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Volume 68, number 2.

3 CHEMICAL PHYSICS LETTERS 15 December 1979

EXCITED STATE PROTON-TRANSFER SPECTROSCOPY


OF 3-HYDROXYFLAVONE AND QUERCETIN *

Pradeep K. SJZNGUPTA and Michael KASHA


Department of Chemistry a& Institute of Molecub BiopIt>sics. Flonila State Uniwrsitv,
Talhhmee, FIonda 32306, USA

Rcceited 4 September 1979

The yellow-green luminescence of 3-hydroKyfkwone zmd quercerin ztrroom tempemture in solution arises from a
tautomcr of the mol=cuies produced by excited state proton-tmnsfcr zwzross
;1barrier in the double-minimum hydrogen-
bonding potenti& At 77 K in 2-methylbutane rigid mat& 3.normal W-violet fluorescence is observed in correspondence
with the W absorption Ewzitition spectra and deutemtion effects confum the mechanism.

The molecules 3-hydroxyflavone and quercetin ex-


hibit a brilliant yellow to yel!ow-green apparent fluo-
rescence in fhrid soiutions at rocm temperature, yet
have their fii singIet--singIet absorption band peak
at about 350 nm, \Ve have discovered that the yellow
region Iuminescence in these molecules is from a
tautomer of the parent molecule, produced by ex- quercetii 3-hydroxyflovone
cited state proton transfer across a barrier in the dou-
ble-minimum hydrogen-bonding potential_
Our curiosity was aroused by the standard diagnos- study is 3-hydroxyflavone, as the skeletal precursor
tic test for the plant fkwone quercetin in thin-layer- of the flavonols-
chromatography. We have been employing Eastman The W absorption spectrum for this molecule is
Kodak TLC plates of cellulose in a project of flavone given in fig_ I, and shows a characteristic vibrationai en-
separation and identification of flower petal methanol velope profile with a first peak at 352 nm, with the on-
extracts from hybrids of genus fZemerocallis. The ob- set of singlet-singlet absorptionat 370 nm. (In querce-
servation of yelIow to yellow-green Iuminescence tin the absorption peak is at 380 n-with onset at 420
spots is taken as the preliminary diagnosis for the nm_) The room temperature luminescence spectrum
flavonols, e-g_, kaempferoi, quercetin, myricetin- This of 3-hydroxyflavone is given in fig_ 2b with a peak at
yellow luminescence could not be the normal singlet- 520 nm in the green region. Following the observa-
singIet fluorescence of thz corresponding initial mole- rions of Song et al_ [I] on the unusual viscosity de-
c&s, since these are W absorbers and should have pcndence of anthocyanidin pigments, we sought the
their normal fluorescence in the near W or the violet anaIogous behavior in 3-hydroxyflavone. \Ve pictured
region_ (fig- 3) the imernally hydrogen-bonded compiex of 3-
The molecule we chose for a detaiIed spectroscopic hydroxyffavone as the initial moIecular species, which
could then tautomerize in the excited state, possibly
going over to the benzopyrylium eiectromer of the
* This work w supported by s contact between the Division
of Biomedi& snd Enviromnenti Resezuch, Depment of tautomer- This could account for the large spectral
Energy, U.S., and the Rori& Smte University_ shift, as the green to yellow luminescence approaches

382
Volume 68, number 2,3 CHEMICAL PHYSICS LETTERS 15 December 1979

300 -350 4
Fig. 2. Luminescence spectrum of 3-hydroxyflavone, 2.0 X
‘hWELENGTti. nm
10m5 hl in Zmethylbutane solution_ (a) Violet fluorescence
Fis 1. Uitmviolet absorption spectrum of Shydro*yflavone of normal molecule at 77 K in rigid glass matri.. 1%) Green
in 7-methylbutane solution (1 cm cell) at room temperature fluorescence of tautomer ar room temperature (297 K).
(297 fi). (Cat-y 15 spectrophotometer.) (Varian SF 330 spectrofluorimeterr) (The hump at 170 nm in
a is probably the phosphorescence of the normal molecule

H
161-i

+OH OH

3- hydroxyflavone 3 - hydroxyf Iavone pyry Iium structure


fautomer for 3-hydroxyflovone
tautomar

NORMAL TAUTOMER
6 TWIST

Fig 3. Excited state proton transfer model for 3-hydroxyflavone (icreasin, 0 tautomerization barrier heights 1,2,3 corresponding
to increasing viscosities [ 2])_ -
383
Vohame 65. number 2-3 CHEMICAL PHYSICS LElTERS 15 December 1979

the spectral region of the anthocyanidins which have


the benzopyrylium electronic structure_
We perceived that the viscous-barrier spectrosmpic-
cage model of Dellinger and Kasha [2] could apply,
and that at increasing viscosities the barrier height (1,
2-3 of fig_ 3) for tautomerization is increased_ Song
et al_ [I] pictured the origin of the viscosity barrier
to be the torsional motion of the phenyl group about
its junction axis to the main heteroatom ring system-
Accepting this phenyI torsion as being suftkient cause
for a viscosity dependence, we picture that in the sin-
glet excited state the phenyl ring must become co-
phtnar with the -y-pyrone ring of 3hydroxyflavone in
order that the fuii b&city of the carbons1 oxygen
can develop, thereby permitting the proton transfer-
If, however, torsion of the phenyl ring is prevented so
that the out-of-plane conformation is frozen in before
excitation, then the tautomerization should be inhib- Fig. 4. Deutemtion effects on luminescencespectraof 3-
ited_ We then did observe that in Zmethykutane gbiss hydroxyflavone, 2 X IO-’ bl at room temperature (397 I().
at 7-7 K the normal (violet-blue) fluorescence of 3- (a) Methanol solvent, sI10whu~rautomerization competition
hydroxyflavone could be obtained (fig- 2a), corre- xiith external H-bonding_ (b) Methanol-D sohent. showing
tunneIing barrier to tautomerization in competition with ex-
sponding exactly to the absorption spectrum (fig- 1)
ternal D-bondins (Baird Atomic SFR-LOO spectrofluorimeter.)
in the normal vibration envelope inversion relation-
ship_ A very smaII residual green tautomer emission
could still be seen, as well as evidence of phosphores- emission of 3-hydroxyffavone in methanol and meth-
cence peaks at 475 nm_ Thus, shift from the normal anol-D as solvents at room temperature_ The hydroxy
fluorescence to proton-transfer tauto_mer fluorescence group is expected to be fully deuterated. In these hy-
is found to be extraordinarily viscosity dependent- drogen-bonding soIvents two emissions are ahvays ob-
Froiov et al. [3] presented some related preliminary served, in agreement with the report of Frolov et al.
observations on the luminescence behavior of 3- The interpretation now is more complex. Firstly, we
hydroxyflavone and related mole&es at 77 K in see that external hydrogen-bonding to the solvent
ethano1 glass_ They observed two Iuminescences of (fig. 4a) can prevenr tautometization; this point was
equivalent intensity for 3-hydroxyflavone in ethanol missed by Frolov et al., and their ad hoc intemal-
glass and believed them to be emissions from the in- external H-bond assumption provides no explanation
ternally and externally hydrogen-bonded sohtte. of the large spectral shift_ Secondly, we see that deu-
To further characterize the tautomerization we territionaIso inhiiits the excited state proton transfer
studied the excitation spectra for the two Iumines- as expected Fora turaeling process (fig. 4b). We are
cence spectral regions of 3-hydroxyflavone and deu- continuing these studies and are endeavoring to sepa-
teration effects on the luminescence_ The excitation rate the effects described by studying 3deuteroxy-
spectrum for the green region luminescence and the flavone in hydrocarbon solvent.
violet region hrminescence, both for hydrocarbon The case of excited state proton-transfer in 3-
@ass solution at 77 K (fig. 2a), were found to be iden- hydroxyflavone is in striking analogy to the similar
tieai,indicating that they arise from the same primary phenomenon in 7-azaindole [4,5] dimer and the etha-
molecular species_ In EPA glass and 2-methylbutane nol sohfate of %azaindole_ In 7-azaindoIe the cbge
glass, well-resoIved excitation spectra are observed from a violet fluorescence of the normal molecule to
corresponding exactly with the 3-hydroxyflavone ab- a green fluorescence of the tautomerized molecule was
sorption curve. Deuteration effects have also proved interpreted [4] in terms of an analogous double-
to be strongly evidenced_ Fig. 4 compares the relative minimum potential model- in the latter case, however,.

384
VoIume 68, number 2,3 CHEMICAL PHYSICS LETTERS 15 December 1979

the viscosity effect was observed on the barrier height, [2] B. DeUinger and hI. Kasha, Chem. Phys. Letters 36
but no internal motion was diagnosed which could (1975) 410; 38 (1976) 9.
[3] Yu.L. FroIov, YuM. Sapozhnikov, S.S. Barer, N.N.
offer an origin for such a variation of the tautomeriza-
Pagodaeva and N_k Tyukavkina, Izv. Akad. Nauk USSR
tion barrier_ In the present case of 3-hydroxyflavone Ser. Khirn. 10 (1974) 2364.
the very great sensitivity to viscosity of excited state [4] CA Taylor, MI. Ashraf El-Bayoumi and hi. Kasha, Proc,
proton-transfer suggests the possibility of a presszlre Natl. Acad. Sci US 63 (1969) 253.
modulation of the violet to green luminescence con- [S] M. Ashwf El-Bayoumi, J. Phyr Chem. 80 (1976) 2259.
version. [61 V.P. GeorgieM5i and AL Rybachenko, Zh. Pni
Spektroskopiya 22 (1975) 761

References

[ 1] P.-S_ Song, T.A. Moore and hi. Sun. in: The chemistry of
plant pigments, advances in food research, SuppL 3, ed.
CO_ Chicbester (Academic Press, XeewYork. 1972) pp_
33-74 (ccf,p. 68).

385

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