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TANYA COVIC
University of Western Sydney
1059
1060 STRELAN AND COVIC
groups (Wohl & Branscombe, 2005), and within the broader theoretical
framework of retributive justice (e.g., Enright, Santos, & Al–Mabuk,
1989; Exline, Worthington, Hill, & McCullough, 2003; Karremans & Van
Lange, 2005).
Psychological research now indicates that for many people much of
the time, forgiveness provides psychological and mental health benefits.
Forgiveness has been found to be related to better mental health, in-
creased hope, and self–esteem (Maltby, Day, & Barber, 2004; Toussaint,
Williams, Musick, & Everson, 2001). Many models and guidelines have
been proposed to help clinicians, counselors and therapists use forgive-
ness interventions (e.g., Ferch, 1998; Freedman, 2000). The different in-
terventions have been shown to be successful in reducing such negative
psychological outcomes as anger, bitterness, depression (Baskin &
Enright, 2004; Wade & Worthington, 2005), dysfunction, distress, physi-
ological stress, and coronary heart disease (Witvliet, 2001). Forgiveness
has also played a role in healing hurts at a group level (e.g., Allan &
Allan, 2000).
Much is now also known about social–cognitive influences on forgive-
ness, specifically, relationship commitment (Finkel, Rusbult,
Kumashiro, & Hannon, 2002; Karremans, Van Lange, Ouwerkerk, &
Kluwer, 2003), apology, remorse, offense severity (Zechmeister, Garcia,
Romero, & Vas, 2004), rumination (McCullough, Bellah, Kilpatrick, &
Johnson, 2001; McCullough et al., 1998), empathy (McCullough,
Worthington, & Rachal, 1997; Wade & Worthington, 2003) and responsi-
bility attributions (Fincham, Paleari, & Regalia, 2002; McCullough,
Fincham, & Tsang, 2003).
In the arena of individual differences, research suggests that people
with a forgiving disposition are more likely to experience increased
hope, improved self–esteem (McCullough, 2001), greater life satisfac-
tion, and reduced likelihood of depression (Brown & Phillips, 2005).
Dispositional forgiving has also been consistently related to individual
difference variables such as vengeance–seeking (Brown, 2004;
McCullough et al., 2001), agreeableness, and neuroticism (Sastre,
Vinsonneau, Chabrol, & Mullet, 2005).
Finally, numerous measures of different aspects of forgiveness now
exist. At least six different measures of state forgiveness of others have
been developed (Hargrave & Sells, 1997; Mauger et al., 1992;
McCullough et al., 1998, 2003; Pollard, Anderson, Anderson, &
Jennings, 1998; Rye et al., 2001; Subkoviak et al., 1995). There are at least
six different measures of dispositional forgiving (Berry, Worthington,
Parrott III, O’Connor, & Wade, 2001; Brown, 2003; DeShea, 2003; Hebl &
Enright, 1993; Rye et al., 2001; Thompson et al., 2005). A number of scales
also exist to measure attitudes towards forgiveness (Brown, 2003; Kanz,
A REVIEW OF FORGIVENESS PROCESS MODELS 1061
2000; Mullet, Girard, & Bakhshi, 2004; Mullet, Houdbine, Laumonier, &
Girard, 1998).
Clearly, the breadth and depth of scientific enquiry into many aspects
of forgiveness, and consequently our knowledge, has increased remark-
ably. Equally remarkable, however, is the fact that an aspect fundamen-
tal to our understanding of forgiveness remains unclear. McCullough
and Worthington’s (1994) review indicated an abundance of process
models of forgiveness in the literature, also referred to as “task–stage”
models, but a complete absence of empirical support for any of these
models. More than a decade later, little has changed. The number of pro-
cess models has increased further, yet there still remains little consensus
as to what constitutes the process. Furthermore, whatever the process,
relatively few attempts have been made to validate it.
In short, although great strides have been made to model and measure
state and trait forgiveness, the process of forgiveness itself remains em-
pirically neglected. It is not clear how forgiveness occurs—yet this would
appear to be an essential prerequisite towards a more complete under-
standing of forgiveness. Thus, the aim of this article is to review existing
process models of forgiveness and, on the basis of this review, to present
recommendations for future researchers.
DEFINITIONS OF FORGIVENESS
Virtually every psychological article published on forgiveness begins by
acknowledging the debate over a definition of forgiveness. Indeed, it ap-
pears easier to agree on what forgiveness is not (McCullough,
Pargament, & Thoresen, 2000). There is a general consensus that forgive-
ness should be distinguished from related constructs such as pardoning,
excusing, condoning, and forgetting (Rye et al., 2001). Although most re-
searchers agree that forgiveness should not be confused with another re-
lated construct, reconciliation, some authors propose that reconciliation
is a desired endpoint of the forgiveness process (e.g., Fitzgibbons, 1986;
Hargrave, 1994; Pettitt, 1987; Pollard et al., 1998).
Researchers do tend to agree that forgiveness is a complex of cogni-
tive, affective, and possibly, but not necessarily, behavioral responses to
a transgression (e.g., Enright et al., 1996; Gordon & Baucom, 1998); that it
is at least an intrapersonal process and usually, but not necessarily, an
interpersonal process (e.g., Baumeister, Exline, & Sommer, 1998). It in-
volves two fundamental dimensions, a “negative” dimension (e.g., the
reduction or giving up of resentment and anger) and a subsequent “pos-
itive” dimension (e.g., compassionate responses to a transgressor) (e.g.,
Enright, Freedman, & Rique, 1998; Fincham, 2000; McCullough et al.,
1997).
1062 STRELAN AND COVIC
Psychological
Theoretical Empirical
Author Orientation Framework Validation
Augsberger, 1981 Religious None None
Benson, 1992 Religious None None
Brandsma, 1982 Religious/ None None
Therapeutic
Coleman, 1989 Popular None None
Cunningham, 1985 Religious None None
Donnelly, 1982 Religious None None
Enright et al., 1996 Therapeutic Moral and cognitive None
development
Fitzgibbons, 1986 Therapeutic None None
Gordon & Baucom, Therapeutic Model of Gordon &
1998 psychological Baucom, 2003;
trauma Gordon et al.,
2004
Hargrave, 1994 Therapeutic Contextual family Hargrave & Sells,
therapy 1997
Linn & Linn, 1978 Popular None None
Malcolm & Greenberg, Therapeutic Resolution of Malcolm, 1999
2000 unfinished business
Martin, 1953 None None
Menninger, 1996 Popular None None
Pattison, 1965 Therapeutic None None
Pettitt, 1987 Therapeutic None None
Pingleton, 1997 Religious Object relations None
Pollard et al., 1998 Therapeutic Synthesis of previous Pollard et al.,
models 1998
Rosenak & Harnden, Religious None None
1992
Smedes, 1984, 1996 Popular None None
Stanley, 1987 Religious None None
Thompson, 1983 Religious None None
Worthington, 1998, Therapeutic Batson’s (1991) None
2001 empathy–altruism
hypothesis
al., 1996; Fitzgibbons, 1986; Gordon & Baucom, 1998; Malcolm &
Greenberg, 2000; Pollard et al., 1998); (c) an acknowledgement that pre-
vious strategies of dealing with the hurt are not working (Enright et al.,
1996; Fitzgibbons, 1986; Hargrave, 1994); (d) a decision to either forgive,
or consider forgiving (Enright et al., 1996; Fitzgibbons, 1986;
Worthington, 1998, 2001); and (e) understanding of, or empathy for, the
offender (Enright et al., 1996; Fitzgibbons, 1986; Gordon & Baucom,
A REVIEW OF FORGIVENESS PROCESS MODELS 1065
1998; Malcolm & Greenberg, 2000; Worthington, 1998, 2001). The latter
may arise from the recognition that the forgiver may have also required
forgiveness in the past, or may do so in the future (Cunningham, 1985;
Donnelly, 1982; Pingleton, 1997).
Five fundamental differences are also evident. First, the models with a
religious orientation emphasize the role of God’s forgiveness in the for-
giveness process (e.g., Augsberger, 1981; Benson, 1992; Brandsma, 1982;
Cunningham, 1985; Donnelly, 1982). However, God’s forgiveness is not
included at all in non–religious models. Apart from this component, re-
ligious and non–religious models are fairly indistinguishable.
Second, theorists seem to agree about the likely order of only some
process components, specifically, that awareness and expressions of an-
ger and hurt occur first, and that the second component involves nega-
tive affect and cognition. However, the ordering of the remaining com-
ponents is not so clear. For example, Worthington (1998) suggests that
empathy, humility and commitment to forgive occur in that order,
whereas Enright et al. (1996) propose that a commitment to forgive oc-
curs well before humility and empathy, and that empathy needs to occur
before humility. Disentangling component order may be an issue for fu-
ture researchers, particularly as order affects how clinicians use forgive-
ness interventions and therapies, and the extent to which a client re-
sponds. However, assigning importance to component order assumes
that the forgiveness process does in fact consist of a series of contingent
stages—a notion that is yet to be empirically supported.
Third, it is not clear the extent to which transition to each component
within the process may be contingent on cognitive, affective and behav-
ioral responses in the preceding component; which of the cognitive, affec-
tive and behavioral dimensions of each component are most salient; and
whether particular components are more salient than others (Kaminer et
al., 2000; McCullough & Worthington, 1994). For example, to what extent
is commitment to forgive (e.g., Worthington, 1998, 2001) contingent on
the realization that previously efficacious coping strategies are not work-
ing (e.g., Enright et al., 1996)? To what extent is forgiveness contingent on
achievement of primarily cognitive tasks in the early phases (e.g., Gordon
& Baucom, 1998) and primarily affective and behavioral tasks in the later
phases (e.g., Hargrave, 1994; Pollard et al., 1998)? Is the development of
empathy and understanding, for example, the most important phase in
the process? Much empirical research and theorizing suggest that it might
(e.g., McCullough et al., 1997, 1998; Wade & Worthington, 2003), how-
ever, variables relevant to this phase have not been examined within the
context of the forgiveness process per se.
Fourth, only a few models recognize the usually interpersonal nature
of the forgiveness process (e.g., Hargrave, 1994; Pollard et al., 1998;
1066 STRELAN AND COVIC
gression is now an opportunity to learn more about oneself; or, they may
determine that a benevolent response to a transgressor is important for
their own self–esteem or the good of a relationship. Thus, whereas tradi-
tional problem–focused and emotion–focused strategies might be anal-
ogous to the ‘negative dimension’ of forgiving (i.e., getting over a trans-
gression), proactive coping is analogous to the way in which individuals
within the forgiveness process may move from surviving a transgres-
sion to responding positively to it, that is, feeling better within oneself
(Gordon & Baucom, 1998) and/or acting benevolently towards a trans-
gressor (McCullough et al., 1997). Forgiveness conceptualized as a
proactive coping strategy may subsequently help to alleviate concerns
that forgiveness should not be reduced to merely being a survival
mechanism (e.g., Enright et al., 1998).
Forgiveness is Both an Intra and an Interpersonal Process. Coping con-
sists of both intrapersonal (i.e., appraisals and choice of coping strate-
gies) and interpersonal (i.e., social and situation–specific factors) pro-
cesses. Forgiveness is the same. The cognitive, emotional and behavioral
responses that one has to a transgression are influenced by external so-
cial and situation–specific factors, and vice versa.
Forgiveness is a Dynamic, Unfolding Process. Analogous to the coping
process, the forgiveness process is rarely linear. Anecdotal and clinical
evidence (e.g., Enright & Fitzgibbons, 2000) indicate that individuals
move back and forwards within the forgiveness process until they reach
a point of psychological equilibrium. Thus, both positive and negative
responses cooccur during the process (e.g., one might feel empathy for
an offender and yet still be angry with him or her), just as they have been
shown to occur in coping research (Folkman & Moskowitz, 2000); pri-
mary and secondary appraisals continue to be conducted, and influence
the other; and different coping strategies will be enacted depending on
the situation.
In this section we have proposed a number of ways in which the pro-
cess of forgiveness is analogous to coping: It is a dynamic process occur-
ring in response to a stress reaction, and consists of primary and second-
ary appraisals and subsequent strategies for dealing with the stressor.
Next, we propose an alternative approach to defining forgiveness based
on the coping model.
There are three important points to note about this definition. First, the
forgiveness process is initiated by perception of an interpersonal hurt.
Second, forgiveness is first and foremost a process, as distinct from an
outcome. Thus, no specific endpoint of forgiveness is prescribed.
Rather—and this is the third point—consistent with the coping model,
the endpoint of forgiveness is signified when the stressor that initiated
the forgiveness process has been neutralized. “Neutralization” will
mean different things to different individuals. Some will identify the
cessation of negative responses as congruent with “neutralization” (e.g.,
Thompson et al., 2005); others will identify overt positive responses to-
wards a transgressor as synonymous with “neutralization” (e.g.,
Enright et al., 1998). Either way, an essential aspect of the definition is
that forgiveness as an outcome can be said to have occurred when the
stress resulting from a transgression—that is, the conglomeration of
negative cognitions, affect, and behaviors—no longer adversely affects
the person who has been hurt.
How does this definition add value to forgiveness theorizing and re-
search? We think it has two promising properties. First, it may help to re-
solve the problem of defining forgiveness in terms of an endpoint. Most
conceptualizations of forgiveness state, or at least imply, that there is
some objective endpoint to forgiveness, that is, forgiveness is prescribed
as an either/or proposition. For example, forgiveness is or is not a cessa-
tion of negative responses; it is or is not a loving, compassionate re-
sponse. Instead, our definition recognizes the subjective experience of
forgiveness. Our definition also recognizes that the endpoint of the for-
giveness process will vary depending on the individual. Indeed, for
some individuals, there may not even be an endpoint so much as an
eventual realization—and perhaps only in hindsight—that they no
longer feel or think negatively, or they are now responding positively to
a transgressor.
Second, the definition is consistent with the coping process. Next, we
describe how framing forgiveness as coping will advance theory and re-
search into the forgiveness process.
ferent outcomes for different individuals, and not all appraisals and
strategies used in the forgiveness process inevitably lead to a satisfac-
tory or forgiving outcome. Some coping strategies are adaptive, such as
taking the perspective of the offender or reframing the transgression,
and some appraisals conclude that the transgression is not a threat but a
challenge; other coping strategies are maladaptive, such as excessive ru-
mination, and some appraisals continue to conclude that the stressor is a
harm–loss or threat event. In most cases, adaptive strategies should lead
to more positive responses whereas maladaptive strategies would be
less likely to result in such responses. It is possible, however, that some
apparently maladaptive strategies could also eventually lead to positive
outcomes. For example, rumination may lead to greater insight into how
one deals with transgressions.
In other words, when forgiveness is conceptualized as coping, the fo-
cus is on how one copes with a transgression, not on the outcome that
one should reach. In our new definition, the only possible out-
come—and one which is only implied—is that the stressor with which
one is attempting to cope is neutralized. As we have argued, individu-
als’ interpretations of “neutralization” will differ: for some it will mean
the cessation of negative cognitions and affect; for others it will mean ex-
pressing benevolently towards a transgressor. The main point here is
that forgiveness as coping means avoiding getting bogged down with
nebulous endpoints and outcomes—as appears to be the case at present
in the literature—and instead focusing on what an individual actually
does in order to produce a response that they interpret as “forgiving.”
Forgiveness as Coping Means Focusing on the Salience of Components, not
on the Order. Forgiveness as coping suggests that identifying a compo-
nent order for all individuals across all situations is less important than
what the current task–stage approach implies. Because forgiveness as
coping is a dynamic, interactive process, individuals may move back
and forwards between components rather than in a linear fashion as
task–stage models suggest. Thus, it may be more useful to think of the
components simply as reflecting different ways of coping, which may
occur and potentially reoccur at different points during the forgiveness
process, and to address which components may be most salient as ways
of coping, while taking into account personality, social, and situa-
tion–specific factors. For example, developing empathy for the trans-
gressor has been found to be a key predictor of a forgiving response,
whereas prolonged rumination has been found to be a barrier. Perhaps
empathy and prolonged rumination are, respectively, salient adaptive
and maladaptive coping responses within the forgiveness process?
Indeed, rather than attempting to specify component order, it may be
more fruitful to investigate what people must at least experience or do
1080 STRELAN AND COVIC
before they are able to forgive someone. For example, perhaps the mini-
mum requirement for forgiveness is that the individual feels and ex-
presses anger and hurt, that they realize that other strategies for dealing
with the hurt are not working (e.g., rumination), and that they feel some
empathy for the transgressor. In short, we argue that forgiveness as cop-
ing advances theorizing by focusing not on component order but on
arguably the more important issue of component salience.
The Coping Literature Offers Improved Methodology for Studying the For-
giveness Process. Forgiveness research will benefit methodologically
from the vast coping literature. As we have noted, one of the important
limitations of existing empirical process work in forgiveness is the com-
plete reliance on between–person cross–sectional measures to answer
questions that essentially require within–person, longitudinal re-
sponses. Forgiveness research in general is also characterized by a reli-
ance on questionnaires to gather information, an approach that is not op-
timal for capturing the nuances of the forgiveness process which, by
definition, is dynamic and constantly evolving. Furthermore, those very
measures tend to reflect prescribed conceptualizations of forgiveness.
The coping field has also had to address such shortcomings (Tennen et
al., 2000) and consequently forgiveness researchers may learn much
from how coping researchers have responded. For example, a highly
promising strategy is known as the “daily process approach” (for a re-
view, see Tennen et al., 2000). This strategy emphasizes the measure-
ment of day–to–day changes that take place over time and conditions, al-
lowing coping researchers to examine at a microanalytical level the roles
and relationship of different coping strategies within a person, yet still
drawing a sufficiently large enough N to allow generalization of find-
ings. Innovative techniques such as computerized diaries (e.g., palm pi-
lots) for participants to record and time– and date–stamp events facili-
tate data collection and avoid the constraints inherent in using
questionnaires. Given how closely the forgiveness process mirrors the
coping process, there are clear benefits to applying the daily process ap-
proach to the forgiveness process particularly its potential to capture
how forgiveness proceeds.
CONCLUSION
There are a number of theoretical and empirical limitations associated
with forgiveness process models. We have proposed that conceptualiz-
ing forgiveness as analogous to the process of coping will go a long way
towards not only addressing the limitations but also significantly ad-
vancing forgiveness theorizing and research. We expect that conceptu-
alizing forgiveness as coping will be seen by some as controversial. At
A REVIEW OF FORGIVENESS PROCESS MODELS 1081
the very least, we hope that our effort will stimulate greater efforts to
come to grips, both theoretically and empirically, with the forgiveness
process.
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