Chapter Three discusses the emergence of states in Ethiopia and the Horn of Africa, highlighting the role of agriculture, trade, and social structures in state formation. It covers ancient states such as Punt and Da'amat, the rise and decline of the Aksumite state, and the subsequent Zagwe Dynasty, detailing their political, economic, and cultural developments. The chapter also mentions various kingdoms and Muslim sultanates that emerged in the region, emphasizing the complexity of historical interactions and trade networks.
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Chapter Three
Chapter Three discusses the emergence of states in Ethiopia and the Horn of Africa, highlighting the role of agriculture, trade, and social structures in state formation. It covers ancient states such as Punt and Da'amat, the rise and decline of the Aksumite state, and the subsequent Zagwe Dynasty, detailing their political, economic, and cultural developments. The chapter also mentions various kingdoms and Muslim sultanates that emerged in the region, emphasizing the complexity of historical interactions and trade networks.
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Chapter Three
3. POLITICS, ECONOMY AND
SOCIETY IN ETHIOPIA AND THE HORN TO THE END OF THE THIRTEENTH CENTURY 3.1 EMERGENCE OF STATE • One of the m ost i m p or tant f ac tor f or the emergency of state is the beginning of sedentary life. • With im p rovem ent of m eans and ways of production, human beings begun to possess surplus production and ensure food security for long period. • Eventually trade transaction developed between farmers and artisans via bartering system. • Development of agriculture and trade gradually resulted in the formation of class with in the community. Cont’d • Generally states were formed because of expansion of agriculture and trade. • State is an autonomous political entity which have: Population, Def ined Territory, Government(with the power to enact and enforce laws) and Sovereignty. (Recognition also taken as an essential element of state.) • States arose independently in different places and at different times. Con’d • Religiou s leaders were promin en t in maintaining social and religious affairs of initial formation of states. • With the development of trade and market places, religious leaders were replaced by Chiefs who begun to collect tributes and provide security for the community. • Ethiopia and the Horn is one of the regions in Africa where early state formation took place. 3.2 Ancient States A. Punt the earliest recorded state in Ethiopia and the Horn. The evidence on Punt comes from Egyptian hieroglyphic writings. Different Pharaohs of Ancient Egypt had sent trade expedition towards Punt to collect commodities like myrrh, ebony and electrum (gold and silver alloy) and Dwarfs. Cont’d • Of these pharaohs, Pharaoh Sahure (r. 2743 -2731 B.C) and Queen Hatshepsut (1490-1468 B.C.) are the most important one. • Especially Hatshepsut’s expedition is well documented at her tomb in Dier El Bahri. • She sent f iv e ships under the leadership of Black Nubian Captain Nehasi via Wadi-Tumilat. The expedition was warmly welcomed by the Puntites King Perehu and the royal Family. • The Egyptian collected commodities like frankincense, cinnamon, sweet smelling woods (sandal), spices, ivory, rhinoceros horn, leopard and leopard skins, ostrich feathers and egg, live monkeys, giraffes etc… Cont’d • The Egyptians used commodities from Punt for ritual purpose and that is why Punities are Known as Khebis of the Ta Netjeru (divine/ Ghost land) • The Punities import materials like axes, daggers, swords, knives, sickles, clothes, bracelets, necklaces, beads and other trinkets were imported from Egypt. • However there is no agreement among the scholars concerning the exact location of Punt. B. Da’amat • Da’amat had a center a little to the south of Aksum • Inscription of the king of Da’amat dated 5 C. th
BC, shows that he used politico-religious
title known as Mukarib. • Various gods and goddesses like Almouqah (principal god), Astarr (Venus god), Na’uran (light god), Shamsi (sun god), and Sin (moon god) were worshipped in the domain of the Da’amat state and other northern Ethiopian pre-Aksumite cultural centers • There were similar practices in South Arabia at the time Yeha • is located 30 kms to the nor theast of A ks u m an d w as th e ol d e s t of th e s e centers • It probably emerged around 1000 B.C as a small emporium where South Arabian merchants and their agents bought and stored ivory, rhinoceros horn and other commodities coming from the interior. • It reached its zenith around 750-500 B.C • Remains of walls of some of its buildings and stone masonry as well as still standing temple and inscriptions indicate Yeha’s glory. Cont’d Hawulti Melazo: is situated to southeast of Aksum, where stone tablets that are inscribed in rectangular temple surrounded by a wall decorated with paintings representing herds of cattle have been excavated. A d d i - S e g l e m e n i : i s l o c a t e d a t 1 0 k m s southwest of Aksum, from where a stone slab is found and the oldest Ethiopian monumental inscription is discovered. There were also other cultural centers like Addi Gelemo, Addi Grameten, Addi Kewih, Atsbi Dera, Feqiya, Hinzat, Sefra, Senafe and Tekonda etc… C. Axumite State • Aksumite state was formed around 200-100 B.C, initially limited to a relatively small area comprising the town of Aksum and its environs. • However in its Zenith, Aksumite territories extended from the Red Sea coast in the East to River Nile Basin in the West and Northern most of Eritrea in the north to Shewa in the south. • According to Periplus of Erythrean Sea, Adulis was major port of axum. • The LDT connects trde centers in Aksumite states like Kaskas, Coleo, Matara… Con’d • Major export items of the Axumites were ivory, myrrh, emerald, frankincense and some spices (like ginger, cassia and c i n n amon ), g ol d, r h i n oc e ros h or n s , hippopotamus hides, tortoise shells and some curiosity animals like apes. • In return: a number of manufactured products like garments and textiles from Egypt, India, the Roman Empire, and Persia; glassware and jewelry from Egypt and other places; metallic sheets, tools or utensils of various kinds, oil and wine from the regions of Roman Empire and Syria were imported. Con’d • The Axumites had maintained multifaceted relations with the outside world including the Greco-Roman World(*Axumite King Zoscalus used to speak Greek Language), middle East and Far East(Sri Lanca) and Asia minor. • Christian Topography, describes commercial activities of the Axumites and the LDT between Axum and Sasu (people beyond Blue Nile) • Silent trade was co nducted between the Axumites and Sasu (because of language barrier and Trust issue) • The Axumites had extensive relation with the South Arabian region, leading to exchange of ideas, material and spiritual culture. Con’d • Different Axumite kings (Aphilas, Endybis, Wazeba, Ezana, Ousanas II) had minted and issued different kinds of coins in gold, silver and bronze for both overseas and local transactions. • Axum was one of Four great power of the world: Roman Empire, Persia and China) • It was a major naval and trading power from the first to the seventh centuries. • Aksum had a large f le et of ships, which was used not only for trade but also for its wars across the Red Sea Con’d • King Caleb (r 500-535) extended the territories of Axum in South Arabia after defeating Dhu Nawas, who had professed to Judiasm and persecuted Christians in South Arabian region, in 523 and 525. • It was during Gabra Maskal, the son and s u c c e s s o r o f C a l e b , th a t S t. Ya r e d developed Ethiopian Orthodox Church liturgical songs and hymns. Decline of Axum • Both internal and external factors accounted for the decline of Axum. • Environmental degradation, decline in agricultural productivity and possibly plague infestation started to weaken it. • The whole international trade relation was crippled with occupation of the Adulis by the Arabs in 702. • As a result the Axumites were cutoff from their diplomatic and commercial partners which resulted in decline in economy. Con’d • The Axumites were also challenged internally, mainly the rebellions of the Bejja, the Agaw and Yodit who finally sealed the collapse of the Aksumite state. • However, as a civilization, Aksum had a profound impact upon the peoples of the Horn of Africa and beyond, and on its s u cces s ors ( Zagwe an d Solomon ic Dynasty and the Gondarian Period) Con’d • Some of its achievements include Sub- Saharan Africa’s only surviving indigenous script and calendar as well as EOC hymns and chants, paintings etc; diversif ie d ceramic and lithic tools, ivory curving, and urbanization and sophisticated building traditions. • It also developed complex administrative and governance system, and agricultural system including irrigation Zagwe Dynasty • After its decline, the center of Aksumite state shifted southwards to Kubar rural highland in the territory of the Agaw. • This paves the way for the Agaws to took part in state affairs of the Axumites. • The Agaws successfully integrated with the Axumites (for instance Merra T/haymanot married Mesobe-Worq, the daughter of the last King of Axum Dil Naod), and took over the state administration. • Merra T/aymanot overthrew his father in law and took in control of power. • Notwithstanding the debates, the Zagwe Dynasty is believed to have ruled from c. 1150 to 1270. Cont’d • The Dynasty established its center at Adafa near Roha (Lalibela). • Its territory includes most of highland provinces of Axumite state in the north to Shewa in the South and Lake Tana and Gojjam in the West. • The Agaw maintained the ancient Axumite tradition intact. • The Zagwe Rulers maintained cultural and trade contact with eastern Mediterranean region Con’t • Export items includes slaves, ivory and rare spices • While they imported goods like: cotton, linen, silver and copper vessels, various types of drags and newly minted coins. • Zagwe period was a golden age in Ethiopia's p ain t in g s an d t h e t ran slat ion of some religious works from Arabic into Ge'ez. • Zagwe rulers are also best known for the c o n st r u c t io n o f c av e , se mi- h e w n an d monolithic churches. • Cave: with some decoration inside, almost similar with natural cave, eg. Bete-Mesqel • Semi-hewn: They are not totally separated from the surrounding rock. Their roofs or walls are still attached to the rock, eg. Bete Denagil, Bete Debresina/Mikael, Bete Golgota, Bete Merqoriwos, Bete Gabri’el-Rufa’el and Bete Abba Libanos. • Monolithic: with detailed decoration in the interior and exterior par ts. They are completely separated (carved out) from surrounding rock, eg. Bete Amanuel, Bete Giyorgis, Bete Mariyam and Bete Medhanialem. Cont’d • Of all, Bete Medhanelem is the largest of all and Bete Giyorgis is said to be the most finely built in the shape of the Cross. • Lalibela build these churches to second Jerusalem and avoid dif fic ulties that Ethiopian Pilgrims had faced on their way to Jerusalem. • Internal (problem of succession) and external factors ignite dynasty’s decline. • They were considered as ‘usurper’ by their rivals • T hei r r i va l s co nsi der ed Z a gwe k i ngs “illegitimate rulers” based on the legend of the Queen of Sheba. • The legend was in turn based on a book known as Kebra-Negest that was translated from Coptic to Arabic and then into Ge’ez. • Exploiting the legend the rivals contend “Solomonic” Dynasty ruled the Aksumite state until its power was “usurped” by the Zagwes. • Finally Yekuno Amlak(1270-85), who claimed to the descent of Last king of Axum Dil-Naod, organized his force and defeated the last king of Zagwe Yitbarek • Yeku n o-Aml ak took th e s tate power p r oc l ai m i n g th e “r e s torati on” of “Solomonic” Dynasty. East, Central, Southern, and Western States Bizamo: was a kingdom located on the southern bend of Abay River just opposite to the present districts of Gojjam and around the current Wambara area. It was founded in the eighth century and had early connections with Damot. Damot: was a strong kingdom that expanded its territories into most of the lands the south of Abay and north of Lake Turkana as well as west of Awash and east of Didessa. Motalami was a prominent king of Damot in the thirteenth century Enarya: was a kingdom in the Gibe region in southwestern Ethiopia • The royal clan was Hinnare Bushasho • Enarya's kingship was a divine one: the king (Hinnare- Tato ) was secluded and considered as sacred • The real power rested with Mikretcho (council) including Awa-rasha (king's spokesperson) and Atche-rasha (royal treasurer. • By the 9 c. the Axumite King Digna-Jan th
led campaign in to Enarya followed by EOC.
Gafat historically, the territory of Gafat lies south of Abay It was inhabited by Semitic speaking population related to Harari and the Gurage the Gafat largely remained practitioners of their own indigenous religion. The state was governed by rulers bearing the title of Awalamo. As of early medieval period, Gafat was paying tribute to the Christian Kingdom mainly in cattle, Muslim Sultanats • With the expansion of Islam in to the region, Muslim communities and states had been established at many locations especially along the main trade routes from Zeila and its many branches penetrating the interior. A. Shewa: ruled by Makhzumite Dynasty established by Makhzumi Khalid, who claimed decent from Meca, in 896 A. D. • Fatagar: founded around Minjar, Shenkora and Ada’a in the 11th C. Con’d C. Dawaro: located south of Fatagar between upper waters of Awash and Wabi-Shebelle. • Despite its size, Dawaro resembled Ifat in many ways. • Dawaro had a currency called hakuna for transaction . D. Bali: was an extensive kingdom occupying high plateau, separating basins of Shebelle and Rift valley Lakes. • Bali was one of the largest of Ethiopia’s Muslim provinces CON’D Tr a d e w a s m a i n l y b a s e d o n b a r t e r exchanging cattle, sheep, cloth etc. It had strong army composed of cavalry and infantry. E. Ifat: was a state located adjacent to Shewan Sultanate, established by Umar Walasma. • Umar intervened between quarrelsome Makzumite princes and weakened and finally annexed the sultanate of Shewa. • The sultanate was fertile and well watered, hence their economy was dominated by agriculture • Chat was described for the f ir st time as Cont’d
• There were also other autonomous states
mutually independent states like Arababani, Biqulzar, Dera , Fadise, Gidaya, Hargaya, Harla, Kwilgora, Qadise, Sharkah and Sim which were established and flourished. Foreign Relations • Ethiopia and the Horn had contacts with Egypt since at least 3,000 B. C. • I t h ad v e r y c l o s e r e l ati o n s w i th al l c om m e rc i al l y ac ti v e S ou th A rab i an Kingdoms starting sometimes before 1,000 B.C • The introduction of Christianity to Aksum established a new pattern of relation between the region and Egypt. • Until the introduction of Islam into Egypt and the general reduction of the Christians into minority, relations between the two were fairly smooth and friendly. Cont’ • Aksum had also established close relationship with Byzantine Empire(commercial interest in the Red Sea against Persians) however since seven century, this relation became complicated and began to deteriorate. • The rapid expansion of the Muslim Arabs to the region led to the decline of Aksumite land routes and shipping lines. • Egyptian rulers used the consecration and sending of Bishops to Ethiopia to promote their interest over Ethiopia, while the Christian Rulers of Ethiopia threatens to divert River Nile. Con’d • Moreover the coming of Mamluks in Egypt presented a barrier to the contacts between Christian Ethiopia and European states. • Despite challenges, the tradition to visit Jerusalem and other holy-lands in the Middle east by the Ethiopians sustains Ethiopia's relation with Christian Europe as most of these pilgrims who came in to contact with fellow Christian Europeans: they transmitted information about the EOC and its exceptional liturgical practices. Territorial extent of Christian Kingdom & its domination over the muslims Cont’d • From the information, Europeans begun to imagine that there is strong Christian state in Africa. • Around 12 C. a myth about a very rich and th
powerful Christian ruler known as Prester
John began to circulate in Europe. • The legend developed when the Muslims dominate crusade wars over christians. • The Europeans do not know the geographic location of country of Prester Jhon but regard Christaian Ethiopia as potential one. Economic Formation A. Agriculture and Land Tenure • System Agriculture was the backbone for most of the peoples in Ethiopia and the Horn • People use Irrigation and improve soil fertility through different mechanism to produce more. • Lan d h as alw ays been on e of th e most precious possessions of human society throughout history. • The rules according to which members of the society hold, share and use land constitute what is known as the land tenure system. Con’d • The most ancient system of land holding which survived in many parts of Ethiopia and the Horn is the communal land tenure system which is Group Right. • Peasants in the north had rist rights in their respective areas • Rist is a kind of communal birthright to land by members of the families and clans whose ancestors had settled and lived. • Most of the subjects of the state had rist rights. The rist owners were known as bale -rist Con’d • Yet, they paid tributes to the state and all land belonged to the state theoretically • Tribute was collected through a complex hierarchy of state functionaries or of ficials who were given Gult right over the areas and populations they administered on behalf of the government. • Gult is a right to levy tribute on rist owners’ produce. The person who is authorized to do so is called bale-gult. • Eventually Gult right became hereditary called Riste-Gult. 2. Handicraft • Indigenous handcraft technology had existed since the ancient period • Metal workers, carpenters, potters, tanners and weavers produced different materials for the community • However artisans were mostly despised and marginalized • The ruling family spend enormous wealth on imported items than indigenous one. • As a result handicraft productions did not show sign of improvement as anticipated. 3. trade • Trade(internal and external) was another important economic activity of ancient states that obtained considerable income. • The region was crisscrossed by various trade routes connecting various market places in all directions • A network of roads connected the centers with the coast and various dependencies in the interior • Security and maintain of regular f lo w of Trade was the main concern of state. Socio-cultural achievements ARCHITECTURE architecture is one of the most important achievements of Ethiopia. Axumite architecture began to f lourish and one of the unique architectural technologies was the engraving of stele around the 3 rd C.AD There were totally f if ty eight steles in and around Aksum that can be grouped into well made and decorated, half completed and megaliths Con’d • the steles were engraved specifically at Gobodara from which they were transported and planted in Aksum • The longest one of these stele measures 33meters heights. • It represents a-14 storied building with many windows and a false door at the bottom. It also bears pre-Christian symbols, which are a disc and a crescent (half moon) at the top • 2 largest have 24 height, and the third 21 nd
with 10 and 9 story building respectively
and false windows and doors Cont’d • The Zagwe churches are regarded as some of the finest architecture of artistic achievements of the Christian world and registered by UNESCO as part of world cultural heritage in 1978, two years before that of the Aksumite stele • Zagwe architecture used a softer material like sandstone, which was cut and shaped all round, except the floor, into a variety of delicately decorated churches Writing system • Before 6 C BC, peoples in the north used th
Sabean Language with Boustrophedon writing
system but without vowels. • Since 6 c BC variants of script arose, evolving in th
the direction of the Geʽez script
• By the first century AD, "Geʽez alphabet" arose, an abjad (26 consonant letters only) written left- to-right with letters identical to the first-order forms of modern vocalized alphabet • Though the first completely vocalized texts known are inscriptions by Ezana 330 AD, • Ethiopia's ancient indigenous writing system has immense contribution to the development of literature, art and the writing of history Calander • Calendars were developed and adopted among various peoples of Ethiopia and the Horn • Oromo c al en dar h as been bas ed on astronomical observations of moon in conjunction with particular stars or group of stars • There are 29.5 dates in a month and 354 days in 12 months of a year • The Sidama calendar rotates following movements of stars with 13 months a year, 12 of which are divided equally into 28 days while the thirteenth month has 29 days Cont’d • The Sidama week has only 4 days and hence each month has 7 weeks. • Ethiopic solar calendar has 12 months of 30 days plus 5 or 6 (is added every 4 years) Epagomen al days , wh i c h c ompr i s e a thirteenth month. • A gap of 7–8 years between Ethiopic and Gregorian calendars results from alternative calculation in determining date of Annunciation • The Ethiopic solar calendar has evolved to become the official calendar of the country Con’d • The Muslim (Islamic) calendar is a lunar calendar consisting of 12 months in a year of 354 or 355 days. • It employs the Hijra year of 622 AD, in which Mohammed and his followers made f light from Mecca to Medina Dates in this era are usually denoted AH (After Hijra, "in the year of the Hijra "). Years prior to the Hijra are reckoned as BH ("Before the Hijra"). • Other peoples like the Agaw, Halaba, Hadiya, Wolayta, Gedeo, the Nilotes, etc have their own dating system. numerals • Numerals appeared in Ethiopia and the Horn at the beginning of fourth century AD. Geʽez uses numeral system comparable to the Hebrew, Arabic and Greek numerals, but it lacks individual characters for multiples of 100.