Politics Midterm Revision
Politics Midterm Revision
What is Politics?
Create the conditions for the pursuits of the good life, the kind of society within which it would
be desirable for us to live.
Definitional rigour not helped by the fact that politics is often popularly regarded in a pejorative
(disapproval) sense, associated with corruption and conflict. Critique = clue as to what it actually is.
- Associated with adversarial behaviour: reflects the conflictual nature of society, as seen in that all
societies of any complexity contain a range of different interests and values.
Process by which groups representing divergent interests and values make collective decisions.
There are two assumptions made:
1. All societies must contain diversity in that humans will always have diff values, thus the need for a
mechanism where these diff values are reconciled.
2. Scarcity as an inevitable factor of all societies. There needs to be some mechanism whereby goods
can be distributed. Thus, some like Harold Lasswell define politics as about "Who Gets What,
When, How." There are however other goods that humans value, like status and honour, despite
lacking monetary reward.
What is the best kind of society for us to live in? Stoker: a 'central divide for much of the last two centuries
has been between those who prefer liberty over equality and those who prefer equality over liberty'. This of
course raises the question of the balance between the two. In the present period, there is evidence of a
widening gap between rich and poor in many countries.
Of equal importance in the twenty-first century is the conflict between liberty and the value of security…
Harold Lasswell on the idea of liberty vs security helps us understand this debate as a dynamic process
where those in power must constantly weigh the costs of infringing on liberties to ensure security, and vice
versa. He provides a lens through which we can analyse how political elites frame security threats and how
public opinion is shaped to either support or oppose such measures.
- Esp post-9/11 and with the rise of terrorism and global crises, this tension has resurfaced.
Governments often invoke the need for security to justify actions that might limit liberties, such as
mass surveillance, detention without trial, or curbing freedom of expression.
- Lasswell’s theories on power and decision-making…
- Politics involves constant conflict over who controls power and resources, including
balancing liberty and security, especially in crises.
- Political leaders must decide how to limit civil liberties (e.g., surveillance, detention) to
ensure collective security during emergencies.
- Fear and prop to justify security measures
- Maintain legitimacy by convincing the public that security measures are necessary without
overstepping, esp in democracies.
Maximalism → involves radical, transformative policies that demand full-scale societal restructuring,
often w/o compromise.
- Revolutionary Change: Maximalist political movements typically aim for large-scale reforms,
often rejecting incremental approaches. This can be seen in revolutionary movements (e.g.,
Marxism, which seeks a complete overhaul of the capitalist system).
- Comprehensive Agenda: addresses multiple aspects of society, including
econ, social, and political systems. E.g → abolish existing
institutions and replace them with entirely new structures.
- All-or-Nothing Approach: refusal to compromise on key issues, as the belief is that any
concessions would dilute the movement’s core principles.
Examples: Russian Rev, where the goal was to completely transform the political, econ, and social system.
Populism → political approach that seeks to represent the interests and will of the "common people"
against a perceived corrupt or out-of-touch elite. Populists often claim that they alone represent the voice of
the ordinary people, positioning themselves as outsiders challenging the establishment.
- Characteristics include: direct appeal to the people, antielitism, charismatic leadership, nationalism
Minimalism → limited, cautious reforms, often advocating small, manageable changes rather than
broad, transformative shifts. It emphasises a pragmatic, step-by-step approach to political change.
- Incremental Reform: gradual change within existing systems, often working to improve or fine-
tune institutions rather than overthrow them.
- Conservative Approach: associated w conservatism or centrism, where the focus is on stability.
- Centrism → having moderate political views or policies.
- Focus on Specific Issues: target specific, achievable goals, not a wide array simultaneously.
Examples: technocratic or centrist movements that aim to solve problems within existing structures, such as
reforms to healthcare or education systems without radically changing the political system as a whole.
Is politics inevitable?
Politics as a Feature of Human Society: According to the Marxists suggest that politics is a result of class conflict. For them,
definition of politics as rooted in differences, conflicts, and the end of class struggle through the establishment of a classless
scarcity, it seems to be an inevitable part of all societies. The society would eliminate the need for politics and the state. In a
diversity of interests and limited resources create the need for classless, cooperative society, consensus would replace conflict,
mechanisms of governance, negotiation, and conflict resolution. making politics superfluous.
Marxism Critics
- Class struggle. Political power is merely the tool used by the Critics argue that Marx’s vision of a classless, conflict-free society
ruling class to oppress the working class. This idea is is overly idealistic. Political philosopher Isaiah Berlin referred to
encapsulated in the "Communist Manifesto," where political this as “ideal fancy,” suggesting that it ignores human nature’s
power is "the organised power of 1 class for oppressing another." tendency towards difference, striving, and competition. Humans
- Once capitalism is overthrown, the resulting classless society are naturally diverse in interests, values, and aspirations, which
would no longer require politics. In such a society, political means conflict will always arise, making politics unavoidable.
mechanisms would become redundant.
Following the fall of communism, the spread of Existence of other ideologies:challenges end-of-ideology thesis.
liberal democracy suggests that ideological conflicts Post-Communist States: adopted democratic practices but operate
had essentially ended, thus reducing the need for differently due to limited democratic experience.
East Asian Regimes: Countries like China, Singapore, and Malaysia
politics.
prioritise economic development, often at the cost of civil liberties and
democratic practices.
Non-Liberal Alternatives: Various non-democratic regimes, such as military
dictatorships in Africa and Islamic fundamentalist governments like Iran,
challenge the dominance of liberal democratic values.
Political conflicts in the modern Challenges to the Relevance of Politics Criticising the critics
world in a Globalised World:
- Political conflicts exist globally Globalisation and Pessimism: forces - Andrew Gamble: human agency still plays imp role in
and these may be territorial or of globalisation, technological shaping political outcomes.
ideological or even both. advancement, and bureaucratic systems While global market forces, tech change exert influence,
have diminished the role of politics. humans retain the ability to influence, change the world
- Even within Western
The global market, in particular, is seen through poli engagement.
democracies, debates over
as an uncontrollable force that red - he highlights the tension bet impersonal forces like
multiculturalism, national power of govts, thus globalisation and human will, which he calls the tension
identity, and social integration politics → pessimism → between "politics and fate." Recognizing and addressing
show that conflicts requiring "crisis of politics:" this tension is essential for reviving political agency and
political resolution are far from declining poli ppt, voter imagining alternatives to current global political and
over. economic order.
apathy, rise of anti-
politics sentiment
globally.
Key Political Qs: fundamental questions around the decisions made in governance:
1. What Values Do (or Should) Decisions Serve?
- Political decisions often serve certain values, such as justice or liberty.
- Key questions include: What is justice? Is a just decision one that benefits the few, the many, or all?
What do we mean by liberty?
- These are normative questions that explore the ethical basis of political decisions.
2. Who Makes (or Should Make) the Decisions?
- Who holds decision-making power? One person, a few, many, or all?
- Are democratic decisions more legitimate or more binding than non-democratic ones? This
question is linked to the nature of democracy and Aristotle’s famous classification of political
systems.
3. Why Are Decision-Makers Able to Enforce Their Decisions?
- What enables decision-makers to enforce their decisions? Is it power or authority?
- Power: The ability to coerce or force compliance, often through sanctions or threats. A
regime that relies purely on power and coercion is seen as inefficient and unstable.
- Authority: The right to rule, based on legitimacy. Authority implies that rulers do not
need to use force because the ruled accept their right to govern. Legitimate authority
produces acceptance of decisions without the need for coercion.
The goal of rulers should be to transform power into authority to ensure stability and longevity.
Minimal state: ideal type, never existed in practice. The level and nature of state intervention varies across
diff contexts. For example, in a developmental state, there exists a strong partnership between the state and
private economic institutions aimed at achieving rapid economic development. This model has been
especially notable in East Asia, esp Japan since 1945.
Developmental states and social democratic states, which pursue broader social and political goals.
Social democratic states focus on achieving greater social and economic equality rather than merely
promoting economic development.
- Critics of post-1945 British political and economic strategies argue that while Britain adopted a
social democratic approach, it failed to adequately emphasise the developmental aspect.
States can also be characterised based on their relationship to democracy and the degree of popular control
over political leaders: liberal democracies, illiberal democracies, and authoritarian regimes.
- Liberal democracies → USA, UK, Ger: free, fair elections, universal
suffrage, personal liberty, protection of indiv rights. While
liberal democracy has become the dominant form of governance in
many regions there are indications that democracy is facing
challenges and may be in retreat.
- Illiberal democracies → Russia, Malaysia: elections but lil
protection of liberties, rights, state controls communication,
leading to a situ where poli opps are at a disadvan.
- Authoritarian → absence of fair elections, political elites derived
from the military, royalty, ruling parties, or mere dictators.
Degree of intervention in the econ, society can vary. Extreme end: totalitarian state,
so-called because the state intervenes— often through a brutal and oppressive state police—in all
aspects of social and economic life, under the guise of a transformative ideology.
Pluralism to elitism continuum → power concentrated in the hands of a powerful elite that
dominates the economic, military, and governmental sectors.
- Classical pluralist idea of widespread participation in decision-making and internal equality within
groups was unrealistic.
- Existence of political elites: small grp of indivs playing a disproportionate role in these groups.
- Pluralist model held bec these elites are not monolithic but have divided interests and compete
with each other.
- Politics is hierarchical, but instead of a single dominant elite, there are multiple competing elites:
business is seen as divided between sectors like finance and manufacturing.
Elitism → society is actually governed by a single, unified, and self-aware elite. Represented by a single
pyramid, with the elite at the top and the masses at the bottom.
- "iron law of oligarchy," → any complex organisation will always be
controlled by a dominant group. Elites rise to power due to the
resources they control - economic, military, religious, their
psychological traits, positions in society.
Marxism → capitalist societies controlled by a united, self-interested ruling grp,
making democracy an illusion.
2 diff bet Marxism and elitism:
1. Nature of the Ruling Group:
- Elitists believe ruling groups can derive their power from various resources.
- Real power lies in the economic sphere, not in politics. They must challenge
the ruling class by addressing the root of its power in econ system.
- Marxists are specific about the ruling group's nature: in capitalist societies,
the ruling class is always the bourgeoisie, the class that controls the means of
production and holds economic power. The proletariat is the dominated
class, defined by its lack of ownership over the means of production.
2. Possibility of a Classless Society:
- Elitists, a hierarchical system of power is inevitable. A classless society is utopian and impossible.
- communist revolution will eventually abolish hierarchical power structures, leading to a
truly egalitarian society.
The new right theory of the state → prominent in 70s, 80s, esp w the rise of leaders like Thatcher,
Reagan. Emerged as a critique of inc govt influence, drawing from classical liberal thinkers like Hobbes,
Locke, and Adam Smith: The state over extends its reach, -vely impacting society. 2 forces driving
expansion:
1. External Force: The Economic Consequences of Democracy
Competitive electoral politics encourage politicians to promise inc benefits to win votes. Once elected, they
struggle to fulfil them w/o pushing govts toward financial instability or bankruptcy.
2. Internal Force: The Oversupply Thesis
State bureaucracy has a tendency to grow bec it serves its own self-interest. Bureaucrats, seeking to expand
govt intervention, form alliances with interest groups. Both grps benefit from the expansion of govt services
and financial offerings, which drives the inc in "big" govt.
Identity politics (poli of diff)→ cultural movement based on a demand for recognition
and respect by particular groups of people centred on their race, ethnicity, gender, sexual orientation, or
nationality. For identity groups on the progressive left, liberal societies promote the interests and values of
dominant groups (whites, men and the economically well-off) and undermine and marginalise other
groups who are regarded as inferior and less valuable. As a result,
identity politics is about redressing negative perceptions by reasserting
the value and dignity of the particular oppressed group. Examples → BLM,
feminist movements
- Fukuyama argues it has fragmented societies, making it harder to foster a shared sense of
community, thus deepening social divisions. While societies must protect marginalised and
excluded groups, they also need to work toward common goals through deliberation, consensus.
- Solution → development of a civic national identity—one that is
inclusive and integrative, rather than being based on narrow
identity markers.
Comparison:
- Night-Watchman State: Prioritises indiv freedom, minimal govt intervention, with the state acting
primarily as a protector of natural rights, econ freedom.
- Utilitarianism: max happiness, supporting collective social goals like welfare policies, even at
potential cost of indiv liberties.
While both traditions emphasise the role of the state in enhancing indiv, societal well-being, they diverge on
the extent of state interv, with classical liberalism leaning toward minimalism and utilitarianism being more
open to collective decision-making and government action in pursuit of the common good.
Hoffman and Graham: All govts tend to use both. Decisions taken by a majority leave a resentful
minority. Thus, even though democratic states exercise more authority than authoritarian states who
exercise more power, the former have some power and the latter always have some authority.
- Not only do democratic regimes have to exercise power, but also totalitarian regimes usually have
some degree of authority, even if it is the charismatic authority associated w poli leaders like Stalin.
Max Weber → developed a threefold classification of authority. He recognized that these were ideal types.
All societies likely to contain elements of all.
1. Traditional authority: authority derived from traditional customs and values.
E.g → principle of the divine right of kings, prevalent in European
monarchies.
2. Charismatic authority: personality traits.
E.g → associated with leaders of totalitarian regimes, not least because
such charismatic leaders tend to emerge at a time of crisis. Charisma in
the modern world still plays some part, due to the media image of
leaders. Weber regarded charismatic authority as inherently unstable.
This is because, since authority rests with an individual and not a set
of rules, the death/loss of authority → instability.
3. Legal-rational authority: derived from the status of an office as part of a system of constitutional
rules, in a democratic country, or a religious document such as the Qur'an in Islamic regimes.
- Emphasises participation as valuable in itself, not just as - Schumpeter → elites compete for the
a means of holding elites accountable. people's votes, leaving decision-making
- Rousseau argues that political to these elites rather than involving
participation helps individuals grow the masses: unrealistic and undesirable
in virtue, intelligence, and self- → rise of fascism in Europe as an
worth → engaged, cooperative society, example of the masses being seduced by
and that political apathy is not authoritarian leaders.
inevitable. - Elites = protectors of demo from irrationality of masses.
- Advocate for industrial democracy and broader - This theory emphasises accountability to voters and
participation in decision-making, not just in politics but viewing it as a means to max voter satis.
also in the workplace.
Vertical → mechanisms that allow citizens to hold government Horizontal → checks and balances that exist within
officials accountable, primarily through the electoral process. This the government itself. Different branches or institutions
involves a top-down relationship between the government and the of the state monitor and hold each other accountable.
people.
- Elections: The most common form of vertical accountability, - Separation of powers: This refers to the division
where voters can reward or punish political leaders by voting of government into independent branches
them in or out of office. (executive, legislative, and judicial) that can limit
- Protests, media, civil society: These can also play roles in vertical each other's powers. For example, the judiciary
accountability by pressuring government officials to respond to can declare executive actions unconstitutional,
public concerns and demands. Free media and active civil or the legislature can impeach a president.
society groups amplify the voices of citizens. - Independent institutions: In many democracies,
Flows from the bottom up, as citizens, individually or collectively, act to institutions like anti-corruption agencies,
keep elected officials responsive to their needs. ombudsmen, or audit offices also serve as
horizontal accountability mechanisms, ensuring
that no single branch or office holder wields
unchecked power.
Alternative sources of political obligation
1. Security (Hobbes): obey the state because it provides security. If a strong sovereign can maintain
order and stability, it is worth following. However, if the state fails to ensure security, our
obligation to obey disappears.
2. Natural Rights (Locke): State's legitimacy depends on its protection of god-given rights. If it fails
to do so, people have the right to revolt. While Locke wasn’t a democrat, his theory isn’t
incompatible with democracy, as many democrats believe that rights are better protected when
people can influence state decisions.
a. Key challenge lies in determining which rights are most important, as rights like property
can sometimes clash w social, econ rights, such as the right to healthcare or education.
3. Max Happiness (Utilitarianism): From a utilitarian perspective, our obligation to the state is tied
to its ability to maximise overall happiness. The state should prevent individuals from causing harm
to others and ensure that people act in ways that promote the common good.
4. Pursuing the General Will (Rousseau): state should pursue the "general will," which represents
the collective interest of society, thus people are obligated to obey. Rousseau's idea is controversial
because it suggests that even if individuals don’t want to follow the general will, they should be
"forced to be free"—essentially, forced to act in line with what is truly in their best interest. This
can be a dangerous doctrine, as it could be abused by dictators claiming to act in the public interest.
However, if the general will genuinely represents what everyone wants, Rousseau believes it solves
the problem of political obligation, allowing us to obey the state while remaining free.
Is Freedom Special?
Revolves around the idea that justifying freedom is different from simply defining it. While the two are
related—since how we define freedom impacts how we justify its value—it raises important questions about
why freedom holds such a high status in political thought. For example, should freedom be limited to
achieve greater equality? If we define freedom in a way that requires state intervention to equalise opps,
resources, then freedom, equality might not conflict as much as we initially think.
Criticism to Mill
- freedom of expression may not always maximise happiness. E.g
- Withholding certain truths— terminal diagnosis—could be more beneficial for some.
- self-regarding actions are rarely isolated; most actions have some social consequences.
- Lord Devlin (1965) argued that even private behaviour affects society, such as drug use
affecting public health resources and economic productivity.
Theories of justice often distinguish between equality of opportunity and equality of outcome. Some argue
that differential treatment can be justified based on factors like hard work or talent.
French Rev expanded state power by intro a uniform taxation system, principle of
the mass army → France dominated Eur temp.
Other nations, like Br, had to adopt similar strategies to resist. By early 19th C, bureaucracies became central
to the state, with officials increasingly loyal to the state rather than individual monarchs or social groups.
- Weber: characterised this modern form of bureaucracy as impersonal, rule-based, and focused on
merit and performance
Radically altered the theory and practice of government: dismantled old institutions, equality before the
law, and established nationalism as a core political ideology.
Despite its populist ideals, the Fr Rev → intrusive forms of state power,
influencing both modern democracies and dictatorships.
Impacts of colonisation
European states' growing economic and military strength, coupled with technological superiority, enabled
them to build empires overseas in the 18th and 19th centuries. This spread European-style states to other
parts of the world through colonisation: British East India Company took over many functions of
governance from local rulers.
- Company acted as a part-trade organisation, part-nation-state and reap vast profits from overseas
trade with India, China, Persia.
Japan
Not all nations followed this pattern of colonisation. Japan, after being
forced to open its borders to international trade in 1854 by the US →
rapid modernization by emulating Western political, legal, and military
systems → transformed from isolated, feudal into a modern state →
powerful enough to defeat both China and Russia in wars.
Impacts of decolonisation
- After decolonization, newly independent states often adopted the state apparatus left by their
colonial rulers. These included both institutions and systems of governance.
- In some cases, rulers reverted to using the state to enrich themselves, leading to what are known as
patrimonial states, particularly in Africa.
Midterm review
- Resources are finite and preferences are infinite.
- Politics can be defined as the management of conflicts on scarce resources
- Then, politics can be defined as the process by which individual interests are reconciled with
collective actions and the provision of public goods.
Is a society without politics possible?
- Marxism → differences in interests within society center on the
distinctions between competing social classes.
- The creation of a classless society offers the prospect of a society based on consensus and
cooperation. In such a society, a state wouldn’t be necessary
- General counterargum,ent is that marxism fails to consider huma’s tendency towards
conflict and competiton.
- Weber’s state definition → monopoly of the legitimate use of
physical force in enforcing irs order within a given territorial
area.
State capacities →
- Legitimation → capacity to dominate by using symbols and creating
consensus. De jure sovereignty
- Extractive → ability to mobilise financial resources to pursue the
national interest
- Coercive → use of physical force to enforce order.
- Steering → guide socioeconomic development
The state can be distinguished frm the govt in the sense that its a much larger entity, containing not just
political officers, but also bureacratic institutions, the judiciary, military, anf the security and police services.
- A state is an entity that uses coercion and the threat of force to rule in a given territory.
- A government is the set of people who run the state or have the authority to act on behalf of the
state at a particular point in time.
- A regime is the set of rules, norms, or institutions that determine how the government is
constituted, how it is organized, and how major decisions are made.
The problem with democracy as a sourc eof political obligation is that few, if any, decsions are unanimous.
As a result, theres always minority of peop[le whose freedom is reduced by the fact that they have to accept
the decisions with which they disagree.
Freedom is the absence of constraints, but political philosophers disagree about what counts as a constraint.
- Non democratic state
- Democracy
- Psyocological
- Economic
- Physical
- Coercion
Justice is concerned with how resources - wealth, income, educational opps should be distributed.
- Procedural → fairnes of the process by which the outcome is reached
- Social justice → fairness of the outcome itself.