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OS UNIT 5 File Structures notes

The document provides an overview of file structures in computing, detailing the definition, characteristics, and significance of files. It categorizes files into text and binary types, explains file organization methods such as sequential and direct organization, and outlines common file operations and directory API functions. Additionally, it discusses file locking mechanisms to ensure data integrity and prevent corruption during concurrent access.

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0% found this document useful (0 votes)
10 views

OS UNIT 5 File Structures notes

The document provides an overview of file structures in computing, detailing the definition, characteristics, and significance of files. It categorizes files into text and binary types, explains file organization methods such as sequential and direct organization, and outlines common file operations and directory API functions. Additionally, it discusses file locking mechanisms to ensure data integrity and prevent corruption during concurrent access.

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rajsreerama.s
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We take content rights seriously. If you suspect this is your content, claim it here.
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File Structures:

1. Introduction:
 Definition of a file and its significance in computing

A file is a logical unit of storage within a computer system, identified by a unique name and
directory path. It serves as a repository for storing data or information in a structured or
unstructured format. Files can contain a variety of data types, including text, images, audio,
video, and more. The concept of files is fundamental to modern computing systems, and
understanding their significance is crucial for effective data management.

Key Characteristics of a File:

1. Name:
 Each file has a distinct name that uniquely identifies it within a directory. This name
facilitates easy access and reference.
2. Type:
 Files are categorized based on their types, such as text files, binary files, executable
files, etc. The type determines how the data within the file is interpreted and
processed.
3. Size:
 Files have a size, measured in bytes, that indicates the amount of storage space they
occupy on a storage device.
4. Attributes:
 Files possess various attributes, including creation date, modification date, access
permissions (read, write, execute), and ownership information.
5. Location:
 Files are stored in specific directories or folders, forming a hierarchical structure
within the file system.

Significance of Files in Computing:

1. Data Organization:
 Files provide a means to organize and structure data efficiently. Information is
compartmentalized into files, making it easier to manage and retrieve.
2. Data Persistence:
 Files enable data persistence, allowing information to be stored on non-volatile
storage devices (such as hard drives or SSDs) and retrieved even after a system
shutdown.
3. Program Execution:
 Executable files contain machine-readable instructions that are executed by the
computer's processor. They play a vital role in running applications and software.
4. Communication:
 Files facilitate data exchange between different programs and systems. They serve as
a standard format for data interchange, enabling compatibility and interoperability.
5. Resource Sharing:
 Multiple users and applications can access and share information through files,
promoting collaboration and resource utilization.
6. Data Security:
 Files support access control mechanisms, allowing administrators to regulate who can
read, write, or execute specific files. This contributes to data security and privacy.

Types of Files in Computing:

Files in computing can be broadly categorized based on the nature of the data they contain
and how that data is represented. Here are two primary types of files: text files and binary
files.

 Text Files:
 Definition:
 A text file is a type of file that stores plain text data, typically in the
form of characters encoded using a character encoding scheme (e.g.,
ASCII or Unicode). Text files are human-readable and can be opened
and modified using a simple text editor.
 Characteristics:
 Human-readable: Text files can be opened and understood by
humans using a basic text editor.
 Encoded characters: The data in text files consists of characters, and
each character is represented by a specific code.
 Examples:
 Source code files (e.g., .c, .java)
 Configuration files (e.g., .ini, .xml, .json)
 Plain text documents (e.g., .txt)
 Use Cases:
 Text files are commonly used for storing textual information, such as
program source code, configuration settings, and documentation.
 Binary Files:
 Definition:
 A binary file is a type of file that contains data in a format other than
plain text. The data in binary files is not easily human-readable and is
often in a format specific to the application that created it.
 Characteristics:
 Not human-readable: Binary files are not easily interpreted by
humans because the data is in a non-text format.
 Encoded data: The contents of binary files can represent a wide range
of data types, including images, audio, video, and compiled program
code.
 Examples:
 Image files (e.g., .png, .jpg)
 Audio files (e.g., .mp3, .wav)
 Video files (e.g., .mp4, .avi)
 Executable files (e.g., .exe, .bin)
 Use Cases:
 Binary files are used for storing data that does not have a direct
human-readable representation, such as multimedia files and compiled
programs.
File attributes are properties associated with a file that provide information about its
characteristics and how it can be accessed or manipulated. Here are key file attributes:

 Name:
 Definition: The name of the file is a unique identifier within a directory. It
distinguishes one file from another and allows users to reference or access it.
 Significance: The file name is crucial for locating and managing files within a
file system.
 Type:
 Definition: The type of file indicates the format or nature of the data stored
within the file. It distinguishes between different categories of files, such as
text files, binary files, or multimedia files.
 Significance: Understanding the file type is essential for interpreting and
processing the data correctly.
 Location:
 Definition: The location of a file refers to its path within the file system
hierarchy. It includes the directory or folder structure leading to the file.
 Significance: Knowing the file's location is crucial for navigating the file
system and accessing the file.
 Size:
 Definition: The size of a file represents the amount of storage space it
occupies on the storage device. It is measured in bytes, kilobytes, megabytes,
etc.
 Significance: File size affects storage capacity considerations and data
transfer times.
 Protection/Permissions:
 Definition: File protection or permissions specify who can access the file and
what actions (read, write, execute) they can perform. It includes attributes like
owner permissions, group permissions, and others.
 Significance: Permissions control data security and regulate file access to
prevent unauthorized manipulation.
 Creation Date:
 Definition: The creation date indicates when the file was originally created or
added to the file system.
 Significance: Knowing the creation date provides historical information about
the file's origin.
 Modification Date:
 Definition: The modification date reflects the most recent time the file's
content was changed or updated.
 Significance: Tracking the modification date helps users understand when the
file was last edited or modified.
 Access Date:
 Definition: The access date represents the last time the file was accessed or
opened.
 Significance: Monitoring the access date is useful for understanding the file's
recent usage.
2. File Organization:
Sequential Organization in Files:

Sequential organization is a file organization technique where records are stored in a linear or
sequential order within a file. In this approach, data is accessed in a step-by-step manner,
starting from the beginning of the file and progressing towards the end. Each record in the
file is located immediately after the previous one, forming a continuous sequence.

Key Characteristics of Sequential Organization:

1. Orderly Sequence:
 Records are stored in a predefined order, typically based on the order in which they
were added to the file.
2. Sequential Access:
 Data is accessed sequentially, meaning that to reach a specific record, one must
traverse all preceding records in the file.
3. Read and Write Operations:
 Reading and writing operations are performed sequentially. To update or retrieve a
specific record, the system must traverse the file from the beginning until the desired
record is reached.
4. Simple Implementation:
 The implementation of sequential organization is relatively simple and suitable for
devices with serial access, such as magnetic tapes.
5. No Direct Access:
 Unlike direct organization, there is no provision for direct access to a specific record.
Access is determined by the order in which records are stored.

Use Cases and Examples:

1. Log Files:
 Sequential organization is commonly used in log files where events are recorded in
chronological order. Entries are added to the end of the file as events occur.
2. Batch Processing:
 Applications that process data in a step-by-step manner, where each record is
processed sequentially, may benefit from sequential organization.
3. Media Streaming:
 In media streaming applications, data is often read sequentially to maintain a
continuous stream of audio or video.

Advantages:

 Simple Implementation: Sequential organization is straightforward to implement, making it


suitable for certain types of storage devices.
 Efficient for Sequential Access Patterns: When the primary access pattern involves
processing data sequentially, this organization is efficient.

Disadvantages:
 Inefficient for Random Access: If there is a need for random access to specific records,
sequential organization can be inefficient because it requires scanning through preceding
records.
 Not Suitable for Dynamic Updates: Inserting or deleting records in the middle of a
sequentially organized file can be complex and inefficient.

Direct Organization in Files:

Direct organization, also known as random or relative organization, is a file


organization technique that allows for direct access to any record within a file without
the need to traverse the entire file sequentially. In this approach, each record in the
file is assigned a unique identifier, and a formula or algorithm is used to calculate the
physical storage location of each record based on its identifier.

Key Characteristics of Direct Organization:

Direct Access:
Records can be accessed directly using their unique identifiers without the need to
traverse the entire file sequentially.
Key-Based Retrieval:
Each record is associated with a key, and this key is used to locate the record's
physical storage location.
Efficient Retrieval:
Direct organization is efficient when there is a need for quick access to specific
records, especially in situations where random access patterns are common.
Complex Implementation:
Implementing direct organization is more complex than sequential organization
because mechanisms are needed to manage the mapping of keys to physical storage
locations.
Use Cases and Examples:
Database Systems:
Direct organization is commonly used in database systems where quick access to
specific records is crucial for query performance. Each record may have a primary
key for direct identification.
Indexed Files:
Direct organization is often used in conjunction with indexes, where a separate data
structure (index table) maintains key-to-location mappings.
Advantages:
Efficient Random Access: Direct organization allows for efficient access to specific
records, making it suitable for scenarios where random access is a common
requirement.

Key-Based Retrieval: The use of keys for record retrieval is beneficial for systems
that rely on unique identifiers for data manipulation.
Disadvantages:
Complex Implementation: Implementing and maintaining direct organization,
especially in large datasets, can be more complex compared to sequential
organization.
Overhead: The use of keys and additional mechanisms for direct access introduces
overhead in terms of storage space and maintenance.
Implementation Example:
Consider a file with student records, each identified by a unique student ID. A direct
organization could involve using the student ID as the key, and a formula could be
employed to determine the physical storage location of each record based on its ID.
Mathematical code
Copy code
Student ID | Record Location
-------------|---------------------
101 | Block 1
102 | Block 3
103 | Block 2
... | ...
In this example, the student records can be directly accessed based on their unique
student IDs.
File Operations
File operations refer to the various actions and manipulations that can be performed
on files within a computer system. These operations are fundamental to managing and
interacting with data stored in files. Here are some common file operations:

Create:
Description: Creating a new file involves allocating space on the storage device and
establishing a file entry in the file system.
System Call: open() with the appropriate flags or a dedicated create() system call.
Open:
Description: Opening a file provides access to its contents for reading, writing, or
both. It establishes a connection between the file and a process.
System Call: open().
Close:
Description: Closing a file terminates the connection between the file and a process. It
releases system resources associated with the open file.
System Call: close().
Read:
Description: Reading from a file involves retrieving data from the file and placing it
into a buffer in the calling process.
System Call: read().
Write:
Description: Writing to a file involves transferring data from a buffer in the calling
process to the file.
System Call: write().
Seek:
Description: The seek operation is used to change the current position (file pointer)
within a file. It determines where the next read or write operation will occur.
System Call: lseek().
Delete:
Description: Deleting a file removes it from the file system, freeing up the allocated
space.
System Call: unlink() or remove().
Rename:
Description: Renaming a file changes its name in the file system without altering its
content or location.
System Call: rename().
Change Permissions:
Description: Changing file permissions involves modifying the access rights (read,
write, execute) for users, groups, and others.
System Call: chmod().
Change Owner:
Description: Changing the owner of a file assigns a new user as the file's owner.
System Call: chown().
Get File Information:
Description: Retrieving information about a file, such as its size, creation time, and
modification time.
System Call: stat().
Truncate:
Description: Truncating a file involves reducing its size to a specified length. Data
beyond the specified length is discarded.
System Call: truncate().
Copy/Move:
Description: Copying a file creates a duplicate, while moving a file changes its
location within the file system.
System Call: cp or mv (commands in a shell environment).
Check File Existence:
Description: Checking whether a file exists in a specified location.
System Call: access().

Directory API:
Opening and Reading Directories:

a. opendir() System Call:


Description:
Opens a directory for reading.
Returns a directory stream pointer.

b. readdir() System Call:


Description:
Reads the next entry from an open directory.
Returns a pointer to a dirent structure.

c. closedir() System Call:


Description:
Closes an open directory stream.

3. Creating and Removing Directories:


a. mkdir() System Call:
Description:
Creates a new directory with the specified name and permission mode.
b. rmdir() System Call:
Description:
Removes (deletes) an empty directory.

4. Setting Permissions:
a. umask() System Call:
Description:
Sets the file creation mask.
Determines the default permissions for newly created files and directories.
These Directory API functions provide essential operations for interacting with directories in
a file system. Incorporate these system calls into your lectures with practical examples to
illustrate their usage in file and directory management.

File Locking:
1. Introduction to File Locking:
Introduction to File Locking:

1. Purpose and Importance:

a. Definition:
File Locking: File locking is a mechanism used to control access to a file by
multiple processes or threads. It prevents concurrent read and write operations
that may lead to data corruption or inconsistencies.

b. Purpose:
Concurrency Control: Ensures that only one process can modify a file at a
given time, preventing conflicts and maintaining data integrity.
Data Consistency: File locking is crucial in scenarios where maintaining
consistent and up-to-date data is essential.

c. Importance:
Data Integrity: Protects against race conditions and ensures that data
modifications are carried out in a controlled manner.
Prevention of Data Corruption: Averts scenarios where multiple processes
attempt to modify the same file simultaneously, avoiding potential corruption.

2. Types of Locks: Shared and Exclusive:

a. Shared Lock:
Multiple processes can hold a shared lock on a file simultaneously.
Purpose: Allows multiple processes to read from the file concurrently while
preventing write operations.

b. Exclusive Lock:
Only one process can hold an exclusive lock on a file at any given time.
Purpose: Grants exclusive access to a file, preventing other processes from
both reading and writing.

c. Shared vs. Exclusive:


Shared Locks:
Allow multiple processes to read simultaneously.
Do not block other processes holding shared locks.
Exclusive Locks:
Guarantee exclusive access for write operations.
Block any attempt to acquire a conflicting lock (shared or exclusive).
d. Choosing the Right Lock Type:

Read-Heavy Operations:
Shared locks are suitable when read operations are more frequent than write
operations.
Write-Heavy Operations:
Exclusive locks are appropriate when write operations are more frequent.
e. Example Scenario:
Consider a database where multiple users can query data (shared lock)
simultaneously, but only one user can update records at a time (exclusive
lock).
Creating Lock Files: Creating Lock Files:
Mechanism:
Definition:
Lock File: A lock file is a specially designated file used as a signaling mechanism to
coordinate access to a shared resource, such as a file or a critical section of code.
Purpose of Lock Files:
Coordinating Access: Lock files help coordinate and control access to a shared resource
to prevent conflicts in multi-process or multi-threaded environments.
Mechanism:
When a process or thread intends to access a shared resource, it first checks for the
existence of a corresponding lock file.
If the lock file is absent, the process creates the lock file to signal its intention to access
the resource.
If the lock file already exists, it indicates that another process is currently using the
resource, and the requesting process may need to wait or take appropriate action.
3. Locking Regions:
1. Definition:
a. Locking Regions:
 Locking regions is a technique in file locking where specific sections or ranges within
a file are marked for exclusive access by a process. This approach allows for fine-
grained control over concurrency, limiting the scope of the lock to a defined portion
of the file.
b. Mechanism:
 Rather than locking the entire file, processes can choose to lock only a specific region
within the file.
 This is achieved by specifying the starting offset and length of the region to be locked.

2. Purpose:
a. Granular Control:
 Locking regions provides granular control over access to different parts of a file,
allowing multiple processes to concurrently access non-overlapping regions.
b. Concurrent Read-Write Operations:
 Enables scenarios where one process may have an exclusive lock on a specific region
for writing, while other processes may hold shared locks on different regions for
reading.
c. Avoiding Bottlenecks:
 Minimizes contention by allowing processes to operate on distinct parts of the file
simultaneously, reducing the likelihood of bottlenecks.
3. Types of Locks:
a. Shared Locks on Regions:
 Multiple processes can hold shared locks on non-overlapping regions for concurrent
reading.
b. Exclusive Locks on Regions:
 Only one process can hold an exclusive lock on a particular region, preventing others
from both reading and writing to that region.

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