Part 3 Literary Criticism An Introduction
Part 3 Literary Criticism An Introduction
Literary criticism advances a particular argument about a specific text or a set of texts, so
literary criticism should be persuasive. The first step in formulating a critical argument is to
assume a rhetorical stance that engages a type, school, or approach of literary criticism. The
critical approach will determine the content of the interpretation. Although literary theory and
criticism have existed from classical through contemporary times, a feature of modern and
postmodern literary criticism is the division of criticism into various schools. In this article,
students will learn about the modern and contemporary critical movements that scholars and
students most frequently use, gaining the ability to handle any literary analysis assignment.
Formalist critics ignore the author, his or her biography, and historical context, focusing on
the literary work, which they uphold as autonomous. As Jonathan Culler explains in Literary
Theory: A Very Short Introduction, the Russian Formalists of the early years of the twentieth
century stressed that critics should concern themselves with the literariness of literature, the
verbal strategies that contribute to the form of a literary text, and the emphasis on language
that literature itself invites (122). Roman Jakobson, Boris Eichenbaum, and Viktor Shklovsky
oriented literary studies toward questions of form and technique. T.S. Eliot, I.A. Richards, and
William Empson significantly influenced the Anglo-American tradition of Formalism.
New Criticism and its seminal figures, including Cleanth Brooks, John Crowe Ransom, and
W.K. Wimsatt, borrowed some of the methodologies of Russian Formalism. The New Critics
also resisted emphasizing the author’s biography, focusing instead on how the parts of a
literary text contribute to the whole. These two schools cannot be conflated, however. Russian
Formalism locates its origins in Russia in the early years of the twentieth century. New
Criticism began in the 1930s and 1940s, in Great Britain and in the United States.
Criticism that adopts an approach espoused by either the schools of Russian Formalism or
New Criticism analyzes how the elements and devices (e.g., words, plot, characters, images,
tone) in a literary text contribute to its meaning. Consider Samuel Taylor Coleridge’s
narrative poem “Rime of the Ancient Mariner,” which narrates the tale of a sea mariner who
kills an albatross and then experiences intense guilt before he finds redemption. The imagery
that appears in the poem after the Mariner kills the albatross is unnatural: “Day after day, day
after day / We stuck, ne breath ne motion / As idle as a painted Ship / Upon a painted ocean”
(2.111-114). The unnatural imagery creates a visual depiction of the Mariner’s guilt—as if he
is stuck thinking about the fact that he killed the albatross. The language of the poem creates
an additional image that enhances the audience’s awareness of the Mariner’s guilt: “Ah wel-a-
day ! what evil looks / Had I from old and young; / Instead of the Cross the Albatross / About
my neck was hung” (2.135-38). The “hung” albatross serves as the ultimate symbol of the
mariner’s guilt, as if the albatross is haunting the Mariner. “Rime of the Ancient Mariner” is a
narrative poem, so Coleridge has to rely on language—in these examples words with negative
connotations (“stuck,” “idle,” and “evil”) and words that create images (the idle ship and the
hung albatross)—to show how guilty the Mariner feels after killing the albatross. Critics who
use an approach from the schools of either the Russian Formalists or the New Critics thus
focus on elements and devices within the literary text in order to analyze how they create
meaning.
Questions to Ask:
Online Examples:
Evidence of the New Orthodoxy: Sound in William Shakespeare’s The Tempest, A Formalist
Reading of Sandra Cisneros’s ‘Woman Hollering Creek” by Skylar Hamilton Burris
1. Define the following terms without looking at the article or your notes: form, literary
devices, trope, tone, paradox.
2. Define both Formalist Criticism and New Criticism in your own words.
3. Review the types of literary devices, and view an additional list of figures of speech.
Then, read Sylvia Plath’s “Daddy.” What formal elements and literary devices appear
frequently in this poem (e.g., images, rhyme scheme, repetition, and metaphor)?
Identify and list these elements and devices.
4. Choose one of the formal elements or literary devices you listed above. Write a
paragraph about how that element or device contributes to the meaning of the poem.
5. Compare and contrast two of the literary devices that Plath employs in “Daddy.” Write
a paragraph in which you take a stance regarding which device contributes more
significantly to the meaning of the poem.
Structuralist Criticism
Key Terms Definitions
the basic unit of Saussurean linguistics, a physical entity consisting of a signifier
(an acoustic image) and a signified (a concept); a sign is said to be arbitrary
Sign
because a logical relationship between the signifier and signified does not
necessarily exist
the extra-linguistic object to which a sign refers; the relationship between the
Referent
sign and referent are also arbitrary and conventional
Binary a pair of related terms or concepts that appear to be opposite in meaning (e.g.,
Opposition light/dark)
The popular structuralist critic Terence Hawkes defines structuralism as a way of thinking
about the world which is predominantly concerned with the description of structures (17).
Structuralism focuses on literature as a system of signs in which meaning is constructed
within a context. Words inscribed with meaning may be compared to other words and
structures to determine their meaning. Unlike Formalist critics or New Critics, structuralist
critics are primarily interested in the codes, signs, and rules that govern social and cultural
practices, including communication.
Sign = Signifier
Signified
For example, when someone says the word “tree,” the sound he or she makes is the signifier,
and the concept of a tree is the signified. The relationship of the signifier to the signified
determines the meaning of the sign. As David Macey notes in The Penguin Dictionary of
Critical Theory, signs do not designate an external reality. Signs are meaningful only because
of the similarities or differences that exist between them (365). Significantly, cultural
communities determine the meanings and relationships of signs. A ghost that appears in a
literary text such as William Shakespeare’s Hamlet takes on a specific meaning in a European
culture. As demonstrated by “Shakespeare in the Bush,” however, the word ghost does not
correspond to a concept in all cultures, preventing individuals of different cultures—in this
case the Tiv of Nigeria in West Africa—from understanding what it means for a ghost to
appear in Hamlet.
Structuralist critics also look closely at patterns. For example, observing patterns in literature,
critic Northrup Frye coined the term “green world” to describe the practice of release and
reconciliation to which characters retreat in Shakespeare’s festive comedies. As You Like
It epitomizes the characteristics associated with this pattern of festive comedy. The play
begins in a masculine, courtly world where the playwright introduces the love interests of
Rosalind and Orlando. After Rosalind is banished by her uncle, who has usurped the throne
from her father, she retreats to the feminine green world of the forest. In the forest, she gives
lessons to Orlando about how to court and properly treat her, and she reunites with her father.
She facilitates the play’s reconciliation by marrying other characters in the play, including
Phoebe and Silvius and Audrey and Touchstone. Rosalind also marries Orlando, and her
father and her uncle reconcile in the “green world” as well. Shakespeare wrote other plays,
such as Twelfth Night and The Two Gentlemen of Verona, which follow this pattern of retreat,
release, and reconciliation. These plays also explore an opposition between the masculinity of
the courtly world and the femininity of the “green world,” inviting the reader to analyze how
each pole of the binary is valued.
Questions to Ask:
1. Define the following terms without looking at the article or your notes: sign, referent,
and binary opposition.
2. Explain the following concepts: sign and binary oppositions.
3. Read “Shakespeare in the Bush.” Explain why Laura Bohannan decides to abandon
the words “ghosts” and “devil” to describe Hamlet’s deceased father, insisting that “a
witch-sent omen it [he] would have to be.”
4. Read Sonnet 127 by William Shakespeare. Analyze the poem’s use of words like
“black,” “fair,” “fairing,” “beauty,” “art,” [“art’s”] and “false.” Write a paragraph
about how the poem creates tension around the meaning of these words. For example,
does the poem seem to contrast the meaning of words like black, fair, or beauty? How
does the poem contrast the connotation of these words?
5. Analyze Sonnet 127 and write a paragraph in which you argue what relationship
blackness and beauty share in the poem. Provide evidence from the poem for your
viewpoint.
Deconstructive criticism also explores patterns within texts, but deconstructive criticism aims
to demonstrate how conflicting forces within the text undermine the stability of the text’s
structure, revealing meaning as an array of undetermined possibilities. Deconstructive
criticism may also focus on binaries in a text, such as good/evil, light/dark, male/female,
poor/rich, linear/nonlinear, old/young, masculine/feminine, or natural/artificial, to expose one
aspect of the binary as privileged and the other as suppressed. The discussion of
deconstructionist criticism below will focus on the light/dark binary.
Jacques Derrida is the originator of deconstruction. As M.H. Abrams points out in A Glossary
of Literary Terms, however, Derrida did not intend for deconstruction to serve as a method for
writing literary criticism. Rather, Derrida viewed deconstruction as a technique for exposing
and subverting many assumptions of Western thought in a variety of texts (59). Additionally,
Paul de Man, Barbara Johnson, and J.H. Miller have all been instrumental in the development
of deconstructive readings of literary texts.
Deconstruction is a type of theory that arose from post-structuralism, which asserts that since
systems are always changing, it is impossible to describe a complete system, such as one that
insists on the association of darkness with evil and vice versa. As such, post-structuralists also
view subjects—subjects such as readers—as caught up in the forces that produce the very
structures they study as objects of knowledge. Discovering Truth with a capital T is, therefore,
an impossible task to carry out with deconstructive criticism.
For example, a deconstructionist critic would ask how and why more importance is placed on
light versus dark in a text, thereby questioning the truth of these associations within—and
even outside of—the literary text. For example, if a reader can see how a literary text
intentionally correlates light with goodness and darkness with evil, a reader might begin to
question the truth of these correlations. Similarly, a deconstructionist critic would point out
how the construction of these contrasting forces undermine their stability.
Consider Joyce Carol Oates’s short story “Where Are you Going, Where Have You Been?”
After initially reading the story, many readers associate darkness with the dangerous
character, Arnold, and light with the innocent victim, Connie. And yet some astute readers
have noticed the pale (light) skin that surrounds Arnold’s dark eyes. If Arnold represents evil,
why are his dark eyes surrounded with pale light? Additionally, Connie attempts to get a tan
in the natural sunlight, while Arnold puts on makeup to make himself appear tan. A
meaningful difference between light and dark in the text is undermined by Arnold’s ability to
simply paint on the type of tan that Connie strives to acquire. How can light represent
goodness if a bad person can simply make himself appear light—or tan—like Connie is? The
deconstructionist critic recognizes how the text plays around with the assumptions readers
make based on the connotations of the words and the images they create, enhancing the
tension in the story, and undermining the possibility of the text creating only one meaning.
For example, Connie lives in a suburb where everyone notices that Arnold doesn’t fit in, but
no one confronts him. Connie’s friends and neighbors silently consent to Arnold’s presence,
leading to his eventual abduction of Connie. Oates’s story invites us to consider that her story
can be interpreted in multiple ways.
Questions to Ask:
Online Example:
References
Abrams, M.H. A Glossary of Literary Terms. 8th ed. Boston: Thomson Higher Education,
2005. Print.
Bohannan, Laura. “Shakespeare in the Bush.” Natural History. Natural History, Aug.-
Sept. 1966. Web. 9 Dec. 2014.
Bressler, Charles. Literary Criticism: An Introduction to Theory and Practice. 4th ed. Upper
Saddle River: Pearson, 2007. Print.
“colonialism, n.” OED Online. Oxford University Press, December 2014. Web. 10 December
2014.
Coleridge, Samuel. “The Rime of the Ancient Mariner.” Lyrical Ballads. Eds. R.L Brett
and A.R. Jones. 2nd ed. London: Routledge, 1991. Print.
Culler, Jonathan. Literary Theory: A Very Short Introduction. Oxford: Oxford UP, 1997.
Print.
Fish, Stanley. Is There a Text in this Class? The Authority of Interpretive Communities.
Cambridge, MA: Harvard UP, 1980. Print.
Greenblatt, Stephen. Introduction. The Power of Forms in the English Renaissance. Ed.
Stephen Greenblatt. Norman: Pilgrim Books, 1982. 3-6. Print.
Macey, David. The Penguin Dictionary of Critical Theory. New York: Penguin, 2000. Print.
Pride and Prejudice: With Reader’s Guide. New York: Amsco School Publications, 1989.
Print.
Springhall, John. Decolonization Since 1945: The Collapse of European Overseas Empires.
New York: Palgrave, 2001. Print.
Woolf, Virginia. A Room of One’s Own. New York: Harcourt, Brace and Company, 1929.
Print
For example, critics who study the poetry or drama of Amiri Baraka may concentrate on his
life growing up as an African American or being involved in the Black Arts Movement in the
United States. In Baraka’s play Dutchman, a racist female, Lula, confronts the protagonist,
Clay. She initially seduces him but then insults and kills him. From a biographical
perspective, the play may represent Baraka’s encounter with racism during the Civil Rights
Movement in the United States, since some Americans opposed the individual rights and
freedoms of black Americans. From this perspective, Clay allegorically represents African
Americans, and Lula depicts white, racist Americans who possess a history of manipulating,
abusing, and enacting violence against black Americans.
Questions to Ask:
What verifiable aspects of the author’s biography show up in his or her work?
Do places where the author grew up appear in his or her work?
How does the author weave aspects of his or her familial life into the world of the
literary text? Does the author address relationships with parents, siblings, or
significant others? If so, how do these relationships create meaning in the text?
What distinguishes the author from his or her persona in the text? Is there a
distinction? How can you tell?
Online Example:
The Ideal Source for a Tory Message: Thomas Otway’s Venice Preserv’d, Motivation in
Cisneros’s “Never Marry a Mexican” A Historical-Biographical Critical Approach by Skylar
Hamilton Burris
1. List the aspects of a literary text and its author that you can use in a biographical
approach to a text.
2. Explain the difference between an author and his or her persona.
3. Read “The Caged Bird” and at least two webtexts that offer biographies of Maya
Angelou. Consider this webtextto get you started. Write a one-paragraph interpretation
about how her biography may have influenced “The Caged Bird.”
4. Using the information in the paragraph you wrote to answer the question above,
compare and contrast how the influence of Angelou’s life history is evoked in a.) the
first and fourth stanzas and b.) the second, third, fifth, and sixth stanzas.
5. Who is the caged bird that “sings for freedom?” Is it Angelou, the speaker of the
poem, or both? Support your argument with evidence from the poem and biographical
information about Angelou.
Reader-Response Criticism
Key Terms Definitions
a text that remains incomplete because it has not been interpreted by a
Incomplete Text
reader
Opinion a view or judgment not necessarily based on facts
Interpretive a term coined by Stanley Fish for describing a group of informed readers
Community who share similar assumptions about language and literary conventions
The origins of reader-oriented criticism can be located in the United States with Louise
Rosenblatt’s development of theories in the 1930s (Literature as Exploration). Rosenblatt
further developed her theories in the late seventies (The Reader, the Text, the Poem).
American critic Stanley Fish has also significantly influenced reader-response theory. Fish
conceived of “interpretive communities” that employ interpretive strategies to produce
properties and meanings of literary texts (14-15).
Aldous Huxley’s Brave New World, a novel that critiques the dangers of a fictional utopian
society, incorporates an intriguing exploration of reader-response criticism into its plot. John
and Mustapha Mond both read texts written by Shakespeare, but they report very different
responses to Shakespeare’s plays. For John, a noble savage born on a reservation in New
Mexico, plays by Shakespeare represent a useful way to learn about the finest aspects of
humanity and human values. In contrast, Mustapha Mond views literary works written by
Shakespeare as useless high art. Mustapha Mond’s position as the Resident Controller for
Western Europe influences his perspective as a reader as much as John’s encounter with
Shakespeare on a Reservation in New Mexico does. Recognizing how John’s and Mustapha
Mond’s experiences differ in the novel helps readers understand why these characters respond
to Shakespeare in dissimilar ways.
Questions to Ask:
Online Example:
1. List and define two to three of the key terms you would consider to approach a text
from a reader-response approach.
2. Explain why a text that has not been interpreted by a reader is an “incomplete text.”
3. Using the Folger Digital Texts from the Folger Shakespeare Library, interpret the
soliloquy in act three, scene one, lines 64-98 of Hamlet from a reader-response
approach. Consider the following questions as you construct your response: what
previous experiences do you have with the drama or poetry of William Shakespeare,
and how have those experiences shaped the way you currently approach his work? If
you read this soliloquy in the past, has your view of it changed? Why?
4. Differentiate between your general opinion of Hamlet’s soliloquy (your like or dislike
of it) and your interpretation of it.
5. In your view, what does Hamlet mean when he says, “To be or not to be—that is the
question” (3.1.64)? Defend your interpretation.
Psychological Criticism
Key Terms Definitions
the aspect of the mind of which one is aware and can discuss and analyze
Conscious Mind rationally (Freud associates this aspect of the mind with the ego, or the
captain of the ship)
Unconscious the domain of the mind that often remains hidden, containing desires,
Key Terms Definitions
motivations, and emotions; this aspect of the mind may also store repressed
memories
an object, idea, or action that stands for something else; symbols are
Symbols recognized as the language of dreams, suggesting a relationship between
the everyday world and the world of dreams
The Collective in Jungian psychology, an aspect of the mind shared by all humanity that
Unconscious contains imprints of our ancestral experiences
Sigmund Freud and Jacques Lacan are two key figures who have oriented literary studies
toward questions of psychological processes. The works of Carl Jung and Abraham Maslow
have also been used in psychoanalytic criticism. Each of these theorists explored how the
conscious mind interacts with the unconscious mind.
Freud
As such, Freud is very popular for his theory of the Oedipus Complex, a theory he developed
after studying Sophocles’s Oedipus Rex and pondering what unconscious desires and motives
affected Oedipus. Freud’s concept of the Oedipus Complex attempts to explain a child’s
sexual attraction toward the parent of the opposite sex and jealousy of the parent of the same
sex. In the play Oedipus Rex, the protagonist Oedipus unknowingly kills his father Laius and
marries his mother Jocasta. For Freud, all human behavior is sexually motivated and can
usually be traced to early childhood experiences. Thus, from Freud’s perspective, Oedipus
unconsciously desired a sexual relationship with his mother. After Oedipus fully discovers
what he has done—that he has married his mother and killed his father—he intentionally
blinds himself. Freud used a story from literature to develop a universal psychological theory,
and students who aim to apply Freud’s theories to understand literature can examine a
character’s relationship to his or her parent of the opposite sex, assuming that sexual tension
motivates almost all human—and literary—actions. For example, many students and critics
also view the tension between Hamlet and his mother as a type of unconscious sexual conflict,
especially since Hamlet’s mother marries another man so quickly after she becomes a widow.
Online Example
Jung
Carl Gustav Jung disagreed with Freud’s emphasis on sexuality. Jung proposed that in
addition to sexual imagery, mythological images also appear in dreams. He conceived of the
personal conscious, the personal unconscious, and the collective unconscious. For Jung, the
unconscious is a common aspect of all human experience. As Bressler notes, Jung asserted
that the collective unconscious stores knowledge and experience of the whole human species
(150). The collective unconscious accounts for why people respond to stories and myths the
same way—because everyone remembers humanity’s past (150). These archetypes are
patterns or images related to the human experience (e.g., birth, death, rebirth, and
motherhood).
Archetypes act as seeds that determine the development of a human, like an acorn fixes the
growth of an oak tree. The goal of archetypes is potentiality; they represent possible narrative
accounts of a person’s life. Readers recognize archetypes in literature through recurring plot
patterns, images, and character types. Since these archetypes often remain at rest in the
unconscious, the piecing together of conscious and unconscious aspects of the psyche can,
therefore, lead to “individuation.”
Consider Shirley Jackson’s short story “The Lottery.” The story presents a narrative pattern of
sacrifice, and the characters all play a role in carrying out the ritual sacrifice. Many students
and critics view “The Lottery” as a harsh critique of tradition. Students also note the story’s
use of flat, stock characters, but the characters also mirror archetypal figures and patterns.
Jackson’s story evokes the narrative pattern of a social group carrying out a sacrifice so that
the seasons can continue. Viewed from this perspective, the characters unconsciously act out
historic events that are common experiences of humans, rather than consciously engage in
sadistic activities. Consequently, the children of the town also participate in stoning Tessie,
the unlucky sacrificial victim. Ironically, Old Man Warner, an unpopular character who
staunchly upholds the tradition of the ritual sacrifice, can be viewed as the archetypal wise old
man who understands that customs and traditions, especially those rituals which people
associate with necessary sacrifice, rarely change, and that perhaps they should not be altered.
Thus, Jackson integrates recognizable patterns and character types into “The Lottery” to invite
readers to analyze historic and current traditions that may otherwise be taken for granted,
encouraging readers to recognize their own unconscious motivations or patterns.
Online Example:
Questions to Ask:
What motivates the speaker or protagonist? Does the speaker or protagonist appear to
be consciously or unconsciously motivated?
How do desires and wishes manifest in the text? Do they remain largely fulfilled or
unfilled? How does their fulfillment, or lack thereof, affect the character’s
development?
Does the text chart the emotional development of a character? How?
What archetypal narrative patterns do you observe in the text? Are there archetypal
characters in the text? What purpose do these narrative patterns or characters serve?
Do principle characters resolve their psychological conflicts? Do they successfully
recognize their unconscious complexes, desires, sense of lack, or previously
unrecognized or unintegrated aspects of their personality?
How do the characters in the text evoke archetypal figures such as the Great or
Nurturing Mother, the Wounded Child, the Whore, the Crone, the Lover, or the
Destroying Angel)?
Student Sample Paper: Sarah David’s “A Lacanian Analysis of Nathaniel Hawthorne’s ‘The
Birthmark’”
1. List and define the following terms in your own words: conscious mind, unconscious,
symbols, and the collective unconscious.
2. Explain the relationship between the unconscious and conscious mind.
3. Read “Diving into the Wreck” by Adrienne Rich. You might also listen to Rich read
the poem:
Interpret the speaker’s motivations. Are the speaker’s motivations conscious, unconscious, or
both? How do you know?
4. Compare and contrast Rich’s poem from a Freudian and a Jungian perspective. From a
Freudian approach, what sexual imagery pervades the poem? What are the speaker’s
motivations, desires, or wishes? Do we see the id operating in this poem? Do the ego or
superego prevail? Considering a Jungian perspective, what mythological images appear in this
dream-like poem? How is the collective unconscious represented in the poem? Does the
speaker seek individuation?
5. Is the “wreck” in this poem a metaphor or something real? Select particular words, phrases,
lines, images, or other literary devices to use as evidence to support your view.
References
Abrams, M.H. A Glossary of Literary Terms. 8th ed. Boston: Thomson Higher Education,
2005. Print.
Bohannan, Laura. “Shakespeare in the Bush.” Natural History. Natural History, Aug.-
Sept. 1966. Web. 9 Dec. 2014.
Bressler, Charles. Literary Criticism: An Introduction to Theory and Practice. 4th ed.
Upper Saddle River: Pearson, 2007. Print.
“colonialism, n.” OED Online. Oxford University Press, December 2014. Web. 10
December 2014.
Coleridge, Samuel. “The Rime of the Ancient Mariner.” Lyrical Ballads. Eds. R.L Brett
and A.R. Jones. 2nd ed. London: Routledge, 1991. Print.
Culler, Jonathan. Literary Theory: A Very Short Introduction. Oxford: Oxford UP, 1997.
Print.
Greenblatt, Stephen. Introduction. The Power of Forms in the English Renaissance. Ed.
Stephen Greenblatt. Norman: Pilgrim Books, 1982. 3-6. Print.
Macey, David. The Penguin Dictionary of Critical Theory. New York: Penguin, 2000. Print.
Pride and Prejudice: With Reader’s Guide. New York: Amsco School Publications, 1989.
Print.
Springhall, John. Decolonization Since 1945: The Collapse of European Overseas Empires.
New York: Palgrave, 2001. Print.
Woolf, Virginia. A Room of One’s Own. New York: Harcourt, Brace and Company, 1929.
Print
Feminist criticism, or gender studies, focuses on the role of women (or gender) in a literary
text. According to Bressler, “central to the diverse aims and methods of feminist criticism is
its focus on patriarchy, the rule of society and culture by men” (168). Feminist criticism is
useful for analyzing how gender itself is socially constructed for both men and women.
Gender studies also considers how literature upholds or challenges those constructions,
offering a unique way to approach literature.
Feminist theory can be traced to the theories of Simone de Beauvoir in The Second
Sex (1929). In 1919, however, Virginia Woolf formed the foundation of feminist criticism in
her seminal work, A Room of One’s Own. In this text, Woolf hypothesizes that Shakespeare
had a sister called Judith, but that even if Judith had actually existed, Judith’s gender would
have prevented her from having a room of her own in which to write. As a result,
Shakespeare’s sister would not have gone to school (81), might have entered a miserable
marriage, and would have either committed suicide or died a lonely death (82-4). If women
write what they think, however, Shakespeare’s sister will be born (199). Consequently,
according to feminist criticism, patriarchy, in its masculine-focused structure, socially dictates
the norms for both men and women.
For example, in Jane Austen’s Pride and Prejudice, Austen represents gender in characters’
attitudes towards marriage. Elizabeth Bennet, the protagonist, initially scorns marriage,
rhetorically asking, “What are men to rocks and mountains?” (119). After falling in love with
Mr. Darcy, Elizabeth’s perspective of men and marriage changes. She then happily accepts
Mr. Darcy’s proposal. In contrast, Mrs. Bennet steadfastly views a good marriage as the
highest achievement for a woman. Mrs. Bennet cites the marriage of one of her five daughters
as “the first object of her wishes since Jane [the eldest Bennet daughter] was sixteen”
(237). Pride and Prejudice celebrates and subverts marriage as a societal expectation that if
not fulfilled can render a man or woman as a socially inferior individual. The novel can be
viewed as a subversive novel that challenges patriarchal power.
Questions to Ask:
Online Examples:
Harry Potter through the Focus of Feminist Literary Theory: Examples of (Un) Founded
Criticism by Krunoslav Mikulan
Discussion Questions and Activities: FEMINIST/GENDER STUDIES
New Historicism, or Cultural Materialism, considers a literary work within the context of the
author’s historical milieu. A key premise of New Historicism is that art and literature are
integrated into the material practices of culture; consequently, literary and non-literary texts
circulate together in society. New Historicism may focus on the life of the author; the social,
economic, and political circumstances (and non-literary works) of that era; as well as the
cultural events of the author’s historical milieu. The cultural events with which a work
correlates may be big (social and cultural) or small.
Many New Historicist critics have studied Shakespeare’s The Tempest alongside The
Bermuda Pamphlets and various travel narratives from the early modern era, speculating
about how England’s colonial expeditions in the New World may have influenced
Shakespeare’s decision to set The Tempest on an island near Bermuda. Some critics also
situate The Tempest during the period of time during in which King James I ruled England
and advocated the absolute authority of Kings in both political and spiritual matters. Since
Prospero maintains complete authority on the island on which The Tempest is set, some New
Historicist critics find a parallel between King James I and Prospero in The Tempest.
Additionally, Daniel Defoe’s Robinson Crusoe can be interpreted in light of the true story of a
shipwrecked man named Alexander Selkirk. Analyzing a text alongside its historical milieu
and relevant documents can demonstrate how a text addresses the social or political concerns
of its time period.
Questions to Ask:
Does the text address the political or social concerns of its time period? If so, what
issues does the text examine?
What historical events or controversies does the text overtly address or allude to? Does
the text comment on those events?
What political figures does the text allude to or criticize? Does the text overtly or
subversively critique these figures?
What types of historical documents (e.g., wills, laws, religious tracts, narratives, art,
etc.) might illuminate the meaning and the purpose of the literary text?
How does the text relate to other literary texts from the same time period?
Online Example:
1. Identify and define key words that you would consider when approaching a text from
a new historical/cultural materialist position.
2. Discuss the significance of the fact that art and literature are integrated into the
material practices of culture.
3. Employ a New Historicist approach to demonstrate how a specific literary text
addresses a social topic of its historical milieu.
4. Using the Folger Digital Texts from the Folger Shakespeare Library, examine act one,
scene two, lines 385-450 of The Tempest. What political concerns, social
controversies, or historical events of this time period do you think The Tempest treats?
5. What research would you conduct to argue whether or not The Tempest addresses
either slavery or colonialism? Support your viewpoint with a few examples of sources
that you would explore and include in a research paper about the topic.
Marxist Criticism
Key Terms Definitions
Class a classification or grouping typically based on income and education
a condition Karl Heinrich Marx ascribed to individuals in a capitalist economy
Alienation
who lack a sense of identification with their labor and products
the means (e.g., tools, machines, factories, natural resources) and relations
Base (e.g., Proletariat, Bourgeoisie) or production that shape and are shaped by the
superstructure (the dominant aspect in society)
the social institutions such as systems of law, morality, education, and their
Superstructure
related ideologies, that shape and are shaped by the base
Marxist criticism places a literary work within the context of class and assumptions about
class. A premise of Marxist criticism is that literature can be viewed as ideological, and that it
can be analyzed in terms of a Base/Superstructure model. Karl Heinrich Marx argues that the
economic means of production within society account for the base. A base determines its
superstructure. Human institutions and ideologies—including those relevant to a patriarchy—
that produce art and literary texts comprise the superstructure. Marxist criticism thus
emphasizes class, socioeconomic status, power relations among various segments of society,
and the representation of those segments. Marxist literary criticism is valuable because it
enables readers to see the role that class plays in the plot of a text.
Bressler notes that “Marxist theory has its roots in the nineteenth-century writings of Karl
Heinrich Marx, though his ideas did not fully develop until the twentieth century” (183). Key
figures in Marxist theory include Bertolt Brecht, Georg Lukács, and Louis Althusser.
Although these figures have shaped the concepts and path of Marxist theory, Marxist literary
criticism did not specifically develop from Marxism itself. One who approaches a literary text
from a Marxist perspective may not necessarily support Marxist ideology.
For example, a Marxist approach to Langston Hughes’s poem “Advertisement for the
Waldorf-Astoria” might examine how the socioeconomic status of the speaker and other
citizens of New York City affect the speaker’s perspective. The Waldorf Astoria opened
during the midst of the Great Depression. Thus, the poem’s speaker uses sarcasm to declare,
“Fine living . . . a la carte? / Come to the Waldorf-Astoria! / LISTEN HUNGRY ONES! /
Look! See what Vanity Fair says about the / new Waldorf-Astoria” (lines 1-5). The speaker
further expresses how class contributes to the conflict described in the poem by contrasting
the targeted audience of the hotel with the citizens of its surrounding area: “So when you’ve
no place else to go, homeless and hungry / ones, choose the Waldorf as a background for your
rags” (lines 15-16). Hughes’s poem invites readers to consider how class restricts particular
segments of society.
Questions to Ask:
Online Examples:
The Working Class Beats: a Marxist analysis of Beat Writing and Culture from the Fifties to
the Seventies by Paul Whiston, Sheffield University, United Kingdom
Ethical Criticism
Key Terms Definitions
Ethics the branch of philosophy that deals with morality and moral principles
Metaethics a branch of ethics that studies the nature of morality itself
Normative
a branch of ethics that studies ethical conventions and principles
Ethics
a branch of ethics that examines private or public moral issues that entail
Applied Ethics
matters of moral judgment
Theorists who lived as early as Plato and Aristotle were broadly concerned with ethics and
literature. Hence, Plato banned poets from his Republic. Similarly, during the Renaissance in
England, an anti-theatrical movement swept the country. Leaders of this movement feared
that spectators might imitate the immoral actions they viewed on the stage. Derek Attridge,
who has lectured and published on ethical debates in literary studies, has emerged as a
contemporary theorist of the ethics of reading. Attridge proposes that literature provides a
vehicle in which readers can explore ethical issues in literature.
Ethical criticism focuses on issues related to morality or ethics within a literary text. This
school recognizes that literature can reflect or generate ethical principles or questions. Since
ethics can be divided into metaethics (the nature of ethics), normative ethics (ethical
principles), and applied ethics (ethical principles applied to specific circumstances), ethical
literary criticism may be approached in a manner that is similar to the field of ethics itself.
For example, a metaethical reading of a sacred or religious text might concentrate on how the
text presents good and evil as polarized, abstract, real entities that empirically exist. In
contrast, in Woody Allen’s film Crimes and Misdemeanors, the protagonist Judah has his
lover Dolores killed after she threatens to reveal their affair to his wife. After experiencing
intense regret, he works through his guilt and begins to enjoy his life again. The film presents
morality and ethics as creations of the mind that are not empirical truths. To consider
normative ethics, one can approach John Milton’s Paradise Lost and analyze the principles it
upholds, such as obedience to a monotheistic deity, submission to a spouse, or even
commitment to environmental stewardship. Literature is also rife with opportunities to
examine literary characters and their circumstances as “case studies” in applied ethics. For
example, Anton Chekhov’s short story “The Lady with the Pet Dog” narrates an affair
between a married man (Dmitri Gurov) and woman (Anna Sergeyevna). Since both Dmitri
and Anna are affected by their unhappy marriages, Chekhov invites the reader to conduct a
case study in sexual ethics by examining the affair between them.
Questions to Ask:
Does the text present concepts such as good, bad, evil, moral, or immoral? If so, how
are these concepts presented—as empirical truths, as rationalized mental phenomena,
or as something else? Does the text explore shades of gray?
What ethical principles does the text present, challenge, question, probe, confirm, or
deny?
What are the sources of ethical principles in the text? Are the sources intrinsic (e.g.,
from beliefs and values) or extrinsic (e.g., from family, social customs, or religious
institutions)?
Does the text espouse a set or system of values?
What characters provide opportunities to conduct case studies? Does the text offer
verdicts for its cases?
Online Example:
The Conflict Between Aestheticism and Morality in Oscar Wilde’s The Picture of Dorian
Gray by Patrick Duggan
Post-Colonial Criticism
Key Terms Definitions
the process of acquiring political control of a country, affecting the
Colonialism
economics, language, and culture of the colonized country
Post-Colonial an area of study that focuses on the history of colonialism and its effects on
Studies colonized peoples and their culture, art, and literature
the dismantling of colonialism and, sometimes, of colonial structures in
Decolonization
countries previously colonized by European countries
Bill Ashcroft, Gareth Griffiths, and Helen Tiffin, authors of The Empire Writes Back (1989),
are three key figures who significantly oriented literary studies towards Post-colonial studies.
Post-colonial theorists and literary authors also engaged these same issues in their theoretical
and literary works in the 1950s and 1960s, however, especially as countries around the world
gained independence from colonial powers. Gender, economics, race, and ideology are all
subjects for consideration in post-colonial studies, so post-colonial criticism overlaps with
some of the other critical schools of thought.
For example, some post-colonial literary critics argue that the central conflict of Wole
Soyinka’s play Death and the King’s Horseman revolves around the interference of the
British colonial officers in the ritual suicide of the King’s Horseman (Elesin). According to
the Yoruba tradition, Elesin’s duty was to follow the King into the afterlife in order to ensure
the King’s safe passage.
Soyinka based this play on a historical incident that took place in Nigeria during British
colonial rule. Although the Yoruba custom dictated that Elesin commit suicide after the
King’s death, the British deemed the tradition a barbaric one. In the play, Elesin tarries in the
marketplace, leading women of his tribe to accuse him of not fulfilling his duties as a man of
the tribe. Elesin’s delay also enables the British colonial officers to arrest him in order to
prevent him from carrying out the ritual suicide. The gendered colonial conflict affects the
play’s meaning because it illustrates the refusal of male British authorities to respect
traditional customs in Nigeria. The conflict takes on a tragic dimension when Elesin’s son,
Olunde, who had been studying abroad in England, returns to Nigeria to take the place of his
father and restore order. The play does not celebrate Olunde’s sacrifice, however, since
performing the ritual suicide was not Olunde’s duty. The play also concludes by dramatizing
Elesin’s suicide, which presumably resulted from his grief. Soyinka’s play invites readers to
analyze how colonialism operates as an antagonistic force in the play.
Questions to Ask:
Where and when is the work set—in a colony, a former colony, or a country that has
gained its independence from Great Britain Spain, France, or another political power?
How does the text depict relations between the colonizer and the colonized?
What principles of colonialism operate in the text? Do colonial powers usurp land,
exploit the economy or environment, or enslave the indigenous population?
How do the colonial conflicts and politics of the text affect its meaning?
Online Example:
“Otherness and its pound of flesh: Body politics in the film “Dirty Pretty Things“. By Melisa
Cavcic.
References:
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2005. Print.
Bohannan, Laura. “Shakespeare in the Bush.” Natural History. Natural History, Aug.-Sept.
1966. Web. 9 Dec. 2014.
Bressler, Charles. Literary Criticism: An Introduction to Theory and Practice. 4th ed. Upper
Saddle River: Pearson, 2007. Print.
“colonialism, n.” OED Online. Oxford University Press, December 2014. Web. 10 December
2014.
Coleridge, Samuel. “The Rime of the Ancient Mariner.” Lyrical Ballads. Eds. R.L Brett and
A.R. Jones. 2nd ed. London: Routledge, 1991. Print.
Culler, Jonathan. Literary Theory: A Very Short Introduction. Oxford: Oxford UP, 1997.
Print.
Fish, Stanley. Is There a Text in this Class? The Authority of Interpretive Communities.
Cambridge, MA: Harvard UP, 1980. Print.
Greenblatt, Stephen. Introduction. The Power of Forms in the English Renaissance. Ed.
Stephen Greenblatt. Norman: Pilgrim Books, 1982. 3-6. Print.
Macey, David. The Penguin Dictionary of Critical Theory. New York: Penguin, 2000. Print.
Pride and Prejudice: With Reader’s Guide. New York: Amsco School Publications, 1989.
Print.
Springhall, John. Decolonization Since 1945: The Collapse of European Overseas Empires.
New York: Palgrave, 2001. Print.
Woolf, Virginia. A Room of One’s Own. New York: Harcourt, Brace and Company, 1929.
Print.