Making Behavioral Science Integral To Climate Science and Action
Making Behavioral Science Integral To Climate Science and Action
A historic opportunity
* Correspondence to: Department of Engineering and Public Policy, Institute for Politics and Strategy,
Carnegie Mellon University, Porter Hall 223E, 5000 Forbes Avenue, Pittsburgh, PA 15213, USA.
E-mail: [email protected]
439
https://doi.org/10.1017/bpp.2020.38 Published online by Cambridge University Press
440 BARUCH FISCHHOFF
A missed opportunity
The grand plans of the DOE–AAAS initiative ended with the 1980 Presidential
election. In the ensuing period, the physical sciences generally managed to
protect enough of their climate-related programs to keep going and gradually
increase over time. The behavioral sciences, having no programs to begin with,
stayed on the sidelines – for the next quarter century. The few projects during
that period suggest the contributions that the behavioral sciences might have
made, and might make in the future, toward characterizing the human
impacts of climate change and engaging the public in mitigation and
adaptation.
The preceding period had seen active behavioral research on energy conser-
vation, prompted by 1970s oil crises. However, that research was being wound
down, without having created a sustained institutional presence that might
pivot to climate change (Stern & Elliot, 1984). The National Academy of
Sciences created a Committee on Human Dimensions of Global Change
(HDGC), hoping that someone would fund the research opportunities that it
identified (National Research Council, 1992). Willett Kempton and his collea-
gues showed how a multi-method approach could capture the richness of
diverse groups’ climate-related decisions (e.g., Kempton, 1991). Ann
Figure 1. Decision-making about climate change: a 1980 call for research and
action. Source: US Department of Energy (1980b, pp. vii–viii).
Bostrom and her colleagues studied the mental models that shape the credibil-
ity of claims about climate change (e.g., Bostrom et al., 1994). Jon Krosnick
and his colleagues pieced together the closest thing we had to a tracking
survey of climate beliefs and attitudes (e.g., Krosnick et al., 2000).
As we did little, greenhouse gases continued to accumulate in the atmos-
phere, where they will take generations to dissipate. Vested interests,
opposed to specific climate-related policies (e.g., reduced fossil fuel use,
better control of methane emissions), honed their arguments for attacking
climate science in general (Oreskes & Conway, 2010). Long-term capital
investments (e.g., buildings, transportation infrastructure) were made, con-
straining future action. Development proceeded as though ecosystems would
be as resilient in the future as they had been in the past. Domestic, foreign
(3) What sorts of mistrust and misunderstanding will emerge and can be
avoided?
(4) Can frameworks or options be devised for conflict resolution?
Source: Fischhoff and Furby (1983).
1 An anonymous review commented, “Back in the early days of social science engagement with
climate science, I sometimes quipped: ‘It took climatologists more than a decade to discover that
there was life on the planet they were modeling; they still haven’t acknowledged the presence of
intelligent life.’”
discipline sets priorities and directs resources to studying them. In this case,
that discipline was the physical science that first postulated greenhouse gas pro-
cesses and then painstakingly described their extent, drivers and complications.
It pursued the curiosity-driven problem-solving that guides any normal science,
with little perceived need or capacity for input from other sciences. It also
assumed that the facts would speak for themselves, once they were known
with sufficient confidence to be shared.
The specific expression of this general pattern reflected the distinctive fea-
tures of the lead discipline. Physical scientists excel at analyzing complex,
bounded, quantitatively defined problems. The complexity of those analyses
means that endless refinements are possible, each needing attention before
other disciplines are engaged. With climate, the bounds of the analyses
included no behavioral variables, except in highly aggregate form (e.g.,
energy consumption). Their quantitative formulation excluded behavioral
research, unless it could be translated into analysis-friendly terms.
As an added barrier, many physical scientists doubted that behavior could be
studied scientifically or that the behavioral sciences are sciences at all. Even
sympathetic physical scientists lacked the expertise to identify, recruit and
absorb behavioral scientists with complementary knowledge and skills.
When funding was available for behavioral science, review panels dominated
by physical scientists might find nothing that they liked, because none of the
proposed research looked like science to them, with the familiar features of
complex, bounded, quantitatively defined problems. When money got tight,
behavioral scientists often found themselves last in, first out.
When some climate scientists began to sound the alarm, behavioral scientists
might have been useful allies in communicating with the public. Here, too,
natural processes left them out. On the one hand, physical scientists wanted
to be sure about any specific research results before saying anything. On the
other hand, the general reality of climate change seemed so clear that
the public would immediately grasp its portent. Scientists who spoke to the
public risked professional censure, as seen in some scientists’ distaste for
Carl Sagan’s success. Climate scientists also risked misreading their audience,
falling prey to the human tendency to exaggerate how well one understands
and is understood by others (Nickerson, 1999). The very intellectual skills
that make climate scientists so good at their analyses also make them very dif-
ferent from the general public. As a result, they may have particular difficulty
intuiting others’ perceptions.
In retrospect, communications from that era overcomplicated the problem
and oversimplified the solution. The essence of the problem is captured in
“The probable outcome is beyond human experience.” Grasping the fateful
gamble being taken with our collective future did not require deep
scientifically. It revealed how seemingly similar terms can evoke divergent asso-
ciations (e.g., climate change, global warming, risk), how mental models of
physical processes can affect the credibility of scientific claims (e.g., how
global warming might produce severe winter storms) and how people can con-
struct preferences for the novel tradeoffs posed by climate-related policies.
Progress was easier here because we could do the research on our own and
because some climate scientists liked having their story told, even if they did
not think that they needed help telling it. We made little progress, though, in
helping climate scientists to make their analyses more relevant to specific
climate-related decisions, defined precisely enough that institutions and indivi-
duals could deliberate them.
We had similarly little success in creating the collaborations needed to make
the third potential connection: treating climate science as a behavioral
endeavor. All sciences have two subjective elements: professional judgments,
which take over when the data run out or need interpretation; and value judg-
ments, which determine which issues are studied, how terms are defined, and
how cautiously results are interpreted (Fischhoff & Kadvany, 2011;
Fischhoff, 2015). Behavioral science can address both forms of subjectivity
in ways that could help climate science to direct and defend its work.
However, scientists never like being told that their work is fallible, incompre-
hensible and incomplete. In order to make our case, intellectually and interper-
sonally, we would have had to become much more integral to the climate
science community. Both we and they bear responsibility for that failure.
That long, lean period seems far removed from the recent profusion of behav-
ioral science research on climate change, as seen in this special issue (Sovacool,
2014). The efforts of the dogged individuals who fanned the embers and made
that research possible deserve a systematic account. What follows is my assess-
ment of what has changed, what has not and where the opportunities lie for
strengthening the three kinds of connection. The next section considers the
institutional changes needed to realize them.
aggregate form (e.g., energy consumption, land use), treating the behavioral
processes that shape those estimates as a black box.
Behavioral scientists might close this gap in several ways. One is by produ-
cing estimates of variables already in the models. A second is by showing how
behavioral variables fit into climate models, refining existing relationships or
adding missing ones. A third is by evaluating the behavioral realism of the sty-
lized scenarios that modelers use to depict climate futures (Keepin, 1984;
Thompson, 1984). A fourth is by doing the integration themselves, aggregating
individual behaviors to planetary-scale variables (e.g., Dietz & Rosa, 1997).
Each of these activities would stretch our science and require immersion in
the world of climate models.
activities. These will require changes in relations with the climate sciences and
within the behavioral sciences (Hein et al., 2018).
The behavioral sciences are much more welcome today than in much of the
past. However, their designated roles are often subservient ones: tell the stories
emerging from climate science research; persuade or induce people to take
actions deemed climate friendly; or mobilize the public to defend climate
science. Although these are essential activities that require the behavioral
sciences’ core competencies, they do not engage decision-makers in setting
the research agenda or identifying policies worth analyzing. Indeed, they
may undermine that role by depicting the public as failing to understand
climate science (Fischhoff, 2007).
Progress toward such research can be seen in many places (e.g., Pidgeon
et al., 2014; Stern et al., 2016; Wong-Parodi et al., 2016; Maibach et al.,
2017; van der Linden et al., 2017; Weber, 2017). Some of that research has dir-
ectly involved climate scientists. In addition to ensuring technical accuracy,
such collaborations can also create personal ties that reduce the risk of
members of one discipline reading a bit from another and then assuming
mastery. Some of that research has included behavioral scientists from multiple
disciplines and theoretical perspectives. Such collaborations can not only
address the complexity of decisions (and decision-makers), but also reduce
the temptation to focus on theories rather than problems. Some of that research
has included activists. Such collaborations can not only reduce misunderstand-
ing, but also demonstrate scientists’ personal commitment to practical matters.
All of these collaborations take time away from producing conventional
peer-reviewable publications. Rather, they result in elaborate interventions
whose success or failure is hard to attribute to any of their components.
Disciplinary departments have typically told behavioral scientists with an inter-
est in such activities to take it outside, to applied settings or boundary organi-
zations. That strategy might be defended as protecting the basic research that is
the lifeblood of applications. However, it also cuts that research off from the
reality test of applications and the stimulus that they provide.
An alternative model is to create positions in academic departments that
carry the expectation of both publishing in top journals and being useful, or
joint appointments in departments committed to each. For faculty holding
those positions, time spent with other disciplines and with decision-makers is
not wasted. Rather, it is a capital investment in their ability to change the
world and learn enough about it to identify phenomena worthy of systematic
study. Having such positions might help departments retain idealistic faculty
who want, and are willing, to test the practical value of basic research, while
still contributing to its creation.
Conclusion
Behavioral science has many dual-process theories with heuristic value for
organizing the myriad factors shaping human behavior (Kahneman, 2011).
One process involves fast, associative, pattern-matching, affective responses.
The second involves slow, deliberative, analytical responses. Although some-
times laden with technical details, climate science communications have long
appealed to the former, simpler process. They trust the enormity of the
problem to motivate action. The latter process, which more rationally formu-
lates and evaluates alternative actions, was left to others.
For a while, that strategy worked, winning the hearts of many across society
(Rich, 2019). However, the analyses needed to translate concern to action were
slow in coming, limiting decision-makers’ ability to be as rational as they might
want to be. Climate scientists naturally wanted to be sure of their results before
sharing them. However, their silence left large openings to entities accustomed
to making decisions under conditions of uncertainty. Some of those entities saw
clear enough threats to their interests that they had no need to wait before
acting to forestall climate action. They did not hesitate to communicate force-
fully, in science-like language, perhaps relying on behavioral research con-
ducted on their behalf.
Had behavioral science retained its early seat at the climate science table,
would that have made a difference? Figure 1 and Box 1 suggest some of the
strategies that it would have pursued. These strategies emphasize a decision-
making perspective, so that uncertainty need not preclude action; a commit-
ment to the problem, so that disciplinary concerns are secondary; and a
commitment to evidence, so that intuitions are no longer an acceptable basis
for policies and communications. The ensuing research, like that found in
this special issue, has shown that behavior is subject to systematic analysis
and not refractory, as it may seem to those baffled by a seemingly inexplicable
public. That research, coupled with better organization of our own institutions,
might increase the chance of our being consulted on future decisions related to
Acknowledgments
I thank Neil Donahue, Hadi Dowlatabadi and two anonymous reviewers for excellent
comments. The views expressed are my own.
Financial support
Preparation of this article was supported by the Carnegie Corporation of New York and
the Swedish Foundation for Humanities and the Social Sciences.
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