APPLE and Masimo
APPLE and Masimo
Digital Health
Volume 8: 1–9
Commercial smartwatch with pulse oximeter © The Author(s) 2022
Article reuse guidelines:
detects short-time hypoxemia as well as sagepub.com/journals-permissions
DOI: 10.1177/20552076221132127
standard medical-grade device: Validation study journals.sagepub.com/home/dhj
Abstract
Objective: We investigated how a commercially available smartwatch that measures peripheral blood oxygen saturation
(SpO2) can detect hypoxemia compared to a medical-grade pulse oximeter.
Methods: We recruited 24 healthy participants. Each participant wore a smartwatch (Apple Watch Series 6) on the left wrist
and a pulse oximeter sensor (Masimo Radical-7) on the left middle finger. The participants breathed via a breathing circuit
with a three-way non-rebreathing valve in three phases. First, in the 2-minute initial stabilization phase, the participants
inhaled the ambient air. Then in the 5-minute desaturation phase, the participants breathed the oxygen-reduced gas mixture
(12% O2), which temporarily reduced their blood oxygen saturation. In the final stabilization phase, the participants inhaled
the ambient air again until SpO2 returned to normal values. Measurements of SpO2 were taken from the smartwatch and the
pulse oximeter simultaneously in 30-s intervals.
Results: There were 642 individual pairs of SpO2 measurements. The bias in SpO2 between the smartwatch and the oximeter was 0.0%
for all the data points. The bias for SpO2 less than 90% was 1.2%. The differences in individual measurements between the smartwatch
and oximeter within 6% SpO2 can be expected for SpO2 readings 90%–100% and up to 8% for SpO2 readings less than 90%.
Conclusions: Apple Watch Series 6 can reliably detect states of reduced blood oxygen saturation with SpO2 below 90% when
compared to a medical-grade pulse oximeter. The technology used in this smartwatch is sufficiently advanced for the indi-
cative measurement of SpO2 outside the clinic.
Trial Registration: ClinicalTrials.gov NCT04780724
Keywords
Wearables, oxygen saturation, pulse oximetry, reflectance mode, hypoxemia, hypoxic gas mixture, Apple Watch
Submission date: 17 March 2022; Acceptance date: 22 September 2022
Introduction
Recently, consumer wearables have created the vision of new Earlier feasibility studies focused on activity monitoring and
possibilities for personal care.1–5 Routine monitoring of bio-
logical signals such as heart rate or sleep pattern using wearable
1
devices is an emerging trend in health monitoring outside the Department of Biomedical Technology, Faculty of Biomedical Engineering,
Czech Technical University in Prague, Kladno, Czech Republic
clinic and in-home care with a multi-billion dollar potential.6,7
The COVID-19 pandemic and its aftermath will only emphasize Corresponding author:
Jakub Rafl, Department of Biomedical Technology, Faculty of Biomedical
this trend.8,9 Nevertheless, the clinical applicability of wearables Engineering, Czech Technical University in Prague, nam. Sitna 3105, CZ-272
must be separated from consumer curiosity.10–14 Currently, the 01 Kladno, Czech Republic.
role of smartwatches in health care is investigated and discussed. Email: rafl@fbmi.cvut.cz
Creative Commons Non Commercial CC BY-NC: This article is distributed under the terms of the Creative Commons Attribution-NonCommercial
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open-access-at-sage).
2 DIGITAL HEALTH
chronic disease self-management.15,16 Recent prospective error.36 Similarly, a study with a wrist-worn reflectance pulse
studies have looked at the use of smartwatch technology in oximeter under development found its performance was worse
a range of medical applications such as the detection of than finger-based oximeters and it was not able to detect hypox-
atrial fibrillation,17,18 sleep monitoring,19 post-admission emia.37 Also, Hermand et al. reported a commercial smartwatch
recovery in pediatric patients with respiratory diseases,20 failed to provide trustworthy SpO2 values, especially during
monitoring women during pregnancy21 or pre-habilitation induced oxygen desaturation.38 On the other hand, a study by
prior to abdominal cancer surgery.22 Several studies were Lauterbach et al. tested a commercial smartwatch in a normoba-
also interested in using smartwatch data in the detection of ric hypoxia chamber and found only minimal differences in
viral infections such as COVID-19.23,24 However, a previous SpO2 measured by the smartwatch compared to a standard
study warned that a smartwatch did not have sufficient accur- pulse oximeter,26 with the largest difference for the lowest
acy in measuring blood pressure or pulse oximetry compared inspiratory oxygen fraction. Other recent studies have also
to clinical standards.13 reported positive results on the accuracy of wrist SpO2 measure-
Pulse oximetry as a method of indirect measurement of per- ments by commercial devices, but most of them did not focus on
ipheral blood oxygen saturation (SpO2) is a relatively new metric hypoxia.39–42
in smartwatches, but it is becoming routinely available in new Thus, there are currently a few studies available that evaluate
models,25 allowing convenient SpO2 monitoring at home or, wrist SpO2 measurement with mixed results. Concerns about
with some restrictions due to movement, outdoors without the measurement accuracy remain and, as new smartwatch models
need for a dedicated pulse oximeter. In addition, the smart- are launched, further studies are desirable.27 A question persists
watch’s SpO2 sensor does not need to be attached to a finger whether wrist-worn devices, and smartwatches in particular, can
to complicate daily activities. This might be useful not only to monitor SpO2 even in low blood oxygen levels well enough to
athletes in training or mountaineers in high altitudes but more provide early warning of desaturation episodes.
importantly to patients suffering from cardiovascular diseases, This study aims to compare the measurement of periph-
lung diseases such as chronic obstructive pulmonary disease eral blood oxygen saturation using a very popular smart-
(COPD), or dealing with the consequences or concerns of watch to a medical-grade pulse oximeter at normal and
COVID-19.26,27 In particular, the ability of smartwatches to potentially hypoxic levels.
measure SpO2 without conscious user intervention might help
to detect intermittent hypoxemia associated with sleep apnea, a
chronic health disorder that results in neurocognitive dysfunction Methods
and cardiovascular problems.28–30 The prospective single-arm interventional study was
Pulse oximetry is an optical method that evaluates approved by the Ethical Review Board of the Faculty of
changes in light absorption at multiple frequencies due to Biomedical Engineering, Czech Technical University in
the oxygen content in arterial blood. Levels of SpO2 95% Prague (No. B1/2021). The study was registered with
or higher are considered normal, whereas SpO2 below ClinicalTrials.gov (identifier NCT04780724).
90%, even if transient, is considered clinically relevant.31
Standard medical pulse oximeters, including portable oxi-
meters, use transmission pulse oximetry, in which the Recruitment
light sources and the photodetector are positioned on the Twenty-four healthy student volunteers (mean ± SD: age 24
opposite sides of the measurement site (usually a thin ± 2 years, height 181 ± 8 cm, mass 77 ± 11 kg) were
place such as a fingertip or an earlobe) and the light recruited for the study. They were only included if they
passing through the site is evaluated. Smartwatches, and did not suffer from any disease of the cardiovascular
other wrist-worn devices, for practical reasons, utilize system and had no injury to the upper limbs or hands that
reflectance pulse oximetry, in which the light sources and could affect the peripheral perfusion. In addition, partici-
the photodetector are positioned on the same side of the pants were excluded for pregnancy, diabetes, hypotension,
measurement site and the light reflected into the photo- hypertension, acute asthma or any other acute respiratory
detector from the tissue is evaluated. Reflectance pulse oxi- disease. None of the participants used nail polish or had
meters face less light absorption and thus have less power false nails at the time of the measurement. Participants
consumption, can be placed at diverse measurement loca- were required to stay at least 30 min at rest before entering
tions, and the absence of moving parts increases their resist- the laboratory. All participants provided written informed
ance to motion artifacts.32,33 However, in practice, the consent before their enrollment into the study.
reflectance mode can exhibit a low signal-to-noise ratio
and be sensitive to ambient light sources.34 At the wrist,
the performance of the reflectance pulse oximeter depends Experiment setup and protocol
on the exact placement of the sensor.34,35 In a study with Upon arrival at the laboratory, Apple Watch Series 6 (Apple
an experimental reflectance pulse oximeter system, SpO2 Inc., Cupertino, CA, USA)—further referred to as the
measurement at the wrist showed an unacceptably large smartwatch—was placed on a participant’s left wrist and
Rafl et al. 3
the sensor of a medical-grade pulse oximeter Radical-7 simultaneous smartwatch and oximeter measurements.
(Masimo Corp., Irvine, CA, USA)—further referred to as Uncertainties in the estimates of the bias and 95% limits
the oximeter—was attached to the left middle finger of of agreement are expressed as 95% confidence intervals.
the participant. During the experimental procedure, SpO2 The standard deviation was calculated using the modified
readings were taken by hand from the smartwatch and Bland–Altman method for multiple observations per indi-
oximeter simultaneously. Participants were sitting at rest vidual when the measured quantity changes over the
throughout the experiment, and they were asked to keep period of observation.45 In addition, we evaluated the root
their hands still on the table with their wrist and palm mean square difference between smartwatch and oximeter
down and flat and avoid any movement according to the paired measurements as
instructions of the smartwatch manufacturer.
A simple breathing circuit with a three-way non- (SpO2,smartwatch − SpO2,oximeter )2
rebreathing valve was assembled for the experiment. It Arms =
n
allowed the participant to inhale the hypoxic gas mixture
(12% O2) from a polyethylene Douglas bag or the where n is the number of evaluated pairs of SpO2
ambient air and to exhale into the ambient air outside the measurements.44
Douglas bag. The gas composition was monitored continu- Further, the differences in the smartwatch and oximeter
ously by a Datex Ohmeda S/5 patient monitor measurements were evaluated with respect to study time,
(Datex-Ohmeda Inc., Madison, WI, USA) with a sensor that is, to evaluate the relative response rate of the two
placed between the three-way valve and the participant. A devices. To do this we averaged the measurements of all
disposable antibacterial filter separated the participant participants at each study time for the smartwatch and for
from the breathing circuit. the oximeter. The mean SpO2 values across all participants
There were three phases of the experimental procedure. and iterations of the experimental procedure were used to
During the first 2 min, in the initial stabilization phase, par- graphically compare the average time courses of the
ticipants inhaled the ambient air via the breathing circuit. pooled smartwatch data and the pooled oximeter data. A
Two SpO2 readings were taken (times 0:45 min and 1:15 two-tailed paired t test was used to evaluate the statistical
min of the experiment). Then, in the 5-minute desaturation difference between the smartwatch data and the oximeter
phase, participants inhaled the hypoxic gas mixture from data at each measurement time. P value less than 0.05
the Douglas bag. Readings of SpO2 were taken every 30 was considered statistically significant. Only the observa-
s (from time 2:45 min to time 6:45 min of the experiment). tions, where simultaneous readings from both devices
The final stabilization phase followed when the participants were available, were included in the analysis. All data
inhaled the ambient air and SpO2 was recorded every 30 s were analyzed in Matlab 2021a (MathWorks, Natick,
(from time 7:30 min) until SpO2 returned to normal values. MA, USA) after transcription from the log.
Typically, three or four readings were taken in the final sta-
bilization phase. Each participant underwent the experi-
mental procedure twice. There was a delay of a minimum Results
of 1 h between the two iterations of the experimental pro-
cedure to address possible slow washout of test gas. Agreement between devices
The study was conducted in the Laboratory of special
equipment for ICU of the Czech Technical University in
Data processing and analysis Prague, Department of Biomedical Engineering, Kladno,
We concluded that the number of participants enrolled in Czech Republic, during February and March 2021 at an
the study and the number of paired SpO2 observations altitude of 405 m (1330 ft). All 24 volunteers (five
would meet the basic recommendations of the Food and women and nineteen men, all Caucasian, aged 20–28
Drug Administration and the International Organization years) completed the experiment with two iterations of
for Standardization (ISO 80601-2-61) for study design for the experimental procedure and two measuring devices,
in vivo accuracy testing of pulse oximeters (10 or more so there were 48 series of paired measurements available.
healthy subjects, 200 or more paired measurements).43,44 As in some cases, one of the devices did not provide a
We used the Bland–Altman analysis to compare the valid reading, there were 1284 valid paired readings in
agreement between simultaneous smartwatch and oximeter total out of a possible number of 1364. The SpO2 readings
SpO2 measurements. The Bland–Altman analysis looks at ranged between 76% and 100%. Most (75%) were between
two parameters, the bias and 95% limits of agreement. 90% and 100%, 24% between 80% and 89% and 1% below
The bias is quantified as the mean difference in the paired 80%.
measurements. The 95% limits of agreement, calculated The presented Bland–Altman plot is based on 642 indi-
as the mean difference ± 1.96 standard deviations, deter- vidual data points calculated from all complete pairs of
mine the range of expected difference in future pooled SpO2 readings (Figure 1). The bias (mean
4 DIGITAL HEALTH
difference) in SpO2 between the smartwatch and oximeter the higher average SpO2 measured by the smartwatch
was 0.0% for all the data points. The 95% confidence during induced desaturation. Generally, there are differ-
limits of the bias were −0.2% and 0.3%, indicating that ences between the reaction times of pulse oximeters to
there was no statistically significant bias between the meas- sudden hypoxia.46 During the experiments, we also
uring devices. The 95% limits of agreement were estimated observed a faster return of smartwatch values than oximeter
to be −5.8% and 5.9%. The most extreme individual differ- in the final stabilization phase after the desaturation phase,
ences between the smartwatch and oximeter SpO2 measure- but not being the primary concern of our study, there were
ments were −9% and 17%. The Arms evaluated across the not enough data to evaluate for this.
pooled SpO2 readings was 3.0%. The same approach was
used to analyze the data after splitting into SpO2 90%–
100% and SpO2 less than 90%. The results are summarized Comparison with prior work
in Table 1. As shown, the absolute bias was greater for Several studies have evaluated smartwatches in hypoxemia.
SpO2 measurements under 90%. In their analysis, Lauterbach et al. compared a different
smartwatch Garmin fē nix® 5X Plus (Garmin, Olathe, KS,
USA) with a medical-grade pulse oximeter Model 7500
Average response of devices (Nonin Medical BV, Amsterdam, the Netherlands) in a cus-
The time series of average smartwatch and oximeter mea- tomized chamber that allowed to change and maintain the
surements show the absolute differences between the inspiratory oxygen fraction. Twenty-three volunteers
means of SpO2 measurements were small (Figure 2). The breathed a gas mixture under normobaric conditions with
difference between the means of the smartwatch and oxim- inspiratory oxygen fractions between 14% and 21%. The
eter ranged from −0.64% (study time 195 s) to 0.74% study reported SpO2 bias (smartwatch−oximeter) only
(study time 480 s) with the minimum absolute difference 0.7%–0.8% for higher values of the inspiratory oxygen
of the means 0.22% (study time 450 s). None of the differ- fraction, but 3% for the smallest inspiratory oxygen frac-
ences between paired smartwatch and oximeter measure- tion. Two explanations were offered for the bias increase
ments at any study time reached a statistically significant by the authors of the study; first, elevated PaCO2 levels
difference. resulting in increased other hemoglobin derivatives in the
bloodstream, and second, hypoxia-mediated vasoconstric-
tion that altered blood flow in fingers compared to the
Discussion wrist.26 Hermand et al. compared a smartwatch from the
same manufacturer (Garmin Forerunner 245) with a
Principal results medical-grade oximeter on 10 healthy participants during
The main finding of our study is that SpO2 measurement by normoxia and normobaric hypoxia when the inspiratory
Apple Watch Series 6, a consumer product, did not differ on oxygen fraction was gradually reduced to 10.5%. The
average from SpO2 measurement by Masimo Radical-7 total observed bias of the smartwatch was 5.4%, and the
pulse oximeter, a medical device. The average absolute dif- bias for the lowest oxygen fraction was even 13.2%. The
ference or bias between smartwatch and oximeter SpO2 authors concluded the smartwatch was not a reliable alter-
measurements, evaluated for all pooled data, in two native to medical-grade oximeters.38 A study with another
ranges and at the individual study times, was less than smartwatch (Withings ScanWatch) by Kirszenblat and
1% SpO2. This is the resolution in which the SpO2 values Edouard reached opposite findings. Measurements of
are displayed on both devices. SpO2 in 14 healthy participants were compared with arterial
At low-oxygen levels, the smartwatch tended to measure blood oxygen saturation (SaO2) determined with a
higher SpO2 values than the oximeter, and this difference co-oximeter at various stable levels of oxygen saturation.
averaged approximately 1% SpO2 for readings less than The total bias found was 0.98% (right wrist) and 1.56%
90%. The time chart (Figure 2) illustrates a very similar (left wrist), and overall accuracy was adequate to medical-
response of both devices for the “average patient,” with grade oximeters.40 Our results, i.e., the negligible bias at
the average difference between SpO2 reported by the smart- higher saturation and the small bias with decreased satur-
watch and oximeter at the end of the desaturation phase ation, generally correspond to those of Lauterbach et al.
being only 0.26%, and −0.23% upon recovery. The time and Kirszenblat and Edouard although we detected a
series in Figure 2 also suggests that the response of the smaller bias for lower inspiratory oxygen fraction (12% in
smartwatch to sudden desaturation may be slower than our study vs. 14%) and somewhat lower measured SpO2
the response of the oximeter. The smartwatch required a values than Lauterbach et al. We also suggest that the differ-
15-s period for a single SpO2 measurement compared to ences reflect different devices used in the studies.
the 2–4-s averaging time of the oximeter, so the smartwatch Two recent studies examined the SpO2 measurement
reading lagged behind the oximeter readings during the using Apple Watch Series 6 compared to medical-grade
continuous SpO2 decrease. This may have contributed to pulse oximeters.41,42 The studies on subjects at rest
Rafl et al. 5
Figure 1. Differences between simultaneous SpO2 readings of the smartwatch (Apple Watch 6) and oximeter (Masimo Radical-7) across
different ranges of oxyhemoglobin saturation. Pooled SpO2 measurements were analyzed for all participants grouped. The solid line is the
mean difference of the measurements (bias). Dashed lines are the 95% limits of agreement. The area of markers is proportional to the
number of measurements.
SpOa2, % Biasb (95% CI), % Lower LOA (95% CI), % Upper LOA (95% CI), % Arms, %
Entire range 0.0 (−0.2 to 0.3) −5.8 (−6.2 to −5.4) 5.9 (5.5–6.3) 3.0
<90 1.2 (0.7 to 1.7) −5.3 (−6.1 to −4.4) 7.6 (6.7–8.4) 3.4
90–100 −0.3 (−0.6 to 0.1) −5.8 (−6.2 to −5.4) 5.1 (4.7–5.5) 2.8
a
[(smartwatch + oximeter)/2].
b
[smartwatch − oximeter].
LOA: 95% limits of agreement.
included both healthy participants and diseased participants differences in individual SpO2 measurements against
with lung or cardiovascular diseases. Both studies reported direct measurements of SaO2 by co-oximetry under pro-
a bias (smartwatch−oximeter) of less than 1% and no sig- gressive normobaric hypoxia. The 95% limits of agreement
nificant differences between subject groups (healthy or dis- reported by Kolb et al. were (−6.5%, 5.6%) and (−7.6%,
eased). However, neither of the two studies induced 9.8%) for SpO2 finger measurements when SaO2 was
hypoxemia in the subjects, and they contained very few above 85% and under 85%, respectively.47 Others also
SpO2 measurements below 90%. reported individual readings may differ as much as 6%.48
The differences between Apple Watch Series 6 and In a more recent study, narrower 95% limits of agreement
Masimo Radical-7 within 6% SpO2 can be expected for (−1.8%, 1.8%) were reported by Louie et al. for a nonmo-
individual measurements for SpO2 readings 90%–100% tion SpO2 measurement when SaO2 was above 90%.49
and up to 8% for SpO2 readings less than 90%. This The root mean square difference is the standard metric
again is consistent with Lauterbach et al. and Kirszenblat for assessing accuracy in pulse oximetry that combines
and Edouard who reported 95% limits of the agreement bias and precision of the SpO2 measurement when com-
up to 8.6% and 6.6%, respectively. The differences in indi- pared to co-oximetry. Accuracy better or equal to 4.0%
vidual SpO2 measurements between the smartwatch and SpO2 is required in general.44 Typically, Arms ≤ 3.0 and
oximeter are also similar to what was reported as Arms ≤ 3.5 are expected for transmittance and reflectance
6 DIGITAL HEALTH
Figure 2. The time courses of the mean of all smartwatch SpO2 measurements (Apple Watch 6) and the mean of all oximeter SpO2
measurements (Masimo Radical-7) across all 24 participants. Data are mean ± SEM.
sensors, respectively.43 Medical-grade oximeters have an mixture. The results could be different in the case of
accuracy of 2%–3% according to manufacturers or 3%–4% chronic elderly patients with very long or extreme desatura-
according to what was reported in clinical studies.32,50 tions. However, the contribution of wearables for such
Numerous studies however reported that the accuracy of patients in real-world situations will not be a detailed ana-
pulse oximeters deteriorates as blood oxygen saturation lysis of the severity of the condition, but rather a warning
decreases.47,49,51,52 The Arms metric has also been utilized of an aggravated trend in the chronic problem or a sudden
when comparing SpO2 measurements. Verkruysse et al. com- major change. Our results suggest that SpO2 monitoring
pared contactless photoplethysmography with a median of using wearables could be, due to its ability to detect the
measurements taken by standard pulse oximeters in healthy magnitude and speed of desaturation, a useful tool in self-
adults under normoxic conditions and also hypoxic conditions care outside the clinic.
where the inspiratory oxygen fraction was about 15%.53 They We did not evaluate SaO2 in our study as this would
estimated Arms ≤ 2.5% for short-time segments and even Arms require arterial blood sampling and greatly complicate the
≤ 1.7% when discarding short-time errors. Hahnen and her col- experiment. It was demonstrated that SpO2 overestimates
leagues investigated the accuracy of a handheld portable device saturation compared to SaO2.52,54,55 Due to the inaccessibil-
for vital sign measurements on 85 participants and reported ity of actual SaO2 values, we chose 12% O2 and the
Arms was 3.1% for SpO2 when compared to a medical-grade 5-minute duration of the desaturation phase as the limit to
vital signs monitor.13 In this context our results, Arms < 3.0% avoid a frequent decrease of SpO2 below 80% and
for saturation of 90% and greater and Arms < 3.5% for satur- prevent transient cognitive effects that may be associated
ation under 90%, seem within the expected range with some with deep hypoxia.56 The reduced oxygen fraction we
of the 6%–8% span likely attributable to the Masimo device. used under normobaric conditions corresponds approxi-
Even with the large uncertainty between paired measurements, mately to the partial pressure of oxygen at an altitude of
the smartwatch seems reliable in detecting relevant drops in 4400 m and the results of our study may therefore not be
SpO2 below 90% even of short duration. applicable to areas of higher altitude or to SpO2 below
80% in general.
The steady decline of the SpO2 levels at the end of the
Limitations desaturation phase (Figure 2) suggests that the desaturation
Our study has numerous limitations. The study included phase needed to be extended to reach the plateau. This
only healthy young volunteers and short-time desaturation may have better explained whether there was some time
induced by the low-oxygen level of the inhaled gas delay in the smartwatch readings compared to the oximeter
Rafl et al. 7
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