Noether's Theorem
Noether's Theorem
As another example, if a physical process exhibits the same outcomes regardless of place or time, then its
Lagrangian is symmetric under continuous translations in space and time respectively: by Noether's theorem,
these symmetries account for the conservation laws of linear momentum and energy within this system,
respectively.[3]: 23 [4]: 261
Noether's theorem is important, both because of the insight it gives into conservation laws, and also as a
practical calculational tool. It allows investigators to determine the conserved quantities (invariants) from the
observed symmetries of a physical system. Conversely, it allows researchers to consider whole classes of
hypothetical Lagrangians with given invariants, to describe a physical system.[2]: 127 As an illustration,
suppose that a physical theory is proposed which conserves a quantity X. A researcher can calculate the types
of Lagrangians that conserve X through a continuous symmetry. Due to Noether's theorem, the properties of
these Lagrangians provide further criteria to understand the implications and judge the fitness of the new
theory.
There are numerous versions of Noether's theorem, with varying degrees of generality. There are natural
quantum counterparts of this theorem, expressed in the Ward–Takahashi identities. Generalizations of
Noether's theorem to superspaces also exist.[5]
If a system has a continuous symmetry property, then there are corresponding quantities whose
values are conserved in time.[6]
To every continuous symmetry generated by local actions there corresponds a conserved current
and vice versa.
The word "symmetry" in the above statement refers more precisely to the covariance of the form that a
physical law takes with respect to a one-dimensional Lie group of transformations satisfying certain technical
criteria. The conservation law of a physical quantity is usually expressed as a continuity equation.
The formal proof of the theorem utilizes the condition of invariance to derive an expression for a current
associated with a conserved physical quantity. In modern terminology, the conserved quantity is called the
Noether charge, while the flow carrying that charge is called the Noether current. The Noether current is
defined up to a solenoidal (divergenceless) vector field.
In the context of gravitation, Felix Klein's statement of Noether's theorem for action I stipulates for the
invariants:[7]
Consider any trajectory (bold on the diagram) that satisfies the system's laws of motion. That is, the
action governing this system is stationary on this trajectory, i.e. does not change under any local variation
of the trajectory. In particular it would not change under a variation that applies the symmetry flow on a
time segment [t0, t1] and is motionless outside that segment. To keep the trajectory continuous, we use
"buffering" periods of small time to transition between the segments gradually.
The total change in the action now comprises changes brought by every interval in play. Parts, where
variation itself vanishes, i.e outside bring no . The middle part does not change the action either,
because its transformation is a symmetry and thus preserves the Lagrangian and the action . The
only remaining parts are the
"buffering" pieces. In these regions
both the coordinate and velocity
change, but changes by , and
the change in the coordinate is
negligible by comparison since the
time span of the buffering is small
(taken to the limit of 0), so
. So the regions
contribute mostly through their
"slanting" .
These last terms, evaluated around the endpoints and , should cancel each other in order to make the total
change in the action be zero, as would be expected if the trajectory is a solution. That is
meaning the quantity is conserved, which is the conclusion of Noether's theorem. For instance if
pure translations of by a constant are the symmetry, then the conserved quantity becomes just
, the canonical momentum.
The first term is due to the changing sizes of the "buffering" segments. The first segment
changes its size from to , and the second segment form to . Therefore, the
integral over the first segment changes by and the integral over the second segment
changes by . The second term is due to the time dilation by a factor in the
first segment and by in the second segment, which changes all time derivatives by
the dilation factor. These time dilations change to (to first order in ) in the
first (-) and second (+) segment. Together they add to the conserved action S a term
for the first (+) and second (-) segment. Since the change of action
Historical context
A conservation law states that some quantity X in the mathematical description of a system's evolution
remains constant throughout its motion – it is an invariant. Mathematically, the rate of change of X (its
derivative with respect to time) is zero,
Such quantities are said to be conserved; they are often called constants of motion (although motion per se
need not be involved, just evolution in time). For example, if the energy of a system is conserved, its energy is
invariant at all times, which imposes a constraint on the system's motion and may help in solving for it. Aside
from insights that such constants of motion give into the nature of a system, they are a useful calculational
tool; for example, an approximate solution can be corrected by finding the nearest state that satisfies the
suitable conservation laws.
The earliest constants of motion discovered were momentum and kinetic energy, which were proposed in the
17th century by René Descartes and Gottfried Leibniz on the basis of collision experiments, and refined by
subsequent researchers. Isaac Newton was the first to enunciate the conservation of momentum in its modern
form, and showed that it was a consequence of Newton's laws of motion. According to general relativity, the
conservation laws of linear momentum, energy and angular momentum are only exactly true globally when
expressed in terms of the sum of the stress–energy tensor (non-gravitational stress–energy) and the Landau–
Lifshitz stress–energy–momentum pseudotensor (gravitational stress–energy). The local conservation of non-
gravitational linear momentum and energy in a free-falling reference frame is expressed by the vanishing of
the covariant divergence of the stress–energy tensor. Another important conserved quantity, discovered in
studies of the celestial mechanics of astronomical bodies, is the Laplace–Runge–Lenz vector.
In the late 18th and early 19th centuries, physicists developed more systematic methods for discovering
invariants. A major advance came in 1788 with the development of Lagrangian mechanics, which is related to
the principle of least action. In this approach, the state of the system can be described by any type of
generalized coordinates q; the laws of motion need not be expressed in a Cartesian coordinate system, as was
customary in Newtonian mechanics. The action is defined as the time integral I of a function known as the
Lagrangian L
where the dot over q signifies the rate of change of the coordinates q,
Hamilton's principle states that the physical path q(t)—the one actually taken by the system—is a path for
which infinitesimal variations in that path cause no change in I, at least up to first order. This principle results
in the Euler–Lagrange equations,
Thus, if one of the coordinates, say qk, does not appear in the Lagrangian, the right-hand side of the equation
is zero, and the left-hand side requires that
Thus, the absence of the ignorable coordinate qk from the Lagrangian implies that the Lagrangian is
unaffected by changes or transformations of qk; the Lagrangian is invariant, and is said to exhibit a symmetry
under such transformations. This is the seed idea generalized in Noether's theorem.
Several alternative methods for finding conserved quantities were developed in the 19th century, especially by
William Rowan Hamilton. For example, he developed a theory of canonical transformations which allowed
changing coordinates so that some coordinates disappeared from the Lagrangian, as above, resulting in
conserved canonical momenta. Another approach, and perhaps the most efficient for finding conserved
quantities, is the Hamilton–Jacobi equation.
Emmy Noether's work on the invariance theorem began in 1915 when she was helping Felix Klein and David
Hilbert with their work related to Albert Einstein's theory of general relativity[8]: 31 By March 1918 she had
most of the key ideas for the paper which would be published later in the year.[9]: 81
Mathematical expression
One can assume that the Lagrangian L defined above is invariant under small perturbations (warpings) of the
time variable t and the generalized coordinates q. One may write
where the perturbations δt and δq are both small, but variable. For generality, assume there are (say) N such
symmetry transformations of the action, i.e. transformations leaving the action unchanged; labelled by an
index r = 1, 2, 3, ..., N.
Then the resultant perturbation can be written as a linear sum of the individual types of perturbations,
Examples
I. Time invariance
For illustration, consider a Lagrangian that does not depend on time, i.e., that is invariant (symmetric) under
changes t → t + δt, without any change in the coordinates q. In this case, N = 1, T = 1 and Q = 0; the
corresponding conserved quantity is the total energy H[10]: 401
Consider a Lagrangian which does not depend on an ("ignorable", as above) coordinate qk; so it is invariant
(symmetric) under changes qk → qk + δqk. In that case, N = 1, T = 0, and Qk = 1; the conserved quantity is the
corresponding linear momentum pk[10]: 403–404
In special and general relativity, these two conservation laws can be expressed either globally (as it is done
above), or locally as a continuity equation. The global versions can be united into a single global conservation
law: the conservation of the energy-momentum 4-vector. The local versions of energy and momentum
conservation (at any point in space-time) can also be united, into the conservation of a quantity defined
locally at the space-time point: the stress–energy tensor[11]: 592 (this will be derived in the next section).
Since time is not being transformed, T = 0, and N = 1. Taking δθ as the ε parameter and the Cartesian
coordinates r as the generalized coordinates q, the corresponding Q variables are given by
In other words, the component of the angular momentum L along the n axis is conserved. And if n is
arbitrary, i.e., if the system is insensitive to any rotation, then every component of L is conserved; in short,
angular momentum is conserved.
Let there be a set of differentiable fields defined over all space and time; for example, the temperature
would be representative of such a field, being a number defined at every place and time. The
principle of least action can be applied to such fields, but the action is now an integral over space and time
(the theorem can be further generalized to the case where the Lagrangian depends on up to the nth derivative,
and can also be formulated using jet bundles).
since the integral of a divergence becomes a boundary term according to the divergence theorem. A system
described by a given action might have multiple independent symmetries of this type, indexed by
so the most general symmetry transformation would be written as
For such systems, Noether's theorem states that there are conserved current densities
(where the dot product is understood to contract the field indices, not the index or index).
which expresses the idea that the amount of a conserved quantity within a sphere cannot change unless some
of it flows out of the sphere. For example, electric charge is conserved; the amount of charge within a sphere
cannot change unless some of the charge leaves the sphere.
For illustration, consider a physical system of fields that behaves the same under translations in time and
space, as considered above; in other words, is constant in its third argument. In that case,
N = 4, one for each dimension of space and time. An infinitesimal translation in space,
(with denoting the Kronecker delta), affects the fields as : that is, relabelling the
coordinates is equivalent to leaving the coordinates in place while translating the field itself, which in turn is
equivalent to transforming the field by replacing its value at each point with the value at the point
"behind" it which would be mapped onto by the infinitesimal displacement under
consideration. Since this is infinitesimal, we may write this transformation as
and thus Noether's theorem corresponds[11]: 592 to the conservation law for the stress–energy tensor Tμν,
where we have used in place of . To wit, by using the expression given earlier, and collecting the four
conserved currents (one for each ) into a tensor , Noether's theorem gives
with
(we relabelled as at an intermediate step to avoid conflict). (However, the obtained in this way may
differ from the symmetric tensor used as the source term in general relativity; see Canonical stress–energy
tensor.)
The conservation of electric charge, by contrast, can be derived by considering Ψ linear in the fields φ rather
than in the derivatives.[11]: 593–594 In quantum mechanics, the probability amplitude ψ(x) of finding a particle
at a point x is a complex field φ, because it ascribes a complex number to every point in space and time. The
probability amplitude itself is physically unmeasurable; only the probability p = |ψ|2 can be inferred from a set
of measurements. Therefore, the system is invariant under transformations of the ψ field and its complex
conjugate field ψ* that leave |ψ|2 unchanged, such as
a complex rotation. In the limit when the phase θ becomes infinitesimally small, δθ, it may be taken as the
parameter ε, while the Ψ are equal to iψ and −iψ*, respectively. A specific example is the Klein–Gordon
equation, the relativistically correct version of the Schrödinger equation for spinless particles, which has the
Lagrangian density
In this case, Noether's theorem states that the conserved (∂ ⋅ j = 0) current equals
which, when multiplied by the charge on that species of particle, equals the electric current density due to that
type of particle. This "gauge invariance" was first noted by Hermann Weyl, and is one of the prototype gauge
symmetries of physics.
Derivations
is invariant under brief infinitesimal variations in the dependent variables. In other words, they satisfy the
Euler–Lagrange equations
And suppose that the integral is invariant under a continuous symmetry. Mathematically such a symmetry is
represented as a flow, φ, which acts on the variables as follows
where ε is a real variable indicating the amount of flow, and T is a real constant (which could be zero)
indicating how much the flow shifts time.
which may be regarded as a function of ε. Calculating the derivative at ε = 0 and using Leibniz's rule, we get
is a constant of the motion, i.e., it is a conserved quantity. Since φ[q, 0] = q, we get and so the
To avoid excessive complication of the formulas, this derivation assumed that the flow does not change as
time passes. The same result can be obtained in the more general case.
Field-theoretic derivation
Noether's theorem may also be derived for tensor fields where the index A ranges over the various
components of the various tensor fields. These field quantities are functions defined over a four-dimensional
space whose points are labeled by coordinates xμ where the index μ ranges over time (μ = 0) and three spatial
dimensions (μ = 1, 2, 3). These four coordinates are the independent variables; and the values of the fields at
each event are the dependent variables. Under an infinitesimal transformation, the variation in the coordinates
is written
By this definition, the field variations result from two factors: intrinsic changes in the field themselves
and changes in coordinates, since the transformed field αA depends on the transformed coordinates ξμ. To
isolate the intrinsic changes, the field variation at a single point xμ may be defined
If the coordinates are changed, the boundary of the region of space–time over which the Lagrangian is being
integrated also changes; the original boundary and its transformed version are denoted as Ω and Ω’,
respectively.
Noether's theorem begins with the assumption that a specific transformation of the coordinates and field
variables does not change the action, which is defined as the integral of the Lagrangian density over the given
region of spacetime. Expressed mathematically, this assumption may be written as
where the comma subscript indicates a partial derivative with respect to the coordinate(s) that follows the
comma, e.g.
Since ξ is a dummy variable of integration, and since the change in the boundary Ω is infinitesimal by
assumption, the two integrals may be combined using the four-dimensional version of the divergence theorem
into the following form
However, because the variations are defined at the same point as described above, the variation and the
derivative can be done in reverse order; they commute
Since this holds for any region Ω, the integrand must be zero
For any combination of the various symmetry transformations, the perturbation can be written
where is the Lie derivative of in the Xμ direction. When is a scalar or ,
These equations imply that the field variation taken at one point equals
Differentiating the above divergence with respect to ε at ε = 0 and changing the sign yields the conservation
law
called the action. (It takes values into , rather than ; this is for physical reasons, and is unimportant for this
proof.)
To get to the usual version of Noether's theorem, we need additional restrictions on the action. We assume
is the integral over M of a function
called the Lagrangian density, depending on , its derivative and the position. In other words, for in
Suppose we are given boundary conditions, i.e., a specification of the value of at the boundary if M is
compact, or some limit on as x approaches ∞. Then the subspace of consisting of functions such that all
functional derivatives of at are zero, that is:
and that satisfies the given boundary conditions, is the subspace of on shell solutions. (See principle of
stationary action)
Now, suppose we have an infinitesimal transformation on , generated by a functional derivation, Q such that
If this holds on shell and off shell, we say Q generates an off-shell symmetry. If this only holds on shell, we
say Q generates an on-shell symmetry. Then, we say Q is a generator of a one parameter symmetry Lie group.
Now, for any N, because of the Euler–Lagrange theorem, on shell (and only on-shell), we have
But this is the continuity equation for the current defined by:[12]
which is called the Noether current associated with the symmetry. The continuity equation tells us that if we
integrate this current over a space-like slice, we get a conserved quantity called the Noether charge (provided,
of course, if M is noncompact, the currents fall off sufficiently fast at infinity).
Comments
Noether's theorem is an on shell theorem: it relies on use of the equations of motion—the classical path. It
reflects the relation between the boundary conditions and the variational principle. Assuming no boundary
terms in the action, Noether's theorem implies that
The quantum analogs of Noether's theorem involving expectation values (e.g., ) probing
off shell quantities as well are the Ward–Takahashi identities.
and
Then,
This shows we can extend Noether's theorem to larger Lie algebras in a natural way.
To see how the generalization is related to the version given above, assume that the action is the spacetime
integral of a Lagrangian that only depends on and its first derivatives. Also, assume
Then,
for all .
Examples
The first term in the brackets is the kinetic energy of the particle, while the second is its potential energy.
Consider the generator of time translations Q = d/dt. In other words, . The coordinate x has an
explicit dependence on time, whilst V does not; consequently:
so we can set
Then,
The right hand side is the energy, and Noether's theorem states that (i.e. the principle of
conservation of energy is a consequence of invariance under time translations).
More generally, if the Lagrangian does not depend explicitly on time, the quantity
for Newtonian particles where the potential only depends pairwise upon the relative displacement.
For , consider the generator of Galilean transformations (i.e. a change in the frame of reference). In other
words,
And
Then,
where is the total momentum, M is the total mass and is the center of mass. Noether's theorem states:
The second term on the right hand side is due to the "conformal weight" of . And
Then
Noether's theorem states that (as one may explicitly check by substituting the Euler–Lagrange
equations into the left hand side).
If one tries to find the Ward–Takahashi analog of this equation, one runs into a problem because of anomalies.
Applications
Application of Noether's theorem allows physicists to gain powerful insights into any general theory in
physics, by just analyzing the various transformations that would make the form of the laws involved
invariant. For example:
Invariance of an isolated system with respect to spatial translation (in other words, that the laws
of physics are the same at all locations in space) gives the law of conservation of linear
momentum (which states that the total linear momentum of an isolated system is constant)
Invariance of an isolated system with respect to time translation (i.e. that the laws of physics are
the same at all points in time) gives the law of conservation of energy (which states that the total
energy of an isolated system is constant)
Invariance of an isolated system with respect to rotation (i.e., that the laws of physics are the
same with respect to all angular orientations in space) gives the law of conservation of angular
momentum (which states that the total angular momentum of an isolated system is constant)
Invariance of an isolated system with respect to Lorentz boosts (i.e., that the laws of physics are
the same with respect to all inertial reference frames) gives the center-of-mass theorem (which
states that the center-of-mass of an isolated system moves at a constant velocity).
In quantum field theory, the analog to Noether's theorem, the Ward–Takahashi identity, yields further
conservation laws, such as the conservation of electric charge from the invariance with respect to a change in
the phase factor of the complex field of the charged particle and the associated gauge of the electric potential
and vector potential.
The Noether charge is also used in calculating the entropy of stationary black holes.[13]
See also
Mathematics portal
Physics portal
Conservation law
Charge (physics)
Gauge symmetry
Gauge symmetry (mathematics)
Invariant (physics)
Goldstone boson
Symmetry (physics)
References
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Further reading
Badin, Gualtiero; Crisciani, Fulvio (2018). Variational Formulation of Fluid and Geophysical Fluid
Dynamics – Mechanics, Symmetries and Conservation Laws. Springer. p. 218.
Bibcode:2018vffg.book.....B (https://ui.adsabs.harvard.edu/abs/2018vffg.book.....B).
doi:10.1007/978-3-319-59695-2 (https://doi.org/10.1007%2F978-3-319-59695-2). ISBN 978-3-
319-59694-5. S2CID 125902566 (https://api.semanticscholar.org/CorpusID:125902566).
Johnson, Tristan (2016). "Noether's Theorem: Symmetry and Conservation" (https://digitalwork
s.union.edu/theses/163/). Honors Theses. Union College. Retrieved 28 August 2020.
Kosmann-Schwarzbach, Yvette (2010). The Noether theorems: Invariance and conservation
laws in the twentieth century. Sources and Studies in the History of Mathematics and Physical
Sciences. Springer-Verlag. ISBN 978-0-387-87867-6. Online copy (http://www.math.cornell.edu/
~templier/junior/The-Noether-theorems.pdf).
Moser, Seth (21 April 2020). "Understanding Noether's Theorem by Visualizing the Lagrangian"
(https://digitalcommons.usu.edu/phys_capstoneproject/86/). Physics Capstone Projects: 1–12.
Retrieved 28 August 2020.
Olver, Peter (1993). Applications of Lie groups to differential equations. Graduate Texts in
Mathematics. Vol. 107 (2nd ed.). Springer-Verlag. ISBN 0-387-95000-1.
Sardanashvily, G. (2016). Noether's Theorems. Applications in Mechanics and Field Theory.
Springer-Verlag. ISBN 978-94-6239-171-0.
External links
Emmy Noether (1918). "Invariante Variationsprobleme" (https://de.wikisource.org/wiki/Invariante
_Variationsprobleme) (in German).
Emmy Noether (1971). "Invariant Variation Problems". Transport Theory and Statistical Physics.
1 (3). Translated by Mort Tavel: 186–207. arXiv:physics/0503066 (https://arxiv.org/abs/physics/0
503066). Bibcode:1971TTSP....1..186N (https://ui.adsabs.harvard.edu/abs/1971TTSP....1..186
N). doi:10.1080/00411457108231446 (https://doi.org/10.1080%2F00411457108231446).
S2CID 119019843 (https://api.semanticscholar.org/CorpusID:119019843). (Original in Gott.
Nachr. 1918:235–257)
Byers, Nina (1998). "E. Noether's Discovery of the Deep Connection Between Symmetries and
Conservation Laws". arXiv:physics/9807044 (https://arxiv.org/abs/physics/9807044).
Baez, John (2002). "Noether's Theorem in a Nutshell" (http://math.ucr.edu/home/baez/noether.h
tml). math.ucr.edu. Retrieved 28 August 2020.
Vladimir Cuesta; Merced Montesinos; José David Vergara (2007). "Gauge invariance of the
action principle for gauge systems with noncanonical symplectic structures". Physical Review D.
76 (2): 025025. Bibcode:2007PhRvD..76b5025C (https://ui.adsabs.harvard.edu/abs/2007PhRv
D..76b5025C). doi:10.1103/PhysRevD.76.025025 (https://doi.org/10.1103%2FPhysRevD.76.02
5025).
Hanca, J.; Tulejab, S.; Hancova, M. (2004). "Symmetries and conservation laws: Consequences
of Noether's theorem" (http://www.eftaylor.com/pub/symmetry.html). American Journal of
Physics. 72 (4): 428–35. Bibcode:2004AmJPh..72..428H (https://ui.adsabs.harvard.edu/abs/200
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