Chapter 4 AM Spring 2025
Chapter 4 AM Spring 2025
Chapter 4:
Amplitude Modulation and Demodulation
1. Amplitude modulation with Carrier and
Suppressed Carrier
2. Modulators and Demodulators
Architectures
3. Envelope detectors
4. Quadrature amplitude modulation
(QAM)
5. Single side band (SSB) amplitude
modulation
6. Vestigial side band (VSB) amplitude
modulation
7. Carrier acquisition
8. Phase locked loop concept
1
Baseband and carrier communications
✓ Baseband: low frequency band of the signal delivered by the source:
▪ Baseband communication can be used for wireline communications
▪ For wireless communications baseband requires large antennas
2
Amplitude Modulation (AM)
• All types of amplitude modulation involve changing the amplitude of a
carrier signal according to a modulating signal.
― AM: Conventional amplitude modulation
― DSB-SC AM: Double sideband suppressed carrier
― SSB-SC AM: Single sideband suppressed carrier
• A number of questions.
― How the modulator work?
― How the demodulator work?
― What is the required bandwidth?
― What is the power efficiency?
3
Conventional Amplitude Modulation:
• Conventional amplitude modulation is normally called amplitude
modulation, or simply AM in short. To be more specific, it is also
known as DSB with Carrier (double sideband AM).
time
-Ac
Page 4
Conventional Amplitude Modulation (cont.)
◼ Consider a message signal 𝑚 𝑡 with amplitude Am and frequency fm
(fm is much smaller than fc) as illustrated below:
1/fm
1/fc 𝑚 𝑡 = 𝐴𝑚 cos(2𝜋𝑓𝑚 𝑡)
Am
time
-Am
Page 5
Conventional Amplitude Modulation (cont.)
◼ Two representations of a modulated signal
◼ Envelope-and-phase representation
◼ Quadrature-carrier representation
|𝑥(𝑡)| ≤ 1
0<<1
Page 7
Conventional Amplitude Modulation (DSB with Carrier)
◼ Modulated AM signal needs to satisfy 2 conditions:
◼ Keep | 𝑚(𝑡)| ≤ 1, so that there is no phase reversal in
envelope.
> 1
◼ Modulation index
𝑚𝑝 signal peak
𝜇=
𝐴𝑐 carrier peak
◼ Envelope detection
◼ Track the envelope
◼ Condition:
A + m(t ) 0 for all t
0 1
11
Example: AM Tone Modulation
Tone modulation when 𝑚 𝑡 equal to 𝑚 𝑡 = 𝑏𝑐𝑜𝑠𝜔𝑚 𝑡 = 𝑏𝑐𝑜𝑠2𝜋𝑓𝑚 𝑡
Question: Sketch the modulated signal for the given tone modulated signal
𝑥𝐴𝑀 𝑡 = 𝐴 + 𝑚 𝑡 𝑐𝑜𝑠2𝜋𝑓𝑐 𝑡
𝑏
𝑥𝐴𝑀 𝑡 = 𝐴 1 + 𝑐𝑜𝑠𝜔𝑚 𝑡 𝑐𝑜𝑠2𝜋𝑓𝑐 𝑡 = 𝐴 1 + 𝝁 𝑐𝑜𝑠𝜔𝑚 𝑡 𝑐𝑜𝑠𝜔𝑐 𝑡
𝐴
𝒃
𝐦𝐨𝐝𝐮𝐥𝐚𝐭𝐢𝐨𝐧 𝐢𝐧𝐝𝐞𝐱: 𝝁 =
𝑨
12
AM Signal Demodulator (Detector)
◼ Envelope of a modulated AM signal has the same shape as the
message, independent of carrier frequency and phase. Therefore,
demodulation can be accomplished by simply extracting the envelope
with no worry about synchronization.
DC term to be removed
v(t ) = Ac (1 + x(t ))
Page 13
AM Signal Demodulator (cont.)
◼ In envelope detector, the output signal follows the envelope of
modulated AM signal.
◼ During the positive cycle of input signal, the diode conducts and
This is because the diode voltage which is nearly the peak voltage
is greater than the input signal voltage causing the diode to open.
With the diode opens, the capacitor discharges at slew rate
determined by R1C1.
◼ The process repeats itself in the next positive cycle of input signal.
Page 14
AM Signal Detector (cont.)
Diode: behavior
◼ The capacitor charges up to the peak voltage of input signal, and then
decays slowly until the next positive cycle. This makes v(t) follow the
envelope of the input signal. But, the capacitor discharge causes a
ripple signal of frequency fc in v(t).
Page 15
AM Signal Demodulator (cont.)
Page 16
AM Signal Demodulator (cont.)
◼ The ripple effect can be reduced by increasing the time constant R1C1
so the capacitor discharges very little between positive peaks of the
input signals. So, R1C1 >> 1/fc. However, making R1C1 too large will
cause v(t) unable to follow the signal envelope.
Page 17
AM Signal Demodulator (cont.)
◼ Guidelines in choosing R1C1:
◼ R1C1 should be large compared to 1/fc, but should be small
Page 18
AM Signal Modulator
◼ Modulated AM signal can be produced using a product modulator as i
llustrated below:
mixer
Ac cos( 2f ct )
Note that the scaled normalized message signal x(t) is multiplied wit
h carrier before adding the product to the carrier.
21
AM Signal Spectrum (cont.)
◼ Since modulated AM signal xc(t) is real, its spectrum is Hermitian
symmetric. In addition, it is also symmetric around an impulse
representing carrier signal at fc.
◼ It has two sidebands around fc, and so the name of double-
sideband.
◼ The upper sideband (USB) contains frequencies |f| > |fc|.
Page 22
AM Signal Spectrum (cont.)
◼ From the AM signal spectrum Xc(f), we can easily identify AM signal
bandwidth as 2W, where W is the bandwidth of normalized message
signal x(t). This is also called the transmission bandwidth, BT = 2W.
signal bandwidth
𝜀𝐵 =
transmission bandwidth
𝑊 1
𝜀𝐵 = =
𝐵𝑇 2
In general, AM is not bandwidth efficient because only 50% of the
transmission bandwidth is used to carry information.
Page 23
AM Signal Power Efficiency
◼ Power efficiency of AM signal, P :
𝑇𝑟𝑎𝑛𝑠𝑚𝑖𝑠𝑠𝑖𝑜𝑛 𝑃𝑜𝑤𝑒𝑟 𝑜𝑓 𝑀𝑒𝑠𝑠𝑎𝑔𝑒
𝜖𝑝 =
𝑇𝑜𝑡𝑎𝑙 𝑇𝑟𝑎𝑛𝑠𝑚𝑖𝑠𝑠𝑖𝑜𝑛 𝑃𝑜𝑤𝑒𝑟
Page 24
AM signal power efficiency (cont.)
◼ Average of the term with cos(4fct) is (approximately) zero
when 𝑓𝑐 >> 𝑊.
◼ Also, let the original normalized message signal 𝒙(𝒕) has no
DC component, such that 𝒙(𝒕) = 𝟎. Then,
1 2
ST = Ac 1 + 2 x 2 (t )
2
1
= Ac2 (1 + 2 S x )
2
where is 𝑆𝑥 = < 𝑥 2 𝑡 > is average power of the original
normalized message signal 𝑥(𝑡).
Page 25
AM signal power efficiency (cont.)
◼ Further decompose the average transmission power.
1
◼ Let the carrier signal’s power be: 𝑃𝑐 = 𝐴2𝑐
2
◼ Then, the average transmission
1 2 1 2 2
𝑆𝑇 = 𝐴𝑐 + 𝐴𝑐 𝜇 𝑆𝑥
2 2
= 𝑃𝑐 + 2𝑃𝑠𝑏
where Psb is the transmission power of x(t) in each of the two sy
mmetric sidebands.
1 2 2
Psb = Ac S x
4
1
= Pc 2 S x
2
Therefore,
ST = Pc [1 + 2 S x ]
Page 26
AM signal power efficiency (cont.)
◼ Recall that | x(t)| ≤ 1, so that simple envelope detector can
be used for demodulation.
ST
Pc =
[1 + 2 S x ]
1
ST
2
This means AM spends more than 50% of transmission power
in transmitting its carrier signal that carries no information.
◼ AM is not power efficient.
2 Psb
◼ Power efficiency of AM: p =
ST
2Sx 1
=
[1 + 2 S x ] 2
Page 27
Power efficiency of single-tone AM signal
◼ Consider a special case of single-tone message:
x(t ) = cos( 2f xt )
Then, the modulated AM signal
xc (t ) = Ac (1 + cos( 2f xt )) cos( 2f ct )
Accordingly, power efficiency
2
p =
[2 + 2 ]
Page 28
Power efficiency of single-tone AM signal (II)
1
Using cos 2 (𝜔𝑐 𝑡) = 2 1 + cos(2𝜔𝑐 𝑡)
◼ AM with Carrier 1 𝑇 𝐴2
AM ( t ) = A cos ct + m(t ) cos ct
2
𝑃𝑐 = න 𝐴 cos(2𝜋𝑓𝑐 𝑡) 𝑑𝑡 =
𝑇 0 2
𝑇
1 2 2
𝑃𝑚 𝑚2 𝑡
carrier sidebands 𝑃𝑠 = න 𝑚 𝑡 cos ( 𝜔𝑐 𝑡) 𝑑𝑡 = =
𝑇 2 2
➢ Power Efficiency:
0
1 𝑇 2 𝑑𝑡
𝜇2 𝐴2 𝑇
1 𝜇2 𝐴2 𝑇
1 𝑇
cos 4𝜋𝑓𝑚 𝑡 𝜇2 𝐴2 𝑇 𝜇2 𝐴2
𝑚2 𝑡 = න 𝜇𝐴 cos 2𝜋𝑓𝑚 𝑡 = න 1 + cos(4𝜋𝑓𝑚 𝑡) 𝑑𝑡 = න 𝑑𝑡 + න 𝑑𝑡 = +0 =
𝑇 0 𝑇 0 2 𝑇 0 2 2 𝑇 2 2
0
29
Power efficiency of multi-tone AM signal
◼ Consider a multi-tone message:
x(t ) = cos( 2f x1t ) + cos( 2f x 2t ) + cos( 2f x3t ) +
The total sideband power is the sum of individual sideband
powers 1
Psb = Pc ( 12 S x1 + 22 S x 2 + 32 S x3 + )
2
Accordingly, power efficiency
T2
p =
[2 + T2 ]
where
T2 = 12 + 22 + 32 +
Page 30
Amplitude modulation Double SideBand (DSB)
Carrier has amplitude, phase, and
Ac cos (c t + c )
◼
frequency.
◼ Modulated signal
◼ The amplitude is linearly related to the
baseband signal (message)
Modulating signal carrier
◼ We have 2 replicas of the baseband
◼ Bandwidth is double of baseband
◼ We do not have a separate component ( ) ( )
m t cos c t + c
for the carrier
◼
◼
Called DSB-Suppressed Carrier (SC)
Without loss of generality we can () m t M ( )
◼
assume phase equals zero (𝜃𝑐 = 0)
Carrier frequency has to be at least
() ( )
m t cos ct + c ...
equal the bandwidth of baseband
c = 0
c 2 B
31
DSB-SC - Modulation
1 2
𝑒 𝑡 = 𝑚 𝑡 cos 𝜔𝑐 𝑡 = 𝑚 𝑡 + 𝑚 𝑡 𝑐𝑜𝑠2𝜔𝑐 𝑡
2
1 1
𝐸(𝜔) = 𝑀(𝜔) + 𝑀 𝜔 − 2𝜔𝑐 + 𝑀 𝜔 + 2𝜔𝑐
2 4
33
Example 4.1
Assume a Baseband signal 𝑚 𝑡 = 𝑐𝑜𝑠 2𝜋𝑓𝑚 𝑡
1) Find the DSB-SC and sketch its spectrum.
2) Identify the Upper Sideband (USB) and Lower Sideband (LSB)
3) Verify that the DSB-SC can be demodulated using previous demodulator
34
DSB-SC Modulators
◼ Multiplier modulators
◼ Directly multiply message with carrier
◼ Difficult to maintain linearity
◼ multiplication of signals with sizeable dynamic range was challenge to circuit designers
◼ Non-linear modulators
◼ Easy to implement using nonlinear devices: semiconductor diode or a transistor
◼ Balanced with respect to the carrier
◼ Single balanced modulator
y (t ) = ax(t ) + bx 2 (t )
x1 (t ) = cos(c t ) + m(t ) x2 (t ) = cos(ct ) − m(t )
z (t ) = y1 (t ) − y2 (t ) = 2am(t ) + 4bm(t ) cos(c t )
35
DSB-SC Modulators - II
◼ Switching modulators ∞
𝒎 𝒕 𝒘 𝒕 = 𝑪𝒏 𝒎(𝒕) cos(𝒏𝝎𝒄 𝒕 + 𝜽𝒏 )
𝒏=𝟎
𝒎 𝒕 𝒘 𝒕 1 2
m(t ) w ( t ) = m(t ) + m(t ) cos c t −
2
1
m(t ) cos 3c t +
3
1
m(t ) cos 5c t − ...
5
36
DSB-SC Modulators - III
◼ Switching modulator: Diode Bridge Modulator
◼ Easy to implement using the electronic diode-bridge switch
𝒎 𝒕 𝒘 𝒕
37
DSB-SC Modulators - IV
◼ Switching modulators: Ring Modulator ▪ Has no baseband term
◼ Easy to implement using diode rings ▪ More power in desired
signal
Positive half cycle:𝐷 𝐷 𝑐𝑜𝑛𝑑𝑢𝑐𝑡 𝑎𝑛𝑑 𝐷 𝐷3 𝑜𝑝𝑒𝑛:
1 3 2
(a) Connected to (c) and
(b) connected to (d)
𝑤0 𝑡 = 2𝑤 𝑡 − 1
4 1 1
w0 ( t ) = cos t − cos 3 t + cos 5 t − ...
c c c
3 5
𝑣𝑖 𝑡 = 𝑚 𝑡 𝑤0 𝑡
𝑣𝑖 𝑡
4 1
= ቈ𝒎 𝒕 𝒄𝒐𝒔𝝎𝒄 𝒕 − 𝑚 𝑡 𝑐𝑜𝑠3𝜔𝑐 𝑡
𝜋 3
1
+ 𝑚 𝑡 cos 5𝜔𝑐 𝑡 − ⋯
5 38
Frequency Mixer or Converter
This operation is also called upconversion when 𝜔𝑚𝑖𝑥 = 𝜔𝑐 + 𝜔𝐼
This operation is also called downconversion when 𝜔𝑚𝑖𝑥 = 𝜔𝑐 − 𝜔𝐼
39
Generation of Amplitude Modulation
◼ Circuit for AM Generation
c m p
1 2 1 1
w (t ) = + cos c t − cos 3c t + cos 5c t − ...
2 3 5
40
Amplitude Demodulation
◼ Rectifier detector
𝑣𝑅 𝑡 = 𝐴 + 𝑚 𝑡 cos 𝜔𝑐 𝑡 𝑤 𝑡
1 2 1 1
𝑣𝑅 𝑡 = 𝐴 + 𝑚 𝑡 cos 𝜔𝑐 𝑡 + cos 𝜔𝑐 𝑡 − 𝑐𝑜𝑠3𝜔𝑐 𝑡 + 𝑐𝑜𝑠5𝜔𝑐 𝑡 − ⋯
2 𝜋 3 5
1 𝟏 1 2
𝑣𝑅 𝑡 = 𝐴 + 𝑚 𝑡 cos 𝜔𝑐 𝑡 + 𝑨 + 𝒎(𝒕) + 𝐴 + 𝑚(𝑡) 𝑐𝑜𝑠2𝜔𝑐 𝑡 − 𝐴 + 𝑚(𝑡) 𝑐𝑜𝑠𝜔𝑐 𝑡𝑐𝑜𝑠3𝜔𝑐 𝑡
2 𝝅 𝜋 3𝜋
𝟏
When 𝒗𝑹 𝒕 is applied to a low-pass filter of cutoff B Hz the output is 𝑨 + 𝒎(𝒕)
𝝅
The dc term 𝑨/𝝅 is blocked by the capacitor
41
Amplitude Demodulation-II
◼ Envelope detector
𝟏
𝟏/𝝎𝒄 ≪ 𝑹𝑪 <
𝟐𝝅𝑩
42
Bandwidth Efficient Amplitude Modulations
(a) Original message spectrum
(b) Redundant bandwidth consumption in DSB Modulations
44
Hilbert Transform
◼ The Hilbert transform denoted by 𝒎𝒉 𝒕 𝒐𝒓 𝐻{𝑚 𝑡 } of 𝑚(𝒕) is given by:
+∞
1 1 𝑚 𝜏
𝐻 𝑚 𝑡 = 𝑚ℎ 𝑡 = 𝑚 𝑡 ∗ = න 𝑑𝜏
𝜋𝑡 𝜋 𝑡−𝜏
−∞
1
◼ From FT table: −𝑗𝑠𝑔𝑛(𝑓)
𝜋𝑡
◼ 𝑀ℎ 𝑓 , the FT of Hilbert transform 𝑚ℎ 𝑡 , is given by:
𝑀ℎ 𝑓 = 𝑀 𝑓 −𝑗𝑠𝑔𝑛 𝑓 = −𝑗𝑀 𝑓 𝑠𝑔𝑛(𝑓)
Important:
Hilbert transform is an ideal phase shifter of
every spectral component by -π/2
45
Single SideBand amplitude modulation (SSB)
◼ Uses only upper side band 𝝓𝑼𝑺𝑩 (𝒕) or lower side band 𝝓𝑳𝑺𝑩 (𝒕)
◼ Modulated signal has the same bandwidth as baseband B
𝑚 𝑡 = 𝑚+ 𝑡 + 𝑚− 𝑡 1
𝑈 𝑓 = 1 + 𝑠𝑔𝑛(𝑓)
𝑀 𝑓 = 𝑀+ 𝑓 + 𝑀− (𝑓) 2
1
𝑀+ 𝑓 = 𝑀 𝑓 𝑈 𝑓 = 𝑀(𝑓) × 1 + 𝑠𝑔𝑛(𝑓)
2
1 1
= 𝑀 𝑓 + 𝑗𝑀ℎ (𝑓)
2 2
1
𝑀− 𝑓 = 𝑀 𝑓 𝑈 −𝑓 = 𝑀(𝑓) × 𝟏 − 𝒔𝒈𝒏(𝒇)
2
1 1
= 𝑀 𝑓 − 𝑗𝑀ℎ (𝑓)
2 2
Φ𝑈𝑆𝐵 𝑓 = 𝑀+ 𝑓 − 𝑓𝑐 + 𝑀− 𝑓 + 𝑓𝑐
1 1
Φ𝑈𝑆𝐵 𝑓 = 𝑀 𝑓 − 𝑓𝑐 + 𝑀 𝑓 + 𝑓𝑐 − 𝑀 𝑓 − 𝑓𝑐 − 𝑀ℎ (𝑓 + 𝑓𝑐 )
2 2j ℎ
46
Time Domain Representation of SSB Signals
◼ From the frequency-shifting property:
𝜙𝑈𝑆𝐵 𝑡 = 𝑚 𝑡 𝑐𝑜𝑠 𝜔𝑐 𝑡 − 𝑚ℎ 𝑡 𝑠𝑖𝑛(𝜔𝑐 𝑡)
◼ Similarly
𝜙𝐿𝑆𝐵 𝑡 = 𝑚 𝑡 𝑐𝑜𝑠 𝜔𝑐 𝑡 + 𝑚ℎ 𝑡 𝑠𝑖𝑛(𝜔𝑐 𝑡)
47
Example 4.6: SSB for Tone Modulation
1) Find 𝝓𝑺𝑺𝑩 𝒕 for a simple case of tone modulation
that is when the modulating signal 𝒎 𝒕 = 𝒄𝒐𝒔𝝎𝒎 𝒕
2) Demonstrate the coherent modulation of this SSB
signal.
SOLUTION:
Hilbert transform just delays the phase of each spectral
𝝅
component by ,: 𝒎𝒉 𝒕 = 𝒄𝒐𝒔 𝒘𝒎 𝒕 − 𝟐 = 𝒔𝒊𝒏(𝒘𝒎 𝒕)
𝝅
𝟐
48
Generation of SSB Signals
▪ Selective filtering method
▪ Easy to understand
▪ Requires sharp cut-on filters selective filter
▪ Practically useful for signals with no
low frequency components (allows for
some slope in the cut-on filter)
▪ Phase-shift method
▪ Useful for signals that has more power
at lower frequency
SSB signal
▪ Practical implementation of Hilbert
transform system is difficult due to
requirement of flat magnitude of large
band
49
Generate SSB Using the phase-shift method
50
Demodulation of SSB Signals
▪ Coherent demodulation
𝜙𝑆𝑆𝐵 𝑡 = 𝑚 𝑡 𝑐𝑜𝑠 𝜔𝑐 𝑡 ± 𝑚ℎ 𝑡 𝑠𝑖𝑛 𝜔𝐶 𝑡
Coherent demodulation by multiplying the modulated signal by 2 cos 𝜔𝑐 𝑡 , we get
51
Quadrature amplitude modulation (QAM)
▪ Bandwidth efficiency of AM can be improved by transmitting two
message signals m1(t) and m2(t) simultaneously. These two signals are
generated by modulating two carrier signals of same frequency but
shifted in phase by -90.
This scheme is called QAM because the two modulated signals are in
quadrature phase to each other.
Page 52
Quadrature amplitude modulation (QAM) (cont.)
▪ Modulation
Modulator Demodulator
▪ Demodulation
x1 ( t ) = 2 m1 ( t ) cos ct + m2 ( t ) sin ct cos ct = m1 ( t ) + m1 ( t ) cos 2ct + m2 ( t ) sin 2ct
x2 ( t ) = 2 m1 ( t ) cos ct + m2 ( t ) sin ct sin ct = m2 ( t ) − m2 (t ) cos 2ct + m1 (t ) sin 2ct
53
QAM Demodulation
◼ Both modulated signals 𝑚1(𝑡)cos(2 𝑓𝑐𝑡), and m2(t) sin(2fct)
occupy the same band. Thus, the total transmission bandwidth of 2W
can be used to transmit 2 message of bandwidth W. This leads to
improvement in bandwidth efficiency.
Page 54
DSB\SC and AM signal power efficiency
◼ Power efficiency of SC-DSB AM, P is improved compared to the
conventional AM.
1 2 2 1 2 2
= Ac x (t ) + Ac x (t ) cos( 4f ct )
2 2
1
= Ac2 S x
2
where is Sx = x2(t) is average power of the original normalized
message signal x(t).
S 4, if DSB - SC AM
2
Psb Amax = x
S x 16, if convention al AM with = 1
Page 56
Recommended Problems
◼ Section 4.2: all questions except 4.2-7
◼ Section 4.3: all questions
◼ Q 4.4-1
Page 57
Vestigial Side Band (VSB) modulation
✓ Difficult to generate exact SSB signals (𝑚(𝑡) should have null around dc)
✓ VSB signals relatively easy to generate, and BW is about 25% greater than SSB
⚫ Bandwidth higher than SSB but lower than DSB
➢ More practical selective filter design
VSB ( ) = M ( − c ) + M ( + c ) H i ( )
e ( t ) = VSB ( t ) 2 cos ct VSB ( − c ) + VSB ( + c )
M ( ) = VSB ( − c ) + VSB ( + c ) H o ( )
M ( ) = M ( ) H i ( + c ) + H i ( − c ) H o ( )
1
H o ( ) =
H i ( + c ) + H i ( − c )
𝐻𝑖 𝑓 + 𝑓𝑐 + 𝐻𝑖 𝑓 − 𝑓𝑐 = 1 |𝑓| ≤ 𝐵 𝐻0 𝑓 = 1 |𝑓| ≤ 𝐵
Transmitter Receiver 58
VSB
◼ Becasue of 𝐻𝑖 𝑓 + 𝑓𝑐 + 𝐻𝑖 𝑓 − 𝑓𝑐 = 1 𝑓 ≤ 𝐵 we can 𝐝𝐞𝐟𝐢𝐧𝐞 𝐚 𝐧𝐞𝐰 𝐋𝐏𝐅:
𝑭 𝒇 = 𝒋 𝟏 − 𝟐𝑯𝒊 𝒇 − 𝒇𝒄 = −𝒋 𝟏 − 𝟐𝑯𝒊 𝒇 + 𝒇𝒄 |𝒇| ≤ 𝑩
59
Carrier acquisition
◼ Receiver local oscillator errors
cos 𝑥 cos 𝑦 = 1/2[cos(𝑥 + 𝑦) + cos(𝑥 − 𝑦)]
Tx carrier Rx local oscillator
2 m ( t ) cos c t cos (c t + t + )
61