Optimal Coordination For
Optimal Coordination For
Abdullah BH, Alkhayyat MT. Optimal coordination for directional overcurrent relays incorporating distribution generators: A comparative
study. Diagnostyka. 2025;26(1):2025111. https://doi.org/10.29354/diag/200947.
e-ISSN 2449-5220
DIAGNOSTYKA, 2025, Vol. 26, No. 1
DOI: 10.29354/diag/200947
1
Abstract
The integration of renewable energy-based distributed energy resources (DER) into distribution networks
has increased due to rising load demand and growing concerns about global warming. The integration of DERs
has transformed the operation of distribution networks from a passive to an active nature. As a result, a
bidirectional flow of current occurs in the distribution networks. The protection of such systems is generally
performed using directional overcurrent relays (DOCRs). However, optimal coordination of the DOCRs is
necessary to ensure safe operation. Therefore, this paper aims to develop the optimal coordination of DOCRs
using two nature-inspired techniques: Genetic Algorithm (GA) and Particle Swarm Optimization (PSO). The
developed algorithms are tested on IEEE 6-Bus and IEEE 15-Bus test systems in the MATLAB R2022b
environment. To validate the effectiveness of the methods, the obtained results are compared with various up-
to-date algorithms. The comparison shows that the GA outperformed all the algorithms in minimizing the relay
operation time for optimum coordination of overcurrent relays.
Keywords: directional overcurrent relay, optimal coordination, genetic algorithm, particle swarm optimization.
which is crucial in systems with multiple generation solve the optimization problem of DOCR
sources and complex network topologies. coordination.
The primary relay is very important in electrical Metaheuristic-based DOCR coordination
protection, and its main function is to isolate the methods include differential evolution [17], artificial
faulty section as soon as a fault is detected, ensuring bee colony (ABC) [18], evolutionary algorithms
that no other parts of the system are affected. [19], teaching-learning-based optimization [20],
However, there are cases where the primary relay Firefly Algorithm [21], genetic algorithms [4], chaotic
does not operate [8-9]. In such cases, the backup differential evolution [22], biogeography-based
relay comes into effect and set to open the faulty optimization [23], improved group search
section after a time determined by the fault, ensuring optimization [24], modified electromagnetic field
that the faulty section is cleared even if the main optimization [25], and symbiotic organism search
protection fails. The settings in DOCRs are adjusted [26]. These techniques generally produce high-
so that they can act as both primary and backup quality global optimization solutions than LP and
protection. NLP methods but face challenges related to
The fault has three levels of coordination criteria, computational space, time, and early convergence.
such as near-end faults or faults that are located in Some of the latest developments in DOCR
the middle point or far-end fault as shown in Fig 1. coordination include hybrid particle swarm
In this paper, the all scenarios for our study were optimization [27], Harris Hawk optimization [28],
taken on near-end faults. the JAYA algorithm [29], and the whale
optimization algorithm [30]. Another noteworthy
Backup Primary method is the bio-inspired rooted tree algorithm
Relay Relay developed for the optimal coordination of DOCRs
G [31]. Particle Swarm Optimization solution is used
Fault 1 Fault 2 Fault 3 to constrained single-objective IDMT directional
over current relay coordination network with Wind
Fig. 1. Fault levels Energy Farms [32]. Slime Mould Algorithm used in
[33] to allocate several Photovoltaic Distributed
DOCRs are constructed using two primary Generation units with a multi-objective function to
settings: the plug setting (PS) and the time multiplier minimize voltage deviation, power loss and
setting (TMS). These settings define the operation operation time. In this paper [34] examines multiple
time of each relay, which aids in the proper algorithms for optimal relay coordination honeybee,
coordination among primary and backup relays. ABC, GA, employing NLP and LP models for
Therefore, obtaining optimal PS and TMS values is DOCRs.
crucial [10]. Another algorithm for coordinating directional
Numerous DOCR coordination methods have overcurrent and distance relays with exploration
been developed and discussed by researchers, Fig. 2 balancing exploitation for finding optimal settings
show classification of various DOCR coordination Enhanced Equilibrium Optimization (EEO)
methods. These methods can be broadly categorized algorithm [35]. Monte Carlo optimization of
into two main groups: directional overcurrent protections for transient
1. conventional methods; scenarios and fault locations [36].
2. computational intelligence methods. To increase efficiency and effectiveness in
The conventional methods of DOCR solving the coordination problem, a cuckoo search
coordination include the use of topological analysis algorithm-based hierarchical clustering mechanism
[11], graph-theoretical techniques [12], curve-fitting was proposed [37]. The grey wolf optimizer was
techniques [13], and trial-and-error techniques [14]. deployed to identify the best relay configuration and
Although these techniques are simple, they have a solve coordination issues [38]. Coronavirus Herd
very slow convergence rate and do not guarantee an Immunity Optimizer (CHIO) was applied for
optimal solution. directional overcurrent relay coordination in [39].
To overcome the limitations of conventional In general, hybrid algorithms are considered to
methods, computational intelligence techniques generate improved solutions compared to standard or
have been employed. Linear programming (LP) is metaheuristic optimization procedures. A combined
used for DOCR coordination, which is simple to method of PSO with differential evolution (DE),
implement and fast [15-16]. However, LP-based called PSO-DE, provided better solutions in a shorter
methods can only obtain TMS due to its linear time [40]. Another proposed method modified the
relation in the objective function. To optimally conventional AI-embedded firefly algorithm using
obtain both TMS and PS, nonlinear quadratic LP to improve performance [41]. A novel technique
programming-based methods were developed. for optimal DOCR coordination based on a hybrid
However, these methods also have slow optimization technique, namely an immune
convergence and cannot guarantee a global optimum algorithm (IA) and PSO, was introduced [42]. This
solution. technique combines the PSO algorithm with the
Nowadays, advanced metaheuristic and nature- immune (IA) information processing mechanism
inspired approaches are increasingly employed to
DIAGNOSTYKA, Vol. 26, No. 1 (2025) 3
Abdullah BH, Alkhayyat MT.: Optimal coordination for directional overcurrent relays incorporating…
𝑃𝑆𝑚𝑖𝑛 ≤ 𝑃𝑆𝑖 ≤ 𝑃𝑆𝑚𝑎𝑥 (4) the best fitness among the selected candidates is
where 𝑃𝑆𝑚𝑖𝑛 and 𝑃𝑆𝑚𝑎𝑥 are the minimum and chosen as a parent for reproduction. This is done
maximum boundaries of the PS for the ith relay, sequentially until the required number of parents is
respectively. selected. This method is also efficient in terms of
The operating time of each relay should be within computations and hence can be used in optimization
the specific range. problems of many kinds. Tournament selection helps
𝑇𝑜𝑝, 𝑚𝑖𝑛 ≤ 𝑇𝑜𝑝, 𝑖 ≤ 𝑇𝑜𝑝, 𝑚𝑎𝑥 (5) maintain diversity and prevents premature
The upper operating time limit is set by the convergence by ensuring that even less fit
thermal limit of the component being protected, individuals have a chance to be selected.
whereas the lower operating time limit is specified
by the relay manufacturer (7). 3.3. Crossover
Crossover is one of the basic operators in GA that
2.2. Coordination Time Interval is responsible for mating two parents to produce new
The coordination constraint is essential to offspring. This mimics the biological reproduction
warrant that the backup and primary relay trip with process, where the progeny inherits characteristics
no unwanted or uncoordinated tripping. Effective from both parents. Crossover is used effectively in
coordination mandates that the backup relay's GA to ensure population diversity, as it allows
operational time must exceed that of the primary different individuals to exchange the better qualities
relay by a predetermined constant. These they possess.
coordination demands mean that the backup relay In this study, blend crossover is used because it
operating time should be greater than that of the is best for continuous optimization problems. The
primary relay by a specific Coordination Time equation for blend crossover is as follows:
Interval (CTI), which can be expressed as: 𝐶 = 𝑃1 + 𝛼(𝑃2 − 𝑃1 ) + 𝛽(𝑃1 − 𝑃2 ) (7)
𝑇𝑗,𝑘 − 𝑇𝑖,𝑘 ≥ 𝐶𝑇𝐼 (6) Where C is a child; 𝑃1 and 𝑃2 are the parents and 𝛼
Here, 𝑇𝑗,𝑘 , and 𝑇𝑖,𝑘 operation times of the backup and 𝛽 are the crossover coefficients. In this study, 𝛼
relay 𝑗 and primary relay 𝑖 respectively, for a fault and 𝛽 are selected as 0.3 and 0.5 respectively.
occurring at location 𝑘. And it is important to note, Crossover ensures that the offspring have a
𝑇𝑗,𝑘 , and 𝑇𝑖,𝑘 show the optimized operating time balanced mix of the characteristics of their parents.
under specific fault scenarios, taking coordination This promotes genetic diversity and improves the
into account and the constraints while minimizing search for optimal solutions.
total relay operating times.
3.4. Mutation
3. GENETIC ALGORITHM Mutation is another critical operator in GA, as it
introduces variation into the population by randomly
GA was originally developed by Holland in the altering individual genes. This process is similar to
1960s and extensively studied by Goldberg in 1989 natural mutation in biological evolution and permits
[4]. It is an optimization technique rooted in the the algorithm to discover unvisited parts of the
concepts of natural evolution and selection, inspired solution space. The primary role of mutation is to
by the "survival of the fittest" principle. For DOCR maintain population diversity, hence preventing
coordination, the goal is to reduce the total relay hasty convergence to a local minimum and make the
operation time while guaranteeing all constraints are search process more effective.
met. The steps involved in the DOCR coordination This study utilized random mutation, where an
using GA are as follows: individual within the population is randomly
selected, and its value is changed to a random value.
3.1. Initialization of Population This helps prevent the algorithm from getting stuck
The initialization of the population is a crucial in local optima and aids in exploring the search space
step in GA. In the DOCR coordination problem, the more thoroughly.
initial population for TMS and PS is randomly
generated within their upper and lower bounds. This 3.5. Elitism
diversity in the initial population ensures a wide In elitism, some of the best solutions from the
exploration of the solution space, which is essential current generation are transferred directly to the next
for the efficiency of the GA. GA can better avoid generation without any changes. This strategy is
local optima and improve the chances of finding the useful in sustaining the quality of the solutions as it
global optimum by starting with a varied set of preserves the best candidates, thus avoids their
potential solutions. elimination during crossover and mutation steps.
The algorithm can accelerate convergence to the
3.2. Tournament Selection optimal solution and maintain high-quality solutions
In GA, after the generation of the initial throughout the generations by retaining elite
population, the next step is the selection of parents individuals. This ensures that the best solutions are
for reproduction in the population. In this study, not lost and continue to contribute to the overall
tournament selection is used, and the individual with population fitness.
DIAGNOSTYKA, Vol. 26, No. 1 (2025) 5
Abdullah BH, Alkhayyat MT.: Optimal coordination for directional overcurrent relays incorporating…
The proposed methods may be applied selectivity criteria, 14 side constraints for PS, and 14
experimentally to check their real-world side constraints for TMS.
performance. The necessary hardware setup and
facilities to test and validate the methods under Table 1. Input data for 6 Bus System
practice may require future work. Short- Short-
In applying the proposed methods in simulations Fault Primary Circuit Backup Circuit
some challenges were encountered and solved. First, location Relay Current Relay Current
instability of the algorithm was detected during (kA) (kA)
simulations with high fault currents caused by DGs. F1 1 18.172 13 0.6010
Hence this issue was solved by adding constraints in
F2 2 4.8030 3 1.3650
the algorithm that reduced the effect of reverse fault
currents on system stability. Second, long F3 3 30.547 4 0.5528
computation times were a problem especially for F4 4 5.1860 12 3.4220
modelling large and complex systems. This was
F4 4 5.1860 14 1.7640
minimized by using parallel programming
techniques and optimizing the code structure, which F5 5 2.8380 11 1.0740
significantly accelerated the simulation without F5 5 2.8380 14 1.7640
losing result accuracy. These solutions enabled the
F6 6 18.338 8 0.7670
application and testing of proposed methods in
different scenarios. F7 7 4.4960 11 1.0740
5.1. IEEE 6-Bus System F7 7 4.4960 12 3.4220
The one-line diagram of the IEEE 6-bus system
F8 8 2.3510 2 0.8690
is shown in Fig. 5. It has seven branches, four
generators, and fourteen relays. In this system, a F8 8 2.3510 7 1.4830
three-phase near-end bolted fault was applied and F9 9 6.0720 1 4.5890
measured for analysis. The data of this system and
F9 9 6.0720 7 1.4830
the fault currents for backup and primary relay pairs,
shown in Table 1, were sourced from reference [46], F10 10 4.0770 9 0.6390
while the corresponding CTRs are presented in F11 11 30.939 10 0.9455
Table 2. F12 12 17.705 6 0.8610
The Coordination CTI for this system is 0.2
seconds. The TMS and PS are continuous and F13 13 17.821 5 0.9770
bounded by the ranges of [0.1, 1.1] and [1.5, 5.0], F14 14 5.4570 1 4.5890
respectively. The system incorporates a total of 76 F14 14 5.4570 2 0.8680
constraints, which consist of 14 inequalities for
minimum operating times, 14 inequalities for
maximum operating times, 20 constraints related to
The optimal PS and TMS values derived by advantage, thereby signifying both enhanced and
employing the GA and PSO are detailed in Table 3. acceptable performance. Additionally, the improved
The table clearly depict that the GA delivers better results highlight the potential of GA and PSO in
results compared to the PSO. Fig. 6 illustrates the optimizing the coordination of DOCRs, ensuring
total net time savings achieved through the two more efficient and reliable power system protection.
methods relative to other algorithms, including
Firefly algorithm (FA) [21], and improved Firefly Table 4. Algorithmic parameters
algorithm (IFA) [41], TLBO [20], PSO-DE [40].
Table 4, show the iterations of each algorithm. algorithm iterations
TLBO [20] not mentioned
Table 2. CTR of Relays for IEEE 6 Bus PSO-DE [40] 100
FA [21] 1000
Relay Number CTR
IFA [41] 100
10 600/5
2, 3, 4, 5, 7, 8, 9, 11, 12, 14 800/5 The Operation time of relay pairs of each relay pair,
1,6,13 1200/5 as calculated by the two algorithms, is illustrated in
Fig. 7 and Fig. 8. The figure clearly reveals that all
CTI values exceed the minimum threshold of 0.2
seconds.
this system, a three-phase bolted fault at the near-end PS have values between [0.5, 2.5] for PS and [0.1,
was applied and measured for analysis. The fault 1.2] for TMS. A CTI of 0.2 seconds is applied to
currents observed at both backup and primary relays, ensure proper relay coordination and system
detailed in Table 5, were sourced from reference protection.
[46], whereas Table 6 provides the Current The coordination problem involves a total of 250
Transformer Ratios (CTRs) for the DOCRs. constraints, which include 82 constraints on
This scenario describes a distribution network with inequality for selectivity requirements, 42
a high level of distributed generation (DG), as shown constraints on maximum acceptable operating times,
in Fig. 10. Each generator has a synchronous 42 constraints on minimum acceptable operating
reactance of 15% and is rated at 15 MVA and 20 kV. times, and 42 additional constraints for both PS and
The external grid has a short-circuit capacity of 200 TMS. These constraints are essential to achieve
MVA. The impedance per kilometre for each line optimal relay settings, thereby improving the
section is defined as 𝑍 = 0.19 + 𝑗0.46 𝛺/𝑘𝑚 [47] reliability and stability of the power distribution
All relays in this scenario are considered network.
numerical relays. The continuous variables TMS and
Table 5. Input data for 15 Bus System
Table 6. CTR of Relays for IEEE 15 Bus Table 8. TMS and PS for IEEE 15 Bus
Relay Number CTR Relay GA PSO
2, 4, 8, 11, 12, 14, 15, 23 1200/5 Number TMS PS TMS PS
1, 3, 5, 10, 13, 19, 36, 37,
800/5 1 0.1028 1.3161 0.1138 1.4584
40, 42
18, 20, 21, 29 1600/5 2 0.1063 1.0992 0.1000 1.4961
6, 7, 9, 16, 24, 25, 26, 27, 3 0.1066 2.1731 0.1732 1.1636
600/5
28, 31, 32, 33, 35
4 0.1089 1.1975 0.1205 1.1843
17, 22, 30, 34, 38, 39, 41 400/5
5 0.1131 2.0072 0.1596 1.5494
Table 7. Algorithmic parameters 6 0.1041 2.0585 0.1520 1.3079
7 0.1044 2.1492 0.1550 1.4931
algorithm iterations
8 0.1128 1.3676 0.1340 1.4965
BSA [44] 400 iterations
GSO [24] 1000 iterations 9 0.1035 2.1801 0.1859 1.1578
MFA [45] 100 iterations 10 0.1077 1.7695 0.1477 1.3481
MEFO [25] 5000 iterations 11 0.1022 1.4153 0.1733 0.7752
12 0.1010 1.6032 0.1444 1.0897
13 0.1029 2.3686 0.2026 0.8431
14 0.1027 1.1699 0.1000 1.8862
15 0.1108 1.0302 0.1003 1.7479
16 0.1105 1.3626 0.1672 0.9070
17 0.1035 1.5523 0.1374 1.4034
18 0.1080 1.0892 0.1093 1.3240
19 0.1167 1.5433 0.1364 1.6269
20 0.1076 1.2473 0.1196 1.3741
Fig. 11. Comparison of the proposed methods with other
method for IEEE-15 Bus system 21 0.1121 1.3005 0.1077 1.7118
22 0.1068 1.7211 0.1541 1.2326
The superior performance of the GA is evident
23 0.1031 1.4693 0.1475 1.2059
from the comparative analysis of the total operating
time. The GA not only surpasses the PSO but also 24 0.1069 1.3901 0.1392 1.1902
outperforms other known optimization techniques. 25 0.1185 1.6862 0.1825 1.1751
This highlights the robustness and reliability of the
26 0.1057 1.7038 0.1383 1.5125
GA in optimizing relay settings, ensuring efficient
and effective coordination among the relays. 27 0.1069 1.4311 0.1337 1.3533
The Operation time for each relay pair as 28 0.1215 2.1434 0.2383 0.8917
determined by the proposed algorithms is shown in
29 0.1015 1.6500 0.1475 1.4194
Fig. 12 and Fig. 13. The figures clearly reveal that
all CTI values exceed the minimum threshold of 0.2 30 0.1121 1.6060 0.1119 1.8219
seconds. 31 0.1137 2.2186 0.1492 2.0245
32 0.1064 1.6266 0.1518 1.3858
33 0.1418 2.4173 0.2353 1.4703
34 0.1152 2.3517 0.2171 0.9062
35 0.1156 1.7778 0.1660 1.4495
36 0.1057 1.7229 0.1345 1.4627
37 0.1084 2.4542 0.1896 1.3179
38 0.1124 2.4750 0.2037 0.9522
39 0.1170 2.1535 0.1888 1.0865
Fig. 12. Operation time of relay pairs 40 0.1255 2.0772 0.2111 1.0941
obtained by GA 41 0.1710 2.3923 0.2800 1.2477
42 0.1049 1.5747 0.1243 1.6178
Total Oper.
12.87 s 16.10 s
time
12 DIAGNOSTYKA, Vol. 26, No. 1 (2025)
Abdullah BH, Alkhayyat MT.: Optimal coordination for directional overcurrent relays incorporating…
Source of funding: This research received no external for Energy, Mechatronics, and Smart Systems
funding. (ISTEMS). IEEE. 2024:1–6.
https://doi.org/10.1109/ISTEMS60181.2024.10560193.
Author contributions: research concept and design, 10. Lestari DS, Samsurizal S, Makkulau A. Integration of
B.H.A., M.T.A.; Collection and/or assembly of data, artificial intelligence for enhanced coordination of
B.H.A.; Data analysis and interpretation, B.H.A.; DOCR protection in distributed generation systems.
Writing the article, B.H.A.; Critical revision of the ELKHA: Jurnal Teknik Elektro. 2024;16(1):43–9.
article, B.H.A., M.T.A.; Final approval of the article, https://dx.doi.org/10.26418/elkha.v16i1.72876.
M.T.A.. 11. Choudhary PK, Das DK. An effective optimization
method for solving the relay coordination problem of
Declaration of competing interest: The authors of this the microgrids. Knowledge-Based Systems. 2023;
paper declares no conflict of interest. 264: 110337.
https://doi.org/10.1016/j.knosys.2023.110337.
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DIAGNOSTYKA, Vol. 26, No. 1 (2025) 15
Abdullah BH, Alkhayyat MT.: Optimal coordination for directional overcurrent relays incorporating…
Mahmood T. ALKHAYYAT
received his BSc, M.Sc., and
Ph.D. degrees from Mosul
University, Iraq in 1994, 1998,
and 2018 respectively. He is a
senior lecturer at Technical
College, Northern Technical
University. His research interests
include power system assessment,
power electronics, FACTS,
renewable energy, and power
system optimization.
e-mail: [email protected]