first, sharper portion is the external surface adsorption stage, the second is the intraparticle
diffusion adsorption stage and the third portion is the final equilibrium stage (Yalçin et al.,
2004, Aksu and Kabasal, 2005). If the intra-particle diffusion is the rate limiting step of
adsorption, the line will pass through the origin, otherwise, external mass transfer resistance
may not be neglected (Abdelwahab, 2007). The kinetic data could be further analysed using
the kinetics expressions derived by Boyd, Adamson and Myers (Reichenberg, 1953):
where Bt is a mathematical function of F (F = qt/qe) and is computed from (2.7) for F values
above 0.85 and from (2.8) for F values between 0 and 0.85 (Reichenberg, 1953). The linearity
of the plot of Bt values against time provides useful information to distinguish between
34
Chapter 2 - Background
2.6.1 General
Ultrafiltration is a low-pressure driven membrane process, usually applied for the removal of
particulate and microbial contaminants. UF may be operated under positive (typically 0.2-
2.8 bar) or negative pressure (between -0.2 to -0.8 bar) (USEPA, 2001). Most UF membranes
used for water treatment have a molecular weight cut-off (MWCO) of 100 kDa (i.e., they
reject more than 90% of the compounds above 100 kDa) and nominal pore size of 0.01 µm
(USEPA, 2005). UF membranes are either symmetric or asymmetric and are made from a
cellulose acetate. Each material confers specific properties, including resistance to pH and
oxidant, surface charge and hydrophobicity, which affect the exclusion characteristics
(selectivity) of a membrane as well as the operating constraints, such as the potential use of
The most commonly available UF modules for water treatment are hollow-fibre (HF)
modules, designed to facilitate backwash and yield a high surface area to volume ratio (Zhou
and Smith, 2002; USEPA, 2005). Although specific dimensions vary by manufacturer,
approximate ranges for internal fiber diameter is 0.3-1.0 mm and for fibre length is 1-2 meters
Systems may operate in dead-end mode of operation and are periodically backwashed to
remove the accumulated solids (USEPA, 2005) (Figure 2.2). Some systems use cross-flow
(feed flow tangential to the membrane surface) (Figure 2.2), sometimes with the possibility to
work on dead-end by simply closing the discharge valve (Pilutti and Nemeth, 2003). Cross-
flow mode maintains a high scour velocity across the membrane surface, limiting the extent
35
Chapter 2 - Background
of particle deposition and cake layer formation, but requires additional pumping for
concentrate recirculation and may substantially increase the operating costs (USEPA, 2001,
2005). In this operation mode, the concentration of suspended material on the feed side of the
membrane is higher than in the feed stream, given that the concentrate stream is recirculated
Figure 2.2 - Hydraulic mode of operation: dead-end (left) and cross-flow (right)
(USEPA, 2005).
The operating flux (permeate flow per unit of membrane area; L/(h.m2)) is one of the critical
parameters of UF, affected by water quality and membrane fouling. Membrane systems
running under critical flux result in maximum flux without significant fouling (Choi, 2003).
Another important parameter is water recovery (the ratio of feed water that is converted to
backwash cycle (Figure 2.3) with air, water (sometimes with chlorine) or a combination of
both. Backwashing frequency depends on the feed water quality and usually increases with
flux and recovery rates, due to higher operating pressure and higher solids concentration in
the feed water. Typical backwash frequency for UF is 15-60 minutes, with backwash duration
from 30 s to 3 minutes. Ideally the backwash restores the transmembrane pressure (TMP), but
most systems experience a gradual increase of TMP that must be addressed by chemical
cleaning (acid, caustic, chlorine and/or surfactants). Most systems are chemically cleaned
every one to six months, depending on the system design and operation (USEPA, 2001).
36
Chapter 2 - Background
electrostatic repulsion and adsorption may significantly affect rejection, especially for
compounds with dimensions similar to the size of UF membrane pores (Wiesner and Buckley,
1996; Scott, 1998). Low molecular-weight solutes, which may pass through UF pores, have
been showed to cause drastic flux reductions due to adsorption (Jönsson et al., 1997). In
addition, these solutes may interact with larger molecules and be retained within the cake
Membrane separation involves various mass transport steps and many models have been
developed to characterise it, not only through the membrane, but also in the membrane
boundary layer. Mass transport may lead to the attachment, accumulation, or adsorption of
materials onto membrane surfaces and (or) within membrane pores, causing membrane
fouling.
37
Chapter 2 - Background
membrane boundary layer. CP is the result of transport and rejection of solutes by membrane
concentration gradient for back-diffusion on the boundary layer. This concentration gradient
is responsible for a maximum permeate flux (mass transport-limited flux), and depends on
equilibrium between convective flux and diffusive flux (Wiesner and Aptel, 1996; Scott,
1998; Taylor and Wiesner, 1999). Concentration polarization effects have been shown to be
small in comparison with pore blockage and surface deposition (Taylor and Wiesner, 1999).
However, CP is often a precursor to cake or gel formation and the high concentrations near
pronounced at higher TMP, lower cross-flow velocity (CFV), and any other conditions which
bring solute to the membrane surface very rapidly (e.g., a very porous membrane). Increased
jets, pulsating flow, ultrasonic vibration, and establishing an electric field near the membrane
(Choi, 2003).
particular importance is the size distribution of feed solution components relative to the
membrane pore size (Zhou and Elimelech, 1997; Costa et al., 2006). In the standard blocking
(or pore constriction), the molecules are much smaller than the pores and fouling occurs
because they deposit inside the pores, decreasing their size. In complete blocking (pore
plugging), the molecules are of the same size as pores and block the entire pore entrance,
38
Chapter 2 - Background
decreasing the total pore area. The intermediate blocking considers particles directly blocking
the pores and also settling on other particles previously deposited, reducing the total pore
area. In cake filtration, particles are much larger than pores and deposit on the membrane
surface, forming a cake and adding a second resistance layer to the membrane surface (Neal,
2006). The cake can be classified as compressible or incompressible depending on the nature
of the particles, such as shape, particle size distribution and rigidity. Fouling inside the
polarization and surface cake are considered reversible by decreasing the applied pressure or
Cb Sb Ib Ck
Figure 2.4 - Mechanisms of membrane fouling: Cb, complete blocking; Sb, standard blocking
(pore constriction); Ib, intermediate blocking; Ck, cake formation.
Pore plugging is an important fouling mechanism for UF, in addition to particle cake
formation on the membrane surface (Zhou and Elimelech, 1997). Several studies point out a
transition of the fouling mechanism with the filtration time, specifically from pore blocking to
cake formation above the blocked regions (Bowen et al., 1995; Ho and Zydney, 2000; Costa
et al., 2006).
feed water and hydrodynamic conditions (Anselme and Jacobs, 1996; Choi, 2003). Important
membrane characteristics are pore size, charge, and roughness, with more permeable
membranes showing faster flux decline (Cho and Amy, 1999; Yuan and Zydney, 2000; Costa
39
Chapter 2 - Background
and Pinho, 2005; Costa et al., 2006), probably associated with higher fluxes and higher
convective transport (Costa et al., 2006). Other important aspect is the feed water
characteristics, i.e., pH, ionic strength, calcium concentration, NOM content and character
(Hong and Elimelech, 1997; Cho and Amy, 1999; Costa et al., 2006). Several recent studies
have shown that the hydrophilic neutral NOM is determinant for UF fouling (Her et al., 2004;
Lee et al., 2004, 2006; Kwon et al., 2005; Kimura et al., 2006; Yamamura et al., 2007).
Hydrodynamic conditions are also determinant for membrane fouling, like CFV and TMP that
governs the permeate flux and the convective transport of foulants towards the membrane
(Hong and Elimelech, 1997). Costa et al. (2006) concluded that at high pressures the structure
of the fouling layer is changed (the compactness and the specific resistance substantially
increase), and significantly affect the extent of flux decline. CFV influences NOM fouling
and its increment improves back-transport into the bulk solution, reducing the rate of cake
2.7 PAC/UF
2.7.1 General
capabilities of activated carbon and the microorganism and particle removal ability of the UF
membranes (Snoeyink et al., 2000). In PAC/UF, PAC particles are applied to the influent of a
UF membrane reactor and are retained by it, making possible the removal of the adsorbed
dissolved organic compounds (Clark et al., 1996). There are already several PAC/UF full-
scale installations and the biggest ones are in Lausanne (Switzerland), Vigneux (France),
Kopper (Slovenia) and San Antonio (Texas) (Amy, 2007), where the main applications are
pesticides, taste and odours, and disinfection-by-products control (Clark et al., 1996).
40
Chapter 2 - Background
PAC/UF integrates the advantages of both UF and PAC adsorption and minimises some of
membrane processes are (Clark et al., 1996; Pilutti and Nemeth, 2003): a) the use of a low-
pressure membrane, and therefore with lower operating cost, to remove dissolved organic
compounds; b) the process flexibility since the PAC type and doses may be quickly changed
according with the water quality; also, UF may work without PAC addition, at dead-end mode
of operation, minimising the operating costs, and being changed to cross-flow only when
necessary (semi dead-end operation); c) unlike the spiral-wound modules commonly used in
nanofiltration and reverse osmosis, UF hollow fibre modules can be backflushed, minimising
the frequency of chemical cleaning, and some of them have high tolerance to chlorine.
particles allows: a) higher disinfection capacity; b) the use of smaller PAC particles, with
faster adsorption kinetics, but still with very efficient separation; c) the potential regeneration
of PAC, given that it may be isolated from other reagents; d) the recirculation of PAC during
the filtration cycles, which enhances the carbon residence time and adsorption efficiency
The effect of PAC on membrane fouling is controversial and requires further research. In
recent studies, some authors referred a positive impact (Konieczny and Klomfas, 2002; Lee et
al., 2007), others a neutral effect (Mozia and Tomaszewaska, 2004; Matsui et al., 2006) or a
negative impact (Zhao et al., 2005; Zularisam et al., 2007). The effect of PAC seems to
depend on the membrane hydrophobicity and the feed water characteristics, but studies on this
41
Chapter 2 - Background
To my knowledge, only one study has been published on microcystins removal by PAC/UF
(Lee and Walker, 2006). These authors found high removal efficiencies (78-99%), although
the type of module (flat-sheet) and the operating conditions were not the ones currently used
backwashing frequency, reactor size and configuration, filtration mode (dead-end versus cross
flow) and PAC dosing procedure (Campos et al., 2001). One important parameter is the PAC
residence time on the membrane reactor, which is determined by PAC dosing and wasting
procedures. PAC may be dosed at a constant rate (i.e., step input) or at the beginning of the
filtration cycle (i.e., pulse input) and be wasted either continuously or at one time during
backwash. One approach is to maintain constant the concentration of PAC in the membrane
reactor, by continuously adding and wasting PAC, which will also maintain constant the
adsorbate concentration in the permeate (Campos et al., 2000 a). However, in PAC/UF full-
scale applications, PAC is continuously dosed but is wasted only at the end of the filtration
cycle (Campos et al., 2000a), making the permeate adsorbate concentration not constant
throughout the filtration cycle (Figure 2.5). When PAC is added at the beginning of the cycle
and wasted during backwashing, the carbon retention time is the duration of the filtration
cycle, which is typically between 30 and 90 minutes (Baudin et al., 1997). In order to achieve
longer contact times in the latter application, PAC may be dosed in a continuous-flow reactor
(such as a stirred tank reactor (CSTR) or a plug flow reactor (PFR)) placed ahead of the
42
Chapter 2 - Background
C/C0
Fig. 2.5 - Adsorbate concentration profiles (C/C0) in the permeate resulting from wasting
PAC at the end of the filtration cycle and using two PAC dosing procedures
(Snoeyink et al., 2000).
43
Chapter 2 - Background
Another strategy to maximize the carbon surface loading is to recirculate the partially loaded
PAC from the UF loop to an upflow floc blanket reactor (FBR), installed upstream of the
PAC/CSTR-UF process and used for clarification (Baudin et al., 1997; Campos et al.,
Membranes generate a concentrated waste that must be disposed according to applicable laws.
UF waste consists of backwash waters in the case of dead-end operation and of backwash
waters and concentrate stream in cross-flow operation. In the hybrid process, the quantity and
composition of PAC/UF waste depends on the rejection and water recovery, but it usually
corresponds to a volume of 5-15% of the feed stream and consists of PAC (with adsorbed
compounds) and other particulate matter and macromolecules retained (Clark et al., 1996).
The waste requires a treatment due to the fairly high solids concentration (> 200 ppm) (Clark
et al., 1996) which sometimes contains high toxic compounds (as cyanotoxins and pesticides).
The best option is the regeneration and recovery of PAC, but its application needs further
research. Anselme and Jacobs (1996) have cited some works where good results where
obtained with PAC regeneration (mass loss of 18-22% and more than 90% of adsorption
capacity recovered). Shende and Mahajani (2002) recovered more than 98% of the adsorption
capacity of PAC and GAC loaded with reactive dyes by wet oxidative regeneration (which
When PAC/UF is used after C/F/S, the PAC can be returned to the settler and processed with
the normal sludge (Clark et al., 1996). The treatment usually involves dewatering
44
Chapter 2 - Background
press-filters) and after the waste goes to a wastewater treatment plant, is incinerated (Anselme
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