Part II Lecture2 OpticalFibers 2025
Part II Lecture2 OpticalFibers 2025
• Lecture 1: (6-Mar)
Introduction of optical communications
• Lecture 2: (13-Mar)
Optical fibers
• Lecture 3: (20-Mar)
Laser sources
• Lecture 4: (27-Mar)
Optical amplifiers, LED, Optical modulators
• Lecture 5: (3-Apr)
CA2 start, due on 9-Apr (20%)
Photodetectors and Receivers
• Lecture 6: (10-Apr)
Supplementary information and Revision
Lecture 1: System Application, System Evolution, and Basic Concepts;
2
Lecture 2
Optical Fibers
Nanxi Li
Office: E4-05-46
Phone: 8386 4716
Email: [email protected] 3
Outline
3. Fiber Dispersion
4. Fiber Loss
5. Fiber Nonlinearities
4
Optical Fibers
Polyurethane outer Jacket
Index profile
▪ Step index
Buffer Jacket ▪ Graded index
Silicon coating ▪ Multi-step index
Cladding (silica)
Core (silica) Optical fiber
5
Geometrical-Optics Description of
Optical Fibers
n2 (n2<n1)
1 − RF
2
n −n
2
1 1 1
RF = 1 2
n1 + n2
(Fresnel) reflection
coefficient Light source n1
7
Step-Index Fiber & Graded-Index Fiber
Cladding
b
b
Core
a a
n1 n1
n2 Index n2
Index
8
Numerical Aperture of Step-Index Fiber
c
n2 2
= n1 1 − ( ) = n12 − n22 n1 2
n1
where = (n1 − n2 ) / n1 9
G. Agrawal, “Fiber-optic communication systems”, Wiley, 2010.
Capacity Estimate of Step-Index Fiber
(Geometrical-Optics)
L
c
90 − c
❑ For a step-index fiber of length L, the shortest path (L) occurs for i=0
whereas the longest path (L/sin( c )) occurs for i = sin −1n1 sin (90 − c ) / n0 . Thus,
the time difference between the two paths can be expressed using
geometrical-optics as
n1 L n1 L 1 L n1 (n1 − n2 ) L n12
T = − L = − 1 = =
c sin c c (n2 / n1 ) c n2 c n2
❑ Approximately, the time difference should be less than the bit duration, 1/B.
An order-of-magnitude estimation of bit rate: Rough estimation of
n2 c fundamental limitation of step
T 1 / B Hence, we have: BL 2 index fibers, which is originated
n1
from intermodal dispersion
10
Smaller index step → higher bitrate-distance product.
Example Question 1
(1) For a step index fiber, with n1=1.5, n2=1.4, please estimate
the upper limit of Bitrate-distance product.
(2) For another step index fiber, with n1=1.5 and ∆=2×10-3,
please estimate the upper limit of Bitrate-distance product.
11
Graded-Index Fibers
ρ
Index
n1 (1 − ) = n2 ; a
e.g. large α → step index profile;
α=2 → parabolic index fiber.
❑ NA = 0.13
Optical fiber
Acceptance angle
13
Maxwell’s Equations
Propagation of light in optical fibers is governed by
Maxwell’s equations
❑ Maxwell’s Equations
Hˆ = Jˆ + Dˆ / t
H: Magnetic field vector (A/m)
Ampere’s law
D: Electric flux density (Coulomb/m2)
Dˆ = 0 Eˆ + Pˆ
P: Polarization vector
0: Vacuum Permittivity
Bˆ = Hˆ + Mˆ
0
0: Vacuum Permeability
M: Magnetic polarization vector 14
Wave Equation
So we have: 2 Eˆ − 0 0 ( 2 Eˆ / t 2 ) = 0
2 Eˆ − 0 0 ( 2 Eˆ / t 2 ) = 0
2 Ez 1 Ez 1 2 Ez 2 Ez
+ + 2 + 2 + n2 k02 Ez = 0
2
2
z
n1 for a
n=
n2 for a
Similar equations for the other five components of E, E, Hz, H, and H
0.8
Fundamental
Mode
0.6 LP01
LP21
n
LP11
0.4
LP31
0.2 LP21
2.4048 LP02 LP12
0 n2
0 1 2 3 4 5 6
Normalized Frequency, V
❑ Cut off frequency Vcut-off = 2.4048;
❑ For single-mode operation, V < 2.4048. 18
G. Agrawal, “Fiber-optic communication systems”, Wiley, 2010.
Step-Index Fiber Modes
(Linearly Polarized modes LPmn)
19
Example Question 2
A multimode fiber with core radius of a=25 um, ∆=5×10-3
n1=1.45.
How much is its normalized frequency at λ=1.3 μm and 1.55
μm, respectively?
How many modes does it support at λ=1.3 μm and 1.55 μm,
respectively?
20
Dispersion
❑ Different components of transmitted signal travel at different
velocities in the fiber and arrive at different time at the receiver;
❑ Polarization-mode dispersion
▪ Different polarization components of a pulse travel at different
velocities.
21
Modal Dispersion
❑ As the different modes which constitute a pulse in a multimode fiber
travel along the channel at different group velocities, the pulse width
after transmission would be determined by the transmission time of
the slowest and fastest modes.
Intensity
Time
cladding
core
Amplitude
vg = (d / d )
−1
❑ If the spectral width of the source is , the extent of pulse broadening
is governed by
dT d L d 2 d 2
T = = = L = L 2 where 2 =
d
d vg d 2
d 2
❑ When expressed by the range of wavelengths, the pulse broadening
can be written as 2c 2c
= = − 2
d L d 1 2c
T = = DL where D= = − 2 2
d vg d vg
23
Dispersion Limitations
❑ The effect of dispersion on bit rate B can be estimated by using the
following criteria:
BT 1
T = DL
BL D 1
It provides an order-of-magnitude estimation of the BL product by single
mode fiber.
24
Phase Velocity vs. Group Velocity
Lp
t = t1
vp=Lp/(t2-t1)
t = t2
Lg
t = t1
vg=Lg/(t2-t1)
t = t2
25
Material Dispersion
❑ Material dispersion occurs since the refractive index of the material used for
fiber fabrication (silica), changes with the optical frequency.
❑ Fundamental origin of the material dispersion comes from the characteristic
resonance frequencies at which material absorbs the electromagnetic wave.
❑ When the frequency (wavelength) is far from medium resonance, the
refractive index is well approximated by Sellmeier’s equation:
M B j 2j
n ( ) = 1 +
2
j =1 2j − 2
ωj represents the resonance frequency, Bj represents the oscillator strength.
For optical fibers, ωj and Bj are obtained empirically by fitting the measured
dispersion curves to the above equation with M=3.
These coefficients vary with the amount of dopants within the fiber.
26
Material Dispersion
❑ Figure below shows the wavelength dependence of n and ng for fused silica.
❑ Material dispersion, DM, is related to the slope of ng.
❑ dng/d=0 at 1.276 m. This wavelength is referred to as the zero-dispersion
wavelength λZD, as DM = 0.
1.49
Normal Anomalous
dispersion dispersion
1.48
DM < 0 DM > 0
Refractive Index
Group index, ng
1.47
1.46
n
1.45
1.44
0.6 0.8 1.0 1.2 1.4 1.6
Wavelength (m)
27
G. Agrawal, “Fiber-optic communication systems”, Wiley, 2010.
Waveguide Dispersion
❑ Waveguide structure of fiber also contributes to fiber dispersion.
❑ The waveguide dispersion, DW, depends upon V parameter and b, and is
negative in the entire wavelength range 0~1.6 m.
❑ Since the waveguide dispersion depends on fiber parameters, it is
possible to change the total fiber dispersion by tailoring the waveguide
structure.
Intensity
Time
cladding
core
f2 f1
f1 < f2 28
Dispersion of Conventional SMF
Overall chromatic dispersion: D(λ) = Dmat(λ) + Dwg(λ)
30
DM
20
Dispersion (ps/nm/km)
10 D=DM+DW
DW
-10
-20
Normal Anomalous
ZD
-30
1.1 1.2 1.3 1.4 1.5 1.6 1.7
Wavelength (m)
29
Example Question 3
A conventional single-mode fiber has a dispersion of 16~18 ps/nm/km at
1550 nm.
Suppose a very narrow optical pulse with a spectral bandwidth of 3 nm is
launched at one end of a 2-km conventional single-mode fiber. After
transmission, please estimate the pulse broadening in terms of ps.
? ps
2 km
30
Dispersion of Optical Fibers
31
G. Agrawal, “Fiber-optic communication systems”, Wiley, 2010.
Dispersion of Commercial Optical Fibers
24
DFF: Dispersion-flattened fiber
16
12
-4
1475 1500 1525 1550 1575 1600 1625
Wavelength (nm)
Time
Normal dispersion
Low High
(high f ) (low f )
Time
Anomalous dispersion
33
Polarization-Mode Dispersion (PMD)
❑ PMD occurs when the circular symmetry of fiber is broken and fiber becomes
birefringent: difference polarization see different refractive index.
❑ Input pulse excites both polarization components, it will become broader.
y Fiber axis
x ❑ It is a random effect due to random
intrinsic and extrinsic factors.
Differential group delay ❑ PMD is a source of pulse
(DGD)
broadening and one of the limiting
factors for high-speed optical fiber
communication systems.
❑ Typical birefringence of fiber,
|nx-ny|, is ~10-7.
34
Attenuation Coefficient
❑ Change in the average optical power P of a bit stream propagating inside the
fiber follows Beer’s law:
dP / dz = −P
where (unit: m-1 or km-1) is the attenuation coefficient. If Pin is the power
launched at the input end of a fiber with length L, the output power Pout can be
written as
Pout = Pin e −L
35
Attenuation Spectra for the Intrinsic
Loss Mechanisms in Pure Glass
36
G. Agrawal, “Fiber-optic communication systems”, Wiley, 2010.
Fiber Loss
❑ Material Absorption
▪ Intrinsic absorption by SiO2: electronic resonance in ultraviolet at < 0.4 m;
vibrational resonance in infrared at > 7.0 m;
▪ Extrinsic absorption by impurities (transition metal elements);
▪ Extrinsic absorption by OH- ion (main source for extrinsic absorption):
vibrational resonance of OH- ion at ~2.7 m and its harmonics and
combination tones at 1.39 m, 1.24 m, 0.95 m.
❑ Rayleigh Scattering
▪ Microscopic fluctuation of silica molecule density → random fluctuation of the
refractive index on a scale smaller than optical wavelength .
▪ Loss proportional to 1/4.
❑ Mie Scattering (Waveguide Imperfection)
▪ Imperfection of waveguide (e.g., irregularities in the core-cladding interface,
diameter fluctuations);
▪ Index inhomogeneity on a scale larger than optical wavelength
37
Low Water Peak Fiber
2.1
SMF: Single mode fiber
1.8 LWPF: Low water peak fiber
(dry fiber)
1.5
Loss (dB/km)
1.2
0.9
Conventional
0.6
SMF
0.3
LWPF
0
1200 1300 1400 1500 1600 1700
Wavelength (nm)
38
Bending Loss
❑ Fiber bends constitute to another kind of scattering loss;
❑ At a fiber bend, the propagation conditions change and light rays which could propagate
in a straight fiber are lost in the cladding;
❑ Macro-bending: loss proportional to exp(-R/Rc); Rc=a/(n12-n22); for SMF, Rc typical value
is 0.2-0.4 μm;
❑ Macro-bending is negligible in practice since most of macro bends exceed R= 5mm;
❑ Micro-bending is random axial distortion that occur during fiber cabling when the fiber is
pressed against a surface that is not perfectly smooth;
❑ Micro-bending can be decreased by designing fiber to increase the confinement within
the core region.
Macro-bending Micro-bending
39
Geometrical-Optics Description of
Macro-bending
❑ Geometrical-optics description used with multimode fiber provides
approximate explanation;
❑ At a sharp bend, light rays which propagate by total internal reflection on a
straight fiber are lost into cladding;
❑ Result is optical power loss and thus attenuation.
< c > c
Cladding
> c
Core
For a silica glass, its Rayleigh scattering loss is 1.9 dB/km at 850 nm.
Estimate its Rayleigh scattering loss at 1310 nm and 1550 nm.
41
Fiber Nonlinearities
❑ Stimulated Light Scattering
▪Stimulated Brillouin Scattering (SBS)
▪ Acoustic phonon (vsound, GHz);
▪ Backward direction;
▪ Frequency shift by about 11 GHz (Stokes shift);
▪ Gain spectrum extremely narrow (<100 MHz);
▪Stimulated Raman Scattering (SRS)
▪ Optical phonon (c, THz);
▪ Both directions;
▪ Frequency shift by about 13 THz (Stokes shift);
▪ Gain spectrum extends over 20-30 THz;
43
Stimulated Brillouin Scattering (SBS)
Energy conservation Momentum conservation →
ks →
s = p − a → →
ks = k p − ka
→
ka
/2
→
Scattered Pump Acoustic
frequency frequency frequency
Scattered Pump wave Acoustic kp
wave vector vector wave vector
Dispersion relation
Acoustic →
→ velocity 2v a k p
a = k a va a
→ →
k p ks fa = = →
k p = 2n / p
2 2
→
= 2va k p sin( / 2) 2va (2n / p )
=
Angle between pump 2
→ and scattered wave v A = 5.96km / s
= 2v a k p In optical fiber, only forward (θ=0) and = 2v a n / p n = 1.45
backward (θ=π) wave propagation
p = 1.55m
= 11.1GHz
44
Stimulated Brillouin Scattering (SBS)
s = p − a
To enhance the ❑ Positive feedback enables
amplitude of the efficient energy transfer
a
acoustic wave
from pump wave to
scattered wave;
❑ It is a stimulated process
p
(similar to laser).
To enhance the
Positive feedback
amplitude of
loop
scattered wave
Beat signal
s Spontaneous
scattered wave
p
45
Stimulated Brillouin Scattering
Light
injection
SBS Threshold
~6 mW
hR
3
2
1
Vibrational 0
S1
energy
Energy
Inelastic Scattering
3
• Energy transferred 2
from incident light to
1
molecular vibrations
0
• Emitted light has Rayleigh Raman S0
decreased energy Scattering Scattering
(i<R) (elastic) (Inelastic) difference
in energy
Nature (1928), “A New Type of Secondary Radiation”
The Nobel Prize in Physics (1930) to Professor Sir C.V. Raman 48
Stimulated Raman Scattering (SRS)
k0 n2 P( z )
P(z )dz
L k0 n2 L
n0=1.44 NL = dz =
0 Aeff Aeff 0
n2=2.610-20 m2/W
50
Self-Phase Modulation (SPM)
❑ Refractive index varies with pulse intensity (Kerr effect).
51
Cross-Phase Modulation (XPM)
❑ Refractive index varies with pulse intensity (Kerr effect);
Amplitude distortion
Timing jitter
52
Four-Wave Mixing (FWM)
54