Dynamic Model of A Deep-Groove Ball Bearing Including Localized and Distributed Defects Simulation
Dynamic Model of A Deep-Groove Ball Bearing Including Localized and Distributed Defects Simulation
DOI 10.1007/s11012-011-9434-0
Received: 28 December 2008 / Accepted: 13 May 2011 / Published online: 17 June 2011
© Springer Science+Business Media B.V. 2011
Abstract This paper presents an experimental verifi- To verify experimentally the developed model of
cation of a simplified model of a nonlinear stiffness rigidity in both static and dynamic conditions, a num-
ball bearing in both static and dynamic modes and test- ber of compression tests were done on the ball bear-
ing its capabilities to simulate accurately fault’ effects. ings. This requires the specimen grips system adap-
Analytical model was developed using a differ- tation of a mechanical universal testing machine to
ent method comparatively to classical ones; the ball’s receive the non-usual specimen. A number of exper-
deformation is obtained without using Palmgren’s imental simulations of the main faults are done on a
method. Modeling considers the balls scrolling in the testing bench to verify the defect model.
cage and the effect of the load-rotating vector. Ob- Results of defects simulation and model behavior
tained formula allows introduction of defects charac- in statics and dynamics are compared to experimental
teristics under parametric forms. results. The developed model gives an acceptable sim-
These modifications were done in order to realize ilarity and it proves its simplicity and robustness. Both
two objectives. The first one is to ameliorate ball bear- results were acceptable.
ings stiffness computing and to improve a more realis-
tic simulation of dynamic behavior of a defective ball Keywords Experimental testing · Modeling · Fault’s
simulation · Radial stiffness · Mechanical testing ·
bearing. The second is to use obtained results in design
Testing bench · Design · Maintenance
and maintenance domain.
Abbreviations
α: angle, fault position,
M. Dougdag () · N.E. Titouche · M. Djaoui
COMENA/CRNB/DTN/Laboratoire des Etudes β: contact angle of ball with ring,
Mécaniques, CRNB, B.P. 180, Ain-Oussera, 17200, δi : deflection/deformation,
Willaya de Djelfa, Algeria δT : total deformation,
e-mail: [email protected] γ: train (cage) angular rotation,
M. Ouali
ε: radius of curve of ball’s housing,
Département de Mécanique, Faculté des Sciences Pour ϕ: angle /x, ball’s position /x
l’Ingénieur, Université Saad Dahlab Blida, B.P. 27, ϕn : gap angle between two balls,
Route de Soumâa, Blida, Algeria ν: Poisson’s ratio,
e-mail: [email protected]
θ: inner ring tilt angle /z,
H. Boucherit ω: shaft angular or spin speed,
COMENA/CRND, Draria, Algeria ωca : cage rotational speed,
336 Meccanica (2012) 47:335–354
tics under parametric forms. Defect simulation is ob- The concepts and details concerning the geometri-
tained by handling stiffness formula. It can be formu- cal characteristics, physics and kinematics are found
lated by two methods. The first one, partial contact in [14, 20, 29].
method is based on elimination of the ball stiffness
that passes through fault while ensuring contact of the 2.1 Stiffness calculation
others balls with rings. The second one is to impose
an equivalent displacement, of the defect size, to the The stiffness evaluation is based on the Rajab’s model
[25] (Fig. 1). Thus, deformation and the corresponding
system response.
loads are calculated, in order to deduce the stiffness
To verify experimentally the developed model, two
into quasi-static mode.
devices are used: a mechanical universal testing ma-
Deformation in Fig. 2 due to the ball contact with
chine and a testing bench. The first one is used to ac-
the higher and lower raceways is calculated according
complish a number of compression experiences tests
to the Hertz law [19].
on the bearings, in sight of measuring experimentally
the rigidity. The machine requires adaptation of the 2.1.1 Rajab’s model
specimen grips system in order to receive the ball bear-
ing specimen correctly, as shown in Fig. 10. Modifica- Rajab [25] introduces the coupling between radial
tion consists to incorporate new objects on upper and displacement and rotation according to the bending
lower grip: a pressure bar in order to apply a compres- plane. Stiffness is calculated by resolving the nonlin-
sive force on the bearing and a clevis pins with a com- ear equation of the system under quasi-static equilib-
pensation ring, as shown in Figs. 10, 14 and 15. The rium (Fig. 1). A radial force (Fr) and a bending mo-
second device is used to execute three types of fault ment (Mb) load the inner ring, where the external ring
experimentation, on outer raceway, on inner raceway is fixed. Obtained rigidity is a matrix of order two as
and on ball. The main purpose is to verify the capa- follows:
bility of theoretical model to reproduce correctly the
fault effects in vibration mode. Krr = Fr /δr Krθ = Fr /θ and
Kθr = Mb /δr Kθθ = Mb /θ
Fig. 2 (a) Local deformation according to the Hertz law [19]. (b) Local (hr ) and global elastic (δ) deformation of a symmetric part of
ball for the proposed deformation model
Fig. 4 (a) Load distribution model on balls before contact (q(z)) and after contact (q(r)); (b) Balls radial loading model
• Variable change of z is R cos ϕ. Formula (3) allows to obtain the curve f (δT )
• The distributed load for the section [ϕi , ϕi+1 ] en- (force-displacement) as illustrated in Fig. 20. Formula
closing one ball only as illustrated in Fig. 4(b), is (9) permits to determine ball stiffness with using the
expressed as: curve f (δT ) as follows [10, 11]:
Fr
q(ϕ) = q0 1 − cos2 (ϕ) = q0 · sin ϕ (5)
(b)
krr = db
(10)
Fr
2 πEd b
ln hr − 1 + 4hr
• The total loading Fi applied to ith ball is:
To obtain the total radial rigidity of ball bearing,
balls are considered loaded gradually (Fig. 5) and their
zi+1 ϕi+1
F i = Lc q(z)dz = Lc Rq0 − sin2 ϕdϕ positioning in cage is modifies due to the ball bearing
zi ϕi kinematics (scrolling), consequently, stiffness is varies
(6) in a nonlinear form.
• After the resolution of (6) for ϕi+1 = ϕi +ϕn = ϕi + Difference with Palmgren’s method The two meth-
2π/n and q0 = RL 2F
, Fi becomes: ods use the Hertz law but in the proposed method,
cπ
local deformation (hr ) is obtained directly by using
F geometry from contact sketch. This allows a different
Fi = [sin 2(ϕi + π/n) approach where stiffness is obtained step by step from
2π
curve f (δT ) [12].
− sin 2(ϕi − π/n) − 4π/n] (7)
Fri = |Fi | sin ϕi , (8) Load level and balls scrolling Figure 5 shows the
main positioning state of the balls for one rotational
• The law which links the loads to the deformations cycle and Fig. 6 illustrates the level of load applied on
is expressed as follows: each ball. Darker shades imply higher load. Cage rota-
tion with balls causes change of balls distribution; two
dFr cases appear case of one ball and case of two balls in
(b)
Krr = (9)
dδr the loading line.
In order to consider the following factors: loading
(b)
where Krr is the radial ball stiffness. level applied on the balls, the load mode (which covers
340 Meccanica (2012) 47:335–354
one-half of balls localized in dark area) (Fig. 6), the initial position of each ball, φ = ω · t + φ0 , where φ0
balls scrolling (with cage) and the load-rotating vector. is the initial position of rotating load vector and m is
The following formula is suggested [10]: the number of loaded balls (m ≈ n2 ).
m
Krr (γ ) = |Krr
(bi)
· cos(γi − φ)| (11) 2.2 Dynamic model
i=1
with γi is the ith ball angular position (Fig. 5), Theoretical dynamic calculation of the ball bearing,
(bi) under normal running conditions, uses a half-part of a
γi = γi−1 + ϕn with ϕn = 2π/n. Krr is the ball stiff-
real model (Fig. 7(a)) which is modeled by using one
ness, it is different from zero where γi is in the lower
degree of freedom (SDOF), as showed in Fig. 7(b).
half of bearing and equal to zero in the upper half as
The differential equation of motion has the follow-
showed by the Fig. 6, γ = ωca · t + γ0 , where γ0 is the
ing shape:
2.3 Defects modeling partial contact rupture parameter or switch (0, +1) and
additional stiffness switch (0, +1). These two param-
The ball bearings fault modeling is obtained by adding eters are activated when the alignment occurs between
some special parameters to (11). E.g., some defect the balls and the defect.
cases are presented in Fig. 9 as crack or spall, bump The example shown in Fig. 9(c) cannot be solved
(a small metal extrusion, impurity or scaling), or a as mentioned in formula (14). Therefore, it can be
hardness zone on the ring race. The size of defect is de- calculated by the following expression illustrates this
fined by , the time necessary to pass through the fault case [10].
is δτ and it occurs at each period τ (τ corresponds to
an angular position ατ ). (τ ) and (δτ ) are defined ac- Xi = Xi + ri (15)
cording to the bearing kinematics and shock’s law.
where ri simulates the imposed displacement, it de-
Most of these defects can be modeled by introduc-
pends on the defect position and size, as shown in
ing some parameters. E.g. to simulate crack, the rigid-
Fig. 9.
ity of the rolling ball over crack is removed. To simu-
In addition, (14) can be enriched and improved by
late the hardened zone, stiffness is added to the rolling
introducing corrector parameters on the geometrical,
ball over that zone.
mechanical and/or kinematics variables in basic for-
The parametric formula becomes as follow [10]:
mulas.
m
(D)
Krr (γ ) = δ1 (τ ) · [Krr
(b)
+ δ2 (τ ) · Kd (τ )] Comparison to the unreduced models
i=1
Compared to other recent and unreduced models
× | cos(γi − φ)| (14)
[1, 15, 31], the suggested model is simple; it does not
with Kd (τ ) is a proposal additional stiffness resulting present a heavy and complex formulation. It is based
from hardened zone, δ1 (τ ) and δ2 (τ ) are respectively on a parametric approach that modifies the bearing’s
stiffness according to the simulated case of defect.
This model can also be integrated into a finite ele-
ments structure. Results are alike to those of reference
and transitively to the unreduced ones.
3 Experimental tools
Fig. 9 Characteristic ball bearing defects simulation examples ened zone, causes e.g. by an overheating, the stiffness becomes
[10]. (a) the ball rolls on a crack or spall inducing a partial con- more hard; (c) the ball rolls on a bump causing an imposed dis-
tact rupture followed by a shock [7]; (b) the ball rolls on hard- placement (ri ); (d) the roll of a ball having a spall or pit
342 Meccanica (2012) 47:335–354
bearings (reference FLT ISKRA 6203Z). This bearing 3.2.1 Mechanical part
contains eight balls.
This device is composed of a 100 KN capabil-
The testing bench is made of an electric motor with
ity mechanical frame controlled by an electronic part
[12]. a power of 1 Kw, gear box offering a speed range
This installation allows a compression load acting [0 to 900, 3000 rpm], a shaft, a test ball bearing placed
on specimen between two grip heads and monitoring at the middle of the shaft to support the imposed load
of the speed when force is applied using electronic de- and an embedded support with a rubber sole.
vice [12].
3.2.2 Instrumental part
3.2 Defects simulation device testing
An analyser of type 2033 Brüel & Kjaer and ac-
For investigating defects simulation, a testing bench celerometer of type 4381 Brüel & Kjaer compose the
[3] is used (Fig. 11). This tool is composed of me- instrumental part. Measures of signals are obtained by
chanical and instrumental parts. the following instrumentation arrangement in Fig. 12.
Meccanica (2012) 47:335–354 343
Table 1 Ball bearing characteristics [3] the specimen grips system without bearing from the
SNR 6205 case with bearing (Fig. 15) [12].
Ball bearing with one row Globally, both results give the similar curves.
of balls and radial contact In detail, it is noted: In experimental curves, a small
interval figures for low displacements. This is ex-
Inner diameter 25 mm (+0, −10)µ plained by an existing gap in the machine and the bear-
Outer diameter 52 mm (+0, −13)µ ing. This gap is caught up during the machine starting
Pitch diameter 39 mm when compression forces are applied on specimen and
all elements comes into contact. This operation takes
Width 15 mm
a laps time called the period of adaptation.
Element number 9
Element 7.938 mm • A similarity is observed between experimental
diameter curves into the ball bearing working range.
Weight 128 g • A relative divergence of values at extreme loads
Maximum load Dynamic: 1400 daN; is observed. This difference can be explained by
Static: 790 daN (ISO) a non-consideration in the developed model of the
Velocity limit 12000–14000 rpm ball bearing material surface treatments undergone
in reality.
shown in Fig. 11). One defect is put on one ball bear- Figures 22, 23 and 24 illustrate the emergence of ef-
ing. fect of one spall fault in acceleration response for each
The analytical conditions are an equivalent loading occurrence of contact over a faulted surface (located
mass of 7.65 kg, a modal damping ratio taken as 0.05 on outer or inner ring or ball). Results are illustrated
(5%), a speed of 3000 rpm and δ1 = 0 and δ2 = 0. by time signal history and spectrum.
All tests are done with one defect on the outer race-
way at φ = −90◦ (or 270◦ ) which corresponds to the 5.2.2 Fault on the outer raceway
maximum loaded zone (Figure 3), on the inner race-
way and on the ball surface. Analytical calculation is Figure 22(a) shows a time signal characterized by pe-
done for 100 subdivisions per cycle. Calculation us- riodical pulses and damped form depending on bear-
ing 30000 iterations includes 33 rotations of bearing’s ing’s mechanical properties.
train or 83 rotation of shaft. This method performs the Figure 22(b) illustrates the spectrum due to a fault
time step choice since it is based on geometry sub- on outer raceway. It is characterized by multiple har-
division and thus goes over the problem of calcula- monics of BPFO. Theoretical result shows similari-
tions convergence. The size of spectrum signal data ties with various references [6, 16, 21, 24, 26]. On the
is limited to 801 values and for the temporal signal other hand, the frequency rating 1×BPFO is 181.2 Hz.
between 2048 and 3000 values. Results are as fol- The results are similar for the theoretically and exper-
lows. imentally cases.
Comparison of results shows that time envelope
5.2.1 Results summary gives good correspondence between the theoretical re-
sults and the experimental results. In fact, good simi-
Table 2 shows that the results obtained from the ana- larity is found close to each other on the time axis.
lytical spectrum were closer to both the theoretical and Envelope spectrum comparison gives a similar ap-
the experimental ones. pearance of multiples harmonics of BPFO. However,
Meccanica (2012) 47:335–354 347
Fig. 22 (a) Time signal of defect on outer raceway; (b) Spectrum defect on outer raceway
a palpable difference exists in the order of highest defects), and at the initial stages of wear on these sur-
peaks or harmonics. faces. Higher harmonics, with multiples more than 10
The presence of multiple harmonic components to 20, are usually the consequences of shock pulses [6]
with biggest magnitudes at high frequencies can be
explained by the contribution of random vibration, ex-
5.2.3 Fault on the inner raceway
cited by friction forces and natural vibration compo-
nents excited by shock pulses.
On the other hand, experience has demonstrated Figure 23(a) shows a signal modulation illustrated by
that excluding unbalance, the magnitude of harmonic the black curve. The modulation is due to position
components below the fourth order average about variation of defect relatively to the most loaded ball
3–6 dB lower. Magnitudes typically increase with in- (Fig. 6) and it is associated to the relative inner ring
creasing load applied to the rolling surfaces (mounting speed as compared to cage’s one.
348 Meccanica (2012) 47:335–354
Fig. 23 (a) Time signal of defect on inner raceway; (b) Spectrum of defect on inner raceway
Figure 23(b) illustrates the spectrum due to a fault The time envelope comparison, gives globally cor-
on the inner raceway. It is characterized by a multiple rect correspondence between theoretical curve and
harmonics BPFI associated to its sideband harmonics experimental one; but a small intermediates wave-
around BPFI with a band of BPFI×k×RPM. This is forms rise between main ones. The reason is that the
due to the frequency of rotation of shaft, where k is an
proposed model cannot provide vibrations when the
integer number. Theoretical result has good similari-
faulted zone is unloaded.
ties with various references [4, 16, 21, 24, 26]. On the
other hand, the frequency rating 1×BPFI is 281.8 Hz. The envelope spectrum comparison gives similar
This result is the nearest to the theoretical and experi- appearance of multiples harmonics of BPFI and side-
mental result. band harmonics. However, two palpable differences
Meccanica (2012) 47:335–354 349
Fig. 24 (a) Time signal of defect on ball; (b) Spectrum of defect on ball
exist. The first one is the order of the highest peaks. cage. It also depends on the alternative contact of the
The second one is a slight shifting between curves. ball with the outer and the inner raceway.
The same reasons can be explained with the same Figure 24(b) represents the spectrum response of a
case already illustrated. bearing having one spall defect on the ball. It is char-
acterized by the harmonics of the ball fault frequency
5.2.4 Fault on the ball BFF (2×BSF) associated to its sideband harmonics
around BFF with a band of BFF×k×FTF. This is due
Simulation of one spall defect on ball is illustrated in to the frequency of train rotation. The spectrum is con-
Fig. 24. formed to author’s results [5, 21, 24, 26]. On the other
Figure 24(a) shows modulation of a signal due to hand, the frequency rating 1×BFF is 237.5 Hz and
the crossing of the defected ball through the loaded BSF is 118.75 HZ. This result is the nearest of both
and unloaded zones during the rotation of the bearing theoretical and experimental results.
350 Meccanica (2012) 47:335–354
Fig. 25 Two pulses due to chocks at leading and trailing edges of the cracks with different length on outer raceway (high resolution
of 1000 steps/cycle). (a) Zoom on the first pulse, (b) three pulses, (c) experimental illustration from the two pulses [28]
The envelope spectrum comparison gives a similar the two impulsions, the ball bearing stiffness, the ro-
appearance of multiples harmonics of BFS and side- tational speed and the ratio between ball diameter and
band harmonics but a palpable difference exists in the fault’s size.
order of highest peaks. Figure 25 shows that the relation between the mag-
The same reasons can be explained with the same nitude of signal and the size fault is not as simple as
case already illustrated. imagined. In fact, several factors influence this rela-
tion, as already described but it seems that the most
5.2.5 Fault evolution important parameter is the dephasing phase displace-
ment between the two impulsions. Because, when
Bearing fault is created experimentally. After several the two pulses are synchronized the shock magnitude
shaft rotations, the size of spall increases and its bor- increases. Globally, for a small fault width, magni-
der becomes rounded. The border round causes attenu- tude will increase as the defect develops. Hong [15]
ation of chocks and make their detection difficult. For gives some interpretations to this relation. Sawalhi
this cause, measures are taken after few rotations to [28] mentions that this second impact creates a new
prevent Choc attenuation [3]. Adams [1] and Rubini wave which interferes with the first, resulting in a
[27] also mentioned the rounding effect. phase shift (the gap) (Fig. 25(c)).
To study the fault’s evolution in the two models, Figures 26, 27 and 28 illustrate the effect of fault’
various sizes of spall are used (large, medium and size increasing by superimposing the spectra.
small). In addition, theoretical results show that the or-
Figure 25 shows that when the width of the crack der of the highest harmonics shifts from the high fre-
is small, the two impulsions at the ball crossing of its quency to the low frequency (decrease) when the fault
edges are confused. However, when the separation be- grows as illustrated in Fig. 26(a). This result is showed
tween the leading and trailing edges of the fault be- better in Fig 26(b). Also, the Figs. 27(a, b) of experi-
comes relatively significant, the input resembles two mental results confirmed this trend.
small separated impulses [1]. The presence of the sec- Comparison between analytical and experimen-
ond pulse modifies the original signal. This change de- tal results shows a similar evolution of magnitude,
pends on many parameters like the dephasing between when size increases. In fact, the largest fault size is
Meccanica (2012) 47:335–354 351
Fig. 26 (a) Analytical spectra superposition of various fault sizes on outer raceway. (b) Evolution of outer raceway fault’s size effect
on theoretical spectrum for three frequency ranges
characterized by increment of peaks at low frequen- cretization of ball bearing stiffness and reveals through
cies (green color). Faults with medium size appear at experimentation difficulties related to mechanical test-
medium frequencies (red color). Faults with smallest ing devices.
size appear at high frequencies (blue color). Nondi- During the static mode, the result obtained shows
mensional magnitude evolution gives the same report that the deformation’s model has been successfully
in Fig. 28. verified. Also on dynamic mode, stiffness has been
presented using curve of angle-displacement com-
pared to experimental one. Finally, the possibility to
6 Conclusion use the stiffness’ curve that was calculated in quasi-
static mode to emulate dynamic one, has showed that
The experimental study gives acceptable results. That the choice taken was acceptable.
permits to verify the developed model with a relative Stiffness modeling relatively reflects experimenta-
tolerance. It also allows experimental measure con- tion, particularly in the ball bearing working range.
352 Meccanica (2012) 47:335–354
Fig. 27 (a) Experimental spectra superposition of various defect sizes on the outer raceway; (b) Evolution of outer raceway fault’s
size effect on experimental spectrum for three frequency ranges
To study the case of the theoretical model capability fault effect and identify sources of experimental per-
to accurate simulate faults, the method of partial con- turbations.
tact was uses. It gives acceptable results. The minor In conclusion, the proposed model gives globally
problems that can occur are dues to different phenom- correct representation of the behavior of ball bear-
ena not modeled. The other suspected factor explain- ing in static and dynamic modes under several condi-
ing the disappearance of fault signatures in experimen- tions. It also proves its capability to accurately simu-
tal results is the attenuation of chocks due to roundness late faults, knowing the difficulties encountered to ac-
of spall’s border and size increase. complish experimentations.
These problems make difficult identifying defects An interesting relationship is observed between the
correctly. Complexity is that part of the bearing defect order of the highest harmonics and the fault size. In the
frequencies may be close to frequencies excited by other hand, other advantages can be mentioned, such
other components in the machine, hidden or distorted as possibilities to simulate different faults, types and
by various phenomena and therefore hard to identify. locations.
Here, these difficulties become advantage for the the- Although, the proposed model is smaller compar-
oretical model and can help signal analysis to isolate ing to unreduced ones, it is rather competitive for sim-
Meccanica (2012) 47:335–354 353
Fig. 28 Nondimensional magnitude evolution under fault’s size variation from the three ranges of modes (smoothing with polynomial
curve of order two)
ulation and can give better results when increasing its tion aux boites de transmission de puissance d’hélicoptères
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