Optimal Design of Viscous Damper Connectors For Adjacent Structures Using Genetic Algorithm and Nelder-Mead Algorithm
Optimal Design of Viscous Damper Connectors For Adjacent Structures Using Genetic Algorithm and Nelder-Mead Algorithm
ABSTRACT
Passive dampers can be used to connect two adjacent structures in order to mitigate earthquakes induced pounding
damages. Theoretical and experimental studies have confirmed efficiency and applicability of various connecting
devices, such as viscous damper, MR damper, etc. However, few papers employed optimization methods to find the
optimal mechanical properties of the dampers, and in most papers, dampers are assumed to be uniform. In this study, we
optimized the optimal damping coefficients of viscous dampers considering a general case of non-uniform damping
coefficients. Since the derivatives of objective function to damping coefficients are not known, to optimize damping
coefficients, a heuristic search method, i.e. the genetic algorithm, is employed. Each structure is modeled as a multi
degree of freedom dynamic system consisting of lumped-masses, linear springs and dampers. In order to examine
dynamic behavior of the structures, simulations in frequency domain are carried out. A pseudo-excitation based on
Kanai-Tajimi spectrum is used as ground acceleration. The optimization results show that relaxing the uniform dampers
coefficient assumption generates significant improvement in coupling effectiveness. To investigate efficiency of genetic
algorithm, solution quality and solution time of genetic algorithm are compared with those of Nelder-Mead algorithm.
Keywords: Coupled structures, Earthquake damage control, viscous dampers, Derivative-free optimization, Genetic
algorithm.
1. INTRODUCTION
In most metropolitan areas, limited land availability and high demand for residency and office buildings, leads high-rise
buildings constructed in close proximity. During an earthquake the effect of pounding of two such adjacent buildings is
highly destructive. The pounding effect and frequency becomes even more pronounced in dense urban centers. For
example, severe damage has been observed in Mexico City earthquake (1985), Loma Prieta earthquake (1989), the Kobe
earthquake (1994), the Bhuj earthquake (2001), and the recent New Zealand earthquake (2011). Many studies have
introduced and investigated different dampers (visco-elastic, viscous fluid, MR dampers, etc.) in order to prevent
pounding induced damage, while increasing seismic resistance of the structure [1]. Experimental studies also confirmed
efficiency of damper connectors to mitigate vibrations of structures [2]. Disregarding the type of damping device, it is
common to assume that all adjacent floors of adjacent buildings are connected using identical dampers [3]. However, it
has been shown that the uniform distribution of dampers is not an optimal one [4].
Some preliminary studies investigated non-uniform damping coefficients of connectors for adjacent buildings [5].
However, they did not present an optimization method to find optimal damping coefficients. In [5], to find non-uniform
damping coefficients, the authors assume a simple linear function along the building. This assumption makes an intuitive
sense, as the force generated in viscous dampers is a linear function of relative velocity. However, (to the best of our
knowledge) few papers have examined the use of mathematical optimization on the optimal damping coefficients of
viscous dampers. The main objective of this paper is to present and compare methods to find the optimal distribution of
viscous dampers between two adjacent buildings. It should be noted that the objective value of the present problem,
representing performance of the system, is not an analytic function of the design variables. Instead, a simulation is
performed for each set of damping coefficients in order to determine the objective value. As such, conventional
optimization methods that are based on the derivatives of the objective function cannot be employed in this problem. To
solve an optimization problem of several design variables, where the derivatives are unknown, a derivative-free
optimization (DFO) method can be used.
Building1
mn+m,1
cn+m,1 kn+m,1
mn+m-1,1
cn+1,1
kn+1,1 Building 2
mn1 mn2
mn-2,1 mn-2,2
m11 m12
Base Excitation
Subsequently, applying integration over the frequency domain will result in statistical parameters, which represent
standard deviations of displacement, velocity and acceleration of each floor. For instance, for the ith floor of building b,
its standard deviation of displacement response is
1/ 2
σ xib = ⎡∫ S xib (ω )dω ⎤ .
+∞
Eq. 2
⎢⎣ −∞ ⎥⎦
2.3 Simulation
In order to evaluate σ xib it is necessary to solve the governing equation of the system:
M, C and K are the given mass, damping and stiffness matrices of the buildings, respectively; Cd and Kd represent
damping and stiffness matrices of the connectors, respectively; and X is the displacement vector of the system. Also, E is
a vector with all elements equal to one, and g(t) is the ground acceleration during the earthquake. Eq 3 describes the
equation of the motion in time domain. Assuming that the ground excitation is a stationary random process, the ground
acceleration, g(t), can be written as:
g(t) = S g (ω )e iωt
Eq. 16
where Sg(t) is the spectral density function of ground acceleration for a defined frequency of ω. Considering ground
excitation as a series of harmonic loads, one can rewrite the displacement vector in frequency domain as
X (t ) = X (ω ) e iωt . Eq. 17
Substituting Eqs. 16 and 17 into Eq. 3, the governing equation in frequency domain is obtained,
− M ω 2 X (ω ) e iωt + (C + C d )iω X (ω ) e iωt + ( K + K d ) X (ω ) e iω t = − ME S g (ω ) e iωt Eq. 18
and,
[
X (ω ) = [−Mω 2 + (C + C d )iω + (K + K d )] × −ME S g (ω ) ].
−1
Eq. 19
In this study, a Kanai-Tajimi filtered white noise function is used for spectral density function of ground acceleration:
2
⎛ω ⎞
1 + 4ζ ⎜ ⎟ 2
⎜ω ⎟
g
S g (ω ) = ⎝ g⎠ S0
Eq. 20
2
⎛ ⎛ω ⎞ ⎞ 2 2
⎜1 − ⎜ ⎟ ⎟ + 4ζ 2 ⎛⎜ ω ⎞
⎟
⎜ ⎜ω ⎟ ⎟ g⎜ ⎟
⎝ ⎝ g⎠ ⎠ ⎝ ωg ⎠
where ω g , ζ g and S0 represent dynamics characteristics and intensity of earthquake and are chosen based on geological
characteristics of a specific zone.
Having developed a formula for S g , it is now possible to numerically approximate σ xib . To do this, we impose upper
and lower limits of ± 20rad / s and apply a trapezoid rule approximation with a step size of 0.02 to the integral in Eq. 2. It
is worth noting that previous studies show that the effect of the frequencies greater than 20 rad / s on the response of the
structure is negligible [1].
3. OPTIMIZATION METHOD
In this study, we employ a derivative-free method, namely genetic algorithm (GA), to find the optimal damping
coefficients of damper connectors. GA is a well-known evolutionary search method imitating natural evolution process.
Many successful applications of GA to different engineering problems, particularly structural dynamics, are found in
literature (e.g. see: [7,8]). The GA used in this study follows standard GA steps. It starts with a random initial population
which is followed by fitness evaluation, selection, and reproduction steps. This iterative procedure continues until a
stopping condition is satisfied. Numerical examples are presented in order to examine efficiency of the presented
method. Efficiency and solution time of GA are compared with those of Nelder-Mead algorithm, another DFO method,
from a previous study [4].
4. RESULTS
For all numerical examples, ground acceleration parameters are considered as ωg = 15 rad / s , ζ g = 0.6 , ωk = 1.5 rad / s ,
ζ k = 0.6 and S0 = 4.65 × 10−4 m 2 / rad .s 3 , same as [1]. Three different sets of mechanical properties for the adjacent
buildings are defined in Table 1.
Table 1 – Mechanical properties of buildings
Building (a) Building (b)
ma (kg) ka (N/m) ca (N.s/m) mb (kg) kb (N/m) cb (N.s/m)
Set I 1.29E+06 4.00E+09 1.00E+05 1.29E+06 2.00E+09 1.00E+05
Set II 2.60E+06 1.20E+10 2.40E+06 1.60E+06 1.20E+10 2.40E+06
Set III 4.80E+06 1.60E+10 1.20E+06 4.00E+06 2.30E+10 1.20E+06
In Table 2 we tabulate the 8 different building height relations considered in this research. For each case the different
building height are given in fa and fb (denoting number of floors for buildings “a” and “b”).
Table 2 - Different sets for numerical tests
fa fb Case
10 10 Case 1
10 20 Case 2
20 10 Case 3
10 40 Case 4
40 10 Case 5
20 20 Case 6
20 40 Case 7
40 20 Case 8
Numerical results of the GA and Nelder-Mead algorithm are shown in Tables 3-5. It is seen that the Nelder-Mead
algorithm results in smaller objective values in a shorter time. In order to show efficiency and applicability of each
method, performance profiles [9] are computed and plotted in Figs. 2-4. Recall that performance profiles are designed to
graphically compare both speed and robustness of algorithms across a test set. This is done by plotting, for each
where Ρ is the set of all problems, Α is the set of algorithms, and t p ,a is the solving time of algorithm a for problem p.
The percentage of problems that are solved within a factor τ ∈ ℜ of the faster algorithm is next computed by
| { p ∈ Ρ : rp,a ≤ τ } |
ρa (τ ) = ×100% Eq. 23
|Ρ|
The percentage ρ a of all problems solved by algorithm a at τ gives us an overall assessment of the performance of
algorithm a. High values of ρ a near τ = 1 represents fast solve times. High values of ρ a , when τ is large, represent
high success rates. For a good algorithm, the plot of ρ a (τ ) should therefore be found above the other algorithms. For a
more detailed description of performance profiles we refer the reader to [9]. To calculate the performance profile, one
needs to define when a method “solves” a specific problem. In this paper, a method is considered as a “failed method” if
the difference between the objective value obtained using that specific method and the best objective value obtained for
that problem exceeds the defined allowable tolerance. The performance profiles show that Nelder-Mead is much better
than GA, except for few cases where the solution quality is not important (allowable tolerance of 10%). For those special
cases, GA is able to solve the problem while Nelder-Mead is not. Results suggest that if GA is more likely to be able to
find global optimum; however, it is not strong to find an exact optimal value. On the other hand, if NM converges to a
local minimum, it is very unlikely to be able to find global minimum. Results show that NM generally results in more
accurate optimal values; however, if it converges to a local minimum, the optimal value obtained using GA is much
better than the optimal value obtained using NM.
Maximum tolerance of 1%
100
90
80
70
60
P(τ)
50
40
30
20
10 Genetic Algorithm
Nelder-Mead Algorithm
0
1 1.1 1.2 1.3 1.4 1.5 1.6 1.7 1.8 1.9 2
τ
Maximum tolerance of 5%
100
90
80
70
60
P(τ)
50
40
30
20
10 Genetic Algorithm
Nelder-Mead Algorithm
0
1 1.1 1.2 1.3 1.4 1.5 1.6 1.7 1.8 1.9 2
τ
90
80
70
60
P(τ)
50
40
30
20
10 Genetic Algorithm
Nelder-Mead Algorithm
0
1 1.1 1.2 1.3 1.4 1.5 1.6 1.7 1.8 1.9 2
τ
10
6
Floor
5
Set I (uniform)
4 Set I (non-uniform)
Set II (uniform)
3 Set II (non-uniform)
Set III (uniform)
2 Set III (non-uniform)
1
5 5.5 6 6.5 7 7.5 8
Log(Cd)
Fig 6 compares the dynamic behavior of the buildings with uniform dampers and those with non-uniform dampers
(obtained using NM). It is seen that the maximum drift (objective function) is decreased by almost 10% when non-
uniform dampers are employed. This confirms that assumption of uniform dampers is not a reliable assumption. Thus it
is worth to employ a derivative free method to find the optimal damping coefficients.
10
6
Floor
1
0 0.2 0.4 0.6 0.8 1 1.2
Inter story drift -3
x 10
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