Woolley 2011
Woolley 2011
a r t i c l e i n f o a b s t r a c t
Article history: Swimming pools as thermal sinks for air conditioners could save approximately 40% on peak cooling
Received 5 April 2010 power and 30% of overall cooling energy, compared to standard residential air conditioning. Heat
Received in revised form dissipation from pools in semi-arid climates with large diurnal temperature shifts is such that pool
28 June 2010
heating and space cooling may occur concurrently; in which case heat rejected from cooling equipment
Accepted 15 July 2010
could directly displace pool heating energy, while also improving space cooling efficiency. The perfor-
mance of such a system relies on the natural temperature regulation of swimming pools governed by
Keywords:
evaporative and convective heat exchange with the air, radiative heat exchange with the sky, and
Swimming pool
Heat sink
conductive heat exchange with the ground. This paper describes and validates a model that uses
Energy efficient air conditioning meteorological data to accurately predict the hourly temperature of a swimming pool to within 1.1 C
Heat transfer model maximum error over the period of observation. A thorough review of literature guided our choice of the
Experimental validation most appropriate set of equations to describe the natural mass and energy exchange between a swim-
Free surface evaporation ming pool and the environment. Monitoring of a pool in Davis, CA, was used to confirm the resulting
simulations. Comparison of predicted and observed pool temperature for all hours over a 56 day
experimental period shows an R-squared relatedness of 0.967.
Ó 2010 Elsevier Ltd. All rights reserved.
1. Introduction reduce heat sink temperatures, and reduce the required temperature
differences between the refrigerant and the source and sink. For
In California, where all the large electric utilities experience their example, rejecting condenser heat to water instead of air reduces the
peak power demand in the summer, space cooling accounts for 29% of temperature difference that is needed for adequate heat transfer; air-
the total peak power demand and approximately 40% of the residential cooled condensers typically require a refrigerant temperature that is
peak demand [1]. This occurs in part because the COP for traditional air- 20 C higher than condenser inlet air, while exchange with water only
cooled vapor-compression cooling equipment diminishes significantly needs a 10 C temperature difference.
at high outdoor temperatures, such that equipment efficiency can be at The research presented in this paper provides a foundation for
its worst when cooling demand is greatest. Thermodynamics for heat the design of cooling systems that reject condenser heat to swim-
pumps dictates that the work required to transfer heat from a cooler ming pools, a strategy that has been deployed successfully in many
source to a warmer sink increases with the temperature difference installations [2,3], but that has not been widely adopted. One
between the two. In practice, for a vapor-compression system, since reason for the lack of application is the lack of research, docu-
heat exchange with the refrigerant at the condenser and evaporator is mentation and standardization. Our thesis is that a better under-
driven by the temperature differences between the refrigerant and the standing of the mechanisms that drive performance and savings
sink and source respectively, the overall temperature difference could inform the development of guidelines for appropriate design
experienced by the refrigerant is significantly larger than the temper- of these systems, and could lead to more prevalent adoption,
ature difference between the sink and source. For this reason, a large resulting in cost-effective energy and peak demand savings. The
fraction of cooling efficiency research has focused on techniques to savings should come from three mechanisms:
0360-1323/$ e see front matter Ó 2010 Elsevier Ltd. All rights reserved.
doi:10.1016/j.buildenv.2010.07.014
188 J. Woolley et al. / Building and Environment 46 (2011) 187e195
The practical use of condenser heat rejection to swimming pools 2. Methodology and results
relies critically on the natural temperature regulation of pools by
conductive heat exchange with the ground, convective and evap- 2.1. Model development
orative heat exchange with the air, and radiative heat exchange
with the sky. The key is to balance heat rejection from the space An analytical model to determine the heat and mass transfer for
cooling system with heating demand for the pool, such that pool a swimming pool was developed to calculate the transient thermal
temperature is maintained in a desirable range. We expect that this behavior of a pool based on hourly weather data. The model relies on
balance will be easiest to maintain in climate regions of the western detailed information about the site and the operating characteristics
United States, or other semi-arid regions with low ambient of the pool. Based on meteorological inputs and system conditions,
humidity and relatively low nighttime temperatures. In these at each hourly time step (t), the calculations draw on empirical and
regions, heat dissipation from swimming pools is increased by high theoretical heat transfer correlations to estimate the steady state
evaporation rates in low humidity environments, and by longwave heat transfer rates for conductive, convective, radiative, and evap-
radiative cooling which increases with low ambient humidity and orative heat exchange mechanisms. Rates are integrated across the
clear skies. Anecdotal evidence suggests that heat dissipation from hour, and energy and mass storage terms are calculated to determine
pools in these climates is such that pool heating is often required to the average pool temperature at the beginning of the next hour
maintain desired water temperature, even when space cooling is (t þ 1). Meteorological inputs and system conditions at (t þ 1) are
required to maintain desired indoor temperature. In this case, heat then used to solve for system conditions at the following hour (t þ 2).
rejected from cooling equipment could directly displace energy The following sections describe the basis for calculating heat
consumed to heat a pool, while concurrently improving the COP of transfer rates for each mechanism considered in the model.
the cooling system.
The objective of this paper is to document and discuss the 2.1.1. Insolation
development of a model to simulate the energy and mass balance The heat gain (W) due to solar radiation is found by multiplying
of a swimming pool in natural interaction with its local environ- the solar insolation at the pool surface by the absorptivity and area
ment; subsequent research will validate the model for simulation of the pool.
of a swimming pool used as a heat sink for vapor-compression
air conditioning. Since there is no standardized approach to Qsolar ¼ S$a$A (1)
modeling the thermal behavior of swimming pools, this research
The concept is simple, but determining the solar insolation and
draws from the conclusions of many authors to develop a clear
absorptivity are challenging prospects. Insolation at the pool surface
and generalized method, and validates model predictions
is comprised of both direct and diffuse radiation, so when a pool is
against long-term experimental measurements from a pool in
partly shaded by nearby objects, raw meteorological data for the
Davis, CA.
global horizontal insolation is not representative of actual condi-
tions. To compensate, shading of the pool must be described for each
hour by inspection of the site and analysis of solar pathways for the
3
The Bowen Coefficient is 6.13 Pa/ C for the case when evaporation from a water latitude, season, and time period of the simulation. Diffuse insola-
surface does not significantly impact absolute humidity of the air. tion is used as the solar input for shaded periods and global
J. Woolley et al. / Building and Environment 46 (2011) 187e195 189
-20 heat is lost from the water mass, and latent heat is gained in the air
mass. The empirical wind speed function for evaporation, hevap,
accounts for the latent energy content of water vapor and the rate
-30
at which water vapor diffusion occurs under different wind
conditions, while the equation for qevap accounts for the evapora-
-40
tive potential due to the difference between vapor pressure in the
ambient air and saturation conditions at the water surface
-50 temperature. It’s worth noting that the evaporation rate is driven by
the relationship between pool temperature and the absolute
-60 humidity of the ambient air, but it is not directly correlated to the
ambient dry bulb temperature.
-70
0 2 4 6 8 10
2.1.5. Convection
Cloud Cover (Tenths) Evaporative and convective heat transfer phenomena are
Fig. 1. Exchange of longwave radiation as a function of cloud cover (Ta ¼ 30 C,
related; they operate by very similar mechanisms and can be
HR ¼ 0.010, Tw ¼ 25 C). reasonably conceptualized as a single process of coupled heat and
mass transfer. Mass transfer and the associated transformation of
3. Evaporation is sensitive to local environmental conditions, which sensible heat to latent heat occur by evaporation, while sensible
differ from available meteorological data due to the proximity of heat transfer occurs by convection. A difference in absolute
obstructions such as buildings and trees, and microclimatic humidity, or vapor pressure, is the driving potential for evapora-
patterns related to neighborhood scale phenomena tion, and a temperature difference is the driving potential for
convection. Wind affects both by increasing the total effective
The model developed herein couples empirical formulae for interface for heat and mass transfer, and notwithstanding the role
mass transfer from free water surface evaporation with empirical of wind, evaporation and convection are rate limited by mass
and theoretical heat transfer correlations to develop a more diffusivity and thermal diffusivity respectively. The evaporation
complete model of the evaporative heat and mass transfer mech- equations indicate that the water mass provides all sensible heat for
anisms at play in a swimming pool. phase change to latent heat through evaporation. However, if you
Evaporation is driven by wind speed, and by the difference consider evaporation and convection together, it is clear that as the
between the saturated vapor pressure of air at the pool surface water cools sensibly due to evaporation, convective heat transfer
temperature and the vapor pressure of ambient air. Thus, evapo- rates will shift, and given that the air is warmer than the water
ration is greater in arid climates, and is typically the most signifi- surface some sensible heat for evaporation will effectively be drawn
cant heat transfer mechanism for the overall energy balance of from the air by convection. In contrast, if evaporation occurs under
a pool. Equations (10) and (11) were developed by McMillan [12], conditions where the air is cooler than the water, all sensible heat
and confirmed by Sweers [13] and Sartori [11]. They describe the for evaporation must necessarily be derived from the water mass.
relationship between evaporative heat transfer and relevant envi- Thus, as the two phenomena are closely related, the convective
ronmental conditions. heat transfer rate can be derived theoretically as a function of the
evaporative heat transfer rate. Bowen [14] expresses the relation-
qevap ¼ hevap $ðes ea Þ (10) ship as a ratio:
hevap ¼ 0:0360 þ 0:0250$V (11) qconv
¼ Rbowen (12)
where the wind velocity V is corrected to a height of 3 m. qevap
which can be calculated by:
0
pa ðTw Ta Þ
-20 Rbowen ¼ CBowen $ $ (13)
po ðes ea Þ
Longwave Radiation (W/m2)
-140 The net heat transfer by the coupled process of convection and
15 20 25 30 35 40
evaporation is simply the sum of qconv and qevap. Fig. 3 plots Rbowen
Ta, Ambient Air Temperature (C)
alongside the net heat transfer by convection plus evaporation, for
Fig. 2. Exchange of longwave radiation as a function of ambient air temperature (clear several different ambient dry bulb temperature conditions, all as
sky, HR ¼ 0.010, Tw ¼ 25 C). a function of humidity ratio. Note that the humidity ratio at low
J. Woolley et al. / Building and Environment 46 (2011) 187e195 191
4 200
Fig. 3. Plot of Bowen ratio and net heat transfer by convection and evaporation, for several different ambient dry bulb temperatures, as a function of humidity ratio. Wind
speed ¼ 1 m/s, water temperature ¼ 25 C.
cover has different absorptive, emissive, and insulative properties and from the California Department of Water Resources’ California
must be modeled accordingly. Pumps contribute heat to the pool, in Irrigation Management Information System (CIMIS) [16] which
part through frictional interactions with piping and dissipation of reports measurements for a meteorological station in Davis, CA, as
kinetic energy, and in part by way of heat generated within the pump. well as hundreds of other sites throughout the state. The meteo-
The design, operation, and site-specific meteorological characteristics rological station used to obtain hourly insolation values was close
of each pool will impact the relative importance of each of these heat by and assumed to be representative of the test site. The direct and
additions, such that in certain cases they should be included in the diffuse portions of this measurement were calculated using a quasi-
model. physical model for converting hourly global horizontal to direct
normal insolation developed by Maxwell and published by the
2.2. Model validation NREL Solar Energy Research Institute [17].
Since the meteorological measurements of insolation are fully
To validate the calculations discussed herein, an experiment was exposed, whereas pools are often surrounded by obstructions, an
conducted at a residential swimming pool in Davis, CA, a relatively hourly shading factor for the pool was developed by inspection of
hot and dry region in California Climate Zone 12. The thermal the site and an analysis of solar pathways for the latitude, season,
behavior of the pool was monitored over a 56 day period in spring and time period of the experiment. The model uses diffuse inso-
2009, and observations were compared to results from the model lation as the solar input for shaded periods and global insolation for
using hourly meteorological data for the same time period. The un-shaded periods; periods of fractional shading receive a corre-
pool was left uncovered, no swimmers were permitted, no makeup sponding fraction of global and diffuse insolation.
water was added, and the filter pump was set to run continuously at For the experimental validation presented here, ambient
a constant flow rate (Fig. 4). temperature, relative humidity, and wind speed were measured on
site. Some error is incurred due to slight variations in meteoro-
2.2.1. Methodology for experimental validation logical conditions at different points on site; however, the location
The model requires definition of an initial pool temperature, as of each measurement was selected to avoid significant misrepre-
well as several meteorological variables on an hourly basis, sentation of conditions at the pool surface. For example, the
including: global horizontal insolation, pool shading, cloud cover, anemometer was placed to avoid eddies and vorticies that could
ambient dry bulb temperature, ambient humidity, wind speed, and occur very near a building. The wind speed measurement was
barometric pressure. Future iterations of the model will accept the corrected to a 3 m height using standard atmospheric boundary
definition of an hourly thermal input from vapor-compression layer methods [18] since the McMillan wind speed coefficient
cooling equipment, though this study focuses on validation of the presented in equation (11) is derived for wind speed at that height.
thermodynamic balance between a passive swimming pool and the These measurements could all be taken from regional meteoro-
environment. logical data, or from typical meteorological year resources, though
Note that an accurate initial pool temperature is not absolutely microclimatic variations between a meteorological station and an
necessary for the model to appropriately predict the long-term hourly actual site introduces errors that are not associated with the
temperature behavior of the pool, though it may take up to a few weeks mathematical model itself. Wind speed is an especially sensitive
for the model to track the actual pool temperature if the initial condi- input variable. Since meteorological stations tend to be located in
tions are off by 5 C. The results presented here use measured pool open, unobstructed areas, and sites of interest are often surrounded
temperature as an initial condition for the simulation. by nearby obstructions such as trees, fences, and buildings,
Although global horizontal solar insolation could be measured measurements near to the ground do to not scale well using stan-
on site, in certain instances it is impossible to install a pyranometer dard atmospheric boundary layer methods to correct for terrain
in a completely un-shaded location; thus the model is designed to differences. For example, over the test period presented here, CIMIS
allow input from offsite meteorological measurements. The global wind speed observations at 2 m in open terrain and corrected to
horizontal insolation for each hour of the experiment was obtained 3 m in a highly obstructed urban area were consistently high as
Temperature (°C)
and a simulation using site data differ with an RMS error of 3.0 C.
23.7
Calculation of longwave radiative exchange requires informa-
tion about the fractional portion of the sky dome that is obstructed 23.5
by clouds, though this data is not regularly collected by all mete-
23.3
orological stations. For this simulation, data was obtained from the
National Oceanic and Atmospheric Administration’s (NOAA) 23.1
Quality Controlled Local Climatological Database (QCLCD) [19] for
22.9
a station in Sacramento, CA, which is about 20 miles from the
experimental site. 22.7
Conduction between the pool and earth was calculated using Predicted Measured
22.5
a constant soil temperature of 15 C. Transient effects due to diurnal 5/22/09 0:00 5/22/09 6:00 5/22/09 12:00 5/22/09 18:00 5/23/09 0:00
and seasonal heat transfer from the pool were ignored, and the pool Date
geometry was approximated as a cuboid as described previously by
Fig. 6. Predicted and measured temperatures for a case of very good accuracy.
equation (6).
The temperature of the pool was measured at 10, 40 , and 70 from the
pool bottom to develop an average pool temperature and to describe horizontal insolation, since those values were measured at offsite
the extent of thermal stratification. For this experiment, since the filter meteorological stations they could differ somewhat from local
pump ran continuously at a constant flow rate, the pool was relatively conditions. The error during this period can be reduced almost
well mixed and no thermal stratification was observed. completely if values for cloud cover are inflated, but there are no
theoretical grounds to include such adjustments in the model. The
2.2.2. Validation results periods of error in the middle of the test are not related to any
The model described herein used the initial inputs and hourly obvious meteorological event, and are not easily explained. In all
meteorological conditions to determine heat and mass exchange instances the discrepancy rarely reaches 1.0 C. It is noteworthy
between the pool and environment, and to predict hourly average that the model recovered from poor prediction periods automati-
pool temperature. The predicted values were then compared to the cally, without any input other than the new meteorological data,
observed temperature history and analyzed for accuracy, Fig. 5 which suggests that it is a robust model.
illustrates the results. Figs. 6 and 7 illustrate typical diurnal cycles for the pool during
The results suggest that, given input of appropriate meteorological the observed period. Fig. 6 is an example of one day for which the
conditions, an accurate prediction of the pool temperature can be model gives a very accurate prediction, while Fig. 7 is for a relatively
made. The RMS error of the pool temperature prediction compared to poor prediction. In both instances the simulation is in phase with the
measured values is 0.4 C and the largest discrepancy is only 1.1 C. The measurements; though the measured pool temperature transitions
temperature sensors used in the experiment had an absolute error of gradually between heating and cooling, while the predicted pool
0.2 C, so accuracy of the model is very near sensor accuracy. temperature responds more abruptly. This is likely due to the hourly
The most significant periods of error between measured and time step implemented in the simulation. In a physical system
predicted pool temperature occur for approximately one week near meteorological conditions change continuously while the model
the beginning of the test period, and for several days near the relies on constant values for each hour. If weather data were resolved
middle of the test period. The first instance is likely due to a storm more continuously the model would respond more gradually.
that brought cloud cover and measurable precipitation. Although Fig. 8 plots all hourly predicted pool temperatures against all
the model responds to data for both opaque cloud cover and global hourly measured pool temperatures. A perfectly accurate model
27.0 24.5
24.3
25.0
24.1
Temperature (°C)
23.9
Temperature (°C)
23.0
23.7
21.0
23.5
23.3
19.0
23.1
17.0 22.9
Predicted Measured
22.7
15.0 Predicted Measured
4/27/2009 5/7/2009 5/17/2009 5/27/2009 6/6/2009 6/16/2009 6/26/2009 22.5
Date 6/10/09 0:00 6/10/09 6:00 6/10/09 12:00 6/10/09 18:00 6/11/09 0:00
Date
Fig. 5. Predicted and measured pool temperatures for a pool in Davis California
observed 4/29/2009e6/22/2009. Fig. 7. Predicted and measured temperatures for a case of poor accuracy (error of 0.6 ).
194 J. Woolley et al. / Building and Environment 46 (2011) 187e195
26.0
25.0
Solar Insolation
24.0 51%
Longwave
23.0 Radiation 26%
Predicted (°C)
22.0
19.0
18.0
3. Discussion
would have a one-to-one relationship between the values. For the
period of validation this simulation has very good fit with an R2 3.1. Experimental considerations
value of 0.967.
The relative impact of each heat transfer mechanism over the Although average pool temperature has been presented as the
duration of the experiment is illustrated in Fig. 9. Note that solar metric by which to validate simulations, mass evaporation could be
insolation is the only heat gain, the sum of all heat losses used as well. The predicted mass evaporation rate can be calculated
balances with the solar gains, and that evaporation and emis- directly in the model by relating heat transfer by evaporation to the
sion of longwave radiation dominate over conduction and latent heat of vaporization of water; and the actual cumulative
convection. evaporation can be measured directly by monitoring the water
Fig. 10 plots the magnitude of each heat transfer mechanism and level. However, since the mass rate of evaporation is small
the total heat accumulated across two typical days from the compared to pool volume, it is very difficult to accurately measure
experiment. Convection and longwave radiative exchange with the changes in depth on an hourly basis. The barometrically corrected
sky are affected directly by diurnal airetemperature cycles while water depth sensors used for our experimentation are accurate to
evaporation is not. Note that heat flux into the pool is the positive within 0.0035 m, so for a pool with 50 m2 surface area and 5 kg/h
convention, so negative values represent cooling of the pool. evaporation the hourly change in depth of 0.0001 m cannot be
Longwave radiative exchange with the sky is consistently negative reliably observed, especially considering the noise associated with
since the effective sky temperature never exceeds the pool naturally occurring disturbances to the water surface. The issue was
temperature during the plotted period. further complicated in this experimental validation because the
40 2000
35
Cumulative Energy Stored (MJ)
30 1500
25
Heat Flow (kW)
20 1000
15
10 500
0 0
-5
-10 -500
6/1/09 0:00 6/1/09 12:00 6/2/09 0:00 6/2/09 12:00 6/3/09 0:00
Date
Evaporation Longwave Radiation Insolation
Convection Cumulative Energy Stored
Fig. 10. The magnitude of each heat transfer mechanism and heat accumulation for two typical days of the experiment (conduction heat flow was omitted from this figure as it was
effectively zero).
J. Woolley et al. / Building and Environment 46 (2011) 187e195 195
depth sensor was mounted to a pole at the end of a diving board, under multiple environmental conditions including clear and
which seemed to expand and contracted slightly with diurnal cloudy scenarios, as well as cool and very hot conditions. However,
temperature cycles, causing sensor movement and misrepresen- the model was not validated for extended cold periods, heavy rain
tation of fluctuations in water depth. In subsequent field tests the conditions, mechanical thermal loading, or extreme climates.
depth sensor will be placed at a fixed point, and the water column
above the sensor will be isolated from small disturbances to the
5. Legal notice
pool surface.
This report was prepared as a result of work sponsored by the
3.2. Future work
California Energy Commission (Energy Commission) and the
University of California (UC). It does not necessarily represent
The next phase of model development and validation involves
the views of the Energy Commission, UC, their employees, or the
the addition of heat from vapor-compression space cooling equip-
State of California. The Energy Commission, the State of California,
ment, and the development of design guidelines for such heat
its employees, and UC make no warranty, express or implied, and
pump systems in various climate zones in the western United
assume no legal liability for the information in this report; nor does
States. A preliminary simulation was conducted for the pool studied
any party represent that the use of this information will not infringe
here with the addition of heat rejected from a condenser. The
upon privately owned rights. This report has not been approved or
condenser heat for each hour was calculated for a 3.5 ton heat
disapproved by the Energy Commission or UC, nor has the Energy
pump assuming a constant COP, and was based on cooling loads
Commission or UC, nor has the Energy Commission or UC passed
generated in MICROPAS [20] for a 1764 square foot, single story
upon the accuracy or adequacy of the information in this report.
home in California Climate Zone 12. Under this scenario the pool
temperature never exceeded 28.5 C. Another experiment will be
conducted to compare this model with observations from References
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