CERT
CERT
Manual
7TP-SD-100/2.0
Standard – Applicable to Infrastructure and Services
Divisional Management System
Status: Approved
Version: 2.0
Document History
Version Date of approval Doc. control no. Summary of change
1.0 3 Nov 2016 1380388_7 Rebranded to I&S. Previously a standard
2.0 20 November 2017 1380388_10 Document is updated to include operation phase
carbon emission calculations in the carbon estimation
and reporting tool.
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Table of Contents
1. Introduction ...................................................................................................................5
1.1. Purpose and context...............................................................................................5
1.1.1. CERT Version 2 ..........................................................................................5
1.2. Abbreviations and definitions ..................................................................................6
1.3. CERT Overview......................................................................................................8
1.3.1. CERT Terminology......................................................................................8
1.4. CERT Structure ......................................................................................................9
1.4.1. Hints and tips before you start .....................................................................9
1.5. Navigation Tab .....................................................................................................14
1.5.1. Selecting the relevant project reporting stage............................................ 15
1.6. Project Details Tab ...............................................................................................15
1.7. Data Input tab .......................................................................................................18
1.8. SDR Stage: Data Entry.........................................................................................18
1.8.1. Materials ...................................................................................................18
1.8.2. Materials Mitigation Calculator .................................................................. 27
1.8.3. Energy use ................................................................................................28
1.8.4. Energy use - mitigation calculator ............................................................. 31
1.8.5. Waste generated .......................................................................................32
1.8.6. Waste mitigation calculator ....................................................................... 33
1.8.7. Land use / vegetation clearing .................................................................. 34
1.8.8. Revegetation – mitigation .......................................................................... 35
1.8.9. Completion of SDR Stage Data Entry ....................................................... 36
1.9. CDR Stage: Data Entry ........................................................................................37
1.9.1. Data Input .................................................................................................37
1.10. Six Monthly Construction Stages: Data Entry ....................................................... 40
2. Operational Energy Tab ..............................................................................................41
2.1. Estimated BAU Operational Energy Use .............................................................. 42
2.1.1. Estimated BAU Energy Use ...................................................................... 42
2.1.2. Estimated BAU Use of Synthetic Gases .................................................... 42
2.1.3. Optional Reporting of Scope 3 Emissions ................................................. 43
2.2. Forecast Optimised Operational Energy Use ........................................................ 43
2.2.1. Data Input .................................................................................................44
3. Maintenance Tab .........................................................................................................45
3.1. Estimate BAU Maintenance Material and Energy Use .......................................... 46
3.1.1. Estimated BAU RM Material and Energy Use ........................................... 46
3.1.2. Estimated BAU MPM Material and Energy Use......................................... 46
3.2. Forecast Optimised Maintenance Material and Energy Use ................................. 47
3.2.1. Data Input .................................................................................................47
4. Detailed Results tab ....................................................................................................49
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4.1.1.
Breakdown per emission source ............................................................... 49
4.1.2.
Breakdown per project life cycle stage ...................................................... 50
4.1.3.
Six-monthly cumulative or absolute project emissions ............................... 50
4.1.4.
Reductions achieved across key emitting categories (materials, energy,
land use, waste) ........................................................................................51
4.2. Dashboard tab ......................................................................................................51
4.2.1. ISCA and CERT ........................................................................................53
5. Submission requirements ...........................................................................................54
Constraints and common questions ...............................................................................54
Constraints ...........................................................................................................55
Appendix A: CERT Glossary .............................................................................................56
Appendix B: Default Transport Scenarios ........................................................................ 58
Appendix C: Default Material Mix Compositions ............................................................. 67
Appendix D: Maxbio Classification Maps – NSW ............................................................. 68
Appendix E: Supporting information ................................................................................70
Mitigation evidence requirements ..................................................................................70
Frequently Asked Questions.................................................................................71
Appendix F: CERT Overview and Context ....................................................................... 73
Appendix F: Reporting Template ......................................................................................74
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1. Introduction
Within Transport for New South Wales (TfNSW), Infrastructure and Services Division (I&S) is
responsible for delivering cost-effective and sustainable transport solutions to support the
growth of NSW, enhancing its natural and urban environments to provide tangible benefits to
customers.
I&S deliver a diverse portfolio of projects ranging in type and size. This includes:
• Infrastructure projects – rail, light rail, commuter car parks, station upgrades, etc.
• To provide consistency in GHG assessment and reporting (i.e. to ensure all projects
measure and report emissions in the same way).
• To streamline and simplify the GHG reporting and assessment process for both I&S
and its supply chain.
Its main objectives are:
• To estimate a project’s GHG emissions profile from detailed (SDR) design stage
through to construction completion and operation.
This CERT Version 2 (v2) supersedes the previous CERT Version 1 (v1). Users are
required to apply CERT Version 2 for all projects commencing after 1/11/2017. Projects
currently using CERT Version 1 may choose to use either version.
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Acronym / Definition
specific term
used
SDGs TfNSW Sustainable Design Guidelines
SDR System Design Review – refers to designs that are at least 20% complete
TAGG Transport Authorities Greenhouse Group
TfNSW Transport for New South Wales
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Evidence/data source/comments
In both the main data entry section and within the
respective (conversion) calculators, tool users
are required to complete an evidence/data
source/comments box to assist with data
verification.
At a minimum, referencing should include the
following: “Document title; Version; Issue date;
and, page/section reference”.
The nominated I&S Sustainability Officer will perform spot checks of the supporting evidence.
A copy of the page/section must be made available on request. The I&S Sustainability Officer
may also request confirmation/clarification where a particular data source has not been
declared.
The tool user should use their discretion in determining the suitability of evidence. A general
rule of thumb is that the evidence identified would clearly link to a) the emission source in
question; and b) the volume/quantity stated.
Note: Evidence information must be completed prior to submitting the tool. If the same
comment applies to multiple data entries, either copy and paste the response into the
relevant cell; or, reference the comments box that is applicable to the section. I.e. “As per
comments for Ready Mixed concrete calculator”.
Help function
A series of ‘help’ buttons designed to provide further assistance with completing the tool are
included within the various sections of the CERT. Clicking on these will provide a greater
level of clarification, context and examples on how to complete the associated section.
‘Help’ buttons
located
throughout the
tool
‘Help’
dialog box
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Base Case
The CERT automatically creates a Base Case scenario using BAU assumptions for materials
and transport scenarios. The Base Case serves as a point of reference against the forecast
design in which the carbon emission reductions can be represented. The diagram below
demonstrates the impact of mitigation strategies on the final carbon emissions quantity. Note
the total quantities and proportions are for illustrative purposes only, and will vary depending
on user input.
Automatic Mitigations
Concrete and Asphalt sections allow the user to enter alternative mix types which are
credited with ‘Automatic Mitigations’. For example, by entering a Portland Cement Content
figure for a concrete strength that is less than or greater than the Base Case Assumption,
CERT will automatically apply reduced or increased GHG emissions to the Forecast or
Actual Case associated with the difference. Users should not use the ‘Mitigation Calculators’
to account for any reduced or increased GHG emissions that are associated with using low
(or high) carbon concrete or asphalt mixes.
Transport selections will also be awarded automatic Mitigations based on reduced transport
GHG emission associated with local procurement.
Mitigation Calculators
Users may also utilise the ‘Mitigation Calculators’ CERT allows users to achieve mitigations
beyond the Base Case assumptions for alternative material selection, tree planting, fuel
selection, transport and value engineering.
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Entering data
Only data inputs cells can be altered by tool users. All other parts of the CERT have been
locked to prevent unintentional loss of functionality.
Tool users can use the ‘Tab’ key on their keyboard to move to the next data
input cell.
Note: Where the transport scenario has not been entered, the tool will automatically revert
to default/base case transport scenarios.
Base Case Assumptions: The default transport scenarios have been developed by
Energetics and are considered as reasonably conservative estimates of typical material
supply. The scenarios capture transportation via the following transport modes:
• Rigid Truck
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• Articulated Truck
• Train
• Ship
The default transportation distances depend on material and approximate sourcing location
(domestic or imported), and the emissions factors are sourced from the AusLCI database.
A summary of the default transport scenarios can be found in Appendix B: Default
Transport Scenarios and in the ‘Formulas and background’ tab in CERT v2.
• SDR (or equivalent design) stage (~20% design). Operational Energy, Maintenance
may be included at the discretion of the user at the SDR stage
• CDR (or equivalent design) stage (100% design). Operational Energy, Maintenance
and inputs must be included at the CDR stage. If the user has completed the
Maintenance and Operational energy tabs at SDR, the information must be cleared
as it can only be filled out once.
1
Please contact I&S if your project will have a construction period in excess of five years.
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Step 1: Select
reporting period
from drop down
box
Note: The ‘navigation tab’ allows the tool user to select the design stage or construction
stage needing to be assessed, hiding the other tabs for ease of use.
The construction start and end dates will determine the number of available six-monthly
reporting tabs. As a general rule of thumb, construction includes all project work other than
minor works such as: fencing, investigative drilling/excavation; building/road dilapidation;
minor access roads; minor adjustments to services/utilities; establishing temporary
construction sites; and minor clearing.
Note: Information relating to the project’s value can be updated at each reporting period as
required. This information is collected for internal benchmarking purposes only.
SDR/CDR – data validation (sign off) must be provided by either a cost planner, design
manager or other such equivalent with visibility of the cost planning/tender estimate
process.
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Note: Completing this section of the tool will require referral to the tender estimate, Bill of
Quantities (BOQ), or equivalent – i.e. those document/s that were used to price the
contractor’s tender - based on material types, volumes etc. In some instances there may
be gaps in the data. In these instances assumptions will need to be made in order to
complete the data. (For example: assumptions may be needed if there are only high level
estimates available - such as km rail or m2 of station area – in these instances a cost
planner/s should be consulted.)
As SDR is an early design iteration, it is assumed there will be no, or only minor, changes
from the tender estimate through to SDR.
Tip: the SDR assessment is to be submitted at SDR stage however can be based on the
tender BOQ.
1.8.1. Materials
Within the data input tab the ‘materials’ section requires information to be entered for the
following:
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Reminder: Remember to
Step 1: Click on hyperlink insert evidence for all entries.
to access the ready mix
concrete calculator
Reminder: Remember to
insert evidence for all entries!
Note: Portland cement content is used as a proxy for GHG intensity of concrete. Although
other components will have some effect, the chosen approach was considered the most
practical way for determining the absolute GHG intensity of concrete.
Base case assumptions: The base case for Portland cement content is embedded in the
calculator and based on the following:
• Benchmark quantities of Portland cement (in kg/m3) for each strength grade
• Concrete density of 2,400kg/m3
• Water/cement ratio of 0.35
• Remaining materials assumed as coarse aggregates
Refer to Compositions for default ready mix concrete mix compositions
Automatic Mitigation
By entering a Portland Cement content figure that is less than or greater than the Base
Case Assumption, CERT will automatically apply reduced or increased GHG emissions to
the Forecast or Actual Case associated with the difference.
Users should not use the ‘Mitigation Calculators’ to account for any reduced or increased
GHG emissions that are accounted for in the Automatic Mitigation in the Concrete Section.
Portland cement rate can be sourced from supplier mix design sheets.
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Note: In contrast to the ready-mixed concrete calculator, the Portland cement content of
precast concrete is estimated based on the strength grade. The reason for this difference
in approach is that the exact Portland cement content of precast products could be too
difficult to establish for the tool user.
Reinforcement steel incorporated into the precast concrete products should also be
entered in this section.
Users should not use the ‘Mitigation Calculators’ to account for any reduced or increased
GHG emissions that are accounted for in the Automatic Mitigation in the Concrete Section.
Reinforcement steel
The quantity of reinforcement steel (bars, mesh, post-tensioning strand and wire) used with
ready mixed concrete can be entered directly into the tool. Reinforcement steel embedded in
precast concrete should be entered in the precast concrete calculator section.
Tip: Reinforcement steel quantity would typically be sourced from the Bill of Quantities.
Mitigation Calculators:
Users should use the Mitigation Calculators to capture mitigations associated with alternative
products.
Steel
There are three components that comprise the entries for Steel within the tool. Of these, two
(‘structural steel and post-tensioned steel’ and ‘galvanised steel’) enable quantities to be
directly entered into the relevant data input cells. Only data entry regarding ’total steel rails
(heavy & light)’ requires use of the relevant calculator.
Reminder: once
Step 2: Click on the hyperlink to complete click to return
access the rail calculator to the main entry screen
and enter transport
scenarios into calculator
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Tip: Use the empty worksheet tab ‘Sheet for notes (Materials)’ to record quantities of
structural steel and post-tensioning steel before aggregating them into the data input cell.
Tip: Note that the length is expressed in track metres. One track metre consists of two
metres of rail. The mass of the rail is expressed in kg/m of single rail (not track metres).
Mitigation Calculators:
Users should use the Mitigation Calculators to capture mitigations associated with alternative
products.
Asphalt
The asphalt calculator allows the tool user to input details on the type of asphalt being used
and the unit of measurement (tonnes/m3) from the drop down list.
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Aggregates
Mitigation Calculators:
Users should use the Mitigation Calculators to capture mitigations associated with alternative
products or value engineering.
1.8.1.3. Piping
There are a total of four calculators to assist the completion of piping information. The tool
user will need to complete these in order to populate the grey cells on the main data entry
sheet. Once information on quantity has been entered, the appropriate transport scenarios
will need to be completed to complete this section.
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1.8.1.4. Timber
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Important note:
Concrete and Asphalt sections allow the user to enter alternative mix types which are
credited with ‘Automatic Mitigations’. For example, by entering a Portland Cement Content
figure for a concrete strength that is less than or greater than the Base Case Assumption,
CERT will automatically apply reduced or increased GHG emissions to the Forecast or
Actual Case associated with the difference.
Users should not use the ‘Mitigation Calculators’ to account for any reduced or increased
GHG emissions that are associated with changing the mix designs of concrete and asphalt
products.
EXAMPLE: In SDR, 50 tonnes of 40MPa concrete was included in the design. By CDR, the
design has been optimised to use 10 tonnes of higher strength 65 MPa concrete to replace
20 tonnes of 40MPa concrete. As a result overall, dematerialisation has occurred. To capture
this, enter both the 40MPa and 65 MPa concrete details into the materials input section. The
65MPa concrete should have zero quantity. In the materials mitigation calculator, the user
can now replace 20 tonnes of 40MPa concrete with 10 tonnes of 65 MPa concrete.
Note: When entering mitigation data, be sure to check whether the net mitigation is a
negative value if you expect a reduction in emissions.
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• Total usage of other fuels that have been consumed on-site in site vehicles,
stationary and mobile plant equipment.
Note: It is important to avoid double counting by using one of the options. However, use of
both options may be appropriate where, for example, total electricity use specifically
excludes certain plant/equipment and this is known to the tool user.
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Note: Contractor site vehicles are not included in the scope of the CERT.
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Tool users are provided with two options for uploading relevant data.
Note: It is important to avoid double counting by using one of the options within each
energy (fuel) emission source. However, multiple options may be appropriate where for
example total fuel use is known for the principal contractor’s plant and equipment and dry
hire; but for wet hire, assumptions need to be made based on specific equipment types.
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1.8.3.5. Total of other fuels consumed on-site in site vehicles, stationary and
mobile plant
Within the energy-use calculators, tool users are asked to specify the ‘fuel type’ from a drop
down box listing diesel, petrol, LPG and Ethanol blend (10%) as options. The cell containing
‘total of other fuels consumed on-site in site vehicles, stationary, and mobile plant’
automatically completes to include all petrol, LPG and Ethanol blend (10%) consumed on-
site once the relevant calculators have been updated.
Once the unit of measurement has been selected from the drop-down box, information can
be entered directly into the relevant cells.
Note: Remember to reference relevant policies and evidence to support the mitigation
measures listed. Examples might include a copy of an idling policy; renewable energy
generated onsite; specifications outlining the use of efficient plant and equipment etc.
Tip: The emission reduction factor shows as zero until a unit is selected. When the unit is
based on a percentage reduction, the emission reduction factor will be determined based on
the relevant amount of energy consumed and represents 1% of emissions associated with
total energy use for the category (e.g. electricity, mobile plant, etc.).
e
Waste Type Emission Factor (kg CO2 /t)
Transport of waste to landfill 6.45
Transport of waste to recycling centre 2.84
Construction and demolition waste to landfill: inert waste 0
Construction and demolition waste to landfill: timber, 600
vegetation waste
Construction and demolition waste to landfill: mixed waste 200
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Note: For six-monthly construction reporting (only) it may be useful to base waste data on
the information gathered in line with the Government Resource Efficiency Policy (GREP)
waste reporting requirements.
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Clearing of street trees is included separately from vegetation clearing across larger areas.
The user is required to input the number and size (diameter at breast height) of street trees
to be cleared. The tool will automatically calculate the estimated emissions due to carbon
sequestration loss. The losses are based on a simplified calculation, assuming all carbon
sequestered by the tree is returned to the atmosphere as CO2. Although this approach
carries significant uncertainty, it was deemed appropriate for high level estimates within
CERT.
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Step 2: Categorise
the street trees to be
cleared and input
into cells
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Step 2: Categorise
the street trees to be
cleared and input
into cells
Reminder: To keep track of the CERT data entries across the respective project stages, it is
recommended that each version is saved using a unique name.
For example: “TfNSW CERT v1 – Newcastle Light Rail – CDR – 30 June 2015”. When
reporting for each reporting period, it is recommended the latest version of the file is used
and is renamed/updated according to the relevant reporting period.
Tip: Copying data over from SDR to CDR will overwrite any data the user already entered on
the CDR tab. Therefore it is recommended to copy data across first before changes are
made to the CDR tab.
Note: Users are required to complete the Operational energy and Maintenance Tab
information at CDR. Users are not required to report actual performance of the live asset.
The extent to which the design may change from SDR to CDR is dependent on the project.
Typically, there would be substantive design changes driven by activities associated with
scope variation or design optimisation (such as value engineering) exercises.
The CERT manages this issue by enabling different options for data input from SDR to CDR
stage.
The tool user may either:
1. Copy SDR input data to the CDR tab and apply mitigation measures (or leave
unchanged).
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2. Copy SDR input data to the CDR tab and update data inputs based on final design
and associated BOQ.
3. Start afresh using a blank CDR worksheet to input new CDR data based on final
design and associated BOQ.
Option 1: Copy SDR input data to the CDR tab and apply mitigation measures
(or leave unchanged)
The user may choose to copy SDR input data to the CDR tab and leave entire tab
unchanged. Or the user may choose to use the mitigation calculators to demonstrate
improvements from early (SDR) design to CDR. It is important to note both (material/energy)
reductions and additions must be accounted for. The user has the option to enter positive or
negative values in the calculator to get the appropriate result.
Note: When entering mitigation data, be sure to check whether the net mitigation is a
negative value if you expect a reduction in emissions.
While some design optimisation may constitute a simple reduction in materials, in many
instances a reduction in one material may require an increase in another. Such increases
need to be included to ensure a balanced representation of design changes.
1.9.1.1. Materials mitigation calculator
The main area of difference between the SDR and CDR stage reporting relates to materials
mitigation.
During CDR stage, the functionality to include design optimisation options is enabled and the
tool user can opt to include user defined mitigation measures (such as recycled material)
and/or can use the change in material quantities calculator as identified in the example below
Note: The top table features drop-down menus of materials. Use this section if the value
engineered or optimised materials exist in this list. The bottom table allows for user-defined
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alternative materials that are not included in the drop-down menu. Both tables perform the
same calculations.
Note: Design optimisation must be accompanied by evidence (e.g. meeting minutes) and
must be an active decision to improve design, namely reduce or optimise material
consumption. A change (lessening) of design scope (e.g. removal of bridge) is a scope
change and cannot be considered a mitigation measure.
EXAMPLE: In the SDR phase 400 tonnes of 40 MPa concrete was used for a car park floor
base (‘Ready mixed concrete (I)’ in Ready mixed concrete calculator). Through design
optimisation, 350 tonnes of concrete will be used based on CDR design. There are three
different ways this change can be entered into the calculator:
• By selecting the appropriate material in the table on the left hand and inserting -50
(negative value) tonnes into the calculator, a reduction from the base case will be
enabled.
• By selecting the appropriate material in the table on the right hand and inserting
50 (positive value) tonnes into the calculator, a reduction from the base case will
be enabled.
• By selecting the appropriate material in the table on the left hand and inserting
350 (positive value) tonnes into the calculator (= value after mitigation), then
selecting the appropriate material in the table on the right hand and inserting 400
(positive value) tonnes into the calculator (= value before mitigation), a reduction
from the base case will be enabled.
Note: As there are only 12 rows available in the Change in material quantities calculator,
only significant design optimisation/change exercises should be captured.
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Option 2: Copy SDR input data to the CDR tab and update based on final design
and associated BOQ.
By updating the SDR input data based on new BOQ information, any efficiencies gained from
SDR to CDR will be lost. This is because there is NO automatic linking of data in SDR to
CDR.
Therefore, the only option to demonstrate improvements i.e. material reductions and
efficiencies from SDR to CDR is to use the Change in material quantities calculator.
A limitation of inputting data using this method is that it will create an artificially smaller GHG
footprint as it is subtracting from the CDR design data (which is the final design; not a base
case). This does not pose a significant issue because the purpose of this exercise is to
encourage mitigation and measure implementation, and at the design stage the calculation
always provides an estimated forecast of construction emissions. What is important is the
approximate per cent (%) reduction achieved so as to support six-monthly reporting on actual
emissions (see Section 2.6).
Option 3: Start blank, inputting new CDR data based on final design and
associated BOQ.
The tool user may choose to start the CDR data input sheet blank (e.g. choose not to copy
information across from SDR stage). If this option is selected then the same approach as
identified for Option 2 above will apply.
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• Assist users to determine areas of material operational energy uses and consider
strategies that may reduce future operational GHG emissions during the design and
construction stages.
• Capture estimated operational energy towards documentation for ISCA Ene-1 credit
evidence
Base Case
The Base Case operational scenario should be used to establish the operational energy use
of the project based on BAU (generally minimum compliance) technology and design
outcomes. Users are required to enter in all the material operational GHG emission sources.
The Base Case quantities and fuel type must be defined by the user. The fuel type emission
factors are embedded into the calculator.
The Operations Tab also features a means for optional scope 3 emissions reporting. This
includes staff/employee travel for both business-related purposes and daily commuting to
and from the workplace and secondary effects of asset delivery or operation. This option has
been included to allow for better alignment with the development of the ISCA Ene-1 credit. It
is important to note that these optional emissions are not added to the totals reported in the
CERT tool.
Forecast
The Forecast scenario should be used to establish the operational energy use of the project
based on the intended optimised technology and design outcomes. The optimisation must be
relative to the design initiatives and the associated specified/manufacturer performance data
where available.
Where applicable, users should consider the ISCA guidance on BAU assumptions to assist
in determining industry BAU strategies/performance.
The operational energy mitigation calculator provides the user the opportunity to capture
GHG emission mitigation measures through, for example; reduction of energy use and fuel
swapping. A separate area in the mitigation section deals with the purchase of green power,
renewable energy certificates and carbon offsets. The relevant quantities and unit measures
must be defined by the user.
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Input
data
one of
the two
methods
the list, and can be calculated based on its constituent gases. The supplier can usually also
provide the GWP factors.
Reminder: Remember to
insert evidence for all entries.
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Step 1: Define the Step 2: Enter the change in fuel quantities and
type of mitigation select the appropriate unit. A reduction in energy
use should be denoted with a negative quantity, and
an increase with a positive quantity.
Reminder: Remember to
insert evidence for all entries.
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3. Maintenance Tab
Note: Users are required to complete the Maintenance Tab information at CDR stage. The
Maintenance Tab information may be provided at SDR at the discretion of the user. It may
be difficult to determine the Maintenance information at the SDR stage. Users are not
required to report actual maintenance performance of the live asset.
The Maintenance Tab provides a comparative calculator for the user to enter in the following:
• Base Case – Estimated energy use and materials consumption due to:
o Routine maintenance (RM)
o Major preventive maintenance (MPM)
• Forecast – Estimated Optimised energy use and materials consumption due to:
o Routine maintenance (RM)
o Major preventive maintenance (MPM)
The Base Case and Forecast comparison is designed to:
• Assist users to determine areas of substantial energy use and material consumption
during maintenance (including product replacement) and consider strategies during
design and construction that may reduce the future GHG emissions.
Definitions:
Routine maintenance (RM) includes:
• Zonal. visual inspection not requiring dismantling, adjustments, or servicing to
identify areas of concern requiring further investigation or remedial action
• Repair or failure (functional or conditional) associated with an asset or component
• Calibrate asset in accordance with the design or manufacturer’s specifications so
as to return the asset to within standard operating tolerance
• Clean asset to improve presentation or to support operational service requirement
Major Preventive Maintenance (MPM) includes:
• Restore the asset to function (original capacity, not new) by replacing asset
components with new or reconditioned components
• Re-profile (i.e. machine or adjust) the asset in accordance with the design or
manufacturer’s specifications so as to return the asset to within standard
operating tolerance
• Replacement of an existing asset that has reached the end of its useful life with a
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new asset capable of providing the same or agreed alternative level of service as
the existing asset.
Base Case
The Base Case maintenance scenario is used to establish the maintenance-related energy
use and materials consumption of the project based on BAU (generally minimum
compliance) technology and design outcomes. Users are required to enter in all information
related to energy and material consumption.
The Base Case fuel and material quantities must be defined by the user and the fuel types
and materials selected. The relevant emission factors for the fuel types and materials are
embedded into the calculator.
Forecast
The Forecast scenario is used to establish the maintenance-related energy use and
materials consumption of the project based on the intended optimised technology and design
outcomes. The optimisation must be relative to the design initiatives and the associated
specified/manufacturer performance data where available.
Where applicable, users should consider the ISCA guidance on BAU assumptions to assist
determine industry BAU strategies/performance.
Reminder: Remember to
insert evidence for all entries.
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event. For example, if 10kL of diesel is used in the resurfacing of asphalt that is performed
once every 5 years, then the user should enter 2kL/year of diesel.
For material use, the quantity of materials used at CDR should already be reflected. Users
must define the expected product lifetime of each material used in MPM activities. If only a
proportion of the material is replaced at each replacement, then this must also be defined.
Enter 100% if the total amount of the material is replaced at each replacement.
Users can use the table below (“Additional or alternative materials required for Major
Preventive Maintenance (MPM)”) to deal with more complicated replacement scenarios. In
this case it might be easier to work out the average quantity of materials required per year.
Reminder: Remember to
insert evidence for all entries.
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Reminder: Remember to
insert evidence for all entries.
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• Breakdown of emissions per emitting category for each stage of the project. The
graph can also be generated to show emissions for all stages of the project
• Breakdown of emissions by scope for each stage of the project. The graph can also
be generated to show the breakdown of scopes across all stages of the project.
• Reductions achieved across key emitting categories (materials, energy, land use,
waste)
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The dashboard also provides the user with the option to generate graphs based on actual
performance against the estimates entered at design stages of the project.
Emissions against the base case for the various project periods can also be displayed.
To assist with the broader benchmarking and comparison across I&S projects, an auto-
generated KPI response is included in the dashboard that presents the total amount of GHG
emissions per million dollars (tCO2e/$m).
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The final feature of the dashboard is to present a summary of emissions reduction equivalent
to a number of car trips; number of flights; average Australian per capita and NSW
households. This has been developed to assist with communicating emission reductions to
third parties. It provides an idea of the size of emissions reduction compared to the base
case for each stage of the project.
ISCA and I&S are working together to seek closer alignment between the materials emission
factors included in both tools. In CERT, emission factors for materials are based on the
Australian National Life Cycle Inventory Database (AusLCI), including its shadow-database,
unless better data are available through published Environmental Product Declarations. The
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only exceptions are factors for recycled aggregates, which are based on a 2010 study for
Sustainable Aggregates South Australia.
I&S is committed to reviewing the emission factors included in the CERT on a regular basis
(at a minimum this will be done every 12 months) with a view to updating information as
appropriate. I&S will look to engage with key stakeholders including ALCAS and ISCA to
discuss update and revision timeframes.
5. Submission requirements
The following provides general guidance related to report submission requirements. It is
noted that these may change for a particular project and any project specific requirements as
outlined by the TfNSW Project Sustainability Officer should be followed.
Generally, completed CERT reports should be sent to the TfNSW Project Sustainability
Officer in line with the following requirements:
• Submit the final version of the CERT to the nominated TfNSW Sustainability Officer
at:
o SDR design stage (or equivalent)
o CDR design stage (or equivalent)
o Six-monthly (from official start of construction)
• Once the tool has been completed for each of the above stages, submit a short
memo (template provided in Appendix E) outlining the key results
Important: TfNSW will only accept CERT submissions that are:
• Complete – quantities have been completed for all emitting categories and sources
(unless the source is not applicable to the project)
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A summary of frequently asked questions has also been included – these have been
generated through the engagement process that has underpinned the tool’s development.
Constraints
• To simplify the tool’s data entry process, the option has been included to either input
transport scenarios specifically, or use default, business-as-usual transport scenarios.
The transport of materials is and will remain a difficult/contentious issue particularly
with regard to referencing a base case. For example, some of the emission factors
are not state specific due to information not being available which means they
assume a worse case or better case baseline than what could be realistically
expected for NSW. Further it is impractical to record all raw materials from the
beginning of the project lifecycle (e.g. iron ore and cokes used for steel production).
• Transport is not a major contributor to GHG emissions for most projects (less than
10% on average based on the materiality assessment undertaken by I&S). The
decisions made regarding transport distances, modes, return loads, etc. will have a
limited effect on the overall carbon footprint of a project.
• In order to develop the base case some assumptions have been required due to a
lack of existing data and/or reference material. Where assumptions have been made
this information is documented, refer ‘formulas and background tab’.
• In line with the TAGG 2013 Workbook vegetation offsets are not included as part of
land clearing mitigation. It is acknowledged that this could present an issue for
greenfield projects as land clearing can produce large emissions profile. It is
anticipated this will be reconsidered when the second version of the tool is planned.
• The CERT tool is a simplified, high level GHG reporting tool. It is not designed to
substitute detailed Life Cycle Analysis (LCA) models – future versions of the tool
make seek to reconcile the inclusion of LCA.
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Actual Emissions Relates to the project’s construction stage emissions. As the name
suggests, these relate to the actual emissions being produced during
project construction. Data will largely be informed and confirmed by
invoices.
Base Case The tool automatically calculates a project base case for each
associated stage of the tool (SDR, CDR or actual). It is designed to
provide an understanding of a business-as-usual approach that does
not factor in mitigation measures.
Emissions reduction across the construction life of the project is
measured against the respective base-case NOT against each
respective stage. For example, CDR emissions reductions are based
on the auto-generated CDR base case – they are not based on
emissions reduced through design refinements since SDR.
The base case is calculated by applying default emission factors for
relevant materials (e.g. concrete, asphalt etc.) to the quantities of
materials entered by the tool user. It also takes into account a default
transport scenario for the associated materials.
Any value engineering options that lead to changes in the materials
quantities (typically a reduction in materials or switch from one
material to another) should be entered in the ‘Materials – mitigation
measures’ section. (This is possible from CDR stage onwards.)
Note: It is possible to end up with a design that has higher emissions
than the base case. This would be the case if for example the cement
content in the specified concrete is higher than business as usual, or
if transport distances are much larger than usual.
The base case relates to all data (excluding mitigation measures)
associated with materials, energy, waste and land use.
Carbon dioxide A standard measure that takes account of the different global
equivalent (CO2e) warming potentials (GWPs) of greenhouse gases and expresses the
cumulative effect in a common, universal unit of measurement.
CERT uses GWPs taken from the IPCC’s Second Assessment
Report (SAR), applying a 100 year time horizon. This is consistent
with NGA and NGERS reporting.
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Term Definition
Critical Design Review CDR represents design completion. CDR tool entries would be
(CDR) based on the project’s completed detailed design (i.e. 100%).
Emission Factors Emission factors for calculating emissions are generally expressed
in the form of a quantity of GHG emitted per unit of activity – e.g.
energy (kg CO2e /GJ), fuel (kg CO2e/L diesel) or material (kg
CO2e/kg steel). Emission factors are used to calculate GHG
emissions by multiplying the factor (e.g. kg CO2e/GJ energy in
petrol) with activity data (e.g. kilolitres x energy density of petrol
used).
The emission factors used in CERT cover scope 1, 2 and 3
emissions.
Forecast Emissions Forecast emissions relate to those emissions estimated during SDR
and CDR reporting stages. They are based on design estimates
rather than actual emissions that are generated through the
construction phase.
System Design Review SDR commonly represents approximately 20% design completion.
(SDR) The CERT supports completion of a preliminary carbon estimate
based on early design details.
Tool user Throughout the steps outlined in the guide, reference is made to the
‘tool user’. This is the person or people whose responsibility it is to
complete the CERT for their respective project.
Note: It is at the discretion of the contractor/consultant to nominate
the individual/s responsible for completing the CERT and submitting
the accompanying reports. However at both SDR and CDR or
equivalent stages, signoff must be provided by a cost planner,
design manager or equivalent representative with visibility of the
cost planning/tender estimate process.
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imported products
Structural steel, plate - Australian 150 km
products
Structural steel, plate - imported Not relevant Not relevant Not relevant Not relevant
products
Galvanised steel - Australian 150 km
products
Galvanised steel - imported products Not relevant Not relevant Not relevant Not relevant
Steel rails - Australian products 50 km 100 km 2200 km
Steel rails - imported products Not relevant Not relevant Not relevant Not relevant
Hot mix asphalt, 0% RAP (5.5% 50 km
bitumen)
Hot mix asphalt, 0-20% RAP 50 km
Hot mix asphalt, 20-40% RAP 50 km
Hot mix asphalt, 40-60% RAP 50 km
Hot mix asphalt, >60% RAP 50 km
Warm mix asphalt, 0% RAP (5.5% 50 km
bitumen)
Warm mix asphalt, 0-20% RAP 50 km
Warm mix asphalt, 20-40% RAP 50 km
Warm mix asphalt, 40-60% RAP 50 km
Warm mix asphalt, >60% RAP 50 km
Asphalt 50 km
Reinforced concrete pipes 150 km
Steel pipe and tube - Australian 150 km
products
Steel pipe and tube - imported Not relevant Not relevant Not relevant Not relevant
products
HDPE pipes 150 km
PVC pipes 150 km
Aluminium 100 km
Glass 100 km
Ceramics 100 km
Power cables, Copper conductors 1000 km
Power cables, Aluminium conductors 1000 km
Power cables, Other conductors 1000 km
Copper x x x x
HDPE x x x x
Timber, Structural (softwood) 150 km
Timber, Structural (hardwood) 150 km
Timber, MDF / Particleboard 150 km
Timber, Plywood 150 km
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Timber, Cross-Laminated Timber Not relevant Not relevant Not relevant Not relevant
(CLT)
Imported
Material Rigid truck Articulated Train Ship
truck
Ready mixed concrete, 20MPa or less Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete, 25MPa Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete, 32MPa Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete, 40MPa Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete, 50MPa Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete, 60MPa Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete, 80MPa Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete, more than Not relevant Not relevant Not relevant Not relevant
80MPa
Portland cement x x x x
Fine aggregates x x x x
Coarse aggregates Not relevant Not relevant Not relevant Not relevant
Recycled (coarse) aggregates Not relevant Not relevant Not relevant Not relevant
Ballast Not relevant Not relevant Not relevant Not relevant
Sand Not relevant Not relevant Not relevant Not relevant
Manufactured sand Not relevant Not relevant Not relevant Not relevant
Recycled Crushed Glass Not relevant Not relevant Not relevant Not relevant
Water (potable) x x x x
Concrete production process x x x x
Ready mixed concrete (I) Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete (II) Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete (III) Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete (IV) Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete (V) Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete (VI) Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete (VII) Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete (VIII) Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete (IX) Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete (X) Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete (XI) Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete (XII) Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete (XIII) Not relevant Not relevant Not relevant Not relevant
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Ready mixed concrete (XIV) Not relevant Not relevant Not relevant Not relevant
Ready mixed concrete (XV) Not relevant Not relevant Not relevant Not relevant
Precast concrete, 32MPa 150 km 8250 km
Precast concrete, 40MPa 150 km 8250 km
Precast concrete, 50MPa 150 km 8250 km
Precast concrete, 65MPa 150 km 8250 km
Precast concrete, 80MPa 150 km 8250 km
Precast concrete (I) 150 km 8250 km
Precast concrete (II) 150 km 8250 km
Precast concrete (III) 150 km 8250 km
Precast concrete (IV) 150 km 8250 km
Precast concrete (V) 150 km 8250 km
Precast concrete (VI) 150 km 8250 km
Precast concrete (VII) 150 km 8250 km
Precast concrete (VIII) 150 km 8250 km
Precast concrete (IX) 150 km 8250 km
Precast concrete (X) 150 km 8250 km
Precast concrete (XI) 150 km 8250 km
Precast concrete (XII) 150 km 8250 km
Precast concrete (XIII) 150 km 8250 km
Precast concrete (XIV) 150 km 8250 km
Precast concrete (XV) 150 km 8250 km
Reinforcement steel bars - Australian Not relevant Not relevant Not relevant Not relevant
products
Reinforcement steel bars - imported 150 km 8250 km
products
Reinforcement steel mesh - Not relevant Not relevant Not relevant Not relevant
Australian products
Reinforcement steel mesh - imported 150 km 8250 km
products
Reo steel: low relaxation strand and Not relevant Not relevant Not relevant Not relevant
wire - Australian products
Reo steel: low relaxation strand and 150 km 8250 km
wire - imported products
Structural steel, beams and columns Not relevant Not relevant Not relevant Not relevant
- Australian products
Structural steel, beams and columns 150 km 8250 km
- imported products
Structural steel, hot rolled coil - Not relevant Not relevant Not relevant Not relevant
Australian products
Structural steel, hot rolled coil - 150 km 8250 km
imported products
Structural steel, merchant bar - Not relevant Not relevant Not relevant Not relevant
Australian products
Structural steel, merchant bar - 150 km 8250 km
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imported products
Structural steel, plate - Australian Not relevant Not relevant Not relevant Not relevant
products
Structural steel, plate - imported 150 km 8250 km
products
Galvanised steel - Australian Not relevant Not relevant Not relevant Not relevant
products
Galvanised steel - imported products 150 km 8250 km
Steel rails - Australian products Not relevant Not relevant Not relevant Not relevant
Steel rails - imported products 150 km 8250 km
Hot mix asphalt, 0% RAP (5.5% Not relevant Not relevant Not relevant Not relevant
bitumen)
Hot mix asphalt, 0-20% RAP Not relevant Not relevant Not relevant Not relevant
Hot mix asphalt, 20-40% RAP Not relevant Not relevant Not relevant Not relevant
Hot mix asphalt, 40-60% RAP Not relevant Not relevant Not relevant Not relevant
Hot mix asphalt, >60% RAP Not relevant Not relevant Not relevant Not relevant
Warm mix asphalt, 0% RAP (5.5% Not relevant Not relevant Not relevant Not relevant
bitumen)
Warm mix asphalt, 0-20% RAP Not relevant Not relevant Not relevant Not relevant
Warm mix asphalt, 20-40% RAP Not relevant Not relevant Not relevant Not relevant
Warm mix asphalt, 40-60% RAP Not relevant Not relevant Not relevant Not relevant
Warm mix asphalt, >60% RAP Not relevant Not relevant Not relevant Not relevant
Asphalt Not relevant Not relevant Not relevant Not relevant
Reinforced concrete pipes 150 km 8250 km
Steel pipe and tube - Australian Not relevant Not relevant Not relevant Not relevant
products
Steel pipe and tube - imported 150 km 8250 km
products
HDPE pipes 150 km 8250 km
PVC pipes 150 km 8250 km
Aluminium 150 km 8250 km
Glass 150 km 8250 km
Ceramics 150 km 8250 km
Power cables, Copper conductors 500 km 2500 km
Power cables, Aluminium conductors 500 km 2500 km
Power cables, Other conductors 500 km 2500 km
Copper x x x x
HDPE x x x x
Timber, Structural (softwood) 500 km 8250 km
Timber, Structural (hardwood) 500 km 8250 km
Timber, MDF / Particleboard 500 km 8250 km
Timber, Plywood 500 km 8250 km
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Planning and Environment Services
Project type: For all project types
.
1380388_10.DOCX DIVISIONAL MANAGEMENT SYSTEM 7TP-SD-100/2.0
© TfNSW 2017 UNCONTROLLED WHEN PRINTED Page 67 of 74
Carbon Estimate and Reporting Tool Manual
Planning and Environment Services
Project type: For all project types
.
1380388_10.DOCX DIVISIONAL MANAGEMENT SYSTEM 7TP-SD-100/2.0
© TfNSW 2017 UNCONTROLLED WHEN PRINTED Page 68 of 74
Carbon Estimate and Reporting Tool Manual
Planning and Environment Services
Project type: For all project types
• document title;
• document version;
• issue date; and,
• page/section reference.
Table 2 below provides examples of acceptable mitigation evidence for the different emission
categories and sources.
Table 2 Example of acceptable mitigation evidence
My mitigation measure is not provided for in Each category (except land use change) allows for
the CERT. How can I include it? user defined mitigation measures. The tool user must
source the emission factor.
Compliance with other standards and requirements
How does the CERT relate to the National The CERT scope of emissions sources differs from
Greenhouse and Energy Reporting Scheme that of NGERS e.g. it allows estimation of scope 3
(NGERS)? emissions. However, the energy use category has
been developed to allow data gathered for NGERS
reporting purposes to be easily transferred for CERT
reporting
Does the CERT align with commonly There are a number of Standards (e.g. WRI GHG
accepted standards for GHG assessment?? Protocol, ISO14040, ISO14067, PAS2050) that could
be applied, and all are slightly different. Although the
calculator uses key carbon accounting principles, it is
also a simplified reporting tool with limited scope.
There has been no formal assessment of consistency
with different Standards as yet.
Why aren’t Scope 3 emissions captured The tool was informed by a materiality assessment
more fully? that sought to identify significant emissions sources
for projects. Therefore only those emissions that are
of material impact have been included.
Will completing the CERT automatically No. I&S has worked in close collaboration with ISCA
meet the associated requirements under to align the CERT with the Infrastructure
the ISCA tool? Sustainability rating tool where possible, but the use
of the CERT does not automatically comply with the
IS requirements for energy and materials.
Notably, completing the CERT will meet ISCA’s
reporting requirements for Ene-1 emissions
associated with design, construction and operation.
Is the ISCA base-case and CERT base The CERT base-case may provide a basis for an
case the same? ISCA base case once combined with suitable
operation emissions and subject to verification
through ISCA.
Emissions factors change fairly regularly – I&S acknowledges that emission factors for both
how frequently will the tool be updated? electricity and materials are updated frequently. It is
anticipated that emission factors will be reviewed on
an annual basis and I&S will work closely with key
stakeholders to ensure this is an efficient process.
• Sydney Trains
Project Name
• SDR
Reporting stage covered by
• CDR
submission (delete as appropriate)
• Six-monthly construction reporting