L711 MSDS
L711 MSDS
,GHQWLILFDWLRQ
3URGXFWLGHQWLILHU /LTXLG:UHQFK&KDLQ &DEOH/XEH
2WKHUPHDQVRILGHQWLILFDWLRQ
6'6QXPEHU /
3DUW1R /
7DULIIFRGH
5HFRPPHQGHGXVH DHURVROOXEULFDQW
5HFRPPHQGHGUHVWULFWLRQV 1RQHNQRZQ
0DQXIDFWXUHU,PSRUWHU6XSSOLHU'LVWULEXWRULQIRUPDWLRQ
0DQXIDFWXUHU
&RPSDQ\QDPH %OXPHQWKDO%UDQGV,QWHJUDWHG//&
$GGUHVV 5DGLDWRU5RDG
,QGLDQ7UDLO1&
7HOHSKRQH &XVWRPHU6HUYLFH
7HFKQLFDO
:HEVLWH ZZZVROYHZLWK%FRP
(PDLO VGV#VROYHZLWK%FRP
(PHUJHQF\SKRQHQXPEHU 3RLVRQ&RQWURO 503'&
3RLVRQ&RQWURO 503'&
+D]DUG V LGHQWLILFDWLRQ
3K\VLFDOKD]DUGV )ODPPDEOHDHURVROV &DWHJRU\
+HDOWKKD]DUGV 6HULRXVH\HGDPDJHH\HLUULWDWLRQ &DWHJRU\$
*HUPFHOOPXWDJHQLFLW\ &DWHJRU\%
&DUFLQRJHQLFLW\ &DWHJRU\%
$VSLUDWLRQKD]DUG &DWHJRU\
(QYLURQPHQWDOKD]DUGV +D]DUGRXVWRWKHDTXDWLFHQYLURQPHQWDFXWH &DWHJRU\
KD]DUG
26+$GHILQHGKD]DUGV 1RWFODVVLILHG
/DEHOHOHPHQWV
6LJQDOZRUG 'DQJHU
+D]DUGVWDWHPHQW )ODPPDEOHDHURVRO0D\EHIDWDOLIVZDOORZHGDQGHQWHUVDLUZD\V&DXVHVVHULRXVH\HLUULWDWLRQ
0D\FDXVHJHQHWLFGHIHFWV0D\FDXVHFDQFHU+DUPIXOWRDTXDWLFOLIH
3UHFDXWLRQDU\VWDWHPHQW
3UHYHQWLRQ 2EWDLQVSHFLDOLQVWUXFWLRQVEHIRUHXVH'RQRWKDQGOHXQWLODOOVDIHW\SUHFDXWLRQVKDYHEHHQUHDG
DQGXQGHUVWRRG.HHSDZD\IURPKHDWVSDUNVRSHQIODPHVKRWVXUIDFHV1RVPRNLQJ'RQRW
VSUD\RQDQRSHQIODPHRURWKHULJQLWLRQVRXUFH3UHVVXUL]HGFRQWDLQHU'RQRWSLHUFHRUEXUQ
HYHQDIWHUXVH:DVKWKRURXJKO\DIWHUKDQGOLQJ$YRLGUHOHDVHWRWKHHQYLURQPHQW:HDU
SURWHFWLYHJORYHVSURWHFWLYHFORWKLQJH\HSURWHFWLRQIDFHSURWHFWLRQ
5HVSRQVH ,IVZDOORZHG,PPHGLDWHO\FDOODSRLVRQFHQWHUGRFWRU'R127LQGXFHYRPLWLQJ,ILQH\HV5LQVH
FDXWLRXVO\ZLWKZDWHUIRUVHYHUDOPLQXWHV5HPRYHFRQWDFWOHQVHVLISUHVHQWDQGHDV\WRGR
&RQWLQXHULQVLQJ,IH[SRVHGRUFRQFHUQHG*HWPHGLFDODGYLFHDWWHQWLRQ,IH\HLUULWDWLRQSHUVLVWV
*HWPHGLFDODGYLFHDWWHQWLRQ
6WRUDJH 6WRUHORFNHGXS3URWHFWIURPVXQOLJKW'RQRWH[SRVHWRWHPSHUDWXUHVH[FHHGLQJ&)
'LVSRVDO 'LVSRVHRIFRQWHQWVFRQWDLQHULQDFFRUGDQFHZLWKORFDOUHJLRQDOQDWLRQDOLQWHUQDWLRQDOUHJXODWLRQV
/9HUVLRQ,VVXHGDWH
+D]DUG V QRWRWKHUZLVH 1RQHNQRZQ
FODVVLILHG +12&
6XSSOHPHQWDOLQIRUPDWLRQ RIWKHPL[WXUHFRQVLVWVRIFRPSRQHQW V RIXQNQRZQDFXWHRUDOWR[LFLW\RIWKHPL[WXUH
FRQVLVWVRIFRPSRQHQW V RIXQNQRZQDFXWHGHUPDOWR[LFLW\RIWKHPL[WXUHFRQVLVWVRI
FRPSRQHQW V RIXQNQRZQDFXWHLQKDODWLRQWR[LFLW\RIWKHPL[WXUHFRQVLVWVRI
FRPSRQHQW V RIXQNQRZQDFXWHKD]DUGVWRWKHDTXDWLFHQYLURQPHQWRIWKHPL[WXUH
FRQVLVWVRIFRPSRQHQW V RIXQNQRZQORQJWHUPKD]DUGVWRWKHDTXDWLFHQYLURQPHQW
127(7KLVSURGXFWLVDFRQVXPHUSURGXFWDQGLVODEHOHGLQDFFRUGDQFHZLWKWKH86&RQVXPHU
3URGXFW6DIHW\&RPPLVVLRQUHJXODWLRQVZKLFKWDNHSUHFHGHQFHRYHU26+$+D]DUG
&RPPXQLFDWLRQODEHOLQJ7KHFRQWDLQHUODEHOPD\QRWLQFOXGHWKH26+$ODEHOHOHPHQWVOLVWHGLQ
WKLVGRFXPHQW$OZD\VFDUHIXOO\UHYLHZWKHHQWLUH6'6DQGWKHSURGXFWODEHOSULRUWRXVHLQWKH
ZRUNSODFH
&RPSRVLWLRQLQIRUPDWLRQRQLQJUHGLHQWV
0L[WXUHV
&KHPLFDOQDPH &RPPRQQDPHDQGV\QRQ\PV &$6QXPEHU
+\GURWUHDWHG/LJKW1DSKWKHQLF
'LVWLOODWHV3HWUROHXP
&DUERQ'LR[LGH
SURSHQHPHWK\O
+RPRSRO\PHU
%XWR[\GLJO\FRO
'LVWLOODWHV3HWUROHXP
6ROYHQWGHZD[HG+HDY\3DUDIILQLF
'LVWLOODWHV SHWUROHXP
+\GURWUHDWHG+HDY\1DSKWKHQLF
2WKHUFRPSRQHQWVEHORZUHSRUWDEOHOHYHOV
'HVLJQDWHVWKDWDVSHFLILFFKHPLFDOLGHQWLW\DQGRUSHUFHQWDJHRIFRPSRVLWLRQKDVEHHQZLWKKHOGDVDWUDGHVHFUHW
)LUVWDLGPHDVXUHV
,QKDODWLRQ 0RYHWRIUHVKDLU&DOODSK\VLFLDQLIV\PSWRPVGHYHORSRUSHUVLVW
6NLQFRQWDFW :DVKRIIZLWKVRDSDQGZDWHU*HWPHGLFDODWWHQWLRQLILUULWDWLRQGHYHORSVDQGSHUVLVWV
(\HFRQWDFW ,PPHGLDWHO\IOXVKH\HVZLWKSOHQW\RIZDWHUIRUDWOHDVWPLQXWHV5HPRYHFRQWDFWOHQVHVLI
SUHVHQWDQGHDV\WRGR&RQWLQXHULQVLQJ,IH\HLUULWDWLRQSHUVLVWV*HWPHGLFDODGYLFHDWWHQWLRQ
,QJHVWLRQ &DOODSK\VLFLDQRUSRLVRQFRQWUROFHQWHULPPHGLDWHO\5LQVHPRXWK'RQRWLQGXFHYRPLWLQJ,I
YRPLWLQJRFFXUVNHHSKHDGORZVRWKDWVWRPDFKFRQWHQWGRHVQ WJHWLQWRWKHOXQJV
0RVWLPSRUWDQW $VSLUDWLRQPD\FDXVHSXOPRQDU\HGHPDDQGSQHXPRQLWLV6HYHUHH\HLUULWDWLRQ6\PSWRPVPD\
V\PSWRPVHIIHFWVDFXWHDQG LQFOXGHVWLQJLQJWHDULQJUHGQHVVVZHOOLQJDQGEOXUUHGYLVLRQ
GHOD\HG
,QGLFDWLRQRILPPHGLDWH 3URYLGHJHQHUDOVXSSRUWLYHPHDVXUHVDQGWUHDWV\PSWRPDWLFDOO\.HHSYLFWLPXQGHUREVHUYDWLRQ
PHGLFDODWWHQWLRQDQGVSHFLDO 6\PSWRPVPD\EHGHOD\HG
WUHDWPHQWQHHGHG
*HQHUDOLQIRUPDWLRQ ,)H[SRVHGRUFRQFHUQHG*HWPHGLFDODGYLFHDWWHQWLRQ,I\RXIHHOXQZHOOVHHNPHGLFDODGYLFH
VKRZWKHODEHOZKHUHSRVVLEOH (QVXUHWKDWPHGLFDOSHUVRQQHODUHDZDUHRIWKHPDWHULDO V
LQYROYHGDQGWDNHSUHFDXWLRQVWRSURWHFWWKHPVHOYHV6KRZWKLVVDIHW\GDWDVKHHWWRWKHGRFWRULQ
DWWHQGDQFH
)LUHILJKWLQJPHDVXUHV
6XLWDEOHH[WLQJXLVKLQJPHGLD :DWHUIRJ)RDP'U\FKHPLFDOSRZGHU&DUERQGLR[LGH &2
8QVXLWDEOHH[WLQJXLVKLQJ 'RQRWXVHZDWHUMHWDVDQH[WLQJXLVKHUDVWKLVZLOOVSUHDGWKHILUH
PHGLD
6SHFLILFKD]DUGVDULVLQJIURP &RQWHQWVXQGHUSUHVVXUH3UHVVXUL]HGFRQWDLQHUPD\H[SORGHZKHQH[SRVHGWRKHDWRUIODPH
WKHFKHPLFDO 'XULQJILUHJDVHVKD]DUGRXVWRKHDOWKPD\EHIRUPHG
6SHFLDOSURWHFWLYHHTXLSPHQW )LUHILJKWHUVPXVWXVHVWDQGDUGSURWHFWLYHHTXLSPHQWLQFOXGLQJIODPHUHWDUGDQWFRDWKHOPHWZLWK
DQGSUHFDXWLRQVIRUILUHILJKWHUV IDFHVKLHOGJORYHVUXEEHUERRWVDQGLQHQFORVHGVSDFHV6&%$
)LUHILJKWLQJ 0RYHFRQWDLQHUVIURPILUHDUHDLI\RXFDQGRVRZLWKRXWULVN&RQWDLQHUVVKRXOGEHFRROHGZLWK
HTXLSPHQWLQVWUXFWLRQV ZDWHUWRSUHYHQWYDSRUSUHVVXUHEXLOGXS)RUPDVVLYHILUHLQFDUJRDUHDXVHXQPDQQHGKRVH
KROGHURUPRQLWRUQR]]OHVLISRVVLEOH,IQRWZLWKGUDZDQGOHWILUHEXUQRXW
/9HUVLRQ,VVXHGDWH
6SHFLILFPHWKRGV 8VHVWDQGDUGILUHILJKWLQJSURFHGXUHVDQGFRQVLGHUWKHKD]DUGVRIRWKHULQYROYHGPDWHULDOV0RYH
FRQWDLQHUVIURPILUHDUHDLI\RXFDQGRVRZLWKRXWULVN,QWKHHYHQWRIILUHDQGRUH[SORVLRQGRQRW
EUHDWKHIXPHV
*HQHUDOILUHKD]DUGV )ODPPDEOHDHURVRO
$FFLGHQWDOUHOHDVHPHDVXUHV
3HUVRQDOSUHFDXWLRQV .HHSXQQHFHVVDU\SHUVRQQHODZD\.HHSSHRSOHDZD\IURPDQGXSZLQGRIVSLOOOHDN:HDU
SURWHFWLYHHTXLSPHQWDQG DSSURSULDWHSURWHFWLYHHTXLSPHQWDQGFORWKLQJGXULQJFOHDQXS'RQRWWRXFKGDPDJHGFRQWDLQHUV
HPHUJHQF\SURFHGXUHV RUVSLOOHGPDWHULDOXQOHVVZHDULQJDSSURSULDWHSURWHFWLYHFORWKLQJ9HQWLODWHFORVHGVSDFHVEHIRUH
HQWHULQJWKHP/RFDODXWKRULWLHVVKRXOGEHDGYLVHGLIVLJQLILFDQWVSLOODJHVFDQQRWEHFRQWDLQHG)RU
SHUVRQDOSURWHFWLRQVHHVHFWLRQRIWKH6'6
0HWKRGVDQGPDWHULDOVIRU 5HIHUWRDWWDFKHGVDIHW\GDWDVKHHWVDQGRULQVWUXFWLRQVIRUXVH6WRSOHDNLI\RXFDQGRVRZLWKRXW
FRQWDLQPHQWDQGFOHDQLQJXS ULVN0RYHWKHF\OLQGHUWRDVDIHDQGRSHQDUHDLIWKHOHDNLVLUUHSDUDEOH.HHSFRPEXVWLEOHV ZRRG
SDSHURLOHWF DZD\IURPVSLOOHGPDWHULDO3UHYHQWSURGXFWIURPHQWHULQJGUDLQV$EVRUELQ
YHUPLFXOLWHGU\VDQGRUHDUWKDQGSODFHLQWRFRQWDLQHUV)ROORZLQJSURGXFWUHFRYHU\IOXVKDUHD
ZLWKZDWHU
+DQGOLQJDQGVWRUDJH
3UHFDXWLRQVIRUVDIHKDQGOLQJ 2EWDLQVSHFLDOLQVWUXFWLRQVEHIRUHXVH'RQRWKDQGOHXQWLODOOVDIHW\SUHFDXWLRQVKDYHEHHQUHDG
DQGXQGHUVWRRG3UHVVXUL]HGFRQWDLQHU'RQRWSLHUFHRUEXUQHYHQDIWHUXVH'RQRWXVHLIVSUD\
EXWWRQLVPLVVLQJRUGHIHFWLYH'RQRWVSUD\RQDQDNHGIODPHRUDQ\RWKHULQFDQGHVFHQWPDWHULDO
'RQRWVPRNHZKLOHXVLQJRUXQWLOVSUD\HGVXUIDFHLVWKRURXJKO\GU\'RQRWFXWZHOGVROGHUGULOO
JULQGRUH[SRVHFRQWDLQHUVWRKHDWIODPHVSDUNVRURWKHUVRXUFHVRILJQLWLRQ$OOHTXLSPHQWXVHG
ZKHQKDQGOLQJWKHSURGXFWPXVWEHJURXQGHG'RQRWUHXVHHPSW\FRQWDLQHUV$YRLGFRQWDFWZLWK
H\HV$YRLGSURORQJHGH[SRVXUH6KRXOGEHKDQGOHGLQFORVHGV\VWHPVLISRVVLEOH8VHRQO\LQ
ZHOOYHQWLODWHGDUHDV:HDUDSSURSULDWHSHUVRQDOSURWHFWLYHHTXLSPHQW:DVKKDQGVWKRURXJKO\
DIWHUKDQGOLQJ$YRLGUHOHDVHWRWKHHQYLURQPHQW2EVHUYHJRRGLQGXVWULDOK\JLHQHSUDFWLFHV
&RQGLWLRQVIRUVDIHVWRUDJH /HYHO$HURVRO
LQFOXGLQJDQ\LQFRPSDWLELOLWLHV
6WRUHORFNHGXS3UHVVXUL]HGFRQWDLQHU3URWHFWIURPVXQOLJKWDQGGRQRWH[SRVHWRWHPSHUDWXUHV
H[FHHGLQJ&)'RQRWSXQFWXUHLQFLQHUDWHRUFUXVK'RQRWKDQGOHRUVWRUHQHDUDQRSHQ
IODPHKHDWRURWKHUVRXUFHVRILJQLWLRQ7KLVPDWHULDOFDQDFFXPXODWHVWDWLFFKDUJHZKLFKPD\
FDXVHVSDUNDQGEHFRPHDQLJQLWLRQVRXUFH6WRUHLQWLJKWO\FORVHGFRQWDLQHU.HHSRXWRIWKH
UHDFKRIFKLOGUHQ6WRUHDZD\IURPLQFRPSDWLEOHPDWHULDOV VHH6HFWLRQRIWKH6'6
([SRVXUHFRQWUROVSHUVRQDOSURWHFWLRQ
2FFXSDWLRQDOH[SRVXUHOLPLWV
7KHIROORZLQJFRQVWLWXHQWVDUHWKHRQO\FRQVWLWXHQWVRIWKHSURGXFWZKLFKKDYHD3(/7/9RURWKHUUHFRPPHQGHGH[SRVXUHOLPLW
$WWKLVWLPHWKHRWKHUFRQVWLWXHQWVKDYHQRNQRZQH[SRVXUHOLPLWV
8626+$7DEOH=/LPLWVIRU$LU&RQWDPLQDQWV &)5
&RPSRQHQWV 7\SH 9DOXH )RUP
&DUERQ'LR[LGH &$6 3(/ PJP
SSP
'LVWLOODWHV SHWUROHXP 3(/ PJP 0LVW
+\GURWUHDWHG+HDY\
1DSKWKHQLF &$6
PJP
SSP
'LVWLOODWHV3HWUROHXP 3(/ PJP 0LVW
6ROYHQWGHZD[HG+HDY\
3DUDIILQLF &$6
PJP
SSP
/9HUVLRQ,VVXHGDWH
8626+$7DEOH=/LPLWVIRU$LU&RQWDPLQDQWV &)5
&RPSRQHQWV 7\SH 9DOXH )RUP
+\GURWUHDWHG/LJKW 3(/ PJP 0LVW
1DSKWKHQLF'LVWLOODWHV
3HWUROHXP &$6
PJP
SSP
86$&*,+7KUHVKROG/LPLW9DOXHV
&RPSRQHQWV 7\SH 9DOXH )RUP
%XWR[\GLJO\FRO &$6 7:$ SSP ,QKDODEOHIUDFWLRQDQG
YDSRU
&DUERQ'LR[LGH &$6 67(/ SSP
7:$ SSP
'LVWLOODWHV SHWUROHXP 7:$ PJP ,QKDODEOHIUDFWLRQ
+\GURWUHDWHG+HDY\
1DSKWKHQLF &$6
'LVWLOODWHV3HWUROHXP 7:$ PJP ,QKDODEOHIUDFWLRQ
6ROYHQWGHZD[HG+HDY\
3DUDIILQLF &$6
+\GURWUHDWHG/LJKW 7:$ PJP ,QKDODEOHIUDFWLRQ
1DSKWKHQLF'LVWLOODWHV
3HWUROHXP &$6
861,26+3RFNHW*XLGHWR&KHPLFDO+D]DUGV
&RPSRQHQWV 7\SH 9DOXH )RUP
&DUERQ'LR[LGH &$6 67(/ PJP
SSP
7:$ PJP
SSP
'LVWLOODWHV SHWUROHXP &HLOLQJ PJP
+\GURWUHDWHG+HDY\
1DSKWKHQLF &$6
67(/ PJP 0LVW
'LVWLOODWHV3HWUROHXP &HLOLQJ PJP
6ROYHQWGHZD[HG+HDY\
3DUDIILQLF &$6
67(/ PJP 0LVW
+\GURWUHDWHG/LJKW &HLOLQJ PJP
1DSKWKHQLF'LVWLOODWHV
3HWUROHXP &$6
67(/ PJP 0LVW
%LRORJLFDOOLPLWYDOXHV 1RELRORJLFDOH[SRVXUHOLPLWVQRWHGIRUWKHLQJUHGLHQW V
$SSURSULDWHHQJLQHHULQJ *RRGJHQHUDOYHQWLODWLRQ W\SLFDOO\DLUFKDQJHVSHUKRXU VKRXOGEHXVHG9HQWLODWLRQUDWHV
FRQWUROV VKRXOGEHPDWFKHGWRFRQGLWLRQV,IDSSOLFDEOHXVHSURFHVVHQFORVXUHVORFDOH[KDXVWYHQWLODWLRQ
RURWKHUHQJLQHHULQJFRQWUROVWRPDLQWDLQDLUERUQHOHYHOVEHORZUHFRPPHQGHGH[SRVXUHOLPLWV,I
H[SRVXUHOLPLWVKDYHQRWEHHQHVWDEOLVKHGPDLQWDLQDLUERUQHOHYHOVWRDQDFFHSWDEOHOHYHO3URYLGH
H\HZDVKVWDWLRQ
,QGLYLGXDOSURWHFWLRQPHDVXUHVVXFKDVSHUVRQDOSURWHFWLYHHTXLSPHQW
(\HIDFHSURWHFWLRQ &KHPLFDOUHVSLUDWRUZLWKRUJDQLFYDSRUFDUWULGJHDQGIXOOIDFHSLHFH$SSOLFDEOHIRULQGXVWULDO
VHWWLQJVRQO\
/9HUVLRQ,VVXHGDWH
6NLQSURWHFWLRQ
+DQGSURWHFWLRQ :HDUDSSURSULDWHFKHPLFDOUHVLVWDQWJORYHV$SSOLFDEOHIRULQGXVWULDOVHWWLQJVRQO\
2WKHU :HDUDSSURSULDWHFKHPLFDOUHVLVWDQWFORWKLQJ8VHRIDQLPSHUYLRXVDSURQLVUHFRPPHQGHG
$SSOLFDEOHIRULQGXVWULDOVHWWLQJVRQO\
5HVSLUDWRU\SURWHFWLRQ &KHPLFDOUHVSLUDWRUZLWKRUJDQLFYDSRUFDUWULGJHDQGIXOOIDFHSLHFH&KHPLFDOUHVSLUDWRUZLWK
RUJDQLFYDSRUFDUWULGJHDQGIXOOIDFHSLHFHLIWKUHVKROGOLPLWVDUHH[FHHGHG$SSOLFDEOHIRULQGXVWULDO
VHWWLQJVRQO\
7KHUPDOKD]DUGV :HDUDSSURSULDWHWKHUPDOSURWHFWLYHFORWKLQJZKHQQHFHVVDU\
*HQHUDOK\JLHQH 2EVHUYHDQ\PHGLFDOVXUYHLOODQFHUHTXLUHPHQWV:KHQXVLQJGRQRWVPRNH$OZD\VREVHUYHJRRG
FRQVLGHUDWLRQV SHUVRQDOK\JLHQHPHDVXUHVVXFKDVZDVKLQJDIWHUKDQGOLQJWKHPDWHULDODQGEHIRUHHDWLQJ
GULQNLQJDQGRUVPRNLQJ5RXWLQHO\ZDVKZRUNFORWKLQJDQGSURWHFWLYHHTXLSPHQWWRUHPRYH
FRQWDPLQDQWV
3K\VLFDODQGFKHPLFDOSURSHUWLHV
$SSHDUDQFH $HURVRO+D]\2LO\/LTXLG
3K\VLFDOVWDWH /LTXLG
)RUP $HURVRO
&RORU /LJKW\HOORZDPEHU
2GRU 0LOG
2GRUWKUHVKROG 1RWDYDLODEOH
S+ 1RWDYDLODEOH
0HOWLQJSRLQWIUHH]LQJSRLQW 1RWDYDLODEOH
,QLWLDOERLOLQJSRLQWDQGERLOLQJ 1RWDYDLODEOH
UDQJH
)ODVKSRLQW ) & HVWLPDWHG
(YDSRUDWLRQUDWH 1RWDYDLODEOH
)ODPPDELOLW\ VROLGJDV 1RWDSSOLFDEOH
8SSHUORZHUIODPPDELOLW\RUH[SORVLYHOLPLWV
)ODPPDELOLW\OLPLWORZHU 1RWDYDLODEOH
)ODPPDELOLW\OLPLWXSSHU 1RWDYDLODEOH
([SORVLYHOLPLWORZHU 1RWDYDLODEOH
([SORVLYHOLPLWXSSHU 1RWDYDLODEOH
9DSRUSUHVVXUH 1RWDYDLODEOH
9DSRUGHQVLW\ 1RWDYDLODEOH
5HODWLYHGHQVLW\ 1RWDYDLODEOH
6ROXELOLW\ LHV
6ROXELOLW\ ZDWHU 1RWDYDLODEOH
3DUWLWLRQFRHIILFLHQW 1RWDYDLODEOH
QRFWDQROZDWHU
$XWRLJQLWLRQWHPSHUDWXUH 1RWDYDLODEOH
'HFRPSRVLWLRQWHPSHUDWXUH 1RWDYDLODEOH
9LVFRVLW\ 1RWDYDLODEOH
2WKHULQIRUPDWLRQ
'HQVLW\ OEVJDOHVWLPDWHG
([SORVLYHSURSHUWLHV 1RWH[SORVLYH
)ODPPDELOLW\FODVV &RPEXVWLEOH,,,$HVWLPDWHG
+HDWRIFRPEXVWLRQ 1)3$ N-JHVWLPDWHG
%
2[LGL]LQJSURSHUWLHV 1RWR[LGL]LQJ
3HUFHQWYRODWLOH HVWLPDWHG
/9HUVLRQ,VVXHGDWH
6SHFLILFJUDYLW\ HVWLPDWHG
92&
6WDELOLW\DQGUHDFWLYLW\
5HDFWLYLW\ 7KHSURGXFWLVVWDEOHDQGQRQUHDFWLYHXQGHUQRUPDOFRQGLWLRQVRIXVHVWRUDJHDQGWUDQVSRUW
&KHPLFDOVWDELOLW\ 0DWHULDOLVVWDEOHXQGHUQRUPDOFRQGLWLRQV
3RVVLELOLW\RIKD]DUGRXV +D]DUGRXVSRO\PHUL]DWLRQGRHVQRWRFFXU
UHDFWLRQV
&RQGLWLRQVWRDYRLG .HHSDZD\IURPKHDWKRWVXUIDFHVVSDUNVRSHQIODPHVDQGRWKHULJQLWLRQVRXUFHV$YRLG
WHPSHUDWXUHVH[FHHGLQJWKHIODVKSRLQW&RQWDFWZLWKLQFRPSDWLEOHPDWHULDOV
,QFRPSDWLEOHPDWHULDOV 6WURQJR[LGL]LQJDJHQWV
+D]DUGRXVGHFRPSRVLWLRQ 1RKD]DUGRXVGHFRPSRVLWLRQSURGXFWVDUHNQRZQ
SURGXFWV
7R[LFRORJLFDOLQIRUPDWLRQ
,QIRUPDWLRQRQOLNHO\URXWHVRIH[SRVXUH
,QKDODWLRQ 3URORQJHGLQKDODWLRQPD\EHKDUPIXO
6NLQFRQWDFW 1RDGYHUVHHIIHFWVGXHWRVNLQFRQWDFWDUHH[SHFWHG
(\HFRQWDFW &DXVHVVHULRXVH\HLUULWDWLRQ
,QJHVWLRQ 'URSOHWVRIWKHSURGXFWDVSLUDWHGLQWRWKHOXQJVWKURXJKLQJHVWLRQRUYRPLWLQJPD\FDXVHDVHULRXV
FKHPLFDOSQHXPRQLD
6\PSWRPVUHODWHGWRWKH $VSLUDWLRQPD\FDXVHSXOPRQDU\HGHPDDQGSQHXPRQLWLV6HYHUHH\HLUULWDWLRQ6\PSWRPVPD\
SK\VLFDOFKHPLFDODQG LQFOXGHVWLQJLQJWHDULQJUHGQHVVVZHOOLQJDQGEOXUUHGYLVLRQ
WR[LFRORJLFDOFKDUDFWHULVWLFV
,QIRUPDWLRQRQWR[LFRORJLFDOHIIHFWV
$FXWHWR[LFLW\ 0D\EHIDWDOLIVZDOORZHGDQGHQWHUVDLUZD\V
&RPSRQHQWV 6SHFLHV 7HVW5HVXOWV
SURSHQHPHWK\O+RPRSRO\PHU &$6
$FXWH
'HUPDO
/' 5DW !PJNJ+RXUV
,QKDODWLRQ
9DSRU
/& 5DW !PJO+RXUV
2UDO
/' 5DW !PJNJ
%XWR[\GLJO\FRO &$6
$FXWH
'HUPDO
/' 5DEELW PJNJ
2UDO
/' 5DW PJNJ
'LVWLOODWHV SHWUROHXP +\GURWUHDWHG+HDY\1DSKWKHQLF &$6
$FXWH
'HUPDO
/' 5DEELW !PJNJ+RXUV
,QKDODWLRQ
/& 5DW !PJO+RXUV
2UDO
/' 5DW !PJNJ
/9HUVLRQ,VVXHGDWH
&RPSRQHQWV 6SHFLHV 7HVW5HVXOWV
'LVWLOODWHV3HWUROHXP6ROYHQWGHZD[HG+HDY\3DUDIILQLF &$6
$FXWH
'HUPDO
/' 5DEELW !PJNJ+RXUV
,QKDODWLRQ
/& 5DW !PJO+RXUV
2UDO
/' 5DW !PJNJ
+\GURWUHDWHG/LJKW1DSKWKHQLF'LVWLOODWHV3HWUROHXP &$6
$FXWH
'HUPDO
/' 5DEELW !PJNJ+RXUV
,QKDODWLRQ
/& 5DW !PJO+RXUV
2UDO
/' 5DW !PJNJ
6NLQFRUURVLRQLUULWDWLRQ 3URORQJHGVNLQFRQWDFWPD\FDXVHWHPSRUDU\LUULWDWLRQ
6HULRXVH\HGDPDJHH\H &DXVHVVHULRXVH\HLUULWDWLRQ
LUULWDWLRQ
5HVSLUDWRU\RUVNLQVHQVLWL]DWLRQ
5HVSLUDWRU\VHQVLWL]DWLRQ 1RWDUHVSLUDWRU\VHQVLWL]HU
6NLQVHQVLWL]DWLRQ 7KLVSURGXFWLVQRWH[SHFWHGWRFDXVHVNLQVHQVLWL]DWLRQ
*HUPFHOOPXWDJHQLFLW\ 0D\FDXVHJHQHWLFGHIHFWV
&DUFLQRJHQLFLW\ 0D\FDXVHFDQFHU
,$5&0RQRJUDSKV2YHUDOO(YDOXDWLRQRI&DUFLQRJHQLFLW\
'LVWLOODWHV3HWUROHXP6ROYHQWGHZD[HG+HDY\3DUDIILQLF 1RWFODVVLILDEOHDVWRFDUFLQRJHQLFLW\WRKXPDQV
&$6
26+$6SHFLILFDOO\5HJXODWHG6XEVWDQFHV &)5
1RWUHJXODWHG
861DWLRQDO7R[LFRORJ\3URJUDP 173 5HSRUWRQ&DUFLQRJHQV
+\GURWUHDWHG/LJKW1DSKWKHQLF'LVWLOODWHV3HWUROHXP .QRZQ7R%H+XPDQ&DUFLQRJHQ
&$6
5HSURGXFWLYHWR[LFLW\ 7KLVSURGXFWLVQRWH[SHFWHGWRFDXVHUHSURGXFWLYHRUGHYHORSPHQWDOHIIHFWV
6SHFLILFWDUJHWRUJDQWR[LFLW\ 1RWFODVVLILHG
VLQJOHH[SRVXUH
6SHFLILFWDUJHWRUJDQWR[LFLW\ 1RWFODVVLILHG
UHSHDWHGH[SRVXUH
$VSLUDWLRQKD]DUG 0D\EHIDWDOLIVZDOORZHGDQGHQWHUVDLUZD\V
&KURQLFHIIHFWV 3URORQJHGLQKDODWLRQPD\EHKDUPIXO
(FRORJLFDOLQIRUPDWLRQ
(FRWR[LFLW\ +DUPIXOWRDTXDWLFOLIH
&RPSRQHQWV 6SHFLHV 7HVW5HVXOWV
SURSHQHPHWK\O+RPRSRO\PHU &$6
$TXDWLF
)LVK /& 5DLQERZWURXWGRQDOGVRQWURXW !PJOKRXUV
2QFRUK\QFKXVP\NLVV
%XWR[\GLJO\FRO &$6
$TXDWLF
)LVK /& %OXHJLOO /HSRPLVPDFURFKLUXV PJOKRXUV
3HUVLVWHQFHDQGGHJUDGDELOLW\ 1RGDWDLVDYDLODEOHRQWKHGHJUDGDELOLW\RIDQ\LQJUHGLHQWVLQWKHPL[WXUH
/9HUVLRQ,VVXHGDWH
%LRDFFXPXODWLYHSRWHQWLDO
3DUWLWLRQFRHIILFLHQWQRFWDQROZDWHU ORJ.RZ
%XWR[\GLJO\FRO
0RELOLW\LQVRLO 1RGDWDDYDLODEOH
2WKHUDGYHUVHHIIHFWV 1RRWKHUDGYHUVHHQYLURQPHQWDOHIIHFWV HJR]RQHGHSOHWLRQSKRWRFKHPLFDOR]RQHFUHDWLRQ
SRWHQWLDOHQGRFULQHGLVUXSWLRQJOREDOZDUPLQJSRWHQWLDO DUHH[SHFWHGIURPWKLVFRPSRQHQW
'LVSRVDOFRQVLGHUDWLRQV
'LVSRVDOLQVWUXFWLRQV &ROOHFWDQGUHFODLPRUGLVSRVHLQVHDOHGFRQWDLQHUVDWOLFHQVHGZDVWHGLVSRVDOVLWH&RQWHQWV
XQGHUSUHVVXUH'RQRWSXQFWXUHLQFLQHUDWHRUFUXVK'RQRWDOORZWKLVPDWHULDOWRGUDLQLQWR
VHZHUVZDWHUVXSSOLHV'RQRWFRQWDPLQDWHSRQGVZDWHUZD\VRUGLWFKHVZLWKFKHPLFDORUXVHG
FRQWDLQHU'LVSRVHRIFRQWHQWVFRQWDLQHULQDFFRUGDQFHZLWKORFDOUHJLRQDOQDWLRQDOLQWHUQDWLRQDO
UHJXODWLRQV
/RFDOGLVSRVDOUHJXODWLRQV 'LVSRVHLQDFFRUGDQFHZLWKDOODSSOLFDEOHUHJXODWLRQV
+D]DUGRXVZDVWHFRGH 7KHZDVWHFRGHVKRXOGEHDVVLJQHGLQGLVFXVVLRQEHWZHHQWKHXVHUWKHSURGXFHUDQGWKHZDVWH
GLVSRVDOFRPSDQ\
:DVWHIURPUHVLGXHVXQXVHG 'LVSRVHRILQDFFRUGDQFHZLWKORFDOUHJXODWLRQV(PSW\FRQWDLQHUVRUOLQHUVPD\UHWDLQVRPH
SURGXFWV SURGXFWUHVLGXHV7KLVPDWHULDODQGLWVFRQWDLQHUPXVWEHGLVSRVHGRILQDVDIHPDQQHU VHH
'LVSRVDOLQVWUXFWLRQV
&RQWDPLQDWHGSDFNDJLQJ 6LQFHHPSWLHGFRQWDLQHUVPD\UHWDLQSURGXFWUHVLGXHIROORZODEHOZDUQLQJVHYHQDIWHUFRQWDLQHULV
HPSWLHG(PSW\FRQWDLQHUVVKRXOGEHWDNHQWRDQDSSURYHGZDVWHKDQGOLQJVLWHIRUUHF\FOLQJRU
GLVSRVDO'RQRWUHXVHHPSW\FRQWDLQHUV
7UDQVSRUWLQIRUPDWLRQ
'27
81QXPEHU 81
81SURSHUVKLSSLQJQDPH $HURVROVIODPPDEOH/LPLWHG4XDQWLW\
7UDQVSRUWKD]DUGFODVV HV
&ODVV
6XEVLGLDU\ULVN
/DEHO V
3DFNLQJJURXS ,,,
6SHFLDOSUHFDXWLRQVIRUXVHU 5HDGVDIHW\LQVWUXFWLRQV6'6DQGHPHUJHQF\SURFHGXUHVEHIRUHKDQGOLQJ
6SHFLDOSURYLVLRQV ,%77373
3DFNDJLQJH[FHSWLRQV
3DFNDJLQJQRQEXON
3DFNDJLQJEXON
,$7$
81QXPEHU 81
81SURSHUVKLSSLQJQDPH $HURVROVIODPPDEOH/LPLWHG4XDQWLW\
7UDQVSRUWKD]DUGFODVV HV
&ODVV
6XEVLGLDU\ULVN
3DFNLQJJURXS 1RWDYDLODEOH
(QYLURQPHQWDOKD]DUGV <HV
(5*&RGH /
6SHFLDOSUHFDXWLRQVIRUXVHU 5HDGVDIHW\LQVWUXFWLRQV6'6DQGHPHUJHQF\SURFHGXUHVEHIRUHKDQGOLQJ
2WKHULQIRUPDWLRQ
3DVVHQJHUDQGFDUJR $OORZHGZLWKUHVWULFWLRQV
DLUFUDIW
&DUJRDLUFUDIWRQO\ $OORZHGZLWKUHVWULFWLRQV
,0'*
81QXPEHU 81
81SURSHUVKLSSLQJQDPH $HURVROVIODPPDEOH0$5,1(32//87$17 3HWUROHXP'LVWLOODWHV /LPLWHG4XDQWLW\
7UDQVSRUWKD]DUGFODVV HV
&ODVV
6XEVLGLDU\ULVN
3DFNLQJJURXS 1RWDYDLODEOH
(QYLURQPHQWDOKD]DUGV
0DULQHSROOXWDQW <HV
/9HUVLRQ,VVXHGDWH
(P6 )'68
6SHFLDOSUHFDXWLRQVIRUXVHU 5HDGVDIHW\LQVWUXFWLRQV6'6DQGHPHUJHQF\SURFHGXUHVEHIRUHKDQGOLQJ
3HWUROHXP'LVWLOODWHV
7UDQVSRUWLQEXONDFFRUGLQJWR 1RWHVWDEOLVKHG
$QQH[,,RI0$532/DQG
WKH,%&&RGH
'27,0'*
,$7$
0DULQHSROOXWDQW
*HQHUDOLQIRUPDWLRQ ,0'*5HJXODWHG0DULQH3ROOXWDQW
5HJXODWRU\LQIRUPDWLRQ
86IHGHUDOUHJXODWLRQV 7KLVSURGXFWLVD+D]DUGRXV&KHPLFDODVGHILQHGE\WKH26+$+D]DUG&RPPXQLFDWLRQ
6WDQGDUG&)5
76&$6HFWLRQ E ([SRUW1RWLILFDWLRQ &)56XESW'
1RWUHJXODWHG
&(5&/$+D]DUGRXV6XEVWDQFH/LVW &)5
%XWR[\GLJO\FRO &$6 /LVWHG
6$5$(PHUJHQF\UHOHDVHQRWLILFDWLRQ
1RWUHJXODWHG
26+$6SHFLILFDOO\5HJXODWHG6XEVWDQFHV &)5
1RWUHJXODWHG
6XSHUIXQG$PHQGPHQWVDQG5HDXWKRUL]DWLRQ$FWRI 6$5$
6$5$([WUHPHO\KD]DUGRXVVXEVWDQFH
1RWOLVWHG
6$5$+D]DUGRXV 1R ([HPSW
FKHPLFDO
/9HUVLRQ,VVXHGDWH
6$5$ 75,UHSRUWLQJ
&KHPLFDOQDPH &$6QXPEHU E\ZW
%XWR[\GLJO\FRO
2WKHUIHGHUDOUHJXODWLRQV
&OHDQ$LU$FW &$$ 6HFWLRQ+D]DUGRXV$LU3ROOXWDQWV +$3V /LVW
%XWR[\GLJO\FRO &$6
&OHDQ$LU$FW &$$ 6HFWLRQ U $FFLGHQWDO5HOHDVH3UHYHQWLRQ &)5
1RWUHJXODWHG
6DIH'ULQNLQJ:DWHU$FW 1RWUHJXODWHG
6':$
86VWDWHUHJXODWLRQV
&DOLIRUQLD3URSRVLWLRQ
&DOLIRUQLD6DIH'ULQNLQJ:DWHUDQG7R[LF(QIRUFHPHQW$FWRI 3URSRVLWLRQ 7KLVPDWHULDO
LVQRWNQRZQWRFRQWDLQDQ\FKHPLFDOVFXUUHQWO\OLVWHGDVFDUFLQRJHQVRUUHSURGXFWLYHWR[LQV)RU
PRUHLQIRUPDWLRQJRWRZZZ3:DUQLQJVFDJRY
86&DOLIRUQLD&DQGLGDWH&KHPLFDOV/LVW6DIHU&RQVXPHU3URGXFWV5HJXODWLRQV &DO&RGH5HJVWLW
VXEG D
%XWR[\GLJO\FRO &$6
'LVWLOODWHV SHWUROHXP +\GURWUHDWHG+HDY\1DSKWKHQLF &$6
'LVWLOODWHV3HWUROHXP6ROYHQWGHZD[HG+HDY\3DUDIILQLF &$6
+\GURWUHDWHG/LJKW1DSKWKHQLF'LVWLOODWHV3HWUROHXP &$6
,QWHUQDWLRQDO,QYHQWRULHV
&RXQWU\ V RUUHJLRQ ,QYHQWRU\QDPH 2QLQYHQWRU\ \HVQR
$XVWUDOLD $XVWUDOLDQ,QYHQWRU\RI&KHPLFDO6XEVWDQFHV $,&6 1R
&DQDGD 'RPHVWLF6XEVWDQFHV/LVW '6/ <HV
&DQDGD 1RQ'RPHVWLF6XEVWDQFHV/LVW 1'6/ 1R
&KLQD ,QYHQWRU\RI([LVWLQJ&KHPLFDO6XEVWDQFHVLQ&KLQD ,(&6& 1R
(XURSH (XURSHDQ,QYHQWRU\RI([LVWLQJ&RPPHUFLDO&KHPLFDO 1R
6XEVWDQFHV (,1(&6
(XURSH (XURSHDQ/LVWRI1RWLILHG&KHPLFDO6XEVWDQFHV (/,1&6 1R
-DSDQ ,QYHQWRU\RI([LVWLQJDQG1HZ&KHPLFDO6XEVWDQFHV (1&6 1R
.RUHD ([LVWLQJ&KHPLFDOV/LVW (&/ 1R
1HZ=HDODQG 1HZ=HDODQG,QYHQWRU\ 1R
3KLOLSSLQHV 3KLOLSSLQH,QYHQWRU\RI&KHPLFDOVDQG&KHPLFDO6XEVWDQFHV 1R
3,&&6
7DLZDQ 7DLZDQ&KHPLFDO6XEVWDQFH,QYHQWRU\ 7&6, <HV
8QLWHG6WDWHV 3XHUWR5LFR 7R[LF6XEVWDQFHV&RQWURO$FW 76&$ ,QYHQWRU\ <HV
$<HVLQGLFDWHVWKDWDOOFRPSRQHQWVRIWKLVSURGXFWFRPSO\ZLWKWKHLQYHQWRU\UHTXLUHPHQWVDGPLQLVWHUHGE\WKHJRYHUQLQJFRXQWU\ V
$1RLQGLFDWHVWKDWRQHRUPRUHFRPSRQHQWVRIWKHSURGXFWDUHQRWOLVWHGRUH[HPSWIURPOLVWLQJRQWKHLQYHQWRU\DGPLQLVWHUHGE\WKHJRYHUQLQJ
FRXQWU\ V
2WKHULQIRUPDWLRQLQFOXGLQJGDWHRISUHSDUDWLRQRUODVWUHYLVLRQ
,VVXHGDWH
9HUVLRQ
+0,6UDWLQJV +HDOWK
)ODPPDELOLW\
3K\VLFDOKD]DUG
1)3$UDWLQJV +HDOWK
)ODPPDELOLW\
,QVWDELOLW\
1)3$UDWLQJV
/9HUVLRQ,VVXHGDWH
'LVFODLPHU 7KHLQIRUPDWLRQSURYLGHGLQWKLV6DIHW\'DWD6KHHWLVFRUUHFWWRWKHEHVWRIRXUNQRZOHGJH
LQIRUPDWLRQDQGEHOLHIDWWKHGDWHRILWVSXEOLFDWLRQ7KHLQIRUPDWLRQJLYHQLVGHVLJQHGRQO\DVD
JXLGDQFHIRUVDIHKDQGOLQJXVHSURFHVVLQJVWRUDJHWUDQVSRUWDWLRQGLVSRVDODQGUHOHDVHDQGLV
QRWWREHFRQVLGHUHGDZDUUDQW\RUTXDOLW\VSHFLILFDWLRQ7KHLQIRUPDWLRQUHODWHVRQO\WRWKHVSHFLILF
PDWHULDOGHVLJQDWHGDQGPD\QRWEHYDOLGIRUVXFKPDWHULDOXVHGLQFRPELQDWLRQZLWKDQ\RWKHU
PDWHULDOVRULQDQ\SURFHVVXQOHVVVSHFLILHGLQWKHWH[W
5HYLVLRQLQIRUPDWLRQ 3URGXFWDQG&RPSDQ\,GHQWLILFDWLRQ3URGXFWDQG&RPSDQ\,GHQWLILFDWLRQ
3K\VLFDODQGFKHPLFDOSURSHUWLHV$SSHDUDQFH
3K\VLFDODQGFKHPLFDOSURSHUWLHV&RORU
3K\VLFDODQGFKHPLFDOSURSHUWLHV2GRU
7UDQVSRUW,QIRUPDWLRQ0DWHULDO7UDQVSRUWDWLRQ,QIRUPDWLRQ
/9HUVLRQ,VVXHGDWH