Survival 8
Survival 8
Journal of
Cancer
European Journal of Cancer 40 (2004) 1361–1372
www.ejconline.com
Received 6 November 2003; received in revised form 28 January 2004; accepted 3 February 2004
Available online 7 May 2004
Abstract
The natural development of cancers as well as the measures to fight the disease are often long processes that require decades of
follow up. Available information on long-term survival will thus often appear outdated and irrelevant. A few years ago, period-
survival analysis was proposed as a means to obtain more up-to-date information on long-term cancer survival.
This article assesses period and conventional cohort-based survival analyses on their ability to predict future survival. Based on
historical data from the nationwide Swedish Cancer Registry 5-, 10- and 15-year relative survival actually observed for patients
diagnosed at one particular point in time are compared to the most recent period and cohort-based survival estimates available at
that point in time. The study shows that period analysis can, in most cases, be used to provide more up-to-date long-term estimates
of cancer survival. Period analysis reduces the time lag of the survival estimates by some 5–10 years for all cancers combined and
especially affects the survival estimates for small intestine carcinoids, meningioma and intracranial neurinoma of the brain, non-
seminoma testicular cancer, chronic lymphocytic leukaemia and Hodgkin’s lymphoma.
Ó 2004 Elsevier Ltd. All rights reserved.
Keywords: Cancer registries; Statistical methods; Survival analysis; Period analysis; Prognosis
0959-8049/$ - see front matter Ó 2004 Elsevier Ltd. All rights reserved.
doi:10.1016/j.ejca.2004.02.004
1362 M. Talb€ack et al. / European Journal of Cancer 40 (2004) 1361–1372
ultimate goal is to incorporate period survival estimates cohort-based analysis [13]. The Hakulinen method [14]
in the regular statistical publications from the Cancer adjusting for potential heterogeneous follow up time is
Registry. implemented in the macro and was used for the cumu-
lative relative survival rate (RSR) estimates. Prior to
analysis, the macro was updated to facilitate the use of
2. Materials and methods annual population survival probabilities. The results
were compared to SURV3 developed at the Finnish
2.1. The Swedish Cancer Registry Cancer Registry [15,16]. Cohort-based RSRs can be
estimated directly by SURV3 and the period estimates
Since 1958 every clinician, pathologist and cytolo- can be calculated with partial result from SURV3 and
gist in Sweden has been required by law to notify the an extension of the modified life-table approach de-
Cancer Registry at the National Board of Health and scribed by Brenner and Gefeller [1]. The updated SAS
Welfare of each new cancer diagnosed. The non-re- macro and SURV3 yield equivalent results (data not
porting rate has been estimated at less than 2% [11]. shown). Relative survival is defined as the observed
The Swedish Cancer Registry is population based and survival among the cancer patients divided by the ex-
today covers 8.9 million people. For the years 1958– pected survival for a comparable group from the general
1998 the register has accumulated 1.6 million tumours population with respect to the main factors affecting
for 1.4 million persons. survival, in this case sex, age and calendar year.
For all sites combined and for each of the 40 different
2.2. Data material forms of cancer analysed the 5-, 10-, and 15-year RSRs
actually observed for different cohorts of patients were
The study was based on all cancer cases reported calculated. These observed RSRs were then compared
between 1960 and 1998. Forty different forms of with the most up-to-date survival estimates available at
cancer and all sites combined were analysed. This that particular cohort’s time of diagnosis, using two
selection is the same data that have previously been conventional cohort-based methods for survival esti-
used in a comprehensive overview of the development mates, denoted ‘cohort’ and ‘complete’ analysis [2], as
of cancer survival in Sweden during the past four well as for period analysis. ‘Cohort analysis’ evaluates
decades, amended with one additional year of follow survival for cohorts of patients diagnosed at close
up [12]. Excluded from the analyses were multiple proximity in time to each other (e.g. within the same
tumours at the same anatomical site, autopsy findings, calendar year). Hence, all patients have the potential to
cases with zero survival time, and patients who were be under observation for the entire period of follow up.
90 years or older at diagnosis. In the definition of a ‘Complete analysis’ additionally includes in the cohort
few sites, some histopathological groups were excluded patients diagnosed in later years, providing a mixture of
from the analyses due to low incidence and/or due to patients with short and long potential follow up time.
survival probabilities that differ from the dominating This is illustrated in Fig. 1 for the year 1996, which is the
pattern for that particular site. For small intestine, last available period (dashed frame) at the time of
testis and brain and nervous system, different histo- analysis for which it is also possible to calculate the
pathological groups within the same site were analysed actual observed 5-year RSR (solid thick frame). Fig. 1
separately. Basal cell carcinoma has not been a part of also depicts the corresponding cohort (solid thin frame)
the cancer registration historically, and is not included and complete analyses (squares frame) that were avail-
in the non-melanoma skin cancer group. able in 1996.
A total of 512,133 men and 509,288 women were in- The RSRs were calculated for 1-year intervals, and
cluded in the analysis. The Cancer Register is linked an- for 3- and 5-year moving averages. Single-year estimates
nually by personal identification numbers to the Cause of were used for common cancers. For less common sites,
Death Register at the National Board of Health and 3- or 5-year moving averages were used, making a nec-
Welfare and to the Migration and Population Registries essary trade off between up-to-date information and
at Statistics Sweden, to obtain dates of death or censoring precision. The analysis was done for males and females
and to confirm continued residency in Sweden. At the separately as well as for both sexes combined and for
time of analysis the follow up was completed up to and different age groups. This article reports only results
including 31 December 2001. Complete follow up was for males and females combined, with the exception for
available for 99.9% of the recorded cases. breast, prostate, testis and gynaecological cancers, and
for the age group 0–89 years at diagnosis.
2.3. Statistical analysis In period analysis, follow up is restricted to a narrow
calendar time period (e.g. one calendar year). The esti-
The analyses were performed with a publicly avail- mates are obtained by left truncation of the data at the
able SAS macro that can be used for both period and beginning of the period and by right censoring at its end.
M. Talb€ack et al. / European Journal of Cancer 40 (2004) 1361–1372 1363
Year of follow up
1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001
1986 4/5 5/6 6/7 7/8 8/9 9/10 10/11 11/12 12/13 13/14 14/15 15/16
1987 3/4 4/5 5/6 6/7 7/8 8/9 9/10 10/11 11/12 12/13 13/14 14/15
1988 2/3 3/4 4/5 5/6 6/7 7/8 8/9 9/10 10/11 11/12 12/13 13/14
Year of diagnosis
1989 1/2 2/3 3/4 4/5 5/6 6/7 7/8 8/9 9/10 10/11 11/12 12/13
1990 1 1/2 2/3 3/4 4/5 5/6 6/7 7/8 8/9 9/10 10/11 11/12
1991 1 1/2 2/3 3/4 4/5 5/6 6/7 7/8 8/9 9/10 10/11
1992 1 1/2 2/3 3/4 4/5 5/6 6/7 7/8 8/9 9/10
1993 1 1/2 2/3 3/4 4/5 5/6 6/7 7/8 8/9
1994 1 1/2 2/3 3/4 4/5 5/6 6/7 7/8
1995 1 1/2 2/3 3/4 4/5 5/6 6/7
1996 1 1/2 2/3 3/4 4/5 5/6
1997 1 1/2 2/3 3/4 4/5
1998 1 1/2 2/3 3/4
Fig. 1. Data included to calculate observed 5-year survival of patients diagnosed 1996 (solid thick frame), and the corresponding most up-to-date
estimates that could have been obtained in 1996 by cohort (solid thin frame), complete (squares frame), and period analysis (dashed frame). Numbers
within cells indicate years of follow up since diagnosis.
100
curring during this particular period are considered, and 90
survival experiences during other years are discarded. 80
Hence, the period estimates reflect only survival expe- 70
60
rienced during the chosen calendar period. For the ex-
50
ample in Fig. 1, the survival probability for the first year 40
1964-1966
in the RSRs. This allows us to address the question of to creases with increasing length of follow up and the
what extent the relative survival observed for patients estimated RSRs are in most cases an underestimation of
diagnosed at one particular point in time could have the future observed RSR. The latter indicates that for
been predicted by period analysis and by the cohort and many forms of cancer there have been continuing im-
complete methods at the time of diagnosis. The mean provements in survival during the past four decades.
squared difference is not a formal test statistic and For the 5-year RSRs (Table 1) the advantage of the
should only be used to compare the relative size of the period approach compared to the cohort and complete
differences for the same form of cancer. analyses in early detection of the future survival, ex-
pressed as the mean difference in percent units to the
observed RSR, is most noticeable for small intestine
3. Results carcinoids ()4.5, )3.0, )0.2), meningioma and intra-
cranial nerve neurinoma of the brain ()6.2, )4.1, )0.3
An evaluation of the cohort, complete and period and )4.4, )2.7, )0.5, respectively), non-seminoma tes-
RSRs available at a given point in time compared to the ticular cancer ()8.4, )5.1, )1.8), chronic lymphocytic
RSRs observed for patients diagnosed at this particular leukaemia ()5.7, )4.0, )1.9), and Hodgkin’s lymphoma
point in time are shown in Tables 1–3 for a follow up of ()8.0, )5.6, )2.1), for the cohort, complete and period
5, 10 and 15 years, respectively. RSRs, respectively. The deviation between the period
The period width at which each form of cancer has and observed RSRs, as measured by the mean squared
been evaluated was chosen by considering the number at difference, are for these same cancers only some 6–30%
risk together with a visual inspection of the stability of and 20–65% of the deviation for the cohort and com-
the respective 5-, 10-, and 15-year RSR curves. For each plete RSRs, respectively. This indicates a considerably
individual form of cancer a common width was chosen closer relation between the observed and period RSRs
for all lengths of follow up. All sites combined, as well as than was achieved by conventional cohort-based sur-
breast and prostate cancer, were large and stable enough vival analysis. The same pattern holds also over 10 and
to be evaluated using single-year periods. A period width 15 years of follow up for the cancer sites exhibiting
of 3 years (3-year moving averages) was chosen for e.g. survival good enough to have stable estimates for that
colon, rectum, lung, cervix uteri, kidney, skin and non- length of time (Tables 2 and 3).
Hodgkin’s lymphoma. Less common cancers were According to the cohort, complete and period RSRs
evaluated at a period width of 5 years (5-year moving that are comparable in time to the last available
averages), e.g. lip, small intestine, primary liver, testis, observed RSRs (Tables 1–3), some forms of cancer had
eye, bone, and acute lymphocytic and acute myeloid a continuing improvement in survival, whereas others
leukaemia. All the RSR curves underlying the results in appear to have levelled off. Others still, such as
Table 1–3 appear stable in terms of percentage units. In oesophagus, primary liver, gallbladder, pancreas and
some cases, e.g. primary liver cancer, this is more due to lung, ought to be evaluated at a shorter follow up in-
very low survival probabilities than to the number at risk. terval since only a small fraction of the patients survive
The highest mean annual increases in 5-year RSR for 5 years. For the same reason these cancers also ex-
during the past decades were for acute myeloid and hibit the smallest mean and mean squared difference
lymphocytic leukaemia, 7.2% and 4.3%, respectively, between the estimated and observed RSRs.
primary liver (4.7%), chronic myeloid leukaemia (3.5%), A good example of a cancer site where period analysis
gallbladder with biliary tract (3.3%) and non-seminoma would have detected early the exceptional improvement
testicular cancer (3.0%). The same cancers were also in long-term survival during the recent decades is non-
amongst those with the highest mean annual increase in seminoma testicular cancer. The variability, mean
10- and 15-year RSR, and amongst those with the squared difference, between the period and observed
largest percent unit increase over the decades: non- RSRs is only some 4–8% of the variability between the
seminoma testicular cancer (48.5, 36.4 and 24.6), observed and cohort curves, indicating a considerably
Hodgkin’s lymphoma (45.1, 30.9 and 21.9), acute lym- closer relation between the observed and period RSRs.
phocytic leukaemia (43.2, 37.4 and 17.0), meningioma of Despite this close relation the period analysis underes-
the brain (36.3, 23.2 and 10.8), and chronic lymphocytic timates the observed RSR by on average some 2%, 3%,
leukaemia (35.0, 18.6 and 11.3), for 5-, 10-, and 15-year and 6% units for a follow up of 5, 10 and 15 years, re-
RSRs (Tables 1–3). spectively. The last available estimate shows that the
In general, the period RSR is a better estimate of the 5-year RSR had levelled of at about 94% in the late
ultimately observed RSR than the cohort and complete 1980s (Table 1). For 10-, and 15-year RSR the equal
estimates. The variability between the period and ob- period and observed RSRs of 94% and 89%, respec-
served RSRs is in most cases much smaller than for the tively, are considerably higher than the cohort and
corresponding cohort and complete estimates. The dif- complete RSRs of 73% and 86%, and 47% and 68%,
ference between the estimated and observed RSRs in- respectively (Tables 2 and 3).
Table 1
Five-year relative survival rate (RSR) for patients diagnosed between 1965–1996 at 0–89 years of age
Site Sex Period Mean First Mean Mean difference Mean squared difference Last available comparable RSRs
width in number available annual
Cohort Complete Period Cohort Complete Period Cohort Complete Period Observed
years at risk RSR change
All sites combined M&F 1 13415 40.3 1.4 )3.1 )2.6 )0.7 11.0 7.1 0.8 57.6 58.2 59.6 61.0
Lip M&F 5 711 95.5 )0.2 0.6 0.5 0.7 5.8 3.6 4.1 94.2 93.1 92.8 88.9
Oral cavity and M&F 5 613 46.7 0.0 )0.5 )0.5 )0.3 10.0 5.5 3.8 45.4 47.5 49.8 52.1
1365
1366
Tabel 1 (Continued )
Site Sex Period Mean First Mean Mean difference Mean squared difference Last available comparable RSRs
width in number available annual
Cohort Complete Period Cohort Complete Period Cohort Complete Period Observed
years at risk RSR change
Eye M&F 5 332 70.0 0.3 )1.2 )1.0 )0.6 16.5 9.4 6.4 74.0 74.1 75.0 75.2
Brain, excl. cranial M&F 3 484 21.5 1.9 )2.3 )1.5 )0.6 10.1 4.1 1.4 30.7 32.0 33.1 34.3
1367
1368
Table 2 (Continued )
Site Sex Period Mean First Mean Mean difference Mean squared difference Last available comparable RSRs
width in number available annual
Cohort Complete Period Cohort Complete Period Cohort Complete Period Observed
years at risk RSR change
Eye M&F 5 236 60.2 0.2 )1.7 )1.1 )0.4 11.7 8.2 7.8 65.5 63.4 60.6 64.6
1369
1370
Table 3 (Continued )
Site Sex Period Mean First Mean Mean difference Mean squared difference Last available comparable RSRs
width in number available annual
Cohort Complete Period Cohort Complete Period Cohort Complete Period Observed
years at risk RSR change
Eye M&F 5 185 60.3 0.4 )5.7 )5.3 )3.1 35.1 30.2 16.0 56.6 59.1 62.7 62.4
110
as a means to provide more up-to-date estimates of
100
Observed long-term survival for cancer patients. It is, however,
Cumulative RSR
90
Period
80
Lead-time 6m
important to recognise that both short- and long-term
70
Lead-time 12m survival should be considered. Otherwise, there is a risk
60
50 that short-term improvements will be missed, since the
40 focus so often is directed at 5- and 10-year survival.
30
20
10
0
0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
5. Conflict of interest statement
Years since diagnosis
The authors have no financial or personal relation-
Fig. 3. The effect of lead-time bias in period analysis (an hypothetical ships or obligation to any person or organisation that
example). Cumulative observed and period relative survival rates
(RSR), and period RSRs that have an arbitrary lead-time of 6 and 12
have influenced our work with this article.
months introduced for 50% of the cases for the last 5 years of diag-
nosis. Cancer of the rectum. Males and females, 0–89 years of age at
diagnosis (site chosen for illustrative purposes).
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