Sensors 4
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1. Introduction
Optical sensors are the devices that detect electromagnetic radiation in the broad optical
spectral range (from far IR to UV) and quantify various properties of light (such as
intensity, frequency, wavelength, and polarization) for sensing.
Optical sensors may adopt direct method of transduction from light to electrical quantities,
such as photoconductive and photoelectric sensors, or indirect methods such as conversion
first into temperature variation and then into electrical quantities such as passive IR sensor
and bolometers.
More generally, optical sensors include also the methods of sensing based on light
propagation and its responses or effects (such as reflection, transmission, refraction,
interference and resonance), which will be discussed in the next Unit.
Notably, human eye is a marvelous & complex optical sensor allowing us to perceive the
world around us in minute detail and true colors.
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Wavelength:
…… [m]
Fig. 1
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Quantum efficiency
The ratio of the number of electrons released from the material surface (Ne) to the number
of photons absorbed (Nph) depends on the quantum efficiency (η) as:
Ne
(6.3)
N ph
Cutoff frequency
The frequency at which the photon energy equals the work function.
i. Below cutoff frequency - only thermal effects are observed (except for tunneling
effects)
ii. Above cutoff frequency - both thermal and quantum effects are observed.
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Photoconductive effects
If a semiconductor material is subjected to photons, they can transfer the energy to electrons.
If the photon energy is sufficiently high, the electrons can transit from valence band to
conduction band and become mobile, resulting in an increase of the conductivity of
semiconductor.
Therefore, one may use the current as a measure of the radiation intensity (visible light, UV
radiation, and, to a lesser extent, IR radiation).
Fig. 2 A model of the photoconductive effect. (a) The photon energy is sufficiently high to move an
electron across the bandgap, leaving behind a hole. (b) The photon energy is too low, resulting in
recombination of the electron and the hole.
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q( en p p ) (6.4)
where σ is conductivity, q is the electron charge 1.602×10-19 C, μe and μp are the mobilities
(in m2/V·s or, often, cm2 /V·s) of electrons and holes, respectively, and n and p are the
concentrations (particles/m3 or particles/cm3) of electrons and holes, respectively.
This change in conductivity or the resulting change in current is the basic measure of the
radiation intensity in photoconductive sensors.
This effect is called the photoconductive effect, which is most common in semiconductors
because of its relatively small bandgaps.
It also exists in some insulators - huge band gap energies restrict the electrons release
except at very high energies.
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Solution:
f =
岁
a) As the photon energy should be not smaller than the work function, we have
c
f
e ch
hf e0 f 0 Hz m
h e0
Thus,
ch 3 108 4.1375 10 15
= 7.7544 107 m 775.4 nm
e0 1.6
b) For the light the wavelength of 620 nm, its photon energy is hc/λ. Therefore, one has
3 108
k hc / e0 4.1357 1015 1.6 0.4 eV
620 109
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Spectral sensitivity
Semiconductor is sensitive to a range of the
spectrum, give a function of frequency or
wavelength.
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一一一一
一
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光电导传感理选电阻
Photoresistive 光电阻 6.3.1 Photoconductive sensors ,
Fig. 5 Structure of a
photoconductive sensor.
(a) Simple electrodes.
(b) Schematic of a sensor
showing the connections
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When such a sensor is illuminated, its conductivity changes (the conductivity increases and
hence the resistance decreases) depending on the change in carrier concentrations (excess
carrier concentrations) as
q( en p p )
q( e n p p ) [S/m] (6.5)
where Δn and Δp are the excess carrier concentrations generated by the radiation, μe and μp
are the electron and hole mobilities.
The carriers are generated by the radiation at a certain generation rate (the number of
electrons or holes per second per unit volume), but they also recombine at a set
recombination rate.
The generation and recombination rate depends on absorption coefficient of the material,
dimensions, incident power density (of the radiation) wavelength, and the carrier lifetime.
Under steady state condition, the change in conductivity can be written as
where τe and τp are the lifetimes of electrons and holes, respectively, and f is the number of
carriers generated per second per unit volume.
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Resistance
L L
R [Ω] (6.7)
wd q( e n p p ) wd
where L, w and d are the length (the distance between Fig. 6 Examples of
electrodes), width, and thickness of the sensor. photoconductive sensors.
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6.3.2 Photodiodes
p-n Junction
A p–n junction is a boundary or interface between two types, p-type and n-type, of
semiconductor materials. It can be forward-biased, reverse-biased or unbiased, as shown
in Fig. 7.
• In forward-biased mode, the normal current (not due to photons) is large in comparison to
the current generated by photons and thus is not useful as a photosensor.
• In reverse-biased mode, the diode carries a minute current (i.e., a ‘‘dark’’ current) and the
increase in current due to photons is large in comparison, which is thus called as
photoconductive mode.
• The unbiased mode is often called as photovoltaic mode. 19
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Photodiode
Photodiode is a semiconductor p-n junction device that converts
light into an electrical current. It operates in reverse bias.
Iout
Fig. 8. A photodiode
IP
connected in the
photoconductive mode
(reverse biased). (a)
Equivalent circuit. (b) I-V
characteristics.
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If assume that all light is absorbed, the current generated by incident photons is given
as
PAq
Ip [A] (6.10)
hf
where η is the quantum efficiency, P is the radiation (light) power density [W/m2 ], A is
the exposed area of the diode, f is the frequency, h is Planck’s constant.
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The diode current depends on the operation temperature and its dark current as
qVd
I d I 0 (e nKT 1) [A] (6.12)
PAq qVd
I out I p I d I 0 ( e KT 1) [A] (6.13)
hf
For an APD with a multiplication gain M, the output current is
PAq qVd
I out I p' I d M I 0 ( e KT 1) [A] (6.14)
hf
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6.3.3 Photo-transisters
Phototransistor can be viewed as two diodes connected back to back. As shown in Fig. 9
for an n-p-n transistor, the upper diode (the collector–base junction) is reverse biased while
the lower (base–emitter) junction is forward biased.
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Ic I0 , I e I 0 ( 1) [A] (6.17)
When the junction is illuminated by light, the base current is the current generated by
photons :
PAq
Ib I p [A] (6.18)
hf
The collector and emitter currents are then
PAq PAq
Ic I p , I e I p ( 1) ( 1) [A] (6.19)
hf hf
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6.4.2. Photomultipliers
Photomultipliers are a development of the classical photoelectric sensor and can multiply
the available current to achieve a sensitivity higher than simple photoelectric cell.
The construction of photomultiplier is shown schematically in Fig. 12:
• An evacuated tube (or a low-pressure gas-filled tube) is made of metal, glass, or metal-
coated glass with a window for the incoming radiation.
• The photocathode and photoanode of the basic photoelectric cell are maintained, but
have higher potential difference (about 600 V).
• There are a sequence of intermediate electrodes, i.e. dynodes, made of materials with
low work functions, such as beryllium copper (BeCu). They are placed at potential
differences (typically 100 V) with respect to preceding dynodes, as shown in Fig. 12b.
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Assuming there are k dynodes (typically 10 ~ 14) and n is the average multiplication factor
of dynodes, the gain may be written as:
G nk (6.20)
which depends on the construction, the number of dynodes, and the accelerating inter-
electrode voltages.
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For such a sensor with multiplying effect, the noise performance is very important.
Particularly, the dark current, which is both potential and temperature dependent, is the
most critical. The dark current in a photomultiplier is given as
e0
I 0 aAT 2 e KT [A] (6.21)
where a is a constant depending on the cathode material, generally around 0.5, A is a
universal constant equal to 120.173 A/cm2 , T is the absolute temperature, e0 is the work
function of the cathode material [e·V], and K is the Boltzmann’s constant.
As the cathode of photomultiplier is cold and the thermal emission is low, the dark current
is usually small.
A major concern is their susceptibility to magnetic fields since magnetic field forces
electrons out of their normal paths and thereby reduces gain and distorting the signal.
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The dark current is very low and just under 3 nA, which is the reason why the photomultiplier
is so very useful and has survived into the age of semiconductors.
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○ The electrode (also called a gate) and the substrate form a capacitor.
○ For an n-type semiconductor, the gate is biased positively with respect to the substrate to
form a depletion region in the semiconductor.
○ If optical radiation illuminates, photons penetrate through the gate and oxide layer and
generate electrons in the depletion layer. These electrons can form a current as a measure
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of light intensity.
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○ The method is to move the charges of each cell to the next -‘‘musical chairs’’ sequence by
manipulating gate voltages, as shown in Fig. 15a. In this method, the transfer is one cell
per step and the current in the resistor for each step corresponds to a particular cell.
○ For two dimension case, as shown in Fig. 15b, the data are moved vertically one row at a
time, that is, all cells move their data one row lower, whereas the lowest row moves it to a
shift register. The scan stops and the shift register is to moved to the right to obtain the
signal for one row. The next row is shifted until the whole array has been scanned.
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Thermopile sensors
A thermopile is made of a number of thermocouples
connected in series. Based on the thermoelectric effect, a
thermocouple generates a small potential across a junction
made of two different materials.
As thermocouples can measure temperature differences only,
thermopile is made of alternating junctions, as shown in Fig.
Fig. 16 The structure of a PIR
16. All ‘‘cold’’ junctions are held at a known (measured) sensor showing the thermopile
lower temperature, while all ‘‘hot’’ junctions are held at the used to sense temperature (under
sensing temperature. an IR absorber). A temperature
sensor monitors the temperature
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the cold junctions.
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Pyroelectric sensors
The pyroelectric effect is an electric charge generation in response to heat flow through the
body of a crystal.
IR radiation input → Electric output without external power.
The pyroelectric effect is an electric charge generated in response to heat flow through the
body of a Phyroelectric crystal (ex. PZT, PVF and PVDF).
When a pyroelectric material is exposed to a temperature change ΔT, a charge ΔQ is
generated as
Q PQ AT (6.22)
where A is the area of the sensor and PQ is the pyroelectric charge coefficient defined as:
PQ dPs / dT [C/m 2 K] (6.23)
where Ps is the spontaneous polarization [C/m2] of the materials.
For a sensor with the thickness of h, the change in voltage across the sensor is
h
V PQ T (6.24)
0 r
It should be noted again that our main interest here is not in measuring the change in
temperature, but rather the change in radiation that causes this change in temperature.
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○ As shown in Fig. 17a, a pyroelectric sensor could be very simple: a pyroelectric ceramic
plate and two electrodes deposited on the opposite sides of the plate.
○ Alternatively, dual elements can be used and connected in series, as shown in Fig. 17b.
The second element can be shielded from radiation and acts as a reference.
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To produce a useful output, the output must be amplified. For example, if the output requires
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(typically) 5 V, then amplifying the voltage by about 170 will produce the required output.
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Bolometers
Bolometers are very simple radiation average power sensors useful over the whole spectrum
of electromagnetic radiation, but they are most commonly used in microwave and far-IR
ranges.
They can employ any temperature-measuring device, though a small RTD or a thermistor is
usually used.
The working principle of bolometer is as follows:
The radiation is absorbed by the device directly, causing a change in its temperature. This
temperature increase is proportional to the radiated power density at the location of
sensing. This change can be measured by using e.g. the resistance-based sensing element,
as shown in Fig. 17a.
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Under these conditions the power supplied to the sensor through an electric circuit that
heats it up to a constant temperature Ts is
P PL [W] (6.26)
where P = V2/R is the heat supplied by a resistive heater (V is the voltage across the heating
element and R its resistance), PL is the power loss through conduction through the body of the
sensor, and Φ is the radiation power being sensed. The power loss is
PL s (Ts Ta ) [W] (6.27)
where αs is a loss coefficient or thermal conductivity, Ts is the sensor’s temperature and Ta is
the ambient temperature. 40
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1 V 2
Tm 4 Ts4 s (Ts Ta ) (6.28)
A R
where A is the sensor’s surface area, ε is total emissivity, σ is the electric conductivity of
the sensor medium.
This relation gives the temperature as a function of voltage across the heating element. By
measuring this voltage, a reading of the radiation power is obtained.
AFIR devices are much more complex than simple PIRs, including bolometers, they have
the advantage of a much higher sensitivity and an independence from thermal noise that
other IR sensors do not possess.
AFIR devices are used for low-contrast radiation measurements where PIRs are not
suitable.
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Classwork 6:
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References:
1. Nathan Ida, Sensors, Actuators, and their Interface: A
Multidisciplinary introduction, SciTech Publishing, an imprint of the
IET, 2014.
2. Jacob Fraden, Handbook of Modern Sensors: Physics, Designs, and
Applications, 5th Ed. 2016.
3. Paul P.L. Regtien, Sensors for Mechatronics, Elsevier Inc., 2012.
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